| Share Based Employee Benefits 28-Oct-2014 | ||
|---|---|---|
| Time | Document | Match |
| Feb 21, 1957 | Securities Contracts (Regulations) Rules, 1957 | the constitution and management of the stock exchange and four copies of the bye-laws for the regulation and control contracts in securities are enclosed. 3. All the necessary information required in the Annexure to this Form is enclosed. Any |
| Feb 21, 1957 | Securities Contracts (Regulations) Rules, 1957 | the constitution and management of the stock exchange and four copies of the bye-laws for the regulation and control contracts in securities are enclosed. 3. All the necessary information required in the Annexure to this Form is enclosed. Any |
| Jan 30, 1992 | Securities and Exchange Board of India Act 1992 (As amended by the International Financial Services Centres Authority Act, 2019 w.e.f. October 01, 2020) | (e) registered as a collective investment scheme, including mutual funds, fails to refund the application monies paid by the investors within the period specified in the regulations, he shall be liable to 83[a penalty 84[which shall not be less than one lakh rupees but which may |
| Jan 30, 1992 | Securities and Exchange Board of India Act 1992 (As amended by the International Financial Services Centres Authority Act, 2019 w.e.f. October 01, 2020) | (e) registered as a collective investment scheme, including mutual funds, fails to refund the application monies paid by the investors within the period specified in the regulations, he shall be liable to 83[a penalty 84[which shall not be less than one lakh rupees but which may |
| Jan 30, 1992 | Securities and Exchange Board of India Act 1992 (As amended by the International Financial Services Centres Authority Act, 2019 w.e.f. October 01, 2020) | (e) registered as a collective investment scheme, including mutual funds, fails to refund the application monies paid by the investors within the period specified in the regulations, he shall be liable to 83[a penalty 84[which shall not be less than one lakh rupees but which may |
| Jan 30, 1992 | Securities and Exchange Board of India Act 1992 (As amended by the International Financial Services Centres Authority Act, 2019 w.e.f. October 01, 2020) | (e) registered as a collective investment scheme, including mutual funds, fails to refund the application monies paid by the investors within the period specified in the regulations, he shall be liable to 83[a penalty 84[which shall not be less than one lakh rupees but which may |
| Jan 30, 1992 | Securities and Exchange Board of India Act 1992 (As amended by the International Financial Services Centres Authority Act, 2019 w.e.f. October 01, 2020) | (e) registered as a collective investment scheme, including mutual funds, fails to refund the application monies paid by the investors within the period specified in the regulations, he shall be liable to 83[a penalty 84[which shall not be less than one lakh rupees but which may |
| Aug 06, 1992 | Inspection of brokers books | You would be aware that the Ministry of Finance issued a directive to all stock exchanges in August 1991, instructing inter-alia that the transaction price and brokerage should be shown separately in the contract notes issued by stock brokers. On our follow up in the last month, the stock exchanges have reported to us that they have issued necessary directive to their member brokers. In this connection, please also refer to our letter no. SE/4569 dated 19.6.92, advising you to make a sample scrutiny of the books of your member brokers and report to us whether the aforesaid directive of the Government has been implemented by the member brokers. We have not received any response from your Exchange as yet. Hence you may arrange to inspect the contract notes of your member brokers on a sample basis for a period of the last 2- 4 weeks and send a report to us which should include the following details : i. the date when the Exchange issued directive to the member brokers to show execution price and the brokerage separately in the contract notes. ii. the date when the bye-laws and regulations in this respect were amended. iii. after the inspection of records of the member brokers, the findings of the Exchange indicating whether the aforesaid directive of the Government has been implemented by brokers. iv. any action taken against the member brokers who have not followed the directive of the Government and the Exchange, and v. the steps taken/proposed to be taken by the Exchange to ensure that the member brokers show transaction price and the brokerage separately in the contract notes. |
| Oct 23, 1992 | SEBI (Stock-Brokers and Sub-Brokers) Regulations, 1992 "[Last amended on March 6, 2017]" | may be, shall comply with the requirements contained in clauses (a) to (c) of sub-regulation (i); 32[(iii) the applicant has the necessary infrastructure like adequate office space, equipment |
| Jan 01, 1993 | SEBI (Portfolio Managers) Regulations, 1993 [Last amended on May 10, 2019] | The word “schemeSEBI (Portfolio Managers) (Amendment) Regulations, 2008, |
| Jan 01, 1993 | SEBI (Portfolio Managers) Regulations, 1993 [Last amended on May 10, 2019] | The word “schemeSEBI (Portfolio Managers) (Amendment) Regulations, 2008, |
| Jan 01, 1993 | SEBI (Portfolio Managers) Regulations, 1993 [Last amended on May 10, 2019] | The word “schemeSEBI (Portfolio Managers) (Amendment) Regulations, 2008, |
| Oct 08, 1993 | Securities and Exchange Board of India (Underwriters ) Rules 1993 (Since Rescinded w.e.f. September 7, 2006) | Manner of making order of suspension and cancellation of certificate 27. No order of penalty of suspension or cancellation shall be imposed except after holding an inquiry in accordance with the procedure specified in regulation 28 . Manner of holding enquiry before suspension or cancellation 28. (1) For the purpose of holding an enquiry under regulation 27, the Board may appoint an enquiry officer. (2) The enquiry officer shall issue to the underwriter a notice at the registered office or the principal place of business of the underwriter. (3) The underwriter may, within thirty days from the date of receipt of such notice, furnish to the enquiry officer a reply together with copies of documentary or other evidence relied on by him or sought by the Board from the underwriter. (4) The enquiry officer shall, give a reasonable opportunity of hearing to the underwriter to enable him to make submissions in support of his reply made under sub-regulation (3). (5) Before the enquiry officer, the underwriter may either appear in person or through any person duly authorised by the underwriter: Provided that no lawyer or advocate shall be permitted to represent the underwriter at the enquiry: Provided further that where a lawyer or an advocate has been appointed by the Board as a presenting officer under sub-regulation (6), it shall be lawful for the underwriter to present its case through a lawyer or advocate. (6) If it is considered necessary, the enquiry officer may ask the Board to appoint a presenting officer to present its case. |
| Oct 20, 1993 | Format of Half Yearly Report and Guidelines for advertisement | Correspondence relating to registration and clarifications on Guidelines / Circulars issued by SEBI shall be made only by the Principal Office of the Portfolio manager and not by the branch offices. NecessarSEBI (Insider Trading) Regulations, 1992. Regulations 31 and 32 provide for penalty of suspension / cancellation of registration for persistent defaults by the Portfolio Managers. However, in order to give an opportunity to the Portfolio Managers to make up the deficiencies in their functioning and to strengthen their machinery, SEBI may issue warning letters or penalty point advices by which Portfolio Managers would be forewarned in respect of their omissions. A Portfolio Manager who despite the receipt of three warning letters or penalty point advices, does not show improvement or fails to make up the deficiencies, may be subjected to action for default in terms of Regulation 31 or 32 as the case may be. |
| Oct 20, 1993 | RPM circular No.1(93-94) | Correspondence relating to registration and clarifications on Guidelines / Circulars issued by SEBI shall be made only by the Principal Office of the Portfolio manager and not by the branch offices. NecessarSEBI (Insider Trading) Regulations, 1992. Regulations 31 and 32 provide for penalty of suspension / cancellation of registration for persistent defaults by the Portfolio Managers. However, in order to give an opportunity to the Portfolio Managers to make up the deficiencies in their functioning and to strengthen their machinery, SEBI may issue warning letters or penalty point advices by which Portfolio Managers would be forewarned in respect of their omissions. A Portfolio Manager who despite the receipt of three warning letters or penalty point advices, does not show improvement or fails to make up the deficiencies, may be subjected to action for default in terms of Regulation 31 or 32 as the case may be. |
| Oct 20, 1993 | Format of Half Yearly Report and Guidelines for advertisement | Correspondence relating to registration and clarifications on Guidelines / Circulars issued by SEBI shall be made only by the Principal Office of the Portfolio manager and not by the branch offices. NecessarSEBI (Insider Trading) Regulations, 1992. Regulations 31 and 32 provide for penalty of suspension / cancellation of registration for persistent defaults by the Portfolio Managers. However, in order to give an opportunity to the Portfolio Managers to make up the deficiencies in their functioning and to strengthen their machinery, SEBI may issue warning letters or penalty point advices by which Portfolio Managers would be forewarned in respect of their omissions. A Portfolio Manager who despite the receipt of three warning letters or penalty point advices, does not show improvement or fails to make up the deficiencies, may be subjected to action for default in terms of Regulation 31 or 32 as the case may be. |
| Oct 20, 1993 | RPM circular No.1(93-94) | Correspondence relating to registration and clarifications on Guidelines / Circulars issued by SEBI shall be made only by the Principal Office of the Portfolio manager and not by the branch offices. NecessarSEBI (Insider Trading) Regulations, 1992. Regulations 31 and 32 provide for penalty of suspension / cancellation of registration for persistent defaults by the Portfolio Managers. However, in order to give an opportunity to the Portfolio Managers to make up the deficiencies in their functioning and to strengthen their machinery, SEBI may issue warning letters or penalty point advices by which Portfolio Managers would be forewarned in respect of their omissions. A Portfolio Manager who despite the receipt of three warning letters or penalty point advices, does not show improvement or fails to make up the deficiencies, may be subjected to action for default in terms of Regulation 31 or 32 as the case may be. |
| Oct 21, 1993 | Capital Adequacy Norms For Brokers | Capital Adequacy Norms For Brokers This has reference to SEBI’s letter No. SMD-I/11087/92 dated 4th November, 1992. On receiving the comments from various stock exchanges on the norms circulated by us it has been decided that the norms as set out in the annexure shall be made applicable to the stock brokers in all the stock exchanges. You are, therefore, hereby directed to make the necessary provisions in Your Bye-laws and Regulations for the purpose. The amendments to be made to the Bye-laws and Regulations should be forwarded to us for formal approval. As may be seen from the annexure, the norms are required to made applicable to all stock brokers with effect from December 1, 1993 onwards and will be gradually enhanced to the final limit by December 1, 1994. You are, therefore, requested to take urgent steps to get the Bye-laws and Regulations of the Exchange amended at the earliest. |
| Oct 21, 1993 | Capital Adequacy Norms For Brokers | Capital Adequacy Norms For Brokers This has reference to SEBI’s letter No. SMD-I/11087/92 dated 4th November, 1992. On receiving the comments from various stock exchanges on the norms circulated by us it has been decided that the norms as set out in the annexure shall be made applicable to the stock brokers in all the stock exchanges. You are, therefore, hereby directed to make the necessary provisions in Your Bye-laws and Regulations for the purpose. The amendments to be made to the Bye-laws and Regulations should be forwarded to us for formal approval. As may be seen from the annexure, the norms are required to made applicable to all stock brokers with effect from December 1, 1993 onwards and will be gradually enhanced to the final limit by December 1, 1994. You are, therefore, requested to take urgent steps to get the Bye-laws and Regulations of the Exchange amended at the earliest. |
| Nov 05, 1993 | General Instructions issued by SEBI to RTI/STA | 400 021.RRTI Circular No. 1 (93-94) November 5, 1993To All Registered Registrars to an Issue Dear Sirs, With the passing of the Securities and Exchange Board of India Act, 1992 and notification of the Registrars to an Issue and Share Transfer Agents Rules and Regulations, 1993, no person shall act either as a Registrar to an Issue and/or Share Transfer Agent unless he is registered with SEBI under Section 12 of the Act. SEBI has granted Certificates of Registration to certain Registrars to an Issue (RTI) and Share Transfer Agents (STA) in terms of Rule 4, and Regulation 8 of SEBI (Registrars to an Issue and Share Transfer Agents) Rules & Regulations, 1993 either to act both as Registrars to an Issue and Share Transfer Agents (Category I) or only as Registrars to an Issue/ Share Transfer Agents (Category II). In terms of the powers conferred on it under Section 11 of the SEBI Act, 1992, SEBI will, from time to time, issue operational guidelines/ instructionsto the Registered Registrars to an Issue and Share Transfer Agents by means of circulars. This is the first circular in the series on Registrars to an Issue function and accordingly has been numbered as RRTI Circular No. 1. (General instructions so far issued by SEBI to the Registrars to an Issue have been consolidated and included in this Circular). Further circulars on RTI function would bear continuous serial numbers, valid for the relevant financial year. All Registered Registrars to an Issue should ensure compliance with the instructions contained in such circulars. Circulars on Share Transfer Agents function shall constitute a different series and shall be numbered as RSTA Circulars.A. REGISTRATION:1.The registration granted pursuant to Chapter II of the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulationssarsarsarschemesarsarsarsary to allow a 10% margin i.e. the final allotment may be higher upto 110% of the size of the actual offering. |
| Nov 05, 1993 | General Instructions issued by SEBI to RTI/STA | 400 021.RRTI Circular No. 1 (93-94) November 5, 1993To All Registered Registrars to an Issue Dear Sirs, With the passing of the Securities and Exchange Board of India Act, 1992 and notification of the Registrars to an Issue and Share Transfer Agents Rules and Regulations, 1993, no person shall act either as a Registrar to an Issue and/or Share Transfer Agent unless he is registered with SEBI under Section 12 of the Act. SEBI has granted Certificates of Registration to certain Registrars to an Issue (RTI) and Share Transfer Agents (STA) in terms of Rule 4, and Regulation 8 of SEBI (Registrars to an Issue and Share Transfer Agents) Rules & Regulations, 1993 either to act both as Registrars to an Issue and Share Transfer Agents (Category I) or only as Registrars to an Issue/ Share Transfer Agents (Category II). In terms of the powers conferred on it under Section 11 of the SEBI Act, 1992, SEBI will, from time to time, issue operational guidelines/ instructionsto the Registered Registrars to an Issue and Share Transfer Agents by means of circulars. This is the first circular in the series on Registrars to an Issue function and accordingly has been numbered as RRTI Circular No. 1. (General instructions so far issued by SEBI to the Registrars to an Issue have been consolidated and included in this Circular). Further circulars on RTI function would bear continuous serial numbers, valid for the relevant financial year. All Registered Registrars to an Issue should ensure compliance with the instructions contained in such circulars. Circulars on Share Transfer Agents function shall constitute a different series and shall be numbered as RSTA Circulars.A. REGISTRATION:1.The registration granted pursuant to Chapter II of the Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Regulationssarsarsarschemesarsarsarsary to allow a 10% margin i.e. the final allotment may be higher upto 110% of the size of the actual offering. |
| Nov 18, 1993 | Regulation Of Transactions Between Clients And Brokers | Regulation Of Transactions Between Clients And Brokers This has reference to SEBI’s letter No.SMD/SED/2913/93 dated March 9, 1993. On receiving the comments from various stock exchanges on the norms circulated by us it has been decided that the norms as set out in the annexure shall be made applicable to the stock brokers in all the stock exchanges. You are, therefore, hereby directed to make necessary provisions in your Bye-laws and Regulations for the purpose. The amendments to be made to the Bye-laws and Regulations should be forwarded to us for formal approval. The norms are required to be made applicable in all the stock exchanges with effect from January 1, 1994 onwards. These may be widely circulated amongst member-brokers so that they are made aware of the proposed measures. |
| Nov 18, 1993 | Regulation Of Transactions Between Clients And Brokers | Regulation Of Transactions Between Clients And Brokers This has reference to SEBI’s letter No.SMD/SED/2913/93 dated March 9, 1993. On receiving the comments from various stock exchanges on the norms circulated by us it has been decided that the norms as set out in the annexure shall be made applicable to the stock brokers in all the stock exchanges. You are, therefore, hereby directed to make necessary provisions in your Bye-laws and Regulations for the purpose. The amendments to be made to the Bye-laws and Regulations should be forwarded to us for formal approval. The norms are required to be made applicable in all the stock exchanges with effect from January 1, 1994 onwards. These may be widely circulated amongst member-brokers so that they are made aware of the proposed measures. |
| Dec 31, 1993 | Mutual Funds Circulars-1993 | 03. Outer time limit for sending refunds in case the minimum subscription for schemes is not received as per Regulation 33 T+87 |
| Dec 31, 1993 | Mutual Funds Circulars-1993 | 03. Outer time limit for sending refunds in case the minimum subscription for schemes is not received as per Regulation 33 T+87 |
| Dec 31, 1993 | Mutual Funds Circulars-1993 | 03. Outer time limit for sending refunds in case the minimum subscription for schemes is not received as per Regulation 33 T+87 |
| Apr 07, 1994 | SEBI (Annual Report) Rules, 1994 | (Indicate details regarding registration, suspension/cancellation of registration of collective investment schemeschemes and mutual funds). (d) Promotion and regulation of self-regulatory organisations: |
| Apr 07, 1994 | SEBI (Annual Report) Rules, 1994 | (Indicate details regarding registration, suspension/cancellation of registration of collective investment schemeschemes and mutual funds). (d) Promotion and regulation of self-regulatory organisations: |
| Apr 12, 1994 | No 1% listing deposit from Mutual Funds | Accordingly the stock exchanges are advised that no deposit be collected from the mutual funds in respect of the schemeamendment to the rules, bye-laws and regulations of the stock exchanges are required, respective stock exchanges are advised to do so urgently. Yours faithfully, sd/- |
| Apr 12, 1994 | No 1% listing deposit from Mutual Funds | Accordingly the stock exchanges are advised that no deposit be collected from the mutual funds in respect of the schemeamendment to the rules, bye-laws and regulations of the stock exchanges are required, respective stock exchanges are advised to do so urgently. Yours faithfully, sd/- |
| Oct 11, 1994 | INSTRUCTIONS TO REGISTRARS TO AN ISSUE /SHARE TRANSFER AGENTS | maintain the records under the SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 and the company shall do all such things and extend necessary co-operation for the Transfer Agent complying with this Regulation. |
| Oct 11, 1994 | INSTRUCTIONS TO REGISTRARS TO AN ISSUE /SHARE TRANSFER AGENTS | maintain the records under the SEBI (Registrars to an Issue and Share Transfer Agents) Regulations, 1993 and the company shall do all such things and extend necessary co-operation for the Transfer Agent complying with this Regulation. |
| Jun 06, 1995 | Right not accompanied by public issues- no vetting | You are aware that SEBI has recently issued a circular No.RMB(DIP Series) Circular No.1 (95-96) dated May 23, 1995, relating to guidelines for Disclosure and Investor Protection (copy enclosed). It has been decided that rights issues which are not accompanied by public issues three months prior or subsequent to the rights issues will not be required to be vetted by SEBI. This would be applicable for offer documents filed with SEBI after July 1, 1995. Amendments to Regulations of your exchange would be required to give effect to these new guidelines. Therefore, you are requested to make necessaramendments in your regulations and confirm the compliance thereof by June 21, 1995. Please send a copy of the amended regulations for our record. Yours faithfully, sd/- R C GUPTA |
| Jun 06, 1995 | Right not accompanied by public issues- no vetting | You are aware that SEBI has recently issued a circular No.RMB(DIP Series) Circular No.1 (95-96) dated May 23, 1995, relating to guidelines for Disclosure and Investor Protection (copy enclosed). It has been decided that rights issues which are not accompanied by public issues three months prior or subsequent to the rights issues will not be required to be vetted by SEBI. This would be applicable for offer documents filed with SEBI after July 1, 1995. Amendments to Regulations of your exchange would be required to give effect to these new guidelines. Therefore, you are requested to make necessaramendments in your regulations and confirm the compliance thereof by June 21, 1995. Please send a copy of the amended regulations for our record. Yours faithfully, sd/- R C GUPTA |
| Oct 16, 1995 | Revised Carry Forward System | 1. As you are aware, Securities and Exchange Board of India (SEBI) appointed on February 22, 1995, a committee under the Chairmanship of Shri G S Patel, to review the system of Carry forward transactions in the stock exchanges. The recommendations of the G S Patel Committee were considered in the SEBI Board meeting held on July 27, 1995. In this meeting Board decided to introduce a revised Carry Forward system, subject to the following prudential conditions and precautions : a. Sock Exchanges would be allowed to introduce carry forward system only with the prior permission of SEBI. Such permission would be accorded subject to the availability of suitable infrastructure of the Stock Exchanges and their capability to have an effective monitoring and surveillance system. Regarding infrastructure, it would be essential for the stock exchanges to have screen-based trading before the carry forward system could be introduced. The responsibility of monitoring, surveillance and reporting would be cast on the Executive Director of the Exchange, who must be empowered in this regard, if necessary, by the change of bye-laws, rules and regulations or the Exchange. The Exchanges would also ensure the submission of timely and regular information to SEBI about various parameters and their implementation. |
| Jan 19, 1996 | Circular - SMD/SED/RCG/271/96 | Please refer to our Circular dated October 30, 1995, wherein SEBI had advised all the Stock Exchanges that no trading in the shares of M/s. Rupangi Impex Ltd. would be permitted on the Stock Exchanges from November 1, 1995 till further orders. Since the investigation has been completed, the necessarSEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Markets) Regulations, 1995. It is therefore decided that, in the interest of the investors and the Securities Markets, trading in the shares of Rupangi Impex Ltd. may be allowed from Monday, January 29, 1996. It is further decided that the monies collected in adherence to our aforesaid circular dated October 30, 1995, may be transferred to the "Investor Protection Fund" of the concerned Stock Exchanges. |
| Jan 19, 1996 | Circular - SMD/SED/RCG/271/96 | Please refer to our Circular dated October 30, 1995, wherein SEBI had advised all the Stock Exchanges that no trading in the shares of M/s. Rupangi Impex Ltd. would be permitted on the Stock Exchanges from November 1, 1995 till further orders. Since the investigation has been completed, the necessarSEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Markets) Regulations, 1995. It is therefore decided that, in the interest of the investors and the Securities Markets, trading in the shares of Rupangi Impex Ltd. may be allowed from Monday, January 29, 1996. It is further decided that the monies collected in adherence to our aforesaid circular dated October 30, 1995, may be transferred to the "Investor Protection Fund" of the concerned Stock Exchanges. |
| May 13, 1996 | Registration of Sub-brokers | It has been observed while processing the application that the Sub-brokers are still making incomplete applications, which is causing unnecessarsary action at your end. |
| May 16, 1996 | Securities and Exchange Board of India (Custodian) Regulations, 1996 [Last amendment on April 17, 2020] | commencement of the Securities and Exchange Board of India (Custodian of Securities) (Amendment) Regulations, 2008 may provide custodial services in respect of title deeds of real estate assets held by a real estate mutual fund scheme.] |
| May 16, 1996 | Securities and Exchange Board of India (Custodian) Regulations, 1996 [Last amendment on April 17, 2020] | commencement of the Securities and Exchange Board of India (Custodian of Securities) (Amendment) Regulations, 2008 may provide custodial services in respect of title deeds of real estate assets held by a real estate mutual fund scheme.] |
| May 16, 1996 | Securities and Exchange Board of India (Custodian) Regulations, 1996 [Last amendment on April 17, 2020] | commencement of the Securities and Exchange Board of India (Custodian of Securities) (Amendment) Regulations, 2008 may provide custodial services in respect of title deeds of real estate assets held by a real estate mutual fund scheme.] |
| May 16, 1996 | Securities and Exchange Board of India (Custodian) Regulations, 1996 [Last amendment on April 17, 2020] | commencement of the Securities and Exchange Board of India (Custodian of Securities) (Amendment) Regulations, 2008 may provide custodial services in respect of title deeds of real estate assets held by a real estate mutual fund scheme.] |
| Jun 16, 1996 | SEBI (Depositories and Participants) Regulations 1996 [Last amended on July 25, 2017] | records accordingly. (9) After amending its records under sub-regulation (8) the depository shall immediately inform the participants of the pledger and pledgee of the change who in turn shall make the necessary changes in their |
| Oct 04, 1996 | SMD/Policy/4296/96 | Dear Sir, Amendment in the Articles, Bye-laws, Rules,Regulations under Listing Agreement of the Stock Exchanges. Most of the powers under the provisions of the Securities Contracts (Regulation) Act has been given to SEBI either by amendment of the provisions of the SC(R)A or by delegation of powers by the Central Government under Section 29A of the SC(R)A. However, consequent changes in the Articles, Bye-laws, Rules, Regulations and Listing Agreement of the Stock Exchanges has not been Carried out. The name of Central Government still appears in such Bye-laws, Regulations., etc. It is therefore proposed to amend the Articles, Bye-laws, Rules, Regulations and Listing Agreement of the Stock Exchanges to make them in consonance with the provisions of the Act and enable SEBI to exercise its powers more effectively. It is therefore advised that in the Articles, Bye-laws, Rules, Regulations and the listing Agreement of Stock Exchanges wherever the words "Central Government" occur, they shall be substituted by the words "Securities and Exchange Board of India". You are accordingly advised to take necessary steps for amendment of Articles, Rules, Regulations, etc. A copy of the draft Articles, Bye - laws etc. to be amended as above be sent to SEBI for its approval. Yours faithfully, |
| Oct 04, 1996 | SMD/Policy/4296/96 | Dear Sir, Amendment in the Articles, Bye-laws, Rules,Regulations under Listing Agreement of the Stock Exchanges. Most of the powers under the provisions of the Securities Contracts (Regulation) Act has been given to SEBI either by amendment of the provisions of the SC(R)A or by delegation of powers by the Central Government under Section 29A of the SC(R)A. However, consequent changes in the Articles, Bye-laws, Rules, Regulations and Listing Agreement of the Stock Exchanges has not been Carried out. The name of Central Government still appears in such Bye-laws, Regulations., etc. It is therefore proposed to amend the Articles, Bye-laws, Rules, Regulations and Listing Agreement of the Stock Exchanges to make them in consonance with the provisions of the Act and enable SEBI to exercise its powers more effectively. It is therefore advised that in the Articles, Bye-laws, Rules, Regulations and the listing Agreement of Stock Exchanges wherever the words "Central Government" occur, they shall be substituted by the words "Securities and Exchange Board of India". You are accordingly advised to take necessary steps for amendment of Articles, Rules, Regulations, etc. A copy of the draft Articles, Bye - laws etc. to be amended as above be sent to SEBI for its approval. Yours faithfully, |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Dec 09, 1996 | SEBI (Mutual Funds) Regulations, 1996 [Last amended on March 13, 2018] | xi. In a close-ended scheme 275[launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009] which provides to the unitholders the option for an early redemption or repurchase their own |
| Feb 28, 1997 | Limitations of Fees and expenses charged to schemes and filing of offer documents of schemes | if any changes to the offer document are made after filing, the 21 day period will commence from the date of submission of last additional statements; the Board of AMCs as well as the Trustees shall exercise necessarscheme are in full conformity with the provisions of the Regulations. |
| Feb 28, 1997 | Limitations of Fees and expenses charged to schemes and filing of offer documents of schemes | if any changes to the offer document are made after filing, the 21 day period will commence from the date of submission of last additional statements; the Board of AMCs as well as the Trustees shall exercise necessarscheme are in full conformity with the provisions of the Regulations. |
| Feb 28, 1997 | Limitations of Fees and expenses charged to schemes and filing of offer documents of schemes | if any changes to the offer document are made after filing, the 21 day period will commence from the date of submission of last additional statements; the Board of AMCs as well as the Trustees shall exercise necessarscheme are in full conformity with the provisions of the Regulations. |
| Feb 28, 1997 | Limitations of Fees and expenses charged to schemes and filing of offer documents of schemes | if any changes to the offer document are made after filing, the 21 day period will commence from the date of submission of last additional statements; the Board of AMCs as well as the Trustees shall exercise necessarscheme are in full conformity with the provisions of the Regulations. |
| Jan 16, 1998 | Members of Stock Exchanges acting as Sub Brokers | This matter was discussed by SEBI separately with the heads of some major Stock Exchanges. In this connection, it has been decided that the members of stock Exchanges executing transactions of his clients through the members of other Exchanges are to be treated as a "sub - broker". In terms of Rule 3 of SEBI (Stock Brokers and Sub-Brokers) Rules, 1992 read with Section 12 of SEBI Act, no stock broker or sub-broker shall buy, sell, deal in securities unless he holds a certificate granted by the Board under the regulations. Thus, it is necessary for any person who acts as sub-broker to hold Certificate of Registration as a sub-broker granted by SEBI and accordingly the members of Stock Exchanges who also act as sub-brokers should hold a separate registration with SEBI as a sub-broker. However, presently some of the members of exchanges who are acting as sub-brokers through the members of other exchanges have not obtained separate registration from SEBI to act as sub-brokers. In view of the above It is advised that the members of the stock exchanges who are acting as sub-brokers through the members of other exchanges should obtain Certificate of Registration from SEBI to act as a sub-broker under SEBI (Stock Brokers and Sub-Brokers) Rules & Regulations, 1992. Further, in terms of clause B (2)(a) of the Code of Conduct of sub-brokers issued under Regulation 15 of SEBI (Stock Brokers and Sub-brokers)Rules and Regulations, 1992, sub-brokers are required to issue promptly to his clients purchase or sale notes for all the transactions entered into by him on behalf of his clients. Accordingly, the members who act on behalf of his principal broker as sub-brokers should issue purchase or sale notes for all the transactions entered into by him through his principal broker as an agent of the principal broker. |
| Mar 31, 1998 | Standard offer document and memorandum containing key information | Offer document of any schemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully, |
| Mar 31, 1998 | Standard offer document and memorandum containing key information | Offer document of any schemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully, |
| Mar 31, 1998 | Standard offer document and memorandum containing key information | Offer document of any schemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully, |
| Mar 31, 1998 | Standard offer document and memorandum containing key information | Offer document of any schemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully, |
| Apr 15, 1998 | Bank Account particulars mandatory and clarifications on depository fees and accounting fees | SEBI had a meeting with the Association of Mutual Funds in India (AMFI) on March 3, 1998. Based on the deliberations in the meeting, the following clarifications are being issued: 1. Sub-regulation (5) of Regulation 16 of the Securities and Exchange Board of India (Mutual Funds) Amendment Regulations, 1998, requires that two thirds of the trustees shall be independent persons and shall not be associated with the sponsors. All mutual funds who have 2/3rd independent trustees shall report to SEBI immediately. Other mutual funds who have yet to comply with this requirement shall take steps to reconstitute the Board of trustees and report to SEBI latest by April 30, 1998. 2. It shall be mandatory for the investors of mutual fund schemes to mention their bank account numbers in their applications/ requests for redemptions. For this purpose, mutual funds shall ensure to provide for space in the application forms. |
| Apr 15, 1998 | Bank Account particulars mandatory and clarifications on depository fees and accounting fees | SEBI had a meeting with the Association of Mutual Funds in India (AMFI) on March 3, 1998. Based on the deliberations in the meeting, the following clarifications are being issued: 1. Sub-regulation (5) of Regulation 16 of the Securities and Exchange Board of India (Mutual Funds) Amendment Regulations, 1998, requires that two thirds of the trustees shall be independent persons and shall not be associated with the sponsors. All mutual funds who have 2/3rd independent trustees shall report to SEBI immediately. Other mutual funds who have yet to comply with this requirement shall take steps to reconstitute the Board of trustees and report to SEBI latest by April 30, 1998. 2. It shall be mandatory for the investors of mutual fund schemes to mention their bank account numbers in their applications/ requests for redemptions. For this purpose, mutual funds shall ensure to provide for space in the application forms. |
| Jul 09, 1998 | Merger / Amalgamations of trading members | When two or more corporate broking firms merge leading to creation of a new entity, the SEBI registration granted to the extinguishing entity does not automatically devolve upon the emerging entity and the new entity has to fulfil the eligibility criteria and apply afresh for registration and pay the registration fees. It is generally seen that while the application comes to SEBI after the court has approved the schemeschemesarscheme of the merger by the High Court until SEBI grants registration to the new emerging entity. As this may cause hardship to the business interests of the emerging entity , it is suggested that the emerging entity may be allowed to trade on the registration of the extinguishing entity for a period of say 45 days. However, the emerging entity should apply to SEBI at the earliest and give an undertaking to be liable for the act of the extinguishing entity and such applications in any case should be made not later than 30 days of the registration granted by the Registrar of companies to the emerging entity. In view of the above, you may consider amending the Bye-laws/ trading rules suitably. |
| Aug 25, 1998 | Revised procedure for grant of registration of sub-accounts of registered Foreign Institutional Investors | Sub: Revised procedure for grant of registration of sub-accounts of registered Foreign Institutional Investors. With a view to expedite the grant of registration to sub-accounts, the process of registration has been simplified. Henceforth, registered Foreign Institutional Investors would be required to submit only the details of the sub account along with an undertaking and a registration fee of US$ 1000. No other document or enclosures would be necessarSEBI (Foreign Institutional Investors) RegulationsSEBI (Foregin Institutional Investors) RegulationsSEBI (Foreign Institutional Investors) RegulationsSEBI (FII) Regulations, 1995 would have to submitted, along with renewal fee of US $ 1,000. Grant of Registration:It is proposed that in respect of all complete application for grant of registration to sub-accounts, the registration would be granted within 3 working days of receipt of application at SEBI. Applications which are incomplete, in-eligible or not accompanied by the requisite fee would be returned to the applicants. |
| Aug 25, 1998 | Revised procedure for grant of registration of sub-accounts of registered Foreign Institutional Investors | Sub: Revised procedure for grant of registration of sub-accounts of registered Foreign Institutional Investors. With a view to expedite the grant of registration to sub-accounts, the process of registration has been simplified. Henceforth, registered Foreign Institutional Investors would be required to submit only the details of the sub account along with an undertaking and a registration fee of US$ 1000. No other document or enclosures would be necessarSEBI (Foreign Institutional Investors) RegulationsSEBI (Foregin Institutional Investors) RegulationsSEBI (Foreign Institutional Investors) RegulationsSEBI (FII) Regulations, 1995 would have to submitted, along with renewal fee of US $ 1,000. Grant of Registration:It is proposed that in respect of all complete application for grant of registration to sub-accounts, the registration would be granted within 3 working days of receipt of application at SEBI. Applications which are incomplete, in-eligible or not accompanied by the requisite fee would be returned to the applicants. |
| Dec 03, 1998 | Client Registration Form, Client Agreement, Clearing Member - Trading Member Agreement and Risk Disclosure Document for Derivatives Segment | Sharing of information : The client agrees to furnish information immediately if any winding up petition or insolvency petition has been filed against him or any gashnishee order has been served by a bank, etc. Similarly, trading member agrees to inform client immediately about the contract specifications and associated obligations, daily settlement position, etc. The member should also inform the client if the price of the index has moved against the client. Abiding by SEBI/ Stock Exchange /Clearing Corporation Rules and Regulations : A client agrees to be bound by all the rules and regulations of SEBI and the Bye-laws, rules and regulations of the exchange and clearing corporation. Further, the client and member should agree to refer the dispute to the arbitration as per the bye-laws of the exchange. Any other clauses : The agreement may contain any other additional provisions as considered necessary by the broker/ exchanges. |
| Dec 31, 1998 | 'Dr. S.A.Dave Committee (Interim) Report on Collective Investment Schemes' | IV. APPOINTEMENT AS TRUSTEES To ensure that the interest of the investors are looked after by trustees of high repute and track record, the committee has laid down eligibility criterion for appointment of trustees for collective investment schemeSEBI (Debenture Trustee) Regulations, shall be eligible to be appointed as trustees:- |
| Dec 31, 1998 | 'Dr. S.A.Dave Committee (Interim) Report on Collective Investment Schemes' | IV. APPOINTEMENT AS TRUSTEES To ensure that the interest of the investors are looked after by trustees of high repute and track record, the committee has laid down eligibility criterion for appointment of trustees for collective investment schemeSEBI (Debenture Trustee) Regulations, shall be eligible to be appointed as trustees:- |
| Dec 31, 1998 | 'Dr. S.A.Dave Committee (Interim) Report on Collective Investment Schemes' | IV. APPOINTEMENT AS TRUSTEES To ensure that the interest of the investors are looked after by trustees of high repute and track record, the committee has laid down eligibility criterion for appointment of trustees for collective investment schemeSEBI (Debenture Trustee) Regulations, shall be eligible to be appointed as trustees:- |
| Dec 31, 1998 | 'Dr. S.A.Dave Committee (Interim) Report on Collective Investment Schemes' | IV. APPOINTEMENT AS TRUSTEES To ensure that the interest of the investors are looked after by trustees of high repute and track record, the committee has laid down eligibility criterion for appointment of trustees for collective investment schemeSEBI (Debenture Trustee) Regulations, shall be eligible to be appointed as trustees:- |
| Dec 31, 1998 | 'Dr. S.A.Dave Committee (Interim) Report on Collective Investment Schemes' | IV. APPOINTEMENT AS TRUSTEES To ensure that the interest of the investors are looked after by trustees of high repute and track record, the committee has laid down eligibility criterion for appointment of trustees for collective investment schemeSEBI (Debenture Trustee) Regulations, shall be eligible to be appointed as trustees:- |
| Dec 31, 1998 | 'Dr. S.A.Dave Committee (Interim) Report on Collective Investment Schemes' | IV. APPOINTEMENT AS TRUSTEES To ensure that the interest of the investors are looked after by trustees of high repute and track record, the committee has laid down eligibility criterion for appointment of trustees for collective investment schemeSEBI (Debenture Trustee) Regulations, shall be eligible to be appointed as trustees:- |
| Dec 31, 1998 | 'Dr. S.A.Dave Committee (Interim) Report on Collective Investment Schemes' | IV. APPOINTEMENT AS TRUSTEES To ensure that the interest of the investors are looked after by trustees of high repute and track record, the committee has laid down eligibility criterion for appointment of trustees for collective investment schemeSEBI (Debenture Trustee) Regulations, shall be eligible to be appointed as trustees:- |
| Dec 31, 1998 | 'Dr. S.A.Dave Committee (Interim) Report on Collective Investment Schemes' | IV. APPOINTEMENT AS TRUSTEES To ensure that the interest of the investors are looked after by trustees of high repute and track record, the committee has laid down eligibility criterion for appointment of trustees for collective investment schemeSEBI (Debenture Trustee) Regulations, shall be eligible to be appointed as trustees:- |
| Dec 31, 1998 | 'Dr. S.A.Dave Committee (Interim) Report on Collective Investment Schemes' | IV. APPOINTEMENT AS TRUSTEES To ensure that the interest of the investors are looked after by trustees of high repute and track record, the committee has laid down eligibility criterion for appointment of trustees for collective investment schemeSEBI (Debenture Trustee) Regulations, shall be eligible to be appointed as trustees:- |
| Dec 31, 1998 | 'Dr. S.A.Dave Committee (Interim) Report on Collective Investment Schemes' | IV. APPOINTEMENT AS TRUSTEES To ensure that the interest of the investors are looked after by trustees of high repute and track record, the committee has laid down eligibility criterion for appointment of trustees for collective investment schemeSEBI (Debenture Trustee) Regulations, shall be eligible to be appointed as trustees:- |
| Dec 31, 1998 | 'Dr. S.A.Dave Committee (Interim) Report on Collective Investment Schemes' | IV. APPOINTEMENT AS TRUSTEES To ensure that the interest of the investors are looked after by trustees of high repute and track record, the committee has laid down eligibility criterion for appointment of trustees for collective investment schemeSEBI (Debenture Trustee) Regulations, shall be eligible to be appointed as trustees:- |
| May 19, 1999 | Connectivity of clearing house / corporation with all the depositories under Depositories Act, 1996 | In view of the increase in volumes in dematerialized trading on account of the increase in number of scrips to be compulsorily traded in dematerialized form and increase in investor preference for dematerialization, it is now felt necessarSEBI (Depositories and Participants) Regulationssary for the effective, prompt and accurate clearance and settlement of trade in dematerialized securities. You are, therefore, required to establish connectivity of your clearing house / clearing corporation with all the depositories registered with SEBI in the form of continuous electronic means of communication to enable speedy and smooth settlement of transactions in dematerialized securities. |
| May 19, 1999 | Connectivity of clearing house / corporation with all the depositories under Depositories Act, 1996 | In view of the increase in volumes in dematerialized trading on account of the increase in number of scrips to be compulsorily traded in dematerialized form and increase in investor preference for dematerialization, it is now felt necessarSEBI (Depositories and Participants) Regulationssary for the effective, prompt and accurate clearance and settlement of trade in dematerialized securities. You are, therefore, required to establish connectivity of your clearing house / clearing corporation with all the depositories registered with SEBI in the form of continuous electronic means of communication to enable speedy and smooth settlement of transactions in dematerialized securities. |
| Dec 10, 1999 | Collective Investment Schemes -Public Notice | Public Notice to all existing collective Investment Scheme SEBI (Collective Investment Scheme) RegulationsschemeschemeschemeschemeSEBI (Collective Investment Schemes) RegulationsSEBI (Collective Investment Schemes) RegulationsschemeSEBI (Collective Investment Schemes) Regulations, 1999 in the interests of investors. Such directions may entail : |
| Dec 10, 1999 | Collective Investment Schemes -Public Notice | Public Notice to all existing collective Investment Scheme SEBI (Collective Investment Scheme) RegulationsschemeschemeschemeschemeSEBI (Collective Investment Schemes) RegulationsSEBI (Collective Investment Schemes) RegulationsschemeSEBI (Collective Investment Schemes) Regulations, 1999 in the interests of investors. Such directions may entail : |
| Dec 10, 1999 | Collective Investment Schemes -Public Notice | Public Notice to all existing collective Investment Scheme SEBI (Collective Investment Scheme) RegulationsschemeschemeschemeschemeSEBI (Collective Investment Schemes) RegulationsSEBI (Collective Investment Schemes) RegulationsschemeSEBI (Collective Investment Schemes) Regulations, 1999 in the interests of investors. Such directions may entail : |
| Jan 05, 2000 | Gazette Notification dated 8/12/1999 and additional Guidelines / Clarifications | Funds pertaining to a scheme have been invested in accordance with the Regulations. All activities of AMC are in accordance with the Regulations |
| Jan 05, 2000 | Gazette Notification dated 8/12/1999 and additional Guidelines / Clarifications | Funds pertaining to a scheme have been invested in accordance with the Regulations. All activities of AMC are in accordance with the Regulations |
| Jan 08, 2000 | Report of K.B. Chandrasekhar Committee on Venture Capital | (c) SEBI Regulation should be amended to include a provision for registration of scheme floated or funds set up by a Trust, Company, Body Corporate or any |
| Jan 08, 2000 | Report of K.B. Chandrasekhar Committee on Venture Capital | (c) SEBI Regulation should be amended to include a provision for registration of scheme floated or funds set up by a Trust, Company, Body Corporate or any |
| Jan 08, 2000 | Report of K.B. Chandrasekhar Committee on Venture Capital | (c) SEBI Regulation should be amended to include a provision for registration of scheme floated or funds set up by a Trust, Company, Body Corporate or any |
| Jan 08, 2000 | Report of K.B. Chandrasekhar Committee on Venture Capital | (c) SEBI Regulation should be amended to include a provision for registration of scheme floated or funds set up by a Trust, Company, Body Corporate or any |
| Jan 17, 2000 | AMFI Recommendations for improving Disclosure and Compliance Standards | Formation of Audit committee by the Board of Trustees/Directors of Trustee Company: Regulation 18(4) (f) makes it obligatory upon the trustees to ensure that before the launch of any scheme the asset management company has prepared a compliance manual and designed internal control mechanisms including internal audit systems. The trustees shall now be required to constitute an audit committee of the trustees which will review the internal audit systems and the recommendations of the internal and statutory audit reports and ensure that the rectifications as suggested by internal and external auditors are acted upon. The committee shall be chaired by an independent trustee. |
| Mar 01, 2000 | Notifications under Sections 29A and 16(1) of the Securities Contracts (Regulation) Act | 33004/99The Gazette of IndiaEXTRAORDINARYPART II—Section 3—Sub-section (ii)PUBLISHED BY AUTHORITYNo. 132 1NEW DELHI, WEDNESDAY, MARCH 1, 2000/PHALGUNA 11, 1921618 GI/2000(1) 2 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEC. 3(ii)]MINISTRY OF FINANCE(Department of Economic Affairs)(CAPITAL MARKETS AND EXTERNAL COMMERCIAL BORROWINGS DIVISION)NOTIFICATIONNew Delhi, the 1st March, 2000S.O. 183(E).—In exercise of powers conferred by section 29A of the Securities Contracts (Regulation) Act,1956 (42 of 1956), the Central Government hereby amends the notification of the Government of India, Ministry ofFinance (Department of Economic Affairs), number S.O. 573 (E), dated the 30th July, 1992, as follows, namely:—"Provided the powers exercisable by the Central Government under the said section 16 of the said Act, inrelation to any contracts in Government securities, money market securities, gold related securities and in securitiesderived from these securities and in relation to ready forward contracts in bonds, debentures, debenture stock, securitiseddebt and other debt securities shall also be exercisable by the Reserve Bank of India constituted under section 3 of theReserve Bank of India Act. 1934 (2 of 1934):Provided further that such contracts entered into on the recognised stock exchanges shall be entered into inaccordance with,—(a) the rules or regulations or the bye-laws made under the Securities Contracts (Regulation) Act, 1956 (42 of1956), or the Securities and Exchange Board of India Act, 1992 (15 of 1992) or the directions issued by theSecurities and Exchange Board of India under the said Acts;(b) the rules made or guidelines or directions issued under the Reserve Bank of India Act, 1934 (2 of 1934) orthe Banking Regulation Act, 1949 (10 of 1949) or the Foreign Exchange Regulation Act, 1973 (46 of1973) by the Reserve Bank of India;(c) the provisions contained in the notification issued by the Reserve Bank of India under the Securities Con-tracts (Regulation) Act, 1956 (42 ofl956).".[File No. 1/55/SE/97]Dr. J. BHAGWATI, Jt. Secy.Printed by the Manager, Govt. of India Press, Ring Road, Mayapuri, New Delhi-110064and Published by the Controller of Publications, Delhi-110054. REGD. NO. D. L.-33004/99The Gazette of IndiaEXTRAORDINARYPART II—Section 3—Sub-section (ii)PUBLISHED BY AUTHORITYNo. 133 ] NEW DELHI, WEDNESDAY, MARCH 1,2000/PHALGUNA 11,1921619 GI/2000 2 THE GAZETTE OF INDIA : EXTRAORDINARY [PART II- SEC. 3(ii)]SECURITIES AND EXCHANGE BOARD OF INDIANOTIFICATIONMumbai, the 1st March, 2000S. O.184(E).—In exercise of the powers conferred by sub-section (1) of section 16 of the Securities ContractsRegulation) Act, 1956 (42 of 1956), read with Government of India notification no. S. O. 573(E) dated 30th July, 1992and notification no. 183 (E) dated 1st March , 2000 issued under section 29A of the said Act, the Securities andexchange Board of India (hereinafter referred to as 'the Board') being of the opinion that it is necessary to preventundesirable speculation in securities in the whole of India, hereby declare that no person in the territory to which the saidAct extends, shall, save with the permission of the board, enter into any contract for sale or purchase of securities otherthan such spot delivery contract or contract for cash or hand delivery or special delivery or contract in derivatives as ispermissible under the said Act or the Securities and Exchange Board of India Act, 1992 (15 of 1992) and the rules andregulations made under such Acts and rules, regulations and bye-laws of a recognised stock exchange :Provided that any contracts for sale or purchase of government securities, gold related securities, money marketsecurities and ready forward contracts in debt securities entered into on the recognised stock exchange shall be enteredinto in accordance with,—(a) the rules or regulations or the bye-laws made under the Securities Contracts (Regulation) Act, 1956(42 of 1956), or the Securities and Exchange Board of India Act, 1992 (15 of 1992) or the directions issuedby the Securities and Exchange Board of India under the said Acts;(b) the rules made or guidelines or directions issued under the Reserve Bank of India Act, 1934 (2 of 1934) orthe Banking Regulations Act, 1949(10 of 1949) or the Foreign Exchange Regulation Act, 1973 (46 of 1973)by the Reserve Bank of India;(c) the provisions contained in the notifications issued by the Reserve Bank of India under the Securities Con-tracts (Regulation) Act, 1956 (42 of 1956).[F. No. SEBI/ LE/ 3650/2000]D. R. MEHTA, ChairmanPrinted by the Manager, Govt, of India Press, Ring Road, Mayapuri, New Delhi-110064and Published by the Controller of Publications, Delhi-110054. |
| Mar 31, 2000 | Annual Report 1999-2000 | any deposits and disposing off any of their assets. Both the mutual funds have not launched any scheme since registration. In accordance with the Regulations, their certificates of registration were cancelled. |
| Mar 31, 2000 | Annual Report 1999-2000 | any deposits and disposing off any of their assets. Both the mutual funds have not launched any scheme since registration. In accordance with the Regulations, their certificates of registration were cancelled. |
| Mar 31, 2000 | Annual Report 1999-2000 | any deposits and disposing off any of their assets. Both the mutual funds have not launched any scheme since registration. In accordance with the Regulations, their certificates of registration were cancelled. |
| Mar 31, 2000 | Annual Report 1999-2000 | any deposits and disposing off any of their assets. Both the mutual funds have not launched any scheme since registration. In accordance with the Regulations, their certificates of registration were cancelled. |
| Mar 31, 2000 | Annual Report 1999-2000 | any deposits and disposing off any of their assets. Both the mutual funds have not launched any scheme since registration. In accordance with the Regulations, their certificates of registration were cancelled. |
| Mar 31, 2000 | Annual Report 1999-2000 | any deposits and disposing off any of their assets. Both the mutual funds have not launched any scheme since registration. In accordance with the Regulations, their certificates of registration were cancelled. |
| Mar 31, 2000 | Annual Report 1999-2000 | any deposits and disposing off any of their assets. Both the mutual funds have not launched any scheme since registration. In accordance with the Regulations, their certificates of registration were cancelled. |
| Mar 31, 2000 | Annual Report 1999-2000 | any deposits and disposing off any of their assets. Both the mutual funds have not launched any scheme since registration. In accordance with the Regulations, their certificates of registration were cancelled. |
| Mar 31, 2000 | Annual Report 1999-2000 | any deposits and disposing off any of their assets. Both the mutual funds have not launched any scheme since registration. In accordance with the Regulations, their certificates of registration were cancelled. |
| Mar 31, 2000 | Annual Report 1999-2000 | any deposits and disposing off any of their assets. Both the mutual funds have not launched any scheme since registration. In accordance with the Regulations, their certificates of registration were cancelled. |
| Apr 10, 2000 | SEBI (Mutual Funds) Regulations - Gazette Notification dated March 14,2000 | market mutual fund schemeschemeSEBI (Mutual Funds) Regulations,1996. |
| Apr 10, 2000 | SEBI (Mutual Funds) Regulations - Gazette Notification dated March 14,2000 | market mutual fund schemeschemeSEBI (Mutual Funds) Regulations,1996. |
| Apr 10, 2000 | SEBI (Mutual Funds) Regulations - Gazette Notification dated March 14,2000 | market mutual fund schemeschemeSEBI (Mutual Funds) Regulations,1996. |
| Apr 10, 2000 | SEBI (Mutual Funds) Regulations - Gazette Notification dated March 14,2000 | market mutual fund schemeschemeSEBI (Mutual Funds) Regulations,1996. |
| Nov 24, 2000 | Mutual Fund Advisory Committee - meeting held on October 20, 2000 | At present mutual funds may charge certain expenses to the schemeschemeschemeschemes: |
| Nov 24, 2000 | Mutual Fund Advisory Committee - meeting held on October 20, 2000 | At present mutual funds may charge certain expenses to the schemeschemeschemeschemes: |
| Jan 15, 2001 | Intimation to the brokers to permit their sub-brokers to start business only after receipt of sub-broker registration certificate from SEBI | SUB : Intimation to the brokers to permit their sub-brokers to start business only after receipt of sub-broker registration certificate from SEBI. As per Section 12(1) of the SEBI Act, 1992 read with Rule 3 of Securities and Exchange Board of India (Stock Brokers and Sub-Brokers ) Rule 1992, no sub broker shall buy, sell, deal in securities, unless he holds a certificate granted by the Board under the Regulations. It has been brought to our notice that sub-brokers start their business with their recommending brokers without obtaining certificate of registration from SEBI, by just making an application to their brokers/stock exchanges. In this regard, you are advised to inform all the brokers that their sub-brokers are permitted to start business only after clearance and receipt of registration certificate from SEBI. If any person contravenes or attempts to contravene or abets the contravention of the above said rule, shall be punishable under section 24(1) of SEBI Act 1992. The above may be brought to the notice of all your members for necessary compliance with immediate effect. |
| Feb 09, 2001 | Disclosure of NAVs on AMFI website | This has reference to sub regulation 2 of regulation 48 of SEBI (Mutual Funds) Regulationsschemes on the website (www.amfiindia.com) of Association of Mutual Funds in India (AMFI) on a daily or weekly basis as the case may be. It has been observed that some of the mutual funds are not updating the NAVs on timely basis. It has been decided in consultation with AMFI that all mutual funds should update their NAVs and sale/repurchase prices on AMFI website by 8 p.m. everyday. This will help the investors and the newspapers to access the NAVs of all the mutual funds at one place. |
| Feb 09, 2001 | Disclosure of NAVs on AMFI website | This has reference to sub regulation 2 of regulation 48 of SEBI (Mutual Funds) Regulationsschemes on the website (www.amfiindia.com) of Association of Mutual Funds in India (AMFI) on a daily or weekly basis as the case may be. It has been observed that some of the mutual funds are not updating the NAVs on timely basis. It has been decided in consultation with AMFI that all mutual funds should update their NAVs and sale/repurchase prices on AMFI website by 8 p.m. everyday. This will help the investors and the newspapers to access the NAVs of all the mutual funds at one place. |
| Feb 15, 2001 | Launch of Additional Plans under existing schemes | The above guidelines shall apply to all the additional plans that have been launched in the past and the plans/schemeschemeschemeschemeSEBI (Mutual Funds) Regulations, 1996. AMC boards and trustees shall monitor the compliance of the guidelines. Yours faithfully, |
| Feb 15, 2001 | Launch of Additional Plans under existing schemes | The above guidelines shall apply to all the additional plans that have been launched in the past and the plans/schemeschemeschemeschemeSEBI (Mutual Funds) Regulations, 1996. AMC boards and trustees shall monitor the compliance of the guidelines. Yours faithfully, |
| Feb 15, 2001 | Launch of Additional Plans under existing schemes | The above guidelines shall apply to all the additional plans that have been launched in the past and the plans/schemeschemeschemeschemeSEBI (Mutual Funds) Regulations, 1996. AMC boards and trustees shall monitor the compliance of the guidelines. Yours faithfully, |
| Feb 15, 2001 | Launch of Additional Plans under existing schemes | The above guidelines shall apply to all the additional plans that have been launched in the past and the plans/schemeschemeschemeschemeSEBI (Mutual Funds) Regulations, 1996. AMC boards and trustees shall monitor the compliance of the guidelines. Yours faithfully, |
| Mar 28, 2001 | Gazette Notification dated 23/1/2001 and publication of NAV of close ended schemes on Wednesday | performing assets (NPAs) for your information. As you are aware, the guidelines in this respect were issued to all mutual funds vide our circular letters dated September 18, 2000 and October 3, 2000. 2.Publication of NAV of close ended schemeschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsSEBI (Mutual Funds)(Amendment) RegulationsSEBI (Mutual Funds)(Amendment) Regulations,2000 vide S.O. No 235(E). e.on May 22, 2000 by SEBI (Mutual Funds)(Second Amendment)Regulations,2000 vide S.O. No 484(E). |
| Mar 28, 2001 | Gazette Notification dated 23/1/2001 and publication of NAV of close ended schemes on Wednesday | performing assets (NPAs) for your information. As you are aware, the guidelines in this respect were issued to all mutual funds vide our circular letters dated September 18, 2000 and October 3, 2000. 2.Publication of NAV of close ended schemeschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsSEBI (Mutual Funds)(Amendment) RegulationsSEBI (Mutual Funds)(Amendment) Regulations,2000 vide S.O. No 235(E). e.on May 22, 2000 by SEBI (Mutual Funds)(Second Amendment)Regulations,2000 vide S.O. No 484(E). |
| Mar 28, 2001 | Gazette Notification dated 23/1/2001 and publication of NAV of close ended schemes on Wednesday | performing assets (NPAs) for your information. As you are aware, the guidelines in this respect were issued to all mutual funds vide our circular letters dated September 18, 2000 and October 3, 2000. 2.Publication of NAV of close ended schemeschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsSEBI (Mutual Funds)(Amendment) RegulationsSEBI (Mutual Funds)(Amendment) Regulations,2000 vide S.O. No 235(E). e.on May 22, 2000 by SEBI (Mutual Funds)(Second Amendment)Regulations,2000 vide S.O. No 484(E). |
| Apr 27, 2001 | Validity of Scheme Offer Documents | Re: Validity of Scheme Offer Documents. This has reference to the schemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeschemeschemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully, |
| Apr 27, 2001 | Validity of Scheme Offer Documents | Re: Validity of Scheme Offer Documents. This has reference to the schemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeschemeschemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully, |
| Apr 30, 2001 | Large Unit Holdings and Brokerage on associate applications | It has also come to our notice that some of the mutual funds are paying brokerage / commissions on subscription of units by their associate entities. It is clarified that such payments should not be made and the mutual funds which have made such payments to the associates or to the agents or distributors in the past should reimburse the amounts paid to the respective schemeschemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully, |
| Apr 30, 2001 | Large Unit Holdings and Brokerage on associate applications | It has also come to our notice that some of the mutual funds are paying brokerage / commissions on subscription of units by their associate entities. It is clarified that such payments should not be made and the mutual funds which have made such payments to the associates or to the agents or distributors in the past should reimburse the amounts paid to the respective schemeschemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully, |
| Jun 28, 2001 | Payment of Annual Fees of Sub Brokers | Sub: Payment of Annual Fees of Sub Brokers. It has been observed that demand drafts received by SEBI towards Annual Fees payable by the sub- brokers as per Schedule III of Regulation 10 of SEBI (Stock Brokers and Sub Brokers) Regulationssary correspondence and delay in crediting these drafts to the concerned sub brokers account at our end & ultimately resulting in the instrument becoming stale. All stock exchanges are, therefore advised that they direct their members to collect the annual fees payable by their sub brokers and submit the same with stock exchange for onward transmission to SEBI. The fees so collected shall be forwarded by the exchange to SEBI every fortnight on 1st & 15th of every month by sending a consolidated pay order/draft along with hard & soft copy listing out :- |
| Jun 28, 2001 | Payment of Annual Fees of Sub Brokers | Sub: Payment of Annual Fees of Sub Brokers. It has been observed that demand drafts received by SEBI towards Annual Fees payable by the sub- brokers as per Schedule III of Regulation 10 of SEBI (Stock Brokers and Sub Brokers) Regulationssary correspondence and delay in crediting these drafts to the concerned sub brokers account at our end & ultimately resulting in the instrument becoming stale. All stock exchanges are, therefore advised that they direct their members to collect the annual fees payable by their sub brokers and submit the same with stock exchange for onward transmission to SEBI. The fees so collected shall be forwarded by the exchange to SEBI every fortnight on 1st & 15th of every month by sending a consolidated pay order/draft along with hard & soft copy listing out :- |
| Jul 09, 2001 | Putting Standard Observation on Website | As you are aware, vide our circular letter no MFD/CIR/10/039/2001 dated February 9, 2001, we advised the mutual funds to revise and update the offer documents of open ended schemeschemeamendments to regulationschemescheme offer document in the future. We may revise these observations from time to time and in that case the date of revision will also be mentioned. A copy of the revised offer document and memorandum along with a fresh due diligence certificate in accordance with requirements of standard offer document must be filed with SEBI for the purpose of records only. The same due diligence certificate shall be reproduced in the offer document by the mutual funds. Other requirements as specified in our aforesaid circular letter dated February 9, 2001 shall also be complied with. |
| Jul 09, 2001 | Putting Standard Observation on Website | As you are aware, vide our circular letter no MFD/CIR/10/039/2001 dated February 9, 2001, we advised the mutual funds to revise and update the offer documents of open ended schemeschemeamendments to regulationschemescheme offer document in the future. We may revise these observations from time to time and in that case the date of revision will also be mentioned. A copy of the revised offer document and memorandum along with a fresh due diligence certificate in accordance with requirements of standard offer document must be filed with SEBI for the purpose of records only. The same due diligence certificate shall be reproduced in the offer document by the mutual funds. Other requirements as specified in our aforesaid circular letter dated February 9, 2001 shall also be complied with. |
| Jul 09, 2001 | Putting Standard Observation on Website | As you are aware, vide our circular letter no MFD/CIR/10/039/2001 dated February 9, 2001, we advised the mutual funds to revise and update the offer documents of open ended schemeschemeamendments to regulationschemescheme offer document in the future. We may revise these observations from time to time and in that case the date of revision will also be mentioned. A copy of the revised offer document and memorandum along with a fresh due diligence certificate in accordance with requirements of standard offer document must be filed with SEBI for the purpose of records only. The same due diligence certificate shall be reproduced in the offer document by the mutual funds. Other requirements as specified in our aforesaid circular letter dated February 9, 2001 shall also be complied with. |
| Jul 17, 2001 | RMB (Compendium) Series Circular No. 1 (2001- 2002) July 17, 2001 | 2002) July 17, 2001 To All Registered Category I Merchant Bankers Dear Sirs, Sub: Amendments to the SEBI (Disclosure and Investor Protection) Guidelines,2000The Board in its meeting held on December 22, 2000 considered the recommendations of the Primary Market Advisory Committee in respect of the modifications/ amendments to the SEBI (Disclosure and Investor Protection) Guidelines, 2000. The Board approved certain amendments to the said Guidelines. Earlier, in the meeting held on September 14, 2000, the Board had also decided to include the Foreign Venture Capital Investors registered with the Board, in the definition of "Qualified Institutional Buyers" under the Guidelines. The Board, in its meeting held on July 9, 2001 approved inclusion of State Industrial Development Corporations in the definition of "Qualified Institutional Buyers". Accordingly, the following amendments have been made in the Guidelines, which are : Section A : Foreign Venture Capital Investors registered with the Board and State Industrial Development Corporations have been included in the definition of Qualified Institutional Buyers in Explanation 2 (ii) to clause 2.2.2 of Chapter II. Thus the Foreign Venture Capital Investors registered with the Board and State Industrial Development Corporations shall also be eligible to participate in public issues through the book building route as Qualified Institutional Buyers. Section B : This section provides for the exemption to Foreign Venture Capital Investors registered with the Board from lock -in requirements as specified in clause 4.14 of the Guidelines. Therefore, pre- issue share capital of an unlisted company held by Venture Capital Funds and Foreign Venture Capital Investors registered with the Board shall not be subject to lock in as per the Guidelines. However, the provisions of the SEBI (Venture Capital Funds) RegulationsSEBI (Foreign Venture Capital Investors), Regulations 2000 and any amendment thereto, in this regard, shall be applicable. Section C : This section lays down the revised requirements for filing the post issue monitoring reports with the Board for both book built portion and fixed price portion. Section D : Clause (b) to sub-rule (2) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957 has been amended vide Government notification no. G.S.R. 415(E) dated June 7, 2001, providing for public offer of atleast 10% instead of 25% subject to certain conditions. Hence clause 8.3.4 granting sector wise exemption stands deleted. Further, unlisted companies which have allotted shares to holders of securities in a listed company pursuant to a scheme of reconstruction or amalgamation sanctioned by the appropriate High Court, have been approaching the Board for seeking exemption from making a public offer for listing their shares. Exemptions, subject to fulfillment of certain conditions are already being granted by way of communication to the Stock Exchanges. For the sake of greater transparency, the requirements in this regard are stated in this section. Section E The requirements related to issue of research reports by an issuer company in respect of public issues and rights issues have been laid down. Section F : The restriction of a minimum public issue size of Rs 25 crore in case of an Initial Public Offer through the book building route has been removed. It is again clarified that in terms of clause 11.3.5 (iv) of the Guidelines, for the under-subscribed portion of the fixed price portion in a book building issue, the issuer company has the option to allocate it to any category as it deems fit. Alternately, the issuer company has the option to let the under-subscribed portion lapse. Section G: The requirement of documents to be submitted to the Board for issue of No Objection Certificate for the release of 1% SECURITIES AND EXCHANGE BOARD OF INDIA PRIMARY MARKET DEPARTMENT Mittal Court, ‘A’ Wing, Ground Floor Nariman Point, MUMBAI - 400 021. TEL NO. : 2850451- 56/ 2880962-70 FAX NO. :204 5633 security deposit kept with the regional stock exchange have been modified. The amendments related to offer documents shall come into force for the offer documents filed with the Board after July 17, 2001 except Section C regarding post issue reporting requirement which would be applicable for all issues opening on or after July 17, 2001. Please acknowledge receipt. Yours faithfully, R.M. Joshi Executive Director Enc: a/a Section A : Chapter II- Eligibility norms for companies issuing securities 1.In clause (ii) of Explanation 2 to clause 2.2.2, after item (f), new items (g) and (h) shall be added as under: "g) Foreign Venture Capital Investors registered with SEBI." "h) State Industrial Development Corporations."Section B: Chapter IV 1.In Clause 4.14.2, the existing sub clause i) shall be substituted by the following: "i) held by Venture Capital Funds and Foreign Venture Capital Investorsregistered with the Board. However, the same shall be locked-in as per the provisions of the SEBI (Venture Capital Funds) RegulationsSEBI (Foreign Venture Capital Investors) Regulationsschemeschemeschemeschemeschemeschemeschemeschemescheme of amalgamation. This shall provide details of the authorised, issued, subscribed and paid up capital (Number of instruments, description, aggregate nominal value) 4.Shareholding pattern giving details of promoter group shareholding, group companies. 5.Names of ten largest shareholders of the company - number and percentage of shares held by each of them, their interest, if any, in the company. 6.Details of promoters of the company - educational qualifications, experience, address. 7.Business of company and management. 8.Reason for the amalgamation. 9.Financial statement for the previous 3 years prior to the date of listing. 10.Latest audited financial statements along with notes to accounts and any audit qualifications. Change in accounting policies in the last 3 years and their effect on profits and reserves of the company {Financial statements should not be later than 6 months prior to the date of listing} 11.Details of other group companies including their capital structure and financial statements. 12.Outstanding litigations and defaults of the company, promoters, directors or any of the group companies. 13.Particulars of high, low and average prices of the shares of the listed company during the preceding 3 years. 14.Any material development after the date of the balance sheet. 15.Such other information as may be prescribed by SEBI from time to time. |
| Jul 17, 2001 | RMB (Compendium) Series Circular No. 1 (2001- 2002) July 17, 2001 | 2002) July 17, 2001 To All Registered Category I Merchant Bankers Dear Sirs, Sub: Amendments to the SEBI (Disclosure and Investor Protection) Guidelines,2000The Board in its meeting held on December 22, 2000 considered the recommendations of the Primary Market Advisory Committee in respect of the modifications/ amendments to the SEBI (Disclosure and Investor Protection) Guidelines, 2000. The Board approved certain amendments to the said Guidelines. Earlier, in the meeting held on September 14, 2000, the Board had also decided to include the Foreign Venture Capital Investors registered with the Board, in the definition of "Qualified Institutional Buyers" under the Guidelines. The Board, in its meeting held on July 9, 2001 approved inclusion of State Industrial Development Corporations in the definition of "Qualified Institutional Buyers". Accordingly, the following amendments have been made in the Guidelines, which are : Section A : Foreign Venture Capital Investors registered with the Board and State Industrial Development Corporations have been included in the definition of Qualified Institutional Buyers in Explanation 2 (ii) to clause 2.2.2 of Chapter II. Thus the Foreign Venture Capital Investors registered with the Board and State Industrial Development Corporations shall also be eligible to participate in public issues through the book building route as Qualified Institutional Buyers. Section B : This section provides for the exemption to Foreign Venture Capital Investors registered with the Board from lock -in requirements as specified in clause 4.14 of the Guidelines. Therefore, pre- issue share capital of an unlisted company held by Venture Capital Funds and Foreign Venture Capital Investors registered with the Board shall not be subject to lock in as per the Guidelines. However, the provisions of the SEBI (Venture Capital Funds) RegulationsSEBI (Foreign Venture Capital Investors), Regulations 2000 and any amendment thereto, in this regard, shall be applicable. Section C : This section lays down the revised requirements for filing the post issue monitoring reports with the Board for both book built portion and fixed price portion. Section D : Clause (b) to sub-rule (2) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957 has been amended vide Government notification no. G.S.R. 415(E) dated June 7, 2001, providing for public offer of atleast 10% instead of 25% subject to certain conditions. Hence clause 8.3.4 granting sector wise exemption stands deleted. Further, unlisted companies which have allotted shares to holders of securities in a listed company pursuant to a scheme of reconstruction or amalgamation sanctioned by the appropriate High Court, have been approaching the Board for seeking exemption from making a public offer for listing their shares. Exemptions, subject to fulfillment of certain conditions are already being granted by way of communication to the Stock Exchanges. For the sake of greater transparency, the requirements in this regard are stated in this section. Section E The requirements related to issue of research reports by an issuer company in respect of public issues and rights issues have been laid down. Section F : The restriction of a minimum public issue size of Rs 25 crore in case of an Initial Public Offer through the book building route has been removed. It is again clarified that in terms of clause 11.3.5 (iv) of the Guidelines, for the under-subscribed portion of the fixed price portion in a book building issue, the issuer company has the option to allocate it to any category as it deems fit. Alternately, the issuer company has the option to let the under-subscribed portion lapse. Section G: The requirement of documents to be submitted to the Board for issue of No Objection Certificate for the release of 1% SECURITIES AND EXCHANGE BOARD OF INDIA PRIMARY MARKET DEPARTMENT Mittal Court, ‘A’ Wing, Ground Floor Nariman Point, MUMBAI - 400 021. TEL NO. : 2850451- 56/ 2880962-70 FAX NO. :204 5633 security deposit kept with the regional stock exchange have been modified. The amendments related to offer documents shall come into force for the offer documents filed with the Board after July 17, 2001 except Section C regarding post issue reporting requirement which would be applicable for all issues opening on or after July 17, 2001. Please acknowledge receipt. Yours faithfully, R.M. Joshi Executive Director Enc: a/a Section A : Chapter II- Eligibility norms for companies issuing securities 1.In clause (ii) of Explanation 2 to clause 2.2.2, after item (f), new items (g) and (h) shall be added as under: "g) Foreign Venture Capital Investors registered with SEBI." "h) State Industrial Development Corporations."Section B: Chapter IV 1.In Clause 4.14.2, the existing sub clause i) shall be substituted by the following: "i) held by Venture Capital Funds and Foreign Venture Capital Investorsregistered with the Board. However, the same shall be locked-in as per the provisions of the SEBI (Venture Capital Funds) RegulationsSEBI (Foreign Venture Capital Investors) Regulationsschemeschemeschemeschemeschemeschemeschemeschemescheme of amalgamation. This shall provide details of the authorised, issued, subscribed and paid up capital (Number of instruments, description, aggregate nominal value) 4.Shareholding pattern giving details of promoter group shareholding, group companies. 5.Names of ten largest shareholders of the company - number and percentage of shares held by each of them, their interest, if any, in the company. 6.Details of promoters of the company - educational qualifications, experience, address. 7.Business of company and management. 8.Reason for the amalgamation. 9.Financial statement for the previous 3 years prior to the date of listing. 10.Latest audited financial statements along with notes to accounts and any audit qualifications. Change in accounting policies in the last 3 years and their effect on profits and reserves of the company {Financial statements should not be later than 6 months prior to the date of listing} 11.Details of other group companies including their capital structure and financial statements. 12.Outstanding litigations and defaults of the company, promoters, directors or any of the group companies. 13.Particulars of high, low and average prices of the shares of the listed company during the preceding 3 years. 14.Any material development after the date of the balance sheet. 15.Such other information as may be prescribed by SEBI from time to time. |
| Jul 17, 2001 | RMB (Compendium) Series Circular No. 1 (2001- 2002) July 17, 2001 | 2002) July 17, 2001 To All Registered Category I Merchant Bankers Dear Sirs, Sub: Amendments to the SEBI (Disclosure and Investor Protection) Guidelines,2000The Board in its meeting held on December 22, 2000 considered the recommendations of the Primary Market Advisory Committee in respect of the modifications/ amendments to the SEBI (Disclosure and Investor Protection) Guidelines, 2000. The Board approved certain amendments to the said Guidelines. Earlier, in the meeting held on September 14, 2000, the Board had also decided to include the Foreign Venture Capital Investors registered with the Board, in the definition of "Qualified Institutional Buyers" under the Guidelines. The Board, in its meeting held on July 9, 2001 approved inclusion of State Industrial Development Corporations in the definition of "Qualified Institutional Buyers". Accordingly, the following amendments have been made in the Guidelines, which are : Section A : Foreign Venture Capital Investors registered with the Board and State Industrial Development Corporations have been included in the definition of Qualified Institutional Buyers in Explanation 2 (ii) to clause 2.2.2 of Chapter II. Thus the Foreign Venture Capital Investors registered with the Board and State Industrial Development Corporations shall also be eligible to participate in public issues through the book building route as Qualified Institutional Buyers. Section B : This section provides for the exemption to Foreign Venture Capital Investors registered with the Board from lock -in requirements as specified in clause 4.14 of the Guidelines. Therefore, pre- issue share capital of an unlisted company held by Venture Capital Funds and Foreign Venture Capital Investors registered with the Board shall not be subject to lock in as per the Guidelines. However, the provisions of the SEBI (Venture Capital Funds) RegulationsSEBI (Foreign Venture Capital Investors), Regulations 2000 and any amendment thereto, in this regard, shall be applicable. Section C : This section lays down the revised requirements for filing the post issue monitoring reports with the Board for both book built portion and fixed price portion. Section D : Clause (b) to sub-rule (2) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957 has been amended vide Government notification no. G.S.R. 415(E) dated June 7, 2001, providing for public offer of atleast 10% instead of 25% subject to certain conditions. Hence clause 8.3.4 granting sector wise exemption stands deleted. Further, unlisted companies which have allotted shares to holders of securities in a listed company pursuant to a scheme of reconstruction or amalgamation sanctioned by the appropriate High Court, have been approaching the Board for seeking exemption from making a public offer for listing their shares. Exemptions, subject to fulfillment of certain conditions are already being granted by way of communication to the Stock Exchanges. For the sake of greater transparency, the requirements in this regard are stated in this section. Section E The requirements related to issue of research reports by an issuer company in respect of public issues and rights issues have been laid down. Section F : The restriction of a minimum public issue size of Rs 25 crore in case of an Initial Public Offer through the book building route has been removed. It is again clarified that in terms of clause 11.3.5 (iv) of the Guidelines, for the under-subscribed portion of the fixed price portion in a book building issue, the issuer company has the option to allocate it to any category as it deems fit. Alternately, the issuer company has the option to let the under-subscribed portion lapse. Section G: The requirement of documents to be submitted to the Board for issue of No Objection Certificate for the release of 1% SECURITIES AND EXCHANGE BOARD OF INDIA PRIMARY MARKET DEPARTMENT Mittal Court, ‘A’ Wing, Ground Floor Nariman Point, MUMBAI - 400 021. TEL NO. : 2850451- 56/ 2880962-70 FAX NO. :204 5633 security deposit kept with the regional stock exchange have been modified. The amendments related to offer documents shall come into force for the offer documents filed with the Board after July 17, 2001 except Section C regarding post issue reporting requirement which would be applicable for all issues opening on or after July 17, 2001. Please acknowledge receipt. Yours faithfully, R.M. Joshi Executive Director Enc: a/a Section A : Chapter II- Eligibility norms for companies issuing securities 1.In clause (ii) of Explanation 2 to clause 2.2.2, after item (f), new items (g) and (h) shall be added as under: "g) Foreign Venture Capital Investors registered with SEBI." "h) State Industrial Development Corporations."Section B: Chapter IV 1.In Clause 4.14.2, the existing sub clause i) shall be substituted by the following: "i) held by Venture Capital Funds and Foreign Venture Capital Investorsregistered with the Board. However, the same shall be locked-in as per the provisions of the SEBI (Venture Capital Funds) RegulationsSEBI (Foreign Venture Capital Investors) Regulationsschemeschemeschemeschemeschemeschemeschemeschemescheme of amalgamation. This shall provide details of the authorised, issued, subscribed and paid up capital (Number of instruments, description, aggregate nominal value) 4.Shareholding pattern giving details of promoter group shareholding, group companies. 5.Names of ten largest shareholders of the company - number and percentage of shares held by each of them, their interest, if any, in the company. 6.Details of promoters of the company - educational qualifications, experience, address. 7.Business of company and management. 8.Reason for the amalgamation. 9.Financial statement for the previous 3 years prior to the date of listing. 10.Latest audited financial statements along with notes to accounts and any audit qualifications. Change in accounting policies in the last 3 years and their effect on profits and reserves of the company {Financial statements should not be later than 6 months prior to the date of listing} 11.Details of other group companies including their capital structure and financial statements. 12.Outstanding litigations and defaults of the company, promoters, directors or any of the group companies. 13.Particulars of high, low and average prices of the shares of the listed company during the preceding 3 years. 14.Any material development after the date of the balance sheet. 15.Such other information as may be prescribed by SEBI from time to time. |
| Sep 06, 2001 | Securities and Exchange Board of India (Employees Service) Regulations, 2001 | 33004/99The Gazette of IndiaEXTRAORDINARYPART II—Section 3—Sub-section (ii)PUBLISHED BY AUTHORITYNo. 639] NEW DELHI, THURSDAY, SEPTEMBER 6, 2001/BHADRA 15, 19232781 GI/2001(1) 2 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEC. 3(ii)] _j 4 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEC. 3(ii)] 5 6 THEGAZbTI'B OF INDIA: EXTRAORDINARY [PART II—SEC. 3(ii)] 7 8 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEC. 3(ii)] 92781 G1/2001—2 10 THE GAZb'ITh OF INDIA: EXTRAORDINARY [PART II—SEC. 3(ii)] 11 12 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEC 3(ii)] 13 14 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEC. 3(ii)] 15 16 THE, GAZETTE OF INDIA: EXTRAORDINARY [PART H—SEC. 3(ii)j 172781 GI/2001—3 18 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEC. 3(U)] 19 20 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEc.3(ii)] 21 22 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEC, 3 (ii)] 23 24 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEC. 3 (ii)] 252781 GI/2001—^ i6 THE GAZETTE OF INDIA EXTRAORDINARY [PART II—SEC. 3 (ii)] 27 28 THE GAZETTE OF INDIA: EXTRAORDINARY [PARTlI^-SEc,3(ii)] 29 30 THE GAZETTE OF INDIA; EXTRAORDINARY [PART II—SEC. 3 (ii)] 31 32 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEC. 3 (ii)] 332781 GI/2001—5 34 THE GAZETTE OF INDIA .EXTRAORDINARY [PART II—SEC. 3 (ii)] 35 36 THE GAZETTE OF INDIA : EXTRAORDINARY [PART II—SEC. 3 (ii)] 37SECURITIES AND EXCHANGE BOARD OF INDIANOTTFICATiONMumbai, the 6th September, 2001Securities and Exchange Board of India (Employees Service) Regulations, 2001S.O.857(E).— in exercise of the powers conferred by Section 30 of the Securities andExchange Board of India Act, 1992, the Board hereby makes the following regulations defining theterms and conditions of service of its employees.CHAPTER-IPRELIMINARYShort Title and 1(1) These regulations may be called the Securities and Exchange Board ofCommence- India (Employees Service) Regulations, 2001.ment(2) They shall come into force on the date of their publication in the OfficialGazette.Applicability 2(1) These regulations shall apply to every whole-time employee appointedby the Board under sub-section (1) of Section 9 of the Act and to everywhole-time employee transferred to the Board under clause (d) of sub-section (1) of Section 10 of the Act.Provided that they shall not apply, except as otherwise provided in theseregulations or to such extent as may be specifically or generally decidedby the Board, to persons employed temporarily or on contracts.(2) On and from the date of commencement of these regulations -(a) the terms and conditions of the service of the existing whole-timeemployees of the Board shall stand modified in accordance with theprovisions of these regulations.(b) the Securities and Exchange Board of India Service Regulations,1988 stand repealed. Notwithstanding such repeal, anything done orany action taken under the said Regulations, shall be deemed tohave been done or taken under the corresponding provisions ofthese regulations.Definitions 3(1) In these regulations, unless there is anything repugnant in the subject orcontext -(a) "Act" means the Securities and Exchange Board of India Act, 1992(15 of 1992). 3S THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEC. 3(ii)l(b) "Board" means the Securities and Exchange Board of Indiaconstituted under Section 3 of the Act.(c) "Chairman" means the Chairman of the Board and, in relation tothe powers exercisable by him, includes whole- time member ofthe Board or a Committee of Executive Directors or ExecutiveDirector or any other officer to whom the powers under theseregulations may be delegated by the Chairman.(d) "compensatory allowance" means an allowance granted to meetexpenditure necessitated by the special circumstances in which theduty is performed.(e) "Competent Authority" means,(i) The Chairman in the case of officers, which expression shallalso include whole- time member of the Board or ExecutiveDirector, in. regard to any matter or power to be dealt with orexercisable by the Chairman under these Regulations, butwhich are delegated to him.(ii) In the case of all other employees, concerned ExecutiveDirector, which expression shall also include, any officer lowerin rank, in regard to any matter or power to be dealt with orexercised by the Executive Director under these Regulations,but which are delegated to him.(f) "Dependent" means a person who is wholly dependent upon theemployee and whose monthly income doesn't exceed the limits asmay be specified by the Chairman, from time to time.(g) "duty" includes —(i)Service as a probationer;(ii)Period during which an employee is on joining time or trainingauthorised by the Board;(iii)Period spent on causal leave duly authorised by the competentauthority.(h) "family" means(i) In the case of male employee, his wife, whether residingwith him or not, but does not include a legally separatedwife and in case of a woman employee her husband,whether residing with her or not, but does not include alegally separated husband.(ii) Children or step children of the employee whether residingwith him or not and dependent wholly on such employeebut does not include children or step children of whose 39custody the employee has been deprived of by or underany law; and(iii) Any other person related to, by blood or marriage to theemployee or to his spouse and wholly dependent uponsuch employee.(i) "leave pay" means the monthly pay which the employee wouldhave drawn while on duty but for proceeding on leave.(j) "Pay" means the amount drawn by an employee as-(i) Pay which had been sanctioned for a post held by himsubstantively or in an officiating capacity, or to which he isentitled by reason of his position in a cadre;(ii) Special pay and personal pay;(iii) Any other amount which may be specially classified as payby the Board;(k) "Personal pay" means an additional pay granted to an employee -(i) To save him for a loss of substantive pay in respect of apermanent post due to a revision of pay or to anyreduction of such substantive pay otherwise than as adisciplinary measure; or(ii) In exceptional circumstances, on other personalconsiderations;(I) "special allowance" means an addition, in the nature of anallowance, to the pay attached to a post or of an employee,granted at the discretion of the Board or its duly appointedauthority in consideration of the specially arduous nature of theduties attached to the post or required to be performed by theemployee;(m) "special pay" means an addition to the pay of a post of anemployee granted at the discretion of the Board or its dulyappointed authority in consideration of a specific addition to thework or responsibility;(n) "substantive pay" means the pay to which an employee is entitledon account of a post to which he has been appointed substantivelyor by reason of his substantive position in a cadre; 40 THE GAZETTE OF INDIA: EXTRAORDINARY [PARTH—SEC.3(ii)1Save as otherwise provided, -(o) "year" means a continuous period of twelve months commencingfrom 13t day of April of a year and ending with 31st day of March ofthe next year.(p) "service" includes the period during which an employee is on dutyas well as on leave duly authorised by a competent authority, butdoes not include any period during which an employee is absentfrom duty without permission or overstays his leave, unlessspecifically permitted by the competent authority.(2) All words and expressions used herein and not defined in theseRegulations but defined in Securities and Exchange Board of IndiaAct, 1992 (15 of 1992), the regulations made thereunder andSecurities Contracts (Regulation) Act, 1956 (42 of 1956) shall havethe meanings respectively assigned to them in those Acts unlessotherwise provided in these Regulations.(3) For the purposes of these regulations, the terms 'he', 'him', 'his'and 'himself shall also refer to 'she', 'her' and 'herself whereverthe context warrants and singular will also include plural.Chairman'spower todelegate4 The Chairman may delegate to the whole- time member of theBoard or Executive Director or Committee of Executive Directors orany Officer subject to such conditions as he may think fit toimpose, all or any of the powers conferred upon him by theseRegulations.Power toimplement5 (1) The power to implement these regulations vests in the Chairmanwho is also empowered to issue such administrative instructions asmay be necessarsarsarschemesarsarsarsarsarsarsarsarsarsarsarsarsarsarschemeschemeschemeschemeschemesarsarily nave experienceof working with the latestpackages i e Windows NTand Office 99.Upto 30 yearsBachelor's Degree inCommerce with 55% ofmarksMinimum three years asaccounts assistantpreferably in a FinancialLength ofservice forPromotionQualification &Experience forDeputationiiiiiiiComposition of theselection CommitteeMinimum three members -two intemaJ and oneexternal.i|; ii ii jMinimum three members -two internal and oneexternalii i2781 Gl/2001—12 ?0 THE GAZETTE OF INDIA: EXTRAORDINARY [PART II—SEC. 3(ii)lName of thePostLibrary AssistantReceptionist -cum-TefephoneOperatoriiMode of Recruitment &proportion of posts tobe filled up throughdifferent modesDirect RecruitmentDirect RecruitmentiAge, Qualification &Experience for DirectrecruitsInstitution.Upto 30 yearsGraduate in any discipline,with Bachelor's Degree(minimum 55% in theaggregate} in LfcraryScienceMinimum three years asLibrary Assistant preferablyin a Financial InstitutionUpto 30 yearsGraduate in any discipline inpass class. Diploma in FrontOffice Management andTelephone Operator CourseMinimum 3 years as aReceptionist - cum -Telephone Operator inreputed Institutions,preferably in FinancialInstitution Should be wellversed in operation ofEPABX System, telex/fax/xerox machine etcLength ofservice forPromotion•"iiQualification &Experience forDeputationComposition of theselection CommitteeMinimum three members -two internal and oneexternal.Minimum three members -two internal and oneexternal. 91Name of thePostMessengerCookDriverMessengerCum-GeneralAssistantMode of Recruitment &proportion of posts tobe filled up throughdifferent modesDired Recruitment- do |
| Sep 06, 2001 | SEBI (Employees' Service) Regulations, 2001 [Last amended on April 21, 2015] | fund; Provided that nothing contained in this Regulation shall serve to curtail any superannuation benefits which may otherwise be admissible to an employee; Provided further that nothing contained in this Regulation shall require an employee to subscribe to the said scheme or fund if he is exempted from so doing under the |
| Sep 06, 2001 | SEBI (Employees' Service) Regulations, 2001 [Last amended on April 21, 2015] | fund; Provided that nothing contained in this Regulation shall serve to curtail any superannuation benefits which may otherwise be admissible to an employee; Provided further that nothing contained in this Regulation shall require an employee to subscribe to the said scheme or fund if he is exempted from so doing under the |
| Sep 06, 2001 | SEBI (Employees' Service) Regulations, 2001 [Last amended on April 21, 2015] | fund; Provided that nothing contained in this Regulation shall serve to curtail any superannuation benefits which may otherwise be admissible to an employee; Provided further that nothing contained in this Regulation shall require an employee to subscribe to the said scheme or fund if he is exempted from so doing under the |
| Sep 06, 2001 | SEBI (Employees' Service) Regulations, 2001 [Last amended on April 21, 2015] | fund; Provided that nothing contained in this Regulation shall serve to curtail any superannuation benefits which may otherwise be admissible to an employee; Provided further that nothing contained in this Regulation shall require an employee to subscribe to the said scheme or fund if he is exempted from so doing under the |
| Sep 06, 2001 | SEBI (Employees' Service) Regulations, 2001 [Last amended on April 21, 2015] | fund; Provided that nothing contained in this Regulation shall serve to curtail any superannuation benefits which may otherwise be admissible to an employee; Provided further that nothing contained in this Regulation shall require an employee to subscribe to the said scheme or fund if he is exempted from so doing under the |
| Dec 20, 2001 | Committee on Model Rule and Bye-laws of Stock Exchanges | mail : mdrao@sebi.gov.in SMDRP/POLICY/CIR-52/2001December 20, 2001The Executive Directors/Managing Directors of all the Stock Exchanges Dear Sir, Sub: Committee on Model Rule and Bye-laws of Stock Exchanges. The Committee constituted by SEBI for examining the existing Articles and Memorandum of Association, Rules, Bye-laws and Regulations of Stock Exchanges and framing a uniform set of Rules and Bye-laws to be followed by all the stock exchanges of the country has submitted its report and the Model Rules for Stock Exchanges. Some of the Model Rules have already been implemented by the Stock Exchanges through SEBI Circulars and directives. For some rules suitable provisions already exist in SC (R) Act, 1956, SC (R) Rules, 1957 or in the GOI directives/Circulars and SEBI (Stock Brokers and Sub-Brokers) Regulationsamendment to the existing SEBI Act, 1992, SC (R) Act, 1956, SC (R) Rules, 1957 and other relevant Rules, Regulations and laws etc. In order to bring about uniformity among stock exchanges and taking into account uniformity already brought about by SEBI through the directives/circulars so far issued to the stock exchanges, you are advised to implement the Rules under Part 'B'. In the case of Rules in Part 'A', the proposed rules may be adopted in case there is a material difference between these rules and the existing similar rules of the exchange. The Model Rules along with the Committee Report are enclosed for adoption after necessary approvals from the General Body/Governing Board of the Exchanges. However if there are any difficulties in implementation of these Rules, such difficulties may be brought to the notice of SEBI. A compliance report in this regard may be submitted to SEBI within 2 months. The Exchanges will be suitably advised for introduction of Rules under Part 'C' and 'D' Yours faithfully, S.V. Muralidhar Rao Encl: As Above PART-A (RECOMMENDATIONS IN PROPOSED MODEL RULES VIZ A VIZ SEBI ACT,1992, SC (R) ACT,1956, SC (R) R,1957, SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992, SEBI CIRCULARS AND GOI DIRECTIVES/CIRCULARS CLAUSE SUB CLAUSESUBJECTSEBI Act, SC (R) Act, SC (R) R, SEBI Circulars and GOI Directives/Circulars 3CONSTITUTION, OBJECTS AND CAPITAL / CORPUS 3.2.4Safe Deposit Vaults / Custodial / Depository ServicesAs per Regulation 19 (a) (vii) of SEBI (Depositories & Participants) Regulations, 1996, a clearing corporation or a clearing house of a stock exchange may be registered as a depository participant. 3.2.11Clearing House, Clearing Corporation or Clearing BankSEBI's circular dated SMD/SED/RCG/270/96 dated January 19, 1996. 3.2.13Information and PublicationsSEBI's circular no. SE/10118 dated October 12, 1992 and SMD/POLICY/CIR-32/97 dated December 03, 1997 regarding dissemination of information to investors and brokers. 3.2.16Promotion of Other CompaniesSEBI's circular no. SMD- II/POLICY/CIR-37/99 dated November 26, 1999 and SMD-I/POLICY/CIR-40/99 dated December 16, 1999 regarding floating of Floating of a Subsidiary/Company by a Stock Exchange for membership of other Stock Exchange.4. FUNCTIONARIES 4.2 Governing BoardSEBI's circular no. SMD/SED/6919/93 dated April 20, 1993 regarding composition of Governing Board 4.3 Standing CommitteesSEBI's circular no. SMD/SED/6919/93 dated April 20, 1993* *Model Rule: There shall be Standing Committees to be constituted in the ratio of 40:60 between members and non members to discharge functions in the specific areas such as arbitration, claims against defaulters, disciplinary action and investors’ services. 4.5 Selection CommitteeSEBI's circular no. SMD-II/52 dated January 10, 1996 for selected of ED.4.7Ethics CommitteeSEBI Circular dated May 17, 2001 regarding Code of Ethics for Directors and Functionaries of Exchanges4.9Administrative Set-up* SEBI circular no. SMD/SED/6919/93 dated April 20, 1993 *Model Rule: The Governing Board shall be responsible to provide adequate and competent administrative set-up, including the Company Secretary … 5 ELECTION / SELECTION OF NEW MEMBERS / TRADING MEMBERS 5.1 Legal Requirements / Position 5.1.1Number of Members / Trading MembersSEBI Circular No. SMD-II/ALLSE/CIR-02/2000 dated January 10, 2000 has provided that The exchanges will have freedom to increase the membership or dealership subject to compliance of all the legal requirements, without the approval of SEBI. 5.2 Conditions Precedent for Eligibility 5.2.1For IndividualsRule 8(1) of SCRR, 1957 5.2.4For Companies / Bodies Corporate 5.2.4.1& 5.2.4.2Legal RequirementsRule 8(3) (4) and (4A) of SCRR, 1957 5.2.4.3Disqualification of Designated Directors / NomineesRule 8(3) (4A) (iv) of SCRR, 1957 5.2.4.5Minimum ExperienceRule 8(3) (4A) (v) of SCRR, 1957 5.2.4.7Financial Requirements SEBI Circular No. SMD/SED/9012/93 dated May 14, 1993 5.2.4.7.1Minimum Paid-up CapitalSEBI Circular No. SMD/SED/9012/93 dated May 14, 1993 5.2.4.7.2Maintenance of Net WorthSEBI Circular No. SMD/SED/9012/93 dated May 14, 1993 5.2.4.7.3Additional Financial and Other RequirementsSEBI Circular No. SMD/SED/9012/93 dated May 14, 1993 5.2.5General Conditions 5.2.5.3Past ExperienceAs per Rule 8(2)(a) of SCRR, the person should have worked for not less than 2 years as a partner with or as an authorised assistant or authorised clerk or remisier or apprentice to, a member* *As per this clause of Model Rules, apart from above, experience as sub broker or dealer or portfolio manager or investment consultant is also included. 5.2.5.6Bankruptcy Rule 8(1) (C) of SCRR, 1957 5.2.5.7Compounded with CreditorsRule 8(1) (D) of SCRR, 1957 5.2.5.8FraudRule 8(1) (E) of SCRR, 1957 5.2.5.13Expelled Member / Trading Member or DefaulterRule 8(1) (H) of SCRR, 1957 5.2.5.15Previous RejectionRule 8(1) (I) of SCRR, 1957 5.2.5 Waiver of QualificationAs per SCRR, The Governing Board is empowered to waive qualifications pertaining to experience.* *Model Rules have authorised Governing Board to waive requirements of both educational qualifications and past experience in certain cases 5.3 Other Norms 5.3.1Other Financial Requirements and NormsRule 8(4A) (II) of SCRR, 1957 5.3.2Specifying Stock–broking and Allied Activities as Main ObjectsSEBI Circular No. SMD/Policy/ Cir-11/98 dated March 16, 1998. 5.5Compliance OfficerRegulation 18 A of SEBI (Investment Advice by Intermediaries) (Amendment) Regulations 2001, has made it mandatory for every stock broker to appoint a compliance officer who shall be responsible for monitoring the compliance of the Act, rules and regulations, notifications, guidelines, instructions etc issued by the Board or the Central Government and for redressal of investors’ grievances and the compliance officer appointed under SEBI Regulations would also be responsible for complying with the stock exchange regulations and would be different from the member itself.6PARTNERSHIP FIRMS, REPRESENTATIVE MEMBERS / TRADING MEMBERS, CLEARING MEMBERS, MEMBERSHIP/ TRADING MEMBERSHIP, REMISIERS, , APPROVED USERS AND SUB-BROKERS 6.1Partnerships 6.5Multiple Membership / Trading Membership – Eligibility Criteria 6.5.4Conditions Precedent for Multiple MembershipAs per SEBI Circular No. SMD-DBAII/Policy/CIR-47/2000 dated October 10, 2000, the condition of operating membership card for a minimum period of 5 years for multiple membership was relaxed for all members.* *As per Model Rules, this condition is subject to waiver if the member meets the net worth criteria separately for each of the stock exchanges. 6.5.5Criteria for Applying for Multiple Membership / Trading Membership |
| Dec 20, 2001 | Committee on Model Rule and Bye-laws of Stock Exchanges | mail : mdrao@sebi.gov.in SMDRP/POLICY/CIR-52/2001December 20, 2001The Executive Directors/Managing Directors of all the Stock Exchanges Dear Sir, Sub: Committee on Model Rule and Bye-laws of Stock Exchanges. The Committee constituted by SEBI for examining the existing Articles and Memorandum of Association, Rules, Bye-laws and Regulations of Stock Exchanges and framing a uniform set of Rules and Bye-laws to be followed by all the stock exchanges of the country has submitted its report and the Model Rules for Stock Exchanges. Some of the Model Rules have already been implemented by the Stock Exchanges through SEBI Circulars and directives. For some rules suitable provisions already exist in SC (R) Act, 1956, SC (R) Rules, 1957 or in the GOI directives/Circulars and SEBI (Stock Brokers and Sub-Brokers) Regulationsamendment to the existing SEBI Act, 1992, SC (R) Act, 1956, SC (R) Rules, 1957 and other relevant Rules, Regulations and laws etc. In order to bring about uniformity among stock exchanges and taking into account uniformity already brought about by SEBI through the directives/circulars so far issued to the stock exchanges, you are advised to implement the Rules under Part 'B'. In the case of Rules in Part 'A', the proposed rules may be adopted in case there is a material difference between these rules and the existing similar rules of the exchange. The Model Rules along with the Committee Report are enclosed for adoption after necessary approvals from the General Body/Governing Board of the Exchanges. However if there are any difficulties in implementation of these Rules, such difficulties may be brought to the notice of SEBI. A compliance report in this regard may be submitted to SEBI within 2 months. The Exchanges will be suitably advised for introduction of Rules under Part 'C' and 'D' Yours faithfully, S.V. Muralidhar Rao Encl: As Above PART-A (RECOMMENDATIONS IN PROPOSED MODEL RULES VIZ A VIZ SEBI ACT,1992, SC (R) ACT,1956, SC (R) R,1957, SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992, SEBI CIRCULARS AND GOI DIRECTIVES/CIRCULARS CLAUSE SUB CLAUSESUBJECTSEBI Act, SC (R) Act, SC (R) R, SEBI Circulars and GOI Directives/Circulars 3CONSTITUTION, OBJECTS AND CAPITAL / CORPUS 3.2.4Safe Deposit Vaults / Custodial / Depository ServicesAs per Regulation 19 (a) (vii) of SEBI (Depositories & Participants) Regulations, 1996, a clearing corporation or a clearing house of a stock exchange may be registered as a depository participant. 3.2.11Clearing House, Clearing Corporation or Clearing BankSEBI's circular dated SMD/SED/RCG/270/96 dated January 19, 1996. 3.2.13Information and PublicationsSEBI's circular no. SE/10118 dated October 12, 1992 and SMD/POLICY/CIR-32/97 dated December 03, 1997 regarding dissemination of information to investors and brokers. 3.2.16Promotion of Other CompaniesSEBI's circular no. SMD- II/POLICY/CIR-37/99 dated November 26, 1999 and SMD-I/POLICY/CIR-40/99 dated December 16, 1999 regarding floating of Floating of a Subsidiary/Company by a Stock Exchange for membership of other Stock Exchange.4. FUNCTIONARIES 4.2 Governing BoardSEBI's circular no. SMD/SED/6919/93 dated April 20, 1993 regarding composition of Governing Board 4.3 Standing CommitteesSEBI's circular no. SMD/SED/6919/93 dated April 20, 1993* *Model Rule: There shall be Standing Committees to be constituted in the ratio of 40:60 between members and non members to discharge functions in the specific areas such as arbitration, claims against defaulters, disciplinary action and investors’ services. 4.5 Selection CommitteeSEBI's circular no. SMD-II/52 dated January 10, 1996 for selected of ED.4.7Ethics CommitteeSEBI Circular dated May 17, 2001 regarding Code of Ethics for Directors and Functionaries of Exchanges4.9Administrative Set-up* SEBI circular no. SMD/SED/6919/93 dated April 20, 1993 *Model Rule: The Governing Board shall be responsible to provide adequate and competent administrative set-up, including the Company Secretary … 5 ELECTION / SELECTION OF NEW MEMBERS / TRADING MEMBERS 5.1 Legal Requirements / Position 5.1.1Number of Members / Trading MembersSEBI Circular No. SMD-II/ALLSE/CIR-02/2000 dated January 10, 2000 has provided that The exchanges will have freedom to increase the membership or dealership subject to compliance of all the legal requirements, without the approval of SEBI. 5.2 Conditions Precedent for Eligibility 5.2.1For IndividualsRule 8(1) of SCRR, 1957 5.2.4For Companies / Bodies Corporate 5.2.4.1& 5.2.4.2Legal RequirementsRule 8(3) (4) and (4A) of SCRR, 1957 5.2.4.3Disqualification of Designated Directors / NomineesRule 8(3) (4A) (iv) of SCRR, 1957 5.2.4.5Minimum ExperienceRule 8(3) (4A) (v) of SCRR, 1957 5.2.4.7Financial Requirements SEBI Circular No. SMD/SED/9012/93 dated May 14, 1993 5.2.4.7.1Minimum Paid-up CapitalSEBI Circular No. SMD/SED/9012/93 dated May 14, 1993 5.2.4.7.2Maintenance of Net WorthSEBI Circular No. SMD/SED/9012/93 dated May 14, 1993 5.2.4.7.3Additional Financial and Other RequirementsSEBI Circular No. SMD/SED/9012/93 dated May 14, 1993 5.2.5General Conditions 5.2.5.3Past ExperienceAs per Rule 8(2)(a) of SCRR, the person should have worked for not less than 2 years as a partner with or as an authorised assistant or authorised clerk or remisier or apprentice to, a member* *As per this clause of Model Rules, apart from above, experience as sub broker or dealer or portfolio manager or investment consultant is also included. 5.2.5.6Bankruptcy Rule 8(1) (C) of SCRR, 1957 5.2.5.7Compounded with CreditorsRule 8(1) (D) of SCRR, 1957 5.2.5.8FraudRule 8(1) (E) of SCRR, 1957 5.2.5.13Expelled Member / Trading Member or DefaulterRule 8(1) (H) of SCRR, 1957 5.2.5.15Previous RejectionRule 8(1) (I) of SCRR, 1957 5.2.5 Waiver of QualificationAs per SCRR, The Governing Board is empowered to waive qualifications pertaining to experience.* *Model Rules have authorised Governing Board to waive requirements of both educational qualifications and past experience in certain cases 5.3 Other Norms 5.3.1Other Financial Requirements and NormsRule 8(4A) (II) of SCRR, 1957 5.3.2Specifying Stock–broking and Allied Activities as Main ObjectsSEBI Circular No. SMD/Policy/ Cir-11/98 dated March 16, 1998. 5.5Compliance OfficerRegulation 18 A of SEBI (Investment Advice by Intermediaries) (Amendment) Regulations 2001, has made it mandatory for every stock broker to appoint a compliance officer who shall be responsible for monitoring the compliance of the Act, rules and regulations, notifications, guidelines, instructions etc issued by the Board or the Central Government and for redressal of investors’ grievances and the compliance officer appointed under SEBI Regulations would also be responsible for complying with the stock exchange regulations and would be different from the member itself.6PARTNERSHIP FIRMS, REPRESENTATIVE MEMBERS / TRADING MEMBERS, CLEARING MEMBERS, MEMBERSHIP/ TRADING MEMBERSHIP, REMISIERS, , APPROVED USERS AND SUB-BROKERS 6.1Partnerships 6.5Multiple Membership / Trading Membership – Eligibility Criteria 6.5.4Conditions Precedent for Multiple MembershipAs per SEBI Circular No. SMD-DBAII/Policy/CIR-47/2000 dated October 10, 2000, the condition of operating membership card for a minimum period of 5 years for multiple membership was relaxed for all members.* *As per Model Rules, this condition is subject to waiver if the member meets the net worth criteria separately for each of the stock exchanges. 6.5.5Criteria for Applying for Multiple Membership / Trading Membership |
| Dec 20, 2001 | Committee on Model Rule and Bye-laws of Stock Exchanges | mail : mdrao@sebi.gov.in SMDRP/POLICY/CIR-52/2001December 20, 2001The Executive Directors/Managing Directors of all the Stock Exchanges Dear Sir, Sub: Committee on Model Rule and Bye-laws of Stock Exchanges. The Committee constituted by SEBI for examining the existing Articles and Memorandum of Association, Rules, Bye-laws and Regulations of Stock Exchanges and framing a uniform set of Rules and Bye-laws to be followed by all the stock exchanges of the country has submitted its report and the Model Rules for Stock Exchanges. Some of the Model Rules have already been implemented by the Stock Exchanges through SEBI Circulars and directives. For some rules suitable provisions already exist in SC (R) Act, 1956, SC (R) Rules, 1957 or in the GOI directives/Circulars and SEBI (Stock Brokers and Sub-Brokers) Regulationsamendment to the existing SEBI Act, 1992, SC (R) Act, 1956, SC (R) Rules, 1957 and other relevant Rules, Regulations and laws etc. In order to bring about uniformity among stock exchanges and taking into account uniformity already brought about by SEBI through the directives/circulars so far issued to the stock exchanges, you are advised to implement the Rules under Part 'B'. In the case of Rules in Part 'A', the proposed rules may be adopted in case there is a material difference between these rules and the existing similar rules of the exchange. The Model Rules along with the Committee Report are enclosed for adoption after necessary approvals from the General Body/Governing Board of the Exchanges. However if there are any difficulties in implementation of these Rules, such difficulties may be brought to the notice of SEBI. A compliance report in this regard may be submitted to SEBI within 2 months. The Exchanges will be suitably advised for introduction of Rules under Part 'C' and 'D' Yours faithfully, S.V. Muralidhar Rao Encl: As Above PART-A (RECOMMENDATIONS IN PROPOSED MODEL RULES VIZ A VIZ SEBI ACT,1992, SC (R) ACT,1956, SC (R) R,1957, SEBI (STOCK BROKERS AND SUB BROKERS) REGULATIONS, 1992, SEBI CIRCULARS AND GOI DIRECTIVES/CIRCULARS CLAUSE SUB CLAUSESUBJECTSEBI Act, SC (R) Act, SC (R) R, SEBI Circulars and GOI Directives/Circulars 3CONSTITUTION, OBJECTS AND CAPITAL / CORPUS 3.2.4Safe Deposit Vaults / Custodial / Depository ServicesAs per Regulation 19 (a) (vii) of SEBI (Depositories & Participants) Regulations, 1996, a clearing corporation or a clearing house of a stock exchange may be registered as a depository participant. 3.2.11Clearing House, Clearing Corporation or Clearing BankSEBI's circular dated SMD/SED/RCG/270/96 dated January 19, 1996. 3.2.13Information and PublicationsSEBI's circular no. SE/10118 dated October 12, 1992 and SMD/POLICY/CIR-32/97 dated December 03, 1997 regarding dissemination of information to investors and brokers. 3.2.16Promotion of Other CompaniesSEBI's circular no. SMD- II/POLICY/CIR-37/99 dated November 26, 1999 and SMD-I/POLICY/CIR-40/99 dated December 16, 1999 regarding floating of Floating of a Subsidiary/Company by a Stock Exchange for membership of other Stock Exchange.4. FUNCTIONARIES 4.2 Governing BoardSEBI's circular no. SMD/SED/6919/93 dated April 20, 1993 regarding composition of Governing Board 4.3 Standing CommitteesSEBI's circular no. SMD/SED/6919/93 dated April 20, 1993* *Model Rule: There shall be Standing Committees to be constituted in the ratio of 40:60 between members and non members to discharge functions in the specific areas such as arbitration, claims against defaulters, disciplinary action and investors’ services. 4.5 Selection CommitteeSEBI's circular no. SMD-II/52 dated January 10, 1996 for selected of ED.4.7Ethics CommitteeSEBI Circular dated May 17, 2001 regarding Code of Ethics for Directors and Functionaries of Exchanges4.9Administrative Set-up* SEBI circular no. SMD/SED/6919/93 dated April 20, 1993 *Model Rule: The Governing Board shall be responsible to provide adequate and competent administrative set-up, including the Company Secretary … 5 ELECTION / SELECTION OF NEW MEMBERS / TRADING MEMBERS 5.1 Legal Requirements / Position 5.1.1Number of Members / Trading MembersSEBI Circular No. SMD-II/ALLSE/CIR-02/2000 dated January 10, 2000 has provided that The exchanges will have freedom to increase the membership or dealership subject to compliance of all the legal requirements, without the approval of SEBI. 5.2 Conditions Precedent for Eligibility 5.2.1For IndividualsRule 8(1) of SCRR, 1957 5.2.4For Companies / Bodies Corporate 5.2.4.1& 5.2.4.2Legal RequirementsRule 8(3) (4) and (4A) of SCRR, 1957 5.2.4.3Disqualification of Designated Directors / NomineesRule 8(3) (4A) (iv) of SCRR, 1957 5.2.4.5Minimum ExperienceRule 8(3) (4A) (v) of SCRR, 1957 5.2.4.7Financial Requirements SEBI Circular No. SMD/SED/9012/93 dated May 14, 1993 5.2.4.7.1Minimum Paid-up CapitalSEBI Circular No. SMD/SED/9012/93 dated May 14, 1993 5.2.4.7.2Maintenance of Net WorthSEBI Circular No. SMD/SED/9012/93 dated May 14, 1993 5.2.4.7.3Additional Financial and Other RequirementsSEBI Circular No. SMD/SED/9012/93 dated May 14, 1993 5.2.5General Conditions 5.2.5.3Past ExperienceAs per Rule 8(2)(a) of SCRR, the person should have worked for not less than 2 years as a partner with or as an authorised assistant or authorised clerk or remisier or apprentice to, a member* *As per this clause of Model Rules, apart from above, experience as sub broker or dealer or portfolio manager or investment consultant is also included. 5.2.5.6Bankruptcy Rule 8(1) (C) of SCRR, 1957 5.2.5.7Compounded with CreditorsRule 8(1) (D) of SCRR, 1957 5.2.5.8FraudRule 8(1) (E) of SCRR, 1957 5.2.5.13Expelled Member / Trading Member or DefaulterRule 8(1) (H) of SCRR, 1957 5.2.5.15Previous RejectionRule 8(1) (I) of SCRR, 1957 5.2.5 Waiver of QualificationAs per SCRR, The Governing Board is empowered to waive qualifications pertaining to experience.* *Model Rules have authorised Governing Board to waive requirements of both educational qualifications and past experience in certain cases 5.3 Other Norms 5.3.1Other Financial Requirements and NormsRule 8(4A) (II) of SCRR, 1957 5.3.2Specifying Stock–broking and Allied Activities as Main ObjectsSEBI Circular No. SMD/Policy/ Cir-11/98 dated March 16, 1998. 5.5Compliance OfficerRegulation 18 A of SEBI (Investment Advice by Intermediaries) (Amendment) Regulations 2001, has made it mandatory for every stock broker to appoint a compliance officer who shall be responsible for monitoring the compliance of the Act, rules and regulations, notifications, guidelines, instructions etc issued by the Board or the Central Government and for redressal of investors’ grievances and the compliance officer appointed under SEBI Regulations would also be responsible for complying with the stock exchange regulations and would be different from the member itself.6PARTNERSHIP FIRMS, REPRESENTATIVE MEMBERS / TRADING MEMBERS, CLEARING MEMBERS, MEMBERSHIP/ TRADING MEMBERSHIP, REMISIERS, , APPROVED USERS AND SUB-BROKERS 6.1Partnerships 6.5Multiple Membership / Trading Membership – Eligibility Criteria 6.5.4Conditions Precedent for Multiple MembershipAs per SEBI Circular No. SMD-DBAII/Policy/CIR-47/2000 dated October 10, 2000, the condition of operating membership card for a minimum period of 5 years for multiple membership was relaxed for all members.* *As per Model Rules, this condition is subject to waiver if the member meets the net worth criteria separately for each of the stock exchanges. 6.5.5Criteria for Applying for Multiple Membership / Trading Membership |
| Mar 14, 2002 | Publication of audited annual accounts by mutual funds | Considering the representation by AMFI, we have amended Regulation 56 so that publishing of schemeschemeSEBI (Mutual Funds) Regulations, 1996, as mentioned above, for your information and implementation. Yours faithfully, |
| Mar 14, 2002 | Publication of audited annual accounts by mutual funds | Considering the representation by AMFI, we have amended Regulation 56 so that publishing of schemeschemeSEBI (Mutual Funds) Regulations, 1996, as mentioned above, for your information and implementation. Yours faithfully, |
| Mar 14, 2002 | Publication of audited annual accounts by mutual funds | Considering the representation by AMFI, we have amended Regulation 56 so that publishing of schemeschemeSEBI (Mutual Funds) Regulations, 1996, as mentioned above, for your information and implementation. Yours faithfully, |
| Mar 26, 2002 | Introduction of Benchmarks | In accordance with SEBI circular dated July 27, 2000, the AMCs and trustees are required to review the performance of their schemeschemeschemeSEBI (Mutual Funds) Regulations, 1996. |
| Mar 26, 2002 | Introduction of Benchmarks | In accordance with SEBI circular dated July 27, 2000, the AMCs and trustees are required to review the performance of their schemeschemeschemeSEBI (Mutual Funds) Regulations, 1996. |
| Mar 30, 2002 | Guidelines for Investment in Foreign Securities by Mutual Funds | As there is upper limit of US 500 million dollars for the entire mutual funds industry for making investment in ADRs/GDRs and foreign securities, each mutual fund is permitted to invest up to 4% of their net assets as on 28.2.2002 subject to the maximum of US 50 million dollars. The investment in foreign securities may be made by existing mutual funds schemeschemeSEBI (Mutual Funds) Regulations, 1996 and guidelines issued from time to time, the mutual funds shall adhere to the following specific guidelines for making investments in foreign securities: |
| Mar 30, 2002 | Guidelines for Investment in Foreign Securities by Mutual Funds | As there is upper limit of US 500 million dollars for the entire mutual funds industry for making investment in ADRs/GDRs and foreign securities, each mutual fund is permitted to invest up to 4% of their net assets as on 28.2.2002 subject to the maximum of US 50 million dollars. The investment in foreign securities may be made by existing mutual funds schemeschemeSEBI (Mutual Funds) Regulations, 1996 and guidelines issued from time to time, the mutual funds shall adhere to the following specific guidelines for making investments in foreign securities: |
| Mar 30, 2002 | Guidelines for Investment in Foreign Securities by Mutual Funds | As there is upper limit of US 500 million dollars for the entire mutual funds industry for making investment in ADRs/GDRs and foreign securities, each mutual fund is permitted to invest up to 4% of their net assets as on 28.2.2002 subject to the maximum of US 50 million dollars. The investment in foreign securities may be made by existing mutual funds schemeschemeSEBI (Mutual Funds) Regulations, 1996 and guidelines issued from time to time, the mutual funds shall adhere to the following specific guidelines for making investments in foreign securities: |
| Mar 31, 2002 | Collective Investment Schemes -Public Notice | Section 12(1B) of the SEBI Act no new collective investment schemeschemes to carry on their operations. SEBI had issued a public notice seeking |
| Apr 23, 2002 | Refund of excess fees paid by Stock brokers to SEBI | Further, requests by members for refund of excess fees should be routed through the concerned Exchange and should be accompanied by statement of turnover duly computed and certified by the concerned Exchange in the format specified in Annex- C of circular no.SMD/Policy/Cir-07/2002 dated March 28, 2002 and forwarded in hard & soft copy format as per the said circular and fee liability duly computed as per format enclosed herewith. The Exchange should ensure before forwarding the application for refund that the member has paid excess over the fees and interest payable by the concerned member to SEBI as per the SEBI (Stock Brokers and Sub-brokers) Regulationssary statements/ details. |
| Apr 23, 2002 | Refund of excess fees paid by Stock brokers to SEBI | Further, requests by members for refund of excess fees should be routed through the concerned Exchange and should be accompanied by statement of turnover duly computed and certified by the concerned Exchange in the format specified in Annex- C of circular no.SMD/Policy/Cir-07/2002 dated March 28, 2002 and forwarded in hard & soft copy format as per the said circular and fee liability duly computed as per format enclosed herewith. The Exchange should ensure before forwarding the application for refund that the member has paid excess over the fees and interest payable by the concerned member to SEBI as per the SEBI (Stock Brokers and Sub-brokers) Regulationssary statements/ details. |
| May 09, 2002 | Report of the reconvened committee on Substantial Acquisition of Shares and takeovers | “scheme of arrangement” is not very well defined, causing apprehensions that the word ‘arrangement’ used in the Regulations could be loosely interpreted leading to dilution of the spirit of the Regulations. |
| May 09, 2002 | Report of the reconvened committee on Substantial Acquisition of Shares and takeovers | “scheme of arrangement” is not very well defined, causing apprehensions that the word ‘arrangement’ used in the Regulations could be loosely interpreted leading to dilution of the spirit of the Regulations. |
| May 09, 2002 | Report of the reconvened committee on Substantial Acquisition of Shares and takeovers | “scheme of arrangement” is not very well defined, causing apprehensions that the word ‘arrangement’ used in the Regulations could be loosely interpreted leading to dilution of the spirit of the Regulations. |
| May 09, 2002 | Report of the reconvened committee on Substantial Acquisition of Shares and takeovers | “scheme of arrangement” is not very well defined, causing apprehensions that the word ‘arrangement’ used in the Regulations could be loosely interpreted leading to dilution of the spirit of the Regulations. |
| May 17, 2002 | SMD Circular No12 dated May 17, 2002 | would obtain an auditors' certificate to this effect from all brokers on a quarterly basis and that the brokers in turn, shall obtain a similar certificate from their sub-brokers. It has been decided that for the collection of 10% upfront margin from clients only trades which would result in a margin of Rs 50,000 or more should be considered. In other words, if clients position exceeds Rs. 5 lacs the broker would be necessarily required to collect 10% margin from the clients. Further, It has also been decided that the certification of the collection of this upfront margin will be done by the compliance officer as appointed in terms of regulation 18A of the Securities and Exchange Board of India, (Stock Brokers and Sub-Brokers) Regulations, 1992. You are advised to take steps for the implementation of the above decisions immediately. |
| Jun 20, 2002 | SEBI Advisory Committee on MF - meeting held on 28/5/2002 | Transactions of mutual funds in Government Securities in dematerialised form As you are aware, according to Regulation 44(1A), the mutual fund having an aggregate of securities worth Rs. 10 crore or more are required to settle their transactions only through dematerialised securities. It is further advised to all mutual funds to enter into transactions relating to government securities only in dematerialised form. Treatment and disposal of illiquid securities/NPAs at the time of maturity/ closure of the scheme |
| Jun 26, 2002 | Code of conduct dated June 26, 2002 | CODE OF CONDUCT According to clause 7 of the code of conduct as specified in the Fifth Schedule to SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual funds) Regulations and Guidelines with specific focus on regulations/guidelines on advertisements/sales literature and code of conduct. In furtherance of these objectives, AMFI has now prescribed a code of conduct for the mutual funds intermediaries i.e. agents and distributors, a copy of which is enclosed. It is advised that all distributors and agents of mutual funds units shall follow the code of conduct strictly. As advised in the aforesaid circular dated September 25, 2001, the mutual funds shall monitor the activities of their agents/distributors to ensure that they do not indulge in any kind of malpractice or unethical practice while selling/marketing mutual funds units. If any intermediary does not comply with the code of conduct, the mutual fund shall report it to AMFI and SEBI. No mutual fund shall deal with those intermediaries who do not follow code of conduct. The contents of this circular may please be brought to the notice of the intermediaries immediately. |
| Jun 26, 2002 | Code of conduct dated June 26, 2002 | CODE OF CONDUCT According to clause 7 of the code of conduct as specified in the Fifth Schedule to SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual funds) Regulations and Guidelines with specific focus on regulations/guidelines on advertisements/sales literature and code of conduct. In furtherance of these objectives, AMFI has now prescribed a code of conduct for the mutual funds intermediaries i.e. agents and distributors, a copy of which is enclosed. It is advised that all distributors and agents of mutual funds units shall follow the code of conduct strictly. As advised in the aforesaid circular dated September 25, 2001, the mutual funds shall monitor the activities of their agents/distributors to ensure that they do not indulge in any kind of malpractice or unethical practice while selling/marketing mutual funds units. If any intermediary does not comply with the code of conduct, the mutual fund shall report it to AMFI and SEBI. No mutual fund shall deal with those intermediaries who do not follow code of conduct. The contents of this circular may please be brought to the notice of the intermediaries immediately. |
| Jun 26, 2002 | Code of conduct dated June 26, 2002 | CODE OF CONDUCT According to clause 7 of the code of conduct as specified in the Fifth Schedule to SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual funds) Regulations and Guidelines with specific focus on regulations/guidelines on advertisements/sales literature and code of conduct. In furtherance of these objectives, AMFI has now prescribed a code of conduct for the mutual funds intermediaries i.e. agents and distributors, a copy of which is enclosed. It is advised that all distributors and agents of mutual funds units shall follow the code of conduct strictly. As advised in the aforesaid circular dated September 25, 2001, the mutual funds shall monitor the activities of their agents/distributors to ensure that they do not indulge in any kind of malpractice or unethical practice while selling/marketing mutual funds units. If any intermediary does not comply with the code of conduct, the mutual fund shall report it to AMFI and SEBI. No mutual fund shall deal with those intermediaries who do not follow code of conduct. The contents of this circular may please be brought to the notice of the intermediaries immediately. |
| Jun 26, 2002 | Code of conduct dated June 26, 2002 | CODE OF CONDUCT According to clause 7 of the code of conduct as specified in the Fifth Schedule to SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual funds) Regulations and Guidelines with specific focus on regulations/guidelines on advertisements/sales literature and code of conduct. In furtherance of these objectives, AMFI has now prescribed a code of conduct for the mutual funds intermediaries i.e. agents and distributors, a copy of which is enclosed. It is advised that all distributors and agents of mutual funds units shall follow the code of conduct strictly. As advised in the aforesaid circular dated September 25, 2001, the mutual funds shall monitor the activities of their agents/distributors to ensure that they do not indulge in any kind of malpractice or unethical practice while selling/marketing mutual funds units. If any intermediary does not comply with the code of conduct, the mutual fund shall report it to AMFI and SEBI. No mutual fund shall deal with those intermediaries who do not follow code of conduct. The contents of this circular may please be brought to the notice of the intermediaries immediately. |
| Jul 22, 2002 | Calculation of sale and repurchase prices of units of Mutual Fund Scheme | The above disclosures pertaining to calculation of sale and repurchase price and rounding off NAVs shall be made in the new offer documents and while updating the existing offer documents as required under SEBI Guidelines. These guidelines effective from August 5, 2002 for all existing and new schemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully, |
| Jul 22, 2002 | Calculation of sale and repurchase prices of units of Mutual Fund Scheme | The above disclosures pertaining to calculation of sale and repurchase price and rounding off NAVs shall be made in the new offer documents and while updating the existing offer documents as required under SEBI Guidelines. These guidelines effective from August 5, 2002 for all existing and new schemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully, |
| Jul 23, 2002 | New Scheme Report | Please refer to SEBI circular letter No.IIMARP/10772/93 dated July 14, 1993 advising you to submit New Scheme Reports in the prescribed formats, viz. Form "A" and "B", within a stipulated time period. It has now been decided to revise and simplify the format of New Scheme Report. A copy of the revised format is enclosed. In accordance with Regulations 58(1) and 77 of SEBI (Mutual Funds) Regulationsscheme reports to SEBI, complete in all respects, within 10 working days from the date of allotment in the revised format. Yours faithfully, |
| Jul 23, 2002 | New Scheme Report | Please refer to SEBI circular letter No.IIMARP/10772/93 dated July 14, 1993 advising you to submit New Scheme Reports in the prescribed formats, viz. Form "A" and "B", within a stipulated time period. It has now been decided to revise and simplify the format of New Scheme Report. A copy of the revised format is enclosed. In accordance with Regulations 58(1) and 77 of SEBI (Mutual Funds) Regulationsscheme reports to SEBI, complete in all respects, within 10 working days from the date of allotment in the revised format. Yours faithfully, |
| Aug 13, 2002 | Report on Delisting of Shares [Pdf File] | It is necessary to harmonise the condition for minimum level of non promoter holding in different regulations to bring in greater clarity and to provide for a level playing field for all companies. To achieve |
| Aug 13, 2002 | Report on Delisting of Shares [Pdf File]. | It is necessary to harmonise the condition for minimum level of non promoter holding in different regulations to bring in greater clarity and to provide for a level playing field for all companies. To achieve |
| Aug 22, 2002 | Confidentiality of information | It has been decided that the stock exchanges would reiterate to their employees that they are bound by the code of conduct and to ensure that there is confidentiality of deals and that the trade data is not leaked. Further, you are advised to draw attention of the members of your exchange by way of a ticker message and by way of circular reiterating that the confidentiality of the client information should be ensured as required by the client broker agreement. You are also advised to bring to the attention of the members, the provisions of clause (3) of Para B of Schedule II "Code of Conduct" of the SEBI (Stock Broker and Sub Broker) Regulationssary steps for the implementation of the above decisions. |
| Aug 22, 2002 | Rounding off NAVs | Association of Mutual Funds in India (AMFI) has made a representation for certain modifications in the guidelines. After examining the matter, it has been decided that the mutual funds shall round off NAVs upto four decimals in respect of index funds and all types of debt-oriented schemeschemeschemeSEBI (Mutual Funds) Regulationsschemes. Yours faithfully, |
| Aug 22, 2002 | Confidentiality of information | It has been decided that the stock exchanges would reiterate to their employees that they are bound by the code of conduct and to ensure that there is confidentiality of deals and that the trade data is not leaked. Further, you are advised to draw attention of the members of your exchange by way of a ticker message and by way of circular reiterating that the confidentiality of the client information should be ensured as required by the client broker agreement. You are also advised to bring to the attention of the members, the provisions of clause (3) of Para B of Schedule II "Code of Conduct" of the SEBI (Stock Broker and Sub Broker) Regulationssary steps for the implementation of the above decisions. |
| Aug 22, 2002 | Rounding off NAVs | Association of Mutual Funds in India (AMFI) has made a representation for certain modifications in the guidelines. After examining the matter, it has been decided that the mutual funds shall round off NAVs upto four decimals in respect of index funds and all types of debt-oriented schemeschemeschemeSEBI (Mutual Funds) Regulationsschemes. Yours faithfully, |
| Sep 19, 2002 | Portfolio Disclosures | Portfolio Disclosures As you are aware, all mutual funds are required to disclose full portfolios of their schemeSEBI (Mutual Funds) Regulations, 1996 in the format prescribed vide SEBI circular MFD/CIR/ 9 /120 /2000 dated November 24, 2000. It is now decided, in consultation with AMFI, that the following disclosures shall also be made by the mutual funds while making half-yearly portfolio disclosures. |
| Sep 19, 2002 | Portfolio Disclosures | Portfolio Disclosures As you are aware, all mutual funds are required to disclose full portfolios of their schemeSEBI (Mutual Funds) Regulations, 1996 in the format prescribed vide SEBI circular MFD/CIR/ 9 /120 /2000 dated November 24, 2000. It is now decided, in consultation with AMFI, that the following disclosures shall also be made by the mutual funds while making half-yearly portfolio disclosures. |
| Sep 30, 2002 | Risk Management System | "Back to back" transactions in debt securities of associates or associate companies (as defined in the SEBI (Mutual Funds) Regulationsschemes or portfolios |
| Sep 30, 2002 | Risk Management System | "Back to back" transactions in debt securities of associates or associate companies (as defined in the SEBI (Mutual Funds) Regulationsschemes or portfolios |
| Sep 30, 2002 | Risk Management System | "Back to back" transactions in debt securities of associates or associate companies (as defined in the SEBI (Mutual Funds) Regulationsschemes or portfolios |
| Sep 30, 2002 | Risk Management System | "Back to back" transactions in debt securities of associates or associate companies (as defined in the SEBI (Mutual Funds) Regulationsschemes or portfolios |
| Sep 30, 2002 | Risk Management System | "Back to back" transactions in debt securities of associates or associate companies (as defined in the SEBI (Mutual Funds) Regulationsschemes or portfolios |
| Sep 30, 2002 | Risk Management System | "Back to back" transactions in debt securities of associates or associate companies (as defined in the SEBI (Mutual Funds) Regulationsschemes or portfolios |
| Oct 01, 2002 | Collective Investment Schemes -Public Notice | schemeschemes within the framework of the Regulations. |
| Oct 01, 2002 | Collective Investment Schemes -Public Notice | That as per Regulation 73(2) you are required to send an Information Memorandum to the investors who have subscribed to the schemes, within two months from the date of |
| Oct 01, 2002 | Collective Investment Schemes -Public Notice | That as per Regulation 73(2) you are required to send an Information Memorandum to the investors who have subscribed to the schemes, within two months from the date of |
| Oct 01, 2002 | Collective Investment Schemes -Public Notice | On notification of the SEBI (CISs) Regulationsscheme, subject to the provisions of Chapter IX of these Regulations, was |
| Oct 01, 2002 | Collective Investment Schemes -Public Notice | On notification of the SEBI (CISs) Regulationsscheme, subject to the provisions of Chapter IX of these Regulations, was |
| Oct 01, 2002 | Collective Investment Schemes -Public Notice | On notification of the SEBI (CISs) Regulationsscheme, subject to the provisions of Chapter IX of these Regulations, was |
| Oct 01, 2002 | Collective Investment Schemes - Public Notice | You have neither applied for registration under SEBI (Collective Investment Schemes) Regulationsschemes in the manner provided under the said Regulation |
| Oct 01, 2002 | Collective Investment Schemes - Public Notice | You have neither applied for registration under SEBI (Collective Investment Schemes) Regulationsschemes in the manner provided under the said Regulation |
| Oct 01, 2002 | Collective Investment Schemes - Public Notice | You have neither applied for registration under SEBI (Collective Investment Schemes) Regulationsschemes in the manner provided under the said Regulation |
| Oct 01, 2002 | Collective Investment Schemes -Public Notice | In case of offences by the companies the persons who are in charge for the conduct of the business of the company as well as the company, its directors, managers, secretary or other officers are liable to be proceeded against and punished under Section 27 of SEBI Act, 1992. Directions under Section 11 B of the SEBI Act, 1992 and Regulation 65 of the SEBI (Collective Investment Schemes) Regulationsschemeschemeschemescheme; and (e) prohibiting the person concerned from operating in a capital market or from accessing the capital market for a specified period. Informing to the Department of Company Affairs to consider initiation of liquidation proceedings against these entities for failure to repay the investors. |
| Oct 01, 2002 | Collective Investment Schemes -Public Notice | In case of offences by the companies the persons who are in charge for the conduct of the business of the company as well as the company, its directors, managers, secretary or other officers are liable to be proceeded against and punished under Section 27 of SEBI Act, 1992. Directions under Section 11 B of the SEBI Act, 1992 and Regulation 65 of the SEBI (Collective Investment Schemes) Regulationsschemeschemeschemescheme; and (e) prohibiting the person concerned from operating in a capital market or from accessing the capital market for a specified period. Informing to the Department of Company Affairs to consider initiation of liquidation proceedings against these entities for failure to repay the investors. |
| Oct 01, 2002 | Collective Investment Schemes -Public Notice | On notification of the SEBI (CISs) Regulationsscheme, subject to the provisions of Chapter IX of these Regulations, was |
| Oct 01, 2002 | Collective Investment Schemes - Public Notice | You have neither applied for registration under SEBI (Collective Investment Schemes) Regulationsschemes in the manner provided under the said Regulation |
| Oct 01, 2002 | Collective Investment Schemes -Public Notice | In case of offences by the companies the persons who are in charge for the conduct of the business of the company as well as the company, its directors, managers, secretary or other officers are liable to be proceeded against and punished under Section 27 of SEBI Act, 1992. Directions under Section 11 B of the SEBI Act, 1992 and Regulation 65 of the SEBI (Collective Investment Schemes) Regulationsschemeschemeschemescheme; and (e) prohibiting the person concerned from operating in a capital market or from accessing the capital market for a specified period. Informing to the Department of Company Affairs to consider initiation of liquidation proceedings against these entities for failure to repay the investors. |
| Oct 01, 2002 | Collective Investment Schemes -Public Notice | In case of offences by the companies the persons who are in charge for the conduct of the business of the company as well as the company, its directors, managers, secretary or other officers are liable to be proceeded against and punished under Section 27 of SEBI Act, 1992. Directions under Section 11 B of the SEBI Act, 1992 and Regulation 65 of the SEBI (Collective Investment Schemes) Regulationsschemeschemeschemescheme; and (e) prohibiting the person concerned from operating in a capital market or from accessing the capital market for a specified period. Informing to the Department of Company Affairs to consider initiation of liquidation proceedings against these entities for failure to repay the investors. |
| Oct 29, 2002 | Underwriters Committee Report | SEBI for necessary action. Thus registration with any regulator would be an eligibility criteria but the underwriter will be governed by the Regulations. In case of any default by the underwriter, the lead managers will report the same to SEBI |
| Oct 29, 2002 | Underwriters Committee Report | SEBI for necessary action. Thus registration with any regulator would be an eligibility criteria but the underwriter will be governed by the Regulations. In case of any default by the underwriter, the lead managers will report the same to SEBI |
| Oct 29, 2002 | Underwriters Committee Report | SEBI for necessary action. Thus registration with any regulator would be an eligibility criteria but the underwriter will be governed by the Regulations. In case of any default by the underwriter, the lead managers will report the same to SEBI |
| Nov 07, 2002 | Investment in foreign securities | The mutual funds which have already received the approvals from the Exchange Control Department of RBI may approach them once again for enhancement of the limits. Other mutual funds who desire to invest in such foreign securities or mutual funds in foreign countries shall forward their applications to SEBI in line with SEBI Circular dated March 30, 2002. It is clarified that Clause 4 of Seventh Schedule of the SEBI (Mutual Funds) RegulationsschemeschemeschemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully,P.K. NAGPAL |
| Nov 07, 2002 | Investment in foreign securities | The mutual funds which have already received the approvals from the Exchange Control Department of RBI may approach them once again for enhancement of the limits. Other mutual funds who desire to invest in such foreign securities or mutual funds in foreign countries shall forward their applications to SEBI in line with SEBI Circular dated March 30, 2002. It is clarified that Clause 4 of Seventh Schedule of the SEBI (Mutual Funds) RegulationsschemeschemeschemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully,P.K. NAGPAL |
| Dec 31, 2002 | Mutual Funds Circulars-2002 | June 20, 2002 Transactions of mutual funds in Government Securities in dematerialised form,Treatment and disposal of illiquid securities/NPAs at the time of maturity/ closure of the scheme,Applicability of Insider Trading Regulations June 19, 2002 |
| Jan 30, 2003 | Corporatisation and Demutualisation of Stock Exchanges | 3.1 The Group held in all 10 meetings. The fundamental issues involved in the process of corporatisation and demutualisation of the stock exchanges were first identified. To obtain a better assessment and appreciation of these issues, the Group felt that it would be useful to first hear the different points of view of the major stakeholders in the process of corporatisation and demutualisation viz. the stock exchanges, brokers and investors. Accordingly, the Stock Exchange, Mumbai (BSE), which had already done some work on the subject, and other stock exchanges were invited by the Group to make presentations. BSE presented their views before the Group on two occasions. The Group also invited the National Stock Exchange (NSE) to present their views. A questionnaire (Annexure 2) was also sent to all the stock exchanges for eliciting their views in writing. The responses to the questionnaire were compiled and analysed (Annexure 3). Delhi Stock exchange (DSE), the Federation of Indian Stock Exchange (FISE), representatives from the BSE Brokers’ Forum and Association of Members of National Stock Exchange of India (AMNI) also made presentations before the Group. Some of the investor association viz. Consumer Education and Research Centre (CERC), Ahmedabad, Jagrut Grahak Mandal and Investor Grievance Forum (IGF) were also given an opportunity to make presentations, but of these, only CERC made their submissions before the Group. 3.2 The Group studied the proposal of BSE on demutualisation submitted to SEBI. The Group also generally examined the existing articles of association, charters, trust deed, rules, regulations and bye laws of the various stock exchanges and in particular the peculiarities of the charter of BSE, for a better understanding and appreciation of the present legal structure and status of the stock exchanges in India. The present tax status of these stock exchanges in the light of the judgments given by the Income Tax Tribunal and the matters pending before the Income Tax Department, the tax implications of the process of corporatisation and demutualisation were also generally studied by the Group. The Group also took note of the experiences of other countries where the stock exchanges were already demutualised viz. Australia, London, Hong Kong, Singapore and Toronto. In India the NSE stands out as one example of a demutualised stock exchange; the Group felt that it would be helpful if the capital, organizational and management structure of NSE, the shareholding pattern, could be compared with those of other demutualised international stock exchanges (Annexure 4). 4. Existing structure of the stock exchanges in India 4.1 In terms of the legal structure, the stock exchanges which are recognised under the Securities Contracts (Regulation) Act in India, could be segregated into two broad groups – 20 stock exchanges which were set up as companies, either limited by guarantees or by shares, and the 3 stock exchanges which are functioning as associations of persons (AOP) viz. BSE, ASE and Indore Stock Exchange. The 20 stock exchanges which are companies are: the stock exchanges of Bangalore, Bhubaneswar, Calcutta, Cochin, Coimbatore, Delhi, Gauhati, Hyderabad, Interconnected SE, Jaipur, Ludhiana, Madras, Magadh, Managalore, NSE, Pune, OTCEI, Saurashtra-Kutch, Uttar Pradesh, and Vadodara. Of these, the stock exchanges of Ahmedabad, Bangalore, BSE, Calcutta, Delhi, Hyderabad, Madhya Pradesh, Madras and Gauhati were given permanent recognition by the Central Government at the time of setting up of these stock exchanges. Apart from NSE, all stock exchanges whether established as corporate bodies or Association of Persons (AOPs), are non-profit making organizations. 4.2 It is thus clear that BSE, ASE and Indore Stock Exchange will have to be both corporatised and demutualised, while of the balance 20 stock exchanges, 18 stock exchanges which are already corporate entities, will only have to be demutualised. Two stock exchanges, NSE and OTCEI, are not only corporatised but also demutualised with segregation of ownership and trading rights of members. Further, NSEIL is a for-profit company and the Board of NSEIL comprises of representatives of shareholders, (some of whom have 100% stock broking subsidiaries) and outside non-shareholder directors. But even these two stock exchanges may if necessary, have to undergo changes in organizational structure consequential to the recommendations of the Group so that a common structural model is adopted by the all the stock exchanges. |
| Jan 30, 2003 | Conversion of Close-ended Schemes to Open-ended Schemes | According to Regulation 33(3) of SEBI (Mutual Funds) Regulationsschemeschemescheme discloses the option and the period of such conversion or the unitholders are provided with an option to redeem their units in full. |
| Jan 30, 2003 | Conversion of Close-ended Schemes to Open-ended Schemes | According to Regulation 33(3) of SEBI (Mutual Funds) Regulationsschemeschemescheme discloses the option and the period of such conversion or the unitholders are provided with an option to redeem their units in full. |
| Jan 30, 2003 | Conversion of Close-ended Schemes to Open-ended Schemes | According to Regulation 33(3) of SEBI (Mutual Funds) Regulationsschemeschemescheme discloses the option and the period of such conversion or the unitholders are provided with an option to redeem their units in full. |
| Feb 05, 2003 | SEBI/RPM CIRCULAR NO.3 (2002-2003) | The total exposure of the portfolio client in derivatives should not exceed his portfolio funds placed with the portfolio manager and the portfolio manager should basically invest and not borrow on behalf of his clients.. It may be clearly noted that investment in derivatives shall be on terms mutually agreed between the portfolio manager and the client through the portfolio management agreement. In the event of the any violation of the terms of the agreement, the portfolio manager shall be responsible. The portfolio managers are required to provide necessary disclosures in Disclosure Document in terms of Regulation 14(2) and Schedule V. Yours faithfully, |
| Feb 12, 2003 | Amendment of listing agreement | It has been observed that in the cases where companies listed at the stock exchanges fail to comply with the various requirements of listing agreement, the exchanges do not initiate any action against the companies. In this context, we would like to draw your attention to Section 21 of Securities Contracts (Regulation) Act, 1956, which stipulates where securities are listed on the application of any person in any recognized stock exchange, such person shall comply with the conditions of the listing agreement of that stock exchange. Further, Section 23(2) of Securities Contracts (R) Act, 1956, prescribed punishment for violation of Section 21 of the said enactment. Thus, exchanges are expected to take necessary action under Section 23(2) of the SC(R) Act, 1956, for any violation of Sec 21 of Securities Contracts (Regulation) Act, 1956, due to non-compliance of the provisions of listing agreement. You are advised to take suitable action against companies under Sec 23(2) of SC(R ) Act, 1956, for violation of section 21 of SC(R ) Act, 1956, by the companies for non-compliance of the provisions of listing agreement. |
| Feb 17, 2003 | Aptech Limited - Public Announcement | courses of action. Such actions may include, subject to necessary compliance of applicable laws at the relevant time including Regulation 20A, the acquisition of additional equity shares through open market purchases, privately negotiated transactions, tender offer, |
| Feb 17, 2003 | Aptech Limited - Public Announcement | courses of action. Such actions may include, subject to necessary compliance of applicable laws at the relevant time including Regulation 20A, the acquisition of additional equity shares through open market purchases, privately negotiated transactions, tender offer, |
| Feb 19, 2003 | Approval of Amendments to Bye Laws/Rules of Stock Exchanges and Depositories | 2. It is further observed that the Exchanges are routinely sending requests for dispensing with pre-publication. It is therefore, brought to the notice of all the concerned that all requests for dispensing with pre-publication should necessarily accompany proper justification for urgency indicating how the public interest or interest of Trade is served by the same. 3. The above information will help SEBI in speedily disposing of the references for approval of Bye Laws / Rules / Regulations. |
| Mar 31, 2003 | Issue of Unique Client Code by Exchanges for Mutual Funds and FIIs | As agreed, in the meeting with stock exchanges, depositories, market participants and RBI held on March 24, 2003 to take stock of the preparedness of the exchanges, depositories and the market participants in implementing the T+2 rolling settlement, it has been decided that the exchanges would generate a unique code for Mutual Funds and each schemesaramendments to the bye-laws, rules and regulations for the implementation of the above decision immediately. The exchanges are directed to bring the provisions of this circular to the notice of the member brokers/clearing members of the exchange and also to disseminate the same on the website for easy access to the investors. |
| Mar 31, 2003 | Gujarat JHM Hotels Limited - Corrigendum to PA | i) GJHL has regularised the delay in compliance of provisions of Chapter II Regulations under the SEBI Regularisation Scheme, 2002 by paying necessary fees vide their letter dated March 06, 2003 to Ahmedabad Stock Exchange. |
| Mar 31, 2003 | Issue of Unique Client Code by Exchanges for Mutual Funds and FIIs | As agreed, in the meeting with stock exchanges, depositories, market participants and RBI held on March 24, 2003 to take stock of the preparedness of the exchanges, depositories and the market participants in implementing the T+2 rolling settlement, it has been decided that the exchanges would generate a unique code for Mutual Funds and each schemesaramendments to the bye-laws, rules and regulations for the implementation of the above decision immediately. The exchanges are directed to bring the provisions of this circular to the notice of the member brokers/clearing members of the exchange and also to disseminate the same on the website for easy access to the investors. |
| Apr 04, 2003 | Guidelines for Investments in Foreign Securities by Mutual Funds | Apart from applicability of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. |
| Apr 04, 2003 | Guidelines for Investments in Foreign Securities by Mutual Funds | Apart from applicability of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. |
| Apr 10, 2003 | Maintenance of arbitration records. | The exchanges are directed to make necessaramendments to the bye-laws, rules and regulations in order to incorporate specific provisions regarding the maintenance / disposal of arbitration records in this regard. The exchanges are directed to bring the provisions of this circular to the notice of the member brokers/clearing members of the exchange and also to disseminate the same on the website for easy access to the investors. |
| Apr 10, 2003 | Maintenance of arbitration records. | The exchanges are directed to make necessaramendments to the bye-laws, rules and regulations in order to incorporate specific provisions regarding the maintenance / disposal of arbitration records in this regard. The exchanges are directed to bring the provisions of this circular to the notice of the member brokers/clearing members of the exchange and also to disseminate the same on the website for easy access to the investors. |
| Apr 25, 2003 | Larsen and Tourbo Ltd-Public Announcement dtd 24.4.03 | schemes then the Acquirer undertakes to increase the Offer Size suitably in compliance with Regulation 21(5) of the Regulations. No increase in the Escrow arrangements are required since the same are adequate to meet the requirements of Regulation 28 of the Regulations. In view of the delay in the Offer schedule, the validity of the Escrow |
| Apr 29, 2003 | Issuance of Contract Notes in electronic form | The Exchanges are directed to make necessaramendments to the bye-laws, rules and regulations to give effect to the above clarification immediately. |
| Apr 29, 2003 | Issuance of Contract Notes in electronic form | The Exchanges are directed to make necessaramendments to the bye-laws, rules and regulations to give effect to the above clarification immediately. |
| May 02, 2003 | Jain Vanijya Udyog Limited | 5.2 The Offer is subject to receiving the necessarSEBI (SAST) Regulations 1997, the public shareholding is reduced to 10% or less of the paid up and voting share capital of JVUL, then in accordance with Regulation 21(3) of the Regulations, the Acquirer will make an Offer to acquire the outstanding shares remaining with the public shareholders in accordance with the Securities Exchange Board of India (Delisting of Securities) - Guidelines 2003. 7 FINANCIAL ARRANGEMENTS: 7.1 The Acquirer has adequate financial resources and has made firm financial arrangement for the implementation of the Offer in full out of their own sources / net worth and no borrowings from Banks/ FIs or Foreign sources is envisaged. Mr. A. Deb (Membership No. 51845), partner of ABR & Co. Chartered Accountants having their office at 7, Camac Street, 2nd Floor, Kolkata-700 017 has certified vide their certificate dated 23rd April 2003 that sufficient resources are available with the Acquirer for fulfilling the obligations under this “Offer” in full. 7.2 The total fund requirement for the Offer is Rs.5,47,800/- (Rupees Five Lacs Forty Seven Thousands Eight Hundred Only). In accordance with Regulation 28 of the Regulations, the Acquirer have opened an Escrow account in the name and style of “ JVUL Open Offer Escrow Account” with The Federal Bank Limited, Clive Row Branch, Kolkata – 700 001 in the form of a fixed deposit of Rs.1,36,950/- (Rupees One lac thirty six thousand and nine hundred fifty only.) being 25% of the total consideration payable to shareholders under the Offer. 7.3 The Manager to the Offer, Microsec India Limited has been duly authorised by the Acquirer to operate & realize the value of Escrow Account in terms of the Regulations. 7.4 The Manager to the Offer confirms that the firm arrangement for the funds and money for payment through verifiable means are in place to fulfil the Offer obligations. |
| May 07, 2003 | A CONCEPT PAPER ON OMBUDSMAN FOR SECURITIES MARKET | 24.If any difficulty arises in giving effect to the provisions of these regulations, the Board may issue such directions or clarifications as it may think necessary or |
| May 09, 2003 | Amendment to the listing agreement regarding disclosure pertaining to schemes of arrangement/merger/amalgamation /reconstruction filed before the Court | (f) “The company agrees that it shall file any schemescheme of arrangement/ amalgamation/ merger/ reconstruction/ reduction of capital, etc., to be presented to any Court or Tribunal does not in any way violate, override or circumscribe the provisions of securities laws or the stock exchange requirements. (h) “Explanation: For the purposes of this sub-clause, ‘securities laws’ mean the SEBI Act, 1992, the Securities Contracts (Regulation) Act, 1956, the Depositories Act, 1996 and the provisions of the Companies Act, 1956 which are administered by SEBI under section 55A thereof, the rules, regulations, guidelines etc. made under these Acts and the Listing Agreement.” (i) “The company agrees that in the explanatory statement forwarded by it to the shareholders u/s 393 or accompanying a proposed resolution to be passed u/s 100 of the Companies Act, it shall disclose the pre and post-arrangement or amalgamation (expected) capital structure and shareholding pattern.” |
| May 19, 2003 | Galaxy Multimedia Limited - Public Announcement | (source: Capital Market Volume XVIII/04 dated 11/05/2003 and BSE) @ Based on simple average of the companies in the peer set.* Based on audited balance sheet as on 31/03/2003.# Based on GML Market price as on 9th May 2003 1.9. GML has incurred losses in the last 3 years of operations. The accumulated losses as of 31/03/2003 are Rs. 465.37 lacs. The Book Value of GML is Rs. 5.37 per share 1.10. The Offer price of Rs. 4.00 per share represents a Price to Book Value (PBV) of 0.74 times, as compared to the industry average of 2.38 times.1.11. Thus, the Offer Price is in full compliance with and is justified in terms of Regulation 20 of the Regulations.1.12. The equity shares of GML to be acquired, pursuant to the Offer, shall be free from all liens, charges and encumbrances and be acquired together with all rights attached hereto, including the rights to all dividend or other distributions hereinafter declared, made or paid. The Acquirer is not bound to accept any shares under the Offer if they are subject to any liens, charges or encumbrances or are sought to be offered without all or any rights attached thereto.1.13. No direct or indirect subsidiary of the Acquirer is concerned with the Offer.1.14. The Acquirer has not and will not be entering in to any Non compete Agreement with the Sellers or any person in relation to the Target Company. 2. Information on Acquirer2.1.1. Shri. Gordhan Tanwani, son of Shri Prabhudas Tanwani, age 45 years, residing at 71, Soona Villa, Off. Perry Cross Road, Bandra (West), Mumbai – 400050, is having more than two decades of experience in the Entertainment industry. He started his business as a trader of Electronic Components and Audio Cassettes. His first foray in to the manufacturing, field was with the setting up of a Plastic Audio Cassettes Component unit at Andheri, Mumbai. He expanded his business by setting up additional units in Goregaon and other suburbsSEBI (SAST) RegulationsSEBI (SAST) RegulationssarSEBI (SAST) RegulationsSEBI (SAST) RegulationsSEBI (SAST) Regulations. 6. Other Approvals:A No Objection Certificate has been obtained by the Sellers from Bank of India for sale of their shares, due to the credit facilities advanced to the Company, as a result of the undertaking given to Bank of India for obtaining the credit facility of Rs. 475 lacs from the bank. 7. Delisting Option to the Acquirer7.1. Pursuant to this Offer, the public shareholding of GML shall not fall to 10% or below of the outstanding equity share capital of GML. However, if due to subsequent acquisitions of Shares from the open market or through negotiations or otherwise in compliance with the Regulations, the public shareholding of GML falls to 10% or below of the outstanding equity share capital of GML, then the Acquirer will ensure compliance with the guidelines specified by SEBI for delisting of securities. 8. Financial Arrangements8.1. The total funds required to implement the Offer is Rs. 80,40,376/-(Rupees Eighty Lacs Forty Thousand Three Hundred & Seventy Six Only). In accordance with Regulation 28(1) of the Regulations the Acquirer has made a fixed deposit of Rs. 21,00,000 (Rupees Twenty One Lacs Only ) with IDBI Bank, Nariman Point branch, Mumbai 400021 being over 25% of the total consideration payable under the Offer, assuming full acceptances. And also created a lien over the said Fixed Deposit with IDBI Bank, in favor of the Managers to the Offer and have also authorised and empowered the Managers to the Offer, to instruct the said Bank to issue Cheques /demand drafts from the said deposit (escrow) account. The funds for the said purpose have been remitted by the Acquirer through normal banking channel. 8.2. The Acquirer’s Chartered Accountant M/s Anil Sekhri & Co. vide their letter dated May 09,2003 have certified that firm arrangements for financial resources required to implement the offer is already being made by the Acquirer to fulfill his obligations in full under this Offer8.3. The net worth of Shri. Gordhan Tanwani as on 31st March 2003 is Rs 1146 lacs, as certified by M/s. Anil Sekhri & Co., Chartered Accountants (Membership No. 81899) having their office at 23A, Krishna Kunj, Opp Millat Nagar, Off New Link Road, Andheri (West) Mumbai 400053, (Tel No.022-26329300 and Fax No.022-26391893) vide their certificate dated 28th April, 2003. 8.4. The Manager to the Offer is satisfied about the ability of the Acquirer to implement the Offer as firm financial arrangement through verifiable means are in place to fulfill the Offer obligation. 9. Other Terms of the Offer9.1. The Offer is NOT subject to any minimum level of acceptance and is an unconditional offer.9.2. A Letter of Offer specifying the detailed terms and conditions of the Offer, together with a Form of Acceptance-cum-Acknowledgement will be mailed to the shareholders of GML whose names appear in the Register of Members of GML and the owners of the shares of GML whose names appear as beneficiaries on the records of the respective Depositories, at the close of business hours on Saturday 24th May 2003 (the “Specified Date) except the Acquirer and Sellers.9.3. Each shareholder of GML to whom this Offer is being made, is free to offer his shareholding in GML whole or in part while accepting this Offer.9.4. All shareholders registered or unregistered, except the Acquirer, and parties to the MoU, who own shares of GML, anytime before the closure of the Offer are eligible to participate in the Offer. Unregistered owners can send their application in writing to the Registrar to the Offer, on a plain paper stating the Name, Address, No. of Shares held, No of shares offered, Distinctive Nos., Folio No., together with the original Share Certificate(s), valid transfer deeds and the original contract note issued by the registered share broker through whom they acquired their shares. No indemnity is required from the unregistered owners.9.5. The equity shares of GML being tendered under this Offer should be free from all liens, charges and encumbrances. 9.6. The acceptance of this Offer by the shareholder must be absolute and unconditional. Any acceptance, which is conditional or incomplete, is liable to be rejected.9.7. Certain shareholders of the Company who are not party to the MoU are also promoters of the Target Company. Such shareholders will be entitled to offer their shareholding under the Offer. 10. PROCEDURE FOR ACCEPTANCE AND SETTLEMENT10.1. Shareholders of GML who wish to avail of this Offer should forward the under mentioned documents by registered post to the Registrars to the Offer or by hand delivery at the Collection Centre, on or before the close of business hours on Tuesday 29th July 2003 , in accordance with the instructions specified in the Letter of Offer and in the Form of Acceptance cum Acknowledgement. Acceptance forms can also be obtained form the Registrars to the Offer on request and on production of sufficient proof towards ownership of shares of the Target Company.10.2. In case of dematerialized shares, the Registrar is not bound to accept those offers, which have not yet been credited to the depository Account opened for this purpose on the closure of the Offer.10.3. For Equity shares held in physical form:-10.3.1. Registered Shareholders should enclose10.3.1.1. Form of Acceptance cum Acknowledgement duly completed and signed. 10.3.1.2. Original Share Certificate(s). 10.3.1.3. Valid Share Transfer form(s) duly signed as transferors by all registered shareholders (in case of joint holdings) in the same order and as per specimen signatures registered with Mondkar Computers Pvt. Ltd. and duly witnessed at the appropriate place. 10.3.2. Unregistered owners should enclose:10.3.2.1. Form of Acceptance cum Acknowledgement duly completed and signed. 10.3.2.2. Original Share Certificate(s). 10.3.2.3. Original broker contract note. 10.3.2.4. Valid Share Transfer form(s) as received from the market. The details of buyer should be left blank failing which the same will be invalid under the Offer. All other requirements for valid transfer will be preconditions for valid acceptance.10.3.3. Unregistered owners should not sign the transfer deed and the transfer deed should be valid for transfer. Alternatively, the Letter of Offer and Form of Acceptance cum Acknowledgement will be available on SEBI’s Website : www.sebi.gov.in, from the Offer Opening Date. The eligible persons can download the Form of Acceptance cum Acknowledgement from the SEBI’s Website and apply in the same. 10.3.4. Non Receipt of Letter of Offer: In case of non-receipt of the Letter of Offer, the eligible person may send their application / consent in writing to the Registrar to the Offer, on a plain paper stating the Name, Address, No. of Shares held, No of shares offered, Distinctive Nos., Folio No., together with the documents as mentioned above so as to reach the Registrar to the Offer on or before the closure of the Offer i.e. Tuesday 29th July 2003.10.4. For equity shares held in dematerialized form:10.4.1. Form of Acceptance cum acknowledgment duly completed and signed in accordance with the instructions contained therein, as per the records of the Depository.10.4.2. Photocopy of the delivery instruction in "off-market" mode or counterfoil of the delivery instruction in "off-market" mode, duly acknowledged by the relevant Depository Participant (DP).10.4.3. For each delivery instruction, the beneficial owner should submit separate Form of Acceptance 10.4.4. The Registrar to the Offer has opened a special depository account with HBFC Bank Ltd.. named “MCPL Escrow Account Open Offer –GML “ . The DP ID is IN 300476 and Beneficiary ID is 40488232. |
| May 19, 2003 | Galaxy Multimedia Limited - Public Announcement | (source: Capital Market Volume XVIII/04 dated 11/05/2003 and BSE) @ Based on simple average of the companies in the peer set.* Based on audited balance sheet as on 31/03/2003.# Based on GML Market price as on 9th May 2003 1.9. GML has incurred losses in the last 3 years of operations. The accumulated losses as of 31/03/2003 are Rs. 465.37 lacs. The Book Value of GML is Rs. 5.37 per share 1.10. The Offer price of Rs. 4.00 per share represents a Price to Book Value (PBV) of 0.74 times, as compared to the industry average of 2.38 times.1.11. Thus, the Offer Price is in full compliance with and is justified in terms of Regulation 20 of the Regulations.1.12. The equity shares of GML to be acquired, pursuant to the Offer, shall be free from all liens, charges and encumbrances and be acquired together with all rights attached hereto, including the rights to all dividend or other distributions hereinafter declared, made or paid. The Acquirer is not bound to accept any shares under the Offer if they are subject to any liens, charges or encumbrances or are sought to be offered without all or any rights attached thereto.1.13. No direct or indirect subsidiary of the Acquirer is concerned with the Offer.1.14. The Acquirer has not and will not be entering in to any Non compete Agreement with the Sellers or any person in relation to the Target Company. 2. Information on Acquirer2.1.1. Shri. Gordhan Tanwani, son of Shri Prabhudas Tanwani, age 45 years, residing at 71, Soona Villa, Off. Perry Cross Road, Bandra (West), Mumbai – 400050, is having more than two decades of experience in the Entertainment industry. He started his business as a trader of Electronic Components and Audio Cassettes. His first foray in to the manufacturing, field was with the setting up of a Plastic Audio Cassettes Component unit at Andheri, Mumbai. He expanded his business by setting up additional units in Goregaon and other suburbsSEBI (SAST) RegulationsSEBI (SAST) RegulationssarSEBI (SAST) RegulationsSEBI (SAST) RegulationsSEBI (SAST) Regulations. 6. Other Approvals:A No Objection Certificate has been obtained by the Sellers from Bank of India for sale of their shares, due to the credit facilities advanced to the Company, as a result of the undertaking given to Bank of India for obtaining the credit facility of Rs. 475 lacs from the bank. 7. Delisting Option to the Acquirer7.1. Pursuant to this Offer, the public shareholding of GML shall not fall to 10% or below of the outstanding equity share capital of GML. However, if due to subsequent acquisitions of Shares from the open market or through negotiations or otherwise in compliance with the Regulations, the public shareholding of GML falls to 10% or below of the outstanding equity share capital of GML, then the Acquirer will ensure compliance with the guidelines specified by SEBI for delisting of securities. 8. Financial Arrangements8.1. The total funds required to implement the Offer is Rs. 80,40,376/-(Rupees Eighty Lacs Forty Thousand Three Hundred & Seventy Six Only). In accordance with Regulation 28(1) of the Regulations the Acquirer has made a fixed deposit of Rs. 21,00,000 (Rupees Twenty One Lacs Only ) with IDBI Bank, Nariman Point branch, Mumbai 400021 being over 25% of the total consideration payable under the Offer, assuming full acceptances. And also created a lien over the said Fixed Deposit with IDBI Bank, in favor of the Managers to the Offer and have also authorised and empowered the Managers to the Offer, to instruct the said Bank to issue Cheques /demand drafts from the said deposit (escrow) account. The funds for the said purpose have been remitted by the Acquirer through normal banking channel. 8.2. The Acquirer’s Chartered Accountant M/s Anil Sekhri & Co. vide their letter dated May 09,2003 have certified that firm arrangements for financial resources required to implement the offer is already being made by the Acquirer to fulfill his obligations in full under this Offer8.3. The net worth of Shri. Gordhan Tanwani as on 31st March 2003 is Rs 1146 lacs, as certified by M/s. Anil Sekhri & Co., Chartered Accountants (Membership No. 81899) having their office at 23A, Krishna Kunj, Opp Millat Nagar, Off New Link Road, Andheri (West) Mumbai 400053, (Tel No.022-26329300 and Fax No.022-26391893) vide their certificate dated 28th April, 2003. 8.4. The Manager to the Offer is satisfied about the ability of the Acquirer to implement the Offer as firm financial arrangement through verifiable means are in place to fulfill the Offer obligation. 9. Other Terms of the Offer9.1. The Offer is NOT subject to any minimum level of acceptance and is an unconditional offer.9.2. A Letter of Offer specifying the detailed terms and conditions of the Offer, together with a Form of Acceptance-cum-Acknowledgement will be mailed to the shareholders of GML whose names appear in the Register of Members of GML and the owners of the shares of GML whose names appear as beneficiaries on the records of the respective Depositories, at the close of business hours on Saturday 24th May 2003 (the “Specified Date) except the Acquirer and Sellers.9.3. Each shareholder of GML to whom this Offer is being made, is free to offer his shareholding in GML whole or in part while accepting this Offer.9.4. All shareholders registered or unregistered, except the Acquirer, and parties to the MoU, who own shares of GML, anytime before the closure of the Offer are eligible to participate in the Offer. Unregistered owners can send their application in writing to the Registrar to the Offer, on a plain paper stating the Name, Address, No. of Shares held, No of shares offered, Distinctive Nos., Folio No., together with the original Share Certificate(s), valid transfer deeds and the original contract note issued by the registered share broker through whom they acquired their shares. No indemnity is required from the unregistered owners.9.5. The equity shares of GML being tendered under this Offer should be free from all liens, charges and encumbrances. 9.6. The acceptance of this Offer by the shareholder must be absolute and unconditional. Any acceptance, which is conditional or incomplete, is liable to be rejected.9.7. Certain shareholders of the Company who are not party to the MoU are also promoters of the Target Company. Such shareholders will be entitled to offer their shareholding under the Offer. 10. PROCEDURE FOR ACCEPTANCE AND SETTLEMENT10.1. Shareholders of GML who wish to avail of this Offer should forward the under mentioned documents by registered post to the Registrars to the Offer or by hand delivery at the Collection Centre, on or before the close of business hours on Tuesday 29th July 2003 , in accordance with the instructions specified in the Letter of Offer and in the Form of Acceptance cum Acknowledgement. Acceptance forms can also be obtained form the Registrars to the Offer on request and on production of sufficient proof towards ownership of shares of the Target Company.10.2. In case of dematerialized shares, the Registrar is not bound to accept those offers, which have not yet been credited to the depository Account opened for this purpose on the closure of the Offer.10.3. For Equity shares held in physical form:-10.3.1. Registered Shareholders should enclose10.3.1.1. Form of Acceptance cum Acknowledgement duly completed and signed. 10.3.1.2. Original Share Certificate(s). 10.3.1.3. Valid Share Transfer form(s) duly signed as transferors by all registered shareholders (in case of joint holdings) in the same order and as per specimen signatures registered with Mondkar Computers Pvt. Ltd. and duly witnessed at the appropriate place. 10.3.2. Unregistered owners should enclose:10.3.2.1. Form of Acceptance cum Acknowledgement duly completed and signed. 10.3.2.2. Original Share Certificate(s). 10.3.2.3. Original broker contract note. 10.3.2.4. Valid Share Transfer form(s) as received from the market. The details of buyer should be left blank failing which the same will be invalid under the Offer. All other requirements for valid transfer will be preconditions for valid acceptance.10.3.3. Unregistered owners should not sign the transfer deed and the transfer deed should be valid for transfer. Alternatively, the Letter of Offer and Form of Acceptance cum Acknowledgement will be available on SEBI’s Website : www.sebi.gov.in, from the Offer Opening Date. The eligible persons can download the Form of Acceptance cum Acknowledgement from the SEBI’s Website and apply in the same. 10.3.4. Non Receipt of Letter of Offer: In case of non-receipt of the Letter of Offer, the eligible person may send their application / consent in writing to the Registrar to the Offer, on a plain paper stating the Name, Address, No. of Shares held, No of shares offered, Distinctive Nos., Folio No., together with the documents as mentioned above so as to reach the Registrar to the Offer on or before the closure of the Offer i.e. Tuesday 29th July 2003.10.4. For equity shares held in dematerialized form:10.4.1. Form of Acceptance cum acknowledgment duly completed and signed in accordance with the instructions contained therein, as per the records of the Depository.10.4.2. Photocopy of the delivery instruction in "off-market" mode or counterfoil of the delivery instruction in "off-market" mode, duly acknowledged by the relevant Depository Participant (DP).10.4.3. For each delivery instruction, the beneficial owner should submit separate Form of Acceptance 10.4.4. The Registrar to the Offer has opened a special depository account with HBFC Bank Ltd.. named “MCPL Escrow Account Open Offer –GML “ . The DP ID is IN 300476 and Beneficiary ID is 40488232. |
| May 21, 2003 | Inertia Industries Limited | Preferential Allotment within the stipulated time as required by the Regulations, due to a wrong interpretation of the reporting requirements under Regulation 3(3) of the Regulations. However the Target Company had made the necessary filings prior to the Preferential Allotment. |
| Jun 02, 2003 | Eligibility of a sub-broker to trade through the Subsidiary Company | Sub: Eligibility of a sub-broker to trade through the Subsidiary Company. 1. The Stock Exchanges have been allowed to set up subsidiary company to acquire membership rights of other stock exchanges subject to certain conditions vide SEBI circular no. SMD-II/Policy/Cir-37/1999 dated November 26, 1999. 2. As per the conditions mentioned in the circular, the subsidiary company can register only the members of the parent stock exchange as sub-brokers of the subsidiary company and no other client/sub-broker can be entertained by the subsidiary company. Hence, the member has to be eligible to trade on parent stock exchange to be eligible to trade through the subsidiary company as its sub-broker. It was noticed that the necessarsary provisions in their rules, regulations and the byelaws as well as in the Memoranda/ Articles of Associations of the subsidiary companies to the effect that the only members eligible to trade on the stock exchange are eligible to trade/ continue to trade through the subsidiary company. 4. The undersigned has been authorised to also direct the stock exchanges to |
| Jun 03, 2003 | Use of Impact Cost Calculations of another Exchange | 5. The undersigned has been authorized to direct you to a). make necessaramendments to the bye-laws, rules and regulations for the implementation of the above decision immediately. b). bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website for easy access to the investors. |
| Jun 03, 2003 | Use of Impact Cost Calculations of another Exchange | 5. The undersigned has been authorized to direct you to a). make necessaramendments to the bye-laws, rules and regulations for the implementation of the above decision immediately. b). bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website for easy access to the investors. |
| Jun 05, 2003 | Prabhat India Ltd-Public Announcement | The Company has been regular in complying with the provisions of the listing agreement entered into with the Stock Exchange. There had been a delay in complying with Regulation 8(3) of the Regulations. However the company has availed the SEBI Regularisation Scheme, 2002 and filed the necessary reports alongwith fees with CSE. Other than this the company has been regular in complying with the provisions of Chapter II of the Regulations. |
| Jun 12, 2003 | Role of Chief Executive Officers & Fund Managers and Fund of Funds | 2. Fund of Funds The amendments to Regulations permit mutual funds to launch Fund of Funds schemeSEBI (Mutual Funds) Regulationsschemeschemeschemescheme makes investment. |
| Jun 12, 2003 | Role of Chief Executive Officers & Fund Managers and Fund of Funds | 2. Fund of Funds The amendments to Regulations permit mutual funds to launch Fund of Funds schemeSEBI (Mutual Funds) Regulationsschemeschemeschemescheme makes investment. |
| Jun 12, 2003 | Role of Chief Executive Officers & Fund Managers and Fund of Funds | 2. Fund of Funds The amendments to Regulations permit mutual funds to launch Fund of Funds schemeSEBI (Mutual Funds) Regulationsschemeschemeschemescheme makes investment. |
| Jun 18, 2003 | Refund of base minimum capital | to take immediate steps to make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision, to bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website, |
| Jun 18, 2003 | Refund of base minimum capital | to take immediate steps to make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision, to bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website, |
| Jun 20, 2003 | Trade Guarantee Fund (TGF)/ Settlement Guarantee Fund(SGF) - reduced exposure for ten rolling settlement | make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Jun 20, 2003 | Composition of Capital and Margins | make necessaramendments to the bye-laws, rules and regulations for the implementation of the above decision immediately. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website for easy access to the investors; and |
| Jun 20, 2003 | Trade Guarantee Fund (TGF)/ Settlement Guarantee Fund(SGF) - reduced exposure for ten rolling settlement | make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Jun 20, 2003 | Composition of Capital and Margins | make necessaramendments to the bye-laws, rules and regulations for the implementation of the above decision immediately. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website for easy access to the investors; and |
| Jun 25, 2003 | Close out mark up in respect of debentures and bonds traded on the stock exchanges. | a) make necessaramendments to the bye-laws, rules and regulations for the implementation of the above decision immediately. b) bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website for easy access to the investors. |
| Jun 25, 2003 | Indo Gulf Fertiliser Ltd-Public Announcement | Offer is satisfied about the ability of Acquirer to implement the Offer in accordance with SEBI (SAST) RegulationsSEBI (SAST) RegulationsSEBI (SAST) Regulationsschemes of mutual funds, valued at Rs 200,000,000 |
| Jun 25, 2003 | Indo Gulf Fertiliser Ltd-Public Announcement | Offer is satisfied about the ability of Acquirer to implement the Offer in accordance with SEBI (SAST) RegulationsSEBI (SAST) RegulationsSEBI (SAST) Regulationsschemes of mutual funds, valued at Rs 200,000,000 |
| Jun 25, 2003 | Close out mark up in respect of debentures and bonds traded on the stock exchanges. | a) make necessaramendments to the bye-laws, rules and regulations for the implementation of the above decision immediately. b) bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website for easy access to the investors. |
| Jul 04, 2003 | Guidelines for fair practices | mail: ravik@sebi.gov.in SEBI/SMD/SEAD/Cir-29 /2003/03/07 July 03, 2003 The Managing Directors and Executive Directors Of all the Stock Exchanges Dear Sir, Sub: Guidelines for Fair Practices/ Code of Conduct for Public Representative and SEBI Nominee Directors Please refer to SEBI order dated April 20, 1993 passed under section 8 of the Securities Contracts (Regulation) Act, 1956 directing the stock exchanges to amend their Rules or Articles of Association inter alia to provide for the constitution of the Governing Board including not more than three members to be nominated by the Central Government or the Board in accordance with the Act and three public representatives to be nominated by the Board. It has been decided that the Rules or Articles of Association, as the case may be, of the stock exchanges shall provide for Guidelines for Fair Practices/ Code of Conduct for Public Representatives and SEBI Nominee Directors in order to ensure that the affairs of the stock exchanges are conducted on healthy lines with the highest standards of professional conduct, business ethics and morality to inspire and sustain the confidence of the investing public. A copy of Guidelines for Fair Practices/ Code of Conduct for Public Representative and SEBI Nominee Directors is enclosed as Annexure. Accordingly, the Exchanges are directed to make necessaramendments to the Rules or Articles of Association for the implementation of the above decision. This circular is being issued in exercise of powers conferred by section 11 (1) of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. Yours faithfully, D.RAVIKUMAR Encl: a/a Guidelines for Fair Practices/Code of Conduct for Public Representative and SEBI Nominee Directors Public Representative/SEBI Nominee Director shall (A) Meetings & minutes a. endeavour to attend all the board meetings and shall be liable to vacate his office if he remains absent for three consecutive meetings of the Board of Directors or does not attend 75% of the total meetings of the Board in a calendar year. b. not participate in the discussion of any subject matter in which any conflict of interest exists or arises, whether pecuniary or otherwise, and in such cases the same shall be disclosed and recorded in the minutes of the meeting. c. not encourage the circulation of agenda papers during the meeting, unless circumstances requires. d. meet themselves at least once in 6 months separately, if necessary, to exchange views on critical issues. . e. offer their comments on the draft minutes and ensure that the same are incorporated in the final minutes. f. insist on the minutes of the previous meeting being placed for approval in subsequent meeting. g. endeavour to have the date of next meeting fixed at each Board Meeting in consultation with other members of the Governing Board. h. endeavour that in case where all the items of the agenda of a meeting were not covered for want of those, the next meeting is held within 15 days for considering the remaining items. (B) Strategic Planning a. participate in the formulation and execution of strategies in the best interest of the exchanges and contribute towards pro-active decision making at the Board level. b. give benefit of his experience and expertise to the exchange and provide assistance in strategic planning and execution of decisions when the Board is in the throes of a raging controversy. (C) Regulatory Compliances a. endeavour to ensure that the Exchange abides by all the provisions of the SEBI Act, Securities Contracts (Regulation) Act, Rules, Regulations framed thereunder and the circulars, directions issued by the Government/SEBI from time to time. b. endeavour compliance at all levels so that the regulatory system does not suffer any breaches. c. endeavour to ensure that the Exchange takes commensurate steps to honour the time limit prescribed by SEBI for corrective action. d. not support any decision in the meeting of the Governing Board which may adversely affect the interest of investors and shall report forthwith any such decision to SEBI. e. endeavour that the arbitral award is given within the period stipulated in the bye Laws, rules or regulationsary disclosures/statement of holdings/dealings in securities as required by the Exchange from time to time as per their Rules or Articles of Association. e. unless otherwise required by law, maintain confidentiality and shall not divulge/disclose any information obtained in the discharge of their duty. Further, no such information shall be used for personal gain. f. maintain the highest standards of personal integrity, truthfulness, honesty and fortitude in discharge of his duties in order to inspire public confidence and shall not engage in acts discreditable to his responsibilities. g. avoid any interest or activity which is in conflict with the conduct of his official duties. h. perform his duties in an independent and objective manner and avoid activities that may impair, or may appear to impair, his independence or objectivity. i. perform his duties with a positive attitude and constructively support open communication, creativity, dedication, and compassion. j. not engage in any act involving moral turpitude, dishonesty, fraud, deceit, or misrepresentation or any other act prejudicial to the administration of the exchange. |
| Jul 04, 2003 | The Securities and Exchange Board of India (Debenture Trustees)(Amendment) Regulations, 2003 | 1. (i) These regulations may be called the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2003. (ii) They shall come into force on the date of their publication in the Official Gazette. 2. In the Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993(hereinafter referred to as 'the said Regulations'): - (i) in regulation 2 of the said Regulations, after clause (e) the following shall be inserted, namely - “(ee) “networth” means aggregate of value of the paid up equity capital and free reserves (excluding reserves created out of revaluation) reduced by the aggregate value of accumulated losses and deferred expenditure not written off (including miscellaneous expenses not written off) as per the latest audited balance sheet.” (ii) after regulation 2 of the said Regulations, the following shall be inserted, namely – “Power of the Board to issue clarifications- 2A. In order to remove any difficulties in respect of the application or interpretation of these regulations, the Board may issue clarifications or guidelines in the form of circulars." (iii) in regulation 6 of the said Regulations, (a) for clause (d) the following shall be substituted, namely – “(d) has in his employment at least one person who possesses the professional qualification in law from an institution recognised by the Government.” (b) after clause (f) the following shall be inserted, namely – “(g) fulfills the capital adequacy requirements specified in regulation 7A” (iv) after regulation 7 of the said Regulations, the following regulation shall be inserted, namely – “Capital Adequacy Requirement. 7A. The capital adequacy requirement referred to in clause (g) of regulation 6 shall not be less than the networth of one crore rupees. Provided that a debenture trustee holding certificate of registration as on the date of commencement of the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2003 shall fulfill the networth requirements within two years from the date of such commencement.” (v) for regulation 13A of the said Regulations, the following regulation shall be substituted, namely - “13A. No debenture trustee shall act as such for any issue of debentures in case- (a) it is an associate of the body corporate or (b) it has lent and the loan is not yet fully repaid or is proposing to lend money to the body corporate. Provided that this requirement shall not be applicable in respect of debenturesissued prior to the commencement of the Companies (Amendment) Act, 2000, where- (i) recovery proceedings in respect of the assets charged against security has been initiated, or (ii) the body corporate has been referred to Board for Industrial and Financial Reconstruction under the Sick Industrial Companies (Special Provisions) Act, 1985, , prior to commencement of the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2003.” (vi) in Regulation 15 of the said Regulations, (a) in sub-regulation (1), (i) clause (b) shall be omitted. (ii) in clause (g), for the word “ensure” the words “ascertain and satisfy itself”shall be substituted. (iii) for clause (h) the following shall be substituted, namely :- “(h) ensure on a continuous basis that the property charged to the debentures is available and adequate at all times to discharge the interest and principal amount payable in respect of the debentures and that such property is free from any other encumbrances save and except those which are specifically agreed to by the debenture trustee.” (b) after sub-regulation (2) the following shall be inserted, namely - “(3) No debenture trustee shall relinquish its assignments as debenture trustee in respect of the debenture issue of any body corporate, unless and until another debenture trustee is appointed in its place by the body corporate. (4) A debenture trustee shall maintain the networth requirements as specified in these regulations on a continuous basis and shall inform the Board immediately in respect of any shortfall in the networth and in such a case it shall not be entitled to undertake new assignments until it restores the networth to the level of specified requirement within the time specified by the Board. (5) A debenture trustee may inspect books of accounts, records, registers of the body corporate and the trust property to the extent necessarSEBI (Disclosure and Investor Protection) Guidelines, 2000. v. Enforceability of securities, events under which security becomes enforceable vi. Obligation of company not to create further charge or encumbrance of the trust property without prior approval of the trustee. vii. Minimum security cover required. viii. Provision for subsequent valuation. ix. Circumstances when the security will become enforceable. x. Method and mode of preservation of assets charged as security for debenture holders. xi. Circumstances specifying when the security may be disposed off or leased out with the approval of trustees. xii. Procedure for allowing inspection of charged assets, book of accounts, by debenture trustee or any person or persons authorised by it; 4. Events of defaults This section shall clearly define the event of default which if occurs shall invite the actions by debenture trustee. This section shall also contain the steps which shall be taken by debenture trustee in the event of defaults. 5. Rights of debenture trustees This section shall inter-alia provide that : i. Debenture Trustee is entitled to inspect the registers of the company and to take copies and extracts thereof; ii. Debenture Trustee has a right to appoint a nominee director. 6. Obligations of body corporates This section shall inter-alia state the following with respect to company’s duties : 1. to maintain Register of debenture holders with addresses with record of subsequent transfers and changes of ownership 2. to keep proper books of accounts open for inspection by debenture trustee 3. to furnish whatever required information to debenture trustee including copies of reports, balance sheets , profit and loss accounts etc. 4. to keep charged property/security adequately insured and in proper condition. 5. to permit debenture trustee to enter and inspect the state and condition of charged assets. 6. to pay all taxes, cesses, insurance premia with respect to charged property/security, on time. 7. to inform debenture trustee before declaring or distributing dividend. 8. to comply with all guidelines/directions issued by any Regulatory authority, with respect to the instant debenture issue. 9. to create debenture redemption reserve as per the SEBI ( Disclosure and InvestorProtection) Guidelines,2000 and the provisions of Companies Act and submit an auditor’s certificate to the trustee. 10. to convert the debentures into equity in accordance with the terms of the issue, if applicable. 11. to inform debenture trustee about any change in nature and conduct of business by company before such change. 12. to keep the debenture trustee informed of all orders, directions, notices, of court/tribunal affecting or likely to affect the charged assets. 13. to inform debenture trustee of any major change in composition of its Board of Directors, which may amount to change in control as defined in SEBI (Substantial Acquisition of shares and Takeovers) Regulations 1997. 14. to submit any such information, as required by the debenture trustee. 15. fee or commission of debenture trustees. 16. obligation to inform debenture trustee about any change in nature and conduct of business by the body corporate before such change. 17. obligation of the body corporate to forward a quarterly report to debenture trustees containing the following particulars: (i) updated list of the names and addresses of the debenture holders; (ii) details of interest due but unpaid and reasons thereof; (iii) the number and nature of grievances received from debenture holders and resolved by the body corporate; (iv) a statement that the assets of the body corporate which are available by way of security are sufficient to discharge the claims of the debenture holders as and when they become due. 7. Miscellaneous a.Procedure for appointment and removal of trustee including appointment ofnew trustees. b.Provision that the debenture trustee shall not relinquish from its assignment unless an other debenture trustee has been appointed. c.Procedure to remove debenture trustee by debenture holders providing for removal on a resolution passed by atleast 75% of the total debenture holders of a body corporate. d.Provisions for redressal of grievances of debenture holders. NOTE: The debenture trustee may incorporate additional clauses, provided that the additional clauses do not dilute or contravene the provisions of the above clauses.” [F. No. SEBI/LGL/11835/2003] G.N. BAJPAICHAIRMANSECURITIES AND EXCHANGE BOARD OF INDIA Footnote : 1.Securities and Exchange Board of India (Debenture Trustee) Regulations, 1993, were published in the Gazette of India on December 29, 1993, vide No.SEBI/LE/12/93. 2.It was subsequently amended – (a) on November 28, 1995 by the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 1995 vide S.O. No.939 (E).(b) on January 5, 1998 by the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 1998 vide S.O. No.16(E).(c) on September 30, 1999 by the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 1999 vide S.O. No.795(E).(d) on February 17, 2000 by the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2000 vide S.O. No.135(E).(e) on August 8, 2000 by the Securities and Exchange Board of India (Debenture Trustees) (Second Amendment) Regulations, 2000 vide S.O. No.743(E).(f) on May 28, 2000 by the Securities and Exchange Board of India (Appeal to Securities Appellate Tribunal) (Amendment) Regulations, 2000 vide S.O. No.278(E).(g) on May 29, 2001 by the Securities and Exchange Board of India (Investment Advice by Intermediaries) (Amendment) Regulations, 2001 vide S.O. No. 476(E). (h) on September 27, 2002 by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No.1045(E). |
| Jul 04, 2003 | The Securities and Exchange Board of India (Debenture Trustees)(Amendment) Regulations, 2003 | 1. (i) These regulations may be called the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2003. (ii) They shall come into force on the date of their publication in the Official Gazette. 2. In the Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993(hereinafter referred to as 'the said Regulations'): - (i) in regulation 2 of the said Regulations, after clause (e) the following shall be inserted, namely - “(ee) “networth” means aggregate of value of the paid up equity capital and free reserves (excluding reserves created out of revaluation) reduced by the aggregate value of accumulated losses and deferred expenditure not written off (including miscellaneous expenses not written off) as per the latest audited balance sheet.” (ii) after regulation 2 of the said Regulations, the following shall be inserted, namely – “Power of the Board to issue clarifications- 2A. In order to remove any difficulties in respect of the application or interpretation of these regulations, the Board may issue clarifications or guidelines in the form of circulars." (iii) in regulation 6 of the said Regulations, (a) for clause (d) the following shall be substituted, namely – “(d) has in his employment at least one person who possesses the professional qualification in law from an institution recognised by the Government.” (b) after clause (f) the following shall be inserted, namely – “(g) fulfills the capital adequacy requirements specified in regulation 7A” (iv) after regulation 7 of the said Regulations, the following regulation shall be inserted, namely – “Capital Adequacy Requirement. 7A. The capital adequacy requirement referred to in clause (g) of regulation 6 shall not be less than the networth of one crore rupees. Provided that a debenture trustee holding certificate of registration as on the date of commencement of the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2003 shall fulfill the networth requirements within two years from the date of such commencement.” (v) for regulation 13A of the said Regulations, the following regulation shall be substituted, namely - “13A. No debenture trustee shall act as such for any issue of debentures in case- (a) it is an associate of the body corporate or (b) it has lent and the loan is not yet fully repaid or is proposing to lend money to the body corporate. Provided that this requirement shall not be applicable in respect of debenturesissued prior to the commencement of the Companies (Amendment) Act, 2000, where- (i) recovery proceedings in respect of the assets charged against security has been initiated, or (ii) the body corporate has been referred to Board for Industrial and Financial Reconstruction under the Sick Industrial Companies (Special Provisions) Act, 1985, , prior to commencement of the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2003.” (vi) in Regulation 15 of the said Regulations, (a) in sub-regulation (1), (i) clause (b) shall be omitted. (ii) in clause (g), for the word “ensure” the words “ascertain and satisfy itself”shall be substituted. (iii) for clause (h) the following shall be substituted, namely :- “(h) ensure on a continuous basis that the property charged to the debentures is available and adequate at all times to discharge the interest and principal amount payable in respect of the debentures and that such property is free from any other encumbrances save and except those which are specifically agreed to by the debenture trustee.” (b) after sub-regulation (2) the following shall be inserted, namely - “(3) No debenture trustee shall relinquish its assignments as debenture trustee in respect of the debenture issue of any body corporate, unless and until another debenture trustee is appointed in its place by the body corporate. (4) A debenture trustee shall maintain the networth requirements as specified in these regulations on a continuous basis and shall inform the Board immediately in respect of any shortfall in the networth and in such a case it shall not be entitled to undertake new assignments until it restores the networth to the level of specified requirement within the time specified by the Board. (5) A debenture trustee may inspect books of accounts, records, registers of the body corporate and the trust property to the extent necessarSEBI (Disclosure and Investor Protection) Guidelines, 2000. v. Enforceability of securities, events under which security becomes enforceable vi. Obligation of company not to create further charge or encumbrance of the trust property without prior approval of the trustee. vii. Minimum security cover required. viii. Provision for subsequent valuation. ix. Circumstances when the security will become enforceable. x. Method and mode of preservation of assets charged as security for debenture holders. xi. Circumstances specifying when the security may be disposed off or leased out with the approval of trustees. xii. Procedure for allowing inspection of charged assets, book of accounts, by debenture trustee or any person or persons authorised by it; 4. Events of defaults This section shall clearly define the event of default which if occurs shall invite the actions by debenture trustee. This section shall also contain the steps which shall be taken by debenture trustee in the event of defaults. 5. Rights of debenture trustees This section shall inter-alia provide that : i. Debenture Trustee is entitled to inspect the registers of the company and to take copies and extracts thereof; ii. Debenture Trustee has a right to appoint a nominee director. 6. Obligations of body corporates This section shall inter-alia state the following with respect to company’s duties : 1. to maintain Register of debenture holders with addresses with record of subsequent transfers and changes of ownership 2. to keep proper books of accounts open for inspection by debenture trustee 3. to furnish whatever required information to debenture trustee including copies of reports, balance sheets , profit and loss accounts etc. 4. to keep charged property/security adequately insured and in proper condition. 5. to permit debenture trustee to enter and inspect the state and condition of charged assets. 6. to pay all taxes, cesses, insurance premia with respect to charged property/security, on time. 7. to inform debenture trustee before declaring or distributing dividend. 8. to comply with all guidelines/directions issued by any Regulatory authority, with respect to the instant debenture issue. 9. to create debenture redemption reserve as per the SEBI ( Disclosure and InvestorProtection) Guidelines,2000 and the provisions of Companies Act and submit an auditor’s certificate to the trustee. 10. to convert the debentures into equity in accordance with the terms of the issue, if applicable. 11. to inform debenture trustee about any change in nature and conduct of business by company before such change. 12. to keep the debenture trustee informed of all orders, directions, notices, of court/tribunal affecting or likely to affect the charged assets. 13. to inform debenture trustee of any major change in composition of its Board of Directors, which may amount to change in control as defined in SEBI (Substantial Acquisition of shares and Takeovers) Regulations 1997. 14. to submit any such information, as required by the debenture trustee. 15. fee or commission of debenture trustees. 16. obligation to inform debenture trustee about any change in nature and conduct of business by the body corporate before such change. 17. obligation of the body corporate to forward a quarterly report to debenture trustees containing the following particulars: (i) updated list of the names and addresses of the debenture holders; (ii) details of interest due but unpaid and reasons thereof; (iii) the number and nature of grievances received from debenture holders and resolved by the body corporate; (iv) a statement that the assets of the body corporate which are available by way of security are sufficient to discharge the claims of the debenture holders as and when they become due. 7. Miscellaneous a.Procedure for appointment and removal of trustee including appointment ofnew trustees. b.Provision that the debenture trustee shall not relinquish from its assignment unless an other debenture trustee has been appointed. c.Procedure to remove debenture trustee by debenture holders providing for removal on a resolution passed by atleast 75% of the total debenture holders of a body corporate. d.Provisions for redressal of grievances of debenture holders. NOTE: The debenture trustee may incorporate additional clauses, provided that the additional clauses do not dilute or contravene the provisions of the above clauses.” [F. No. SEBI/LGL/11835/2003] G.N. BAJPAICHAIRMANSECURITIES AND EXCHANGE BOARD OF INDIA Footnote : 1.Securities and Exchange Board of India (Debenture Trustee) Regulations, 1993, were published in the Gazette of India on December 29, 1993, vide No.SEBI/LE/12/93. 2.It was subsequently amended – (a) on November 28, 1995 by the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 1995 vide S.O. No.939 (E).(b) on January 5, 1998 by the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 1998 vide S.O. No.16(E).(c) on September 30, 1999 by the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 1999 vide S.O. No.795(E).(d) on February 17, 2000 by the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2000 vide S.O. No.135(E).(e) on August 8, 2000 by the Securities and Exchange Board of India (Debenture Trustees) (Second Amendment) Regulations, 2000 vide S.O. No.743(E).(f) on May 28, 2000 by the Securities and Exchange Board of India (Appeal to Securities Appellate Tribunal) (Amendment) Regulations, 2000 vide S.O. No.278(E).(g) on May 29, 2001 by the Securities and Exchange Board of India (Investment Advice by Intermediaries) (Amendment) Regulations, 2001 vide S.O. No. 476(E). (h) on September 27, 2002 by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No.1045(E). |
| Jul 04, 2003 | Guidelines for fair practices | mail: ravik@sebi.gov.in SEBI/SMD/SEAD/Cir-29 /2003/03/07 July 03, 2003 The Managing Directors and Executive Directors Of all the Stock Exchanges Dear Sir, Sub: Guidelines for Fair Practices/ Code of Conduct for Public Representative and SEBI Nominee Directors Please refer to SEBI order dated April 20, 1993 passed under section 8 of the Securities Contracts (Regulation) Act, 1956 directing the stock exchanges to amend their Rules or Articles of Association inter alia to provide for the constitution of the Governing Board including not more than three members to be nominated by the Central Government or the Board in accordance with the Act and three public representatives to be nominated by the Board. It has been decided that the Rules or Articles of Association, as the case may be, of the stock exchanges shall provide for Guidelines for Fair Practices/ Code of Conduct for Public Representatives and SEBI Nominee Directors in order to ensure that the affairs of the stock exchanges are conducted on healthy lines with the highest standards of professional conduct, business ethics and morality to inspire and sustain the confidence of the investing public. A copy of Guidelines for Fair Practices/ Code of Conduct for Public Representative and SEBI Nominee Directors is enclosed as Annexure. Accordingly, the Exchanges are directed to make necessaramendments to the Rules or Articles of Association for the implementation of the above decision. This circular is being issued in exercise of powers conferred by section 11 (1) of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. Yours faithfully, D.RAVIKUMAR Encl: a/a Guidelines for Fair Practices/Code of Conduct for Public Representative and SEBI Nominee Directors Public Representative/SEBI Nominee Director shall (A) Meetings & minutes a. endeavour to attend all the board meetings and shall be liable to vacate his office if he remains absent for three consecutive meetings of the Board of Directors or does not attend 75% of the total meetings of the Board in a calendar year. b. not participate in the discussion of any subject matter in which any conflict of interest exists or arises, whether pecuniary or otherwise, and in such cases the same shall be disclosed and recorded in the minutes of the meeting. c. not encourage the circulation of agenda papers during the meeting, unless circumstances requires. d. meet themselves at least once in 6 months separately, if necessary, to exchange views on critical issues. . e. offer their comments on the draft minutes and ensure that the same are incorporated in the final minutes. f. insist on the minutes of the previous meeting being placed for approval in subsequent meeting. g. endeavour to have the date of next meeting fixed at each Board Meeting in consultation with other members of the Governing Board. h. endeavour that in case where all the items of the agenda of a meeting were not covered for want of those, the next meeting is held within 15 days for considering the remaining items. (B) Strategic Planning a. participate in the formulation and execution of strategies in the best interest of the exchanges and contribute towards pro-active decision making at the Board level. b. give benefit of his experience and expertise to the exchange and provide assistance in strategic planning and execution of decisions when the Board is in the throes of a raging controversy. (C) Regulatory Compliances a. endeavour to ensure that the Exchange abides by all the provisions of the SEBI Act, Securities Contracts (Regulation) Act, Rules, Regulations framed thereunder and the circulars, directions issued by the Government/SEBI from time to time. b. endeavour compliance at all levels so that the regulatory system does not suffer any breaches. c. endeavour to ensure that the Exchange takes commensurate steps to honour the time limit prescribed by SEBI for corrective action. d. not support any decision in the meeting of the Governing Board which may adversely affect the interest of investors and shall report forthwith any such decision to SEBI. e. endeavour that the arbitral award is given within the period stipulated in the bye Laws, rules or regulationsary disclosures/statement of holdings/dealings in securities as required by the Exchange from time to time as per their Rules or Articles of Association. e. unless otherwise required by law, maintain confidentiality and shall not divulge/disclose any information obtained in the discharge of their duty. Further, no such information shall be used for personal gain. f. maintain the highest standards of personal integrity, truthfulness, honesty and fortitude in discharge of his duties in order to inspire public confidence and shall not engage in acts discreditable to his responsibilities. g. avoid any interest or activity which is in conflict with the conduct of his official duties. h. perform his duties in an independent and objective manner and avoid activities that may impair, or may appear to impair, his independence or objectivity. i. perform his duties with a positive attitude and constructively support open communication, creativity, dedication, and compassion. j. not engage in any act involving moral turpitude, dishonesty, fraud, deceit, or misrepresentation or any other act prejudicial to the administration of the exchange. |
| Jul 04, 2003 | The Securities and Exchange Board of India (Debenture Trustees)(Amendment) Regulations, 2003 | 1. (i) These regulations may be called the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2003. (ii) They shall come into force on the date of their publication in the Official Gazette. 2. In the Securities and Exchange Board of India (Debenture Trustees) Regulations, 1993(hereinafter referred to as 'the said Regulations'): - (i) in regulation 2 of the said Regulations, after clause (e) the following shall be inserted, namely - “(ee) “networth” means aggregate of value of the paid up equity capital and free reserves (excluding reserves created out of revaluation) reduced by the aggregate value of accumulated losses and deferred expenditure not written off (including miscellaneous expenses not written off) as per the latest audited balance sheet.” (ii) after regulation 2 of the said Regulations, the following shall be inserted, namely – “Power of the Board to issue clarifications- 2A. In order to remove any difficulties in respect of the application or interpretation of these regulations, the Board may issue clarifications or guidelines in the form of circulars." (iii) in regulation 6 of the said Regulations, (a) for clause (d) the following shall be substituted, namely – “(d) has in his employment at least one person who possesses the professional qualification in law from an institution recognised by the Government.” (b) after clause (f) the following shall be inserted, namely – “(g) fulfills the capital adequacy requirements specified in regulation 7A” (iv) after regulation 7 of the said Regulations, the following regulation shall be inserted, namely – “Capital Adequacy Requirement. 7A. The capital adequacy requirement referred to in clause (g) of regulation 6 shall not be less than the networth of one crore rupees. Provided that a debenture trustee holding certificate of registration as on the date of commencement of the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2003 shall fulfill the networth requirements within two years from the date of such commencement.” (v) for regulation 13A of the said Regulations, the following regulation shall be substituted, namely - “13A. No debenture trustee shall act as such for any issue of debentures in case- (a) it is an associate of the body corporate or (b) it has lent and the loan is not yet fully repaid or is proposing to lend money to the body corporate. Provided that this requirement shall not be applicable in respect of debenturesissued prior to the commencement of the Companies (Amendment) Act, 2000, where- (i) recovery proceedings in respect of the assets charged against security has been initiated, or (ii) the body corporate has been referred to Board for Industrial and Financial Reconstruction under the Sick Industrial Companies (Special Provisions) Act, 1985, , prior to commencement of the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2003.” (vi) in Regulation 15 of the said Regulations, (a) in sub-regulation (1), (i) clause (b) shall be omitted. (ii) in clause (g), for the word “ensure” the words “ascertain and satisfy itself”shall be substituted. (iii) for clause (h) the following shall be substituted, namely :- “(h) ensure on a continuous basis that the property charged to the debentures is available and adequate at all times to discharge the interest and principal amount payable in respect of the debentures and that such property is free from any other encumbrances save and except those which are specifically agreed to by the debenture trustee.” (b) after sub-regulation (2) the following shall be inserted, namely - “(3) No debenture trustee shall relinquish its assignments as debenture trustee in respect of the debenture issue of any body corporate, unless and until another debenture trustee is appointed in its place by the body corporate. (4) A debenture trustee shall maintain the networth requirements as specified in these regulations on a continuous basis and shall inform the Board immediately in respect of any shortfall in the networth and in such a case it shall not be entitled to undertake new assignments until it restores the networth to the level of specified requirement within the time specified by the Board. (5) A debenture trustee may inspect books of accounts, records, registers of the body corporate and the trust property to the extent necessarSEBI (Disclosure and Investor Protection) Guidelines, 2000. v. Enforceability of securities, events under which security becomes enforceable vi. Obligation of company not to create further charge or encumbrance of the trust property without prior approval of the trustee. vii. Minimum security cover required. viii. Provision for subsequent valuation. ix. Circumstances when the security will become enforceable. x. Method and mode of preservation of assets charged as security for debenture holders. xi. Circumstances specifying when the security may be disposed off or leased out with the approval of trustees. xii. Procedure for allowing inspection of charged assets, book of accounts, by debenture trustee or any person or persons authorised by it; 4. Events of defaults This section shall clearly define the event of default which if occurs shall invite the actions by debenture trustee. This section shall also contain the steps which shall be taken by debenture trustee in the event of defaults. 5. Rights of debenture trustees This section shall inter-alia provide that : i. Debenture Trustee is entitled to inspect the registers of the company and to take copies and extracts thereof; ii. Debenture Trustee has a right to appoint a nominee director. 6. Obligations of body corporates This section shall inter-alia state the following with respect to company’s duties : 1. to maintain Register of debenture holders with addresses with record of subsequent transfers and changes of ownership 2. to keep proper books of accounts open for inspection by debenture trustee 3. to furnish whatever required information to debenture trustee including copies of reports, balance sheets , profit and loss accounts etc. 4. to keep charged property/security adequately insured and in proper condition. 5. to permit debenture trustee to enter and inspect the state and condition of charged assets. 6. to pay all taxes, cesses, insurance premia with respect to charged property/security, on time. 7. to inform debenture trustee before declaring or distributing dividend. 8. to comply with all guidelines/directions issued by any Regulatory authority, with respect to the instant debenture issue. 9. to create debenture redemption reserve as per the SEBI ( Disclosure and InvestorProtection) Guidelines,2000 and the provisions of Companies Act and submit an auditor’s certificate to the trustee. 10. to convert the debentures into equity in accordance with the terms of the issue, if applicable. 11. to inform debenture trustee about any change in nature and conduct of business by company before such change. 12. to keep the debenture trustee informed of all orders, directions, notices, of court/tribunal affecting or likely to affect the charged assets. 13. to inform debenture trustee of any major change in composition of its Board of Directors, which may amount to change in control as defined in SEBI (Substantial Acquisition of shares and Takeovers) Regulations 1997. 14. to submit any such information, as required by the debenture trustee. 15. fee or commission of debenture trustees. 16. obligation to inform debenture trustee about any change in nature and conduct of business by the body corporate before such change. 17. obligation of the body corporate to forward a quarterly report to debenture trustees containing the following particulars: (i) updated list of the names and addresses of the debenture holders; (ii) details of interest due but unpaid and reasons thereof; (iii) the number and nature of grievances received from debenture holders and resolved by the body corporate; (iv) a statement that the assets of the body corporate which are available by way of security are sufficient to discharge the claims of the debenture holders as and when they become due. 7. Miscellaneous a.Procedure for appointment and removal of trustee including appointment ofnew trustees. b.Provision that the debenture trustee shall not relinquish from its assignment unless an other debenture trustee has been appointed. c.Procedure to remove debenture trustee by debenture holders providing for removal on a resolution passed by atleast 75% of the total debenture holders of a body corporate. d.Provisions for redressal of grievances of debenture holders. NOTE: The debenture trustee may incorporate additional clauses, provided that the additional clauses do not dilute or contravene the provisions of the above clauses.” [F. No. SEBI/LGL/11835/2003] G.N. BAJPAICHAIRMANSECURITIES AND EXCHANGE BOARD OF INDIA Footnote : 1.Securities and Exchange Board of India (Debenture Trustee) Regulations, 1993, were published in the Gazette of India on December 29, 1993, vide No.SEBI/LE/12/93. 2.It was subsequently amended – (a) on November 28, 1995 by the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 1995 vide S.O. No.939 (E).(b) on January 5, 1998 by the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 1998 vide S.O. No.16(E).(c) on September 30, 1999 by the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 1999 vide S.O. No.795(E).(d) on February 17, 2000 by the Securities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2000 vide S.O. No.135(E).(e) on August 8, 2000 by the Securities and Exchange Board of India (Debenture Trustees) (Second Amendment) Regulations, 2000 vide S.O. No.743(E).(f) on May 28, 2000 by the Securities and Exchange Board of India (Appeal to Securities Appellate Tribunal) (Amendment) Regulations, 2000 vide S.O. No.278(E).(g) on May 29, 2001 by the Securities and Exchange Board of India (Investment Advice by Intermediaries) (Amendment) Regulations, 2001 vide S.O. No. 476(E). (h) on September 27, 2002 by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No.1045(E). |
| Jul 17, 2003 | Securities and Exchange Board of India (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 [Last amended on October 19, 2020] | (c) to keep in his custody the books, registers, other documents and record seized under these regulations for such period not later than the conclusion of the investigation as he considers necessary and thereafter to return the same to the person, the company or |
| Aug 06, 2003 | Corrigendum to Circular no SEBI/SMD/SE/13/2003/10/04 dated April 10 2003 | The exchanges are directed to make necessaramendments to the bye-laws, rules and regulations in order to incorporate this provision . |
| Aug 06, 2003 | Corrigendum to Circular no SEBI/SMD/SE/13/2003/10/04 dated April 10 2003 | The exchanges are directed to make necessaramendments to the bye-laws, rules and regulations in order to incorporate this provision . |
| Aug 12, 2003 | century Enka Limited | various alternative courses of action. Such actions may include, subject to necessary compliance of applicable laws at the relevant time including Regulation 20A, the acquisition of additional equity shares through open market purchases, privately |
| Aug 12, 2003 | century Enka Limited | various alternative courses of action. Such actions may include, subject to necessary compliance of applicable laws at the relevant time including Regulation 20A, the acquisition of additional equity shares through open market purchases, privately |
| Aug 14, 2003 | Amendments to the SEBI (Disclosure and Investor Protection) Guidelines 2000 | cap, small-cap new entrepreneurs to the primary market without exposing the public to undue risk, to maintain quality of issuer companies and also to keep fly by night issuers at bay. Accordingly amendments to SEBI(DIP) guidelines have been carried out . The amendments inter-alia include introduction of Net Tangible Assets and minimum number of allottees as additional criterion, appraisal route as an alternative to the mandatory book building route etc. Details of the amendments are given under this section in the Annexure. Section B Review of Book Building guidelines Book building is a facility given to issuer companies and merchant bankers to ascertain the demand and indicative price before the actual opening of the issue. SEBI has been reviewing the existing book building guideline on an ongoing basis, to make price discovery process more realistic, immune from artificial demand and more responsive to the market demand. The companies have now been given a flexibility of indicating a movable price band or a fixed floor price in Red Herring prospectus, definition of QIBs has been enlarged to include Insurance companies, Provident and Pension funds with minimum corpus of Rs. 25 crores. Further operational guidelines are amended thus shortening the interregnum between the closure of issue and listing/ trading of securities to T+6 ( T stands for date of closure of issue) Details of the amendments carried out at relevant places in SEBI (DIP) Guidelines, 2000, are given under this section in the Annexure. Section C Introduction of Green Shoe Option Green Shoe option means an option of allocating shares in excess of the shares included in the public issue. It is extensively used in international IPOs as stabilization tool for post listing price of the newly issued shares. It is being introduced in the Indian Capital Market in the initial public offerings using book building method. It is expected to boost investors’ confidence by arresting the speculative forces which work immediately after the listing and thus results in short-term volatility in post listing price. The amendments carried out in SEBI (DIP) guidelines in this regard, have been detailed under this section in the Annexure. Section D Review of disclosure requirements in the offer documents The existing disclosure requirements in the offer documents are reviewed on an ongoing basis by SEBI and based on the review, the amendments are carried out in SEBI (DIP) guidelines. The amendments under this section interalia include full disclosure about the promoters including their photograph, PAN number etc, classification of risk factors, use of standard financial units etc. Details of the amendments are given under this section in the Annexure. SECURITIES AND EXCHANGE BOARD OF INDIACORPORATION FINANCE DEPARTMENTDIVISION OF ISSUES & LISTINGMittal Court, ‘A’ Wing, Ground Floor Nariman Point, MUMBAI - 400 021. TEL NO. : 22850451- 56/ 22880962-70 FAX NO. :2204 5633 SEBI/CFD/DIL/ DIP/ Circular No 11 August 14, 2003 Section E Review of requirements pertaining to issue of Debt Instruments SEBI has reviewed the role of debenture trustees and also the provisions pertaining to issue of debt instruments in SEBI (DIP) guidelines 2000. The amendments under this section inter-alia include prohibition on a willful defaulter to make a debt issue, requirement of investment grade credit rating for making a debt issue, relaxation in the existing provisions of promoters contribution in IPO of debt issue etc. The amendments have been carried out at relevant places in SEBI (DIP) Guidelines, 2000, details of which are given under this section in the Annexure. Section F Modifications pursuant to amendments carried out on 30/06/2003, in SEBI (Employee Stock Option and Employee Stock Purchase Scheme) Guidelines, 1999 Amendments carried out in SEBI (Employee Stock Option Scheme & Employee Stock Purchase Scheme) Guidelines, 1999 on June 30, 2003 have necessitated certain amendments in SEBI (DIP) Guidelines, 2000. The amendments are mainly about relaxation in the provisions of lock-in for the pre-IPO shares held by employees, which were issued under employee stock Option or employee stock purchase scheme of the issuer company before the IPO, inclusion of provision of existing clauses of SEBI (ESOP & ESPS) guidelines in SEBI (DIP) guidelines 2000. Details of these amendments are given under this section in the Annexure. Section G Amendments pursuant to withdrawal of the concept of Regional Stock Exchange by Ministry of Finance (MOF), Govt. of India, vide its circular dated 23/4/2003. On April 23, 2003, Ministry of Finance (MOF) issued a circular thereby withdrawing the concept of regional stock exchange. Pursuant to the aforesaid circular, amendments have been carried out in SEBI (DIP) guidelines 2000 at the relevant places. Details of the amendments are given under this section in the Annexure. The companies have been given flexibility to choose a Stock Exchange (defined as a Designated Stock Exchange in the guidelines) for a particular issue made under these guidelines. It is hereby clarified that for subsequent issues, the company has a freedom to choose some other stock Exchange as a Designated Stock Exchange. Section H Review of Operational/Procedural Requirements SEBI has reviewed the operational/procedural requirements specified in SEBI (DIP) 2000, Guidelines with an objective to streamline the same further. The amendments under this section interalia include reducing the validity period of SEBI’s observation letter to 6 months from 365 days, demarking the responsibilities of lead managers, defining associate etc. Details of the amendments are given under this section in the Annexure. Section I Miscellaneous Amendments This section contains amendments to various other provisions of SEBI (DIP) Guidelines, 2000. Details of the amendments are given under this section in the Annexure. These amendments of the Guidelines shall come into force with immediate effect and shall be applicable to all Public Issue/Rights Issue/Offer for Sale for which observations have not been issued by SEBI till date. You are directed to ensure compliance with the provisions of SEBI (DIP) guidelines 2000. This circular alongwith the annexure is available in SEBI website at www.sebi.gov.in. Full text of SEBI (DIP) guidelines 2000 including the amendments issued vide this circular is also available in SEBI’s web site under Primary Market Section. Yours sincerely, Neelam Bhardwaj (Deputy General Manager) ANNEXURE Section A –Review of Eligibility Norms 1 The existing Clause 2.0 shall be substituted by the following: “2.0 Conditions for issue of securities The companies issuing securities offered through an offer document, shall, satisfy the following at the time of filing draft offer document with SEBI and also at the time of filing the final offer document with the Registrar of Companies./ Designated Stock Exchange ”. 2 The existing Clause 2.2 shall be substituted by the following: “2.2 Initial Public Offerings by unlisted companies” 3 The existing Clause 2.2.1 shall be substituted by the following, namely: “2.2.1 An unlisted company may make an initial public offering (IPO) of equity shares or any other security which may be converted into or exchanged with equity shares at a later date, only if it meets all the following conditions: (a)The company has net tangible assets of at least Rs. 3 crore in each of the preceding 3 full years (of 12 months each), of which not more than 50% is held in monetary assets: Provided that if more than 50% of the net tangible assets are held in monetary assets, the company has made firm commitments to deploy such excess monetary assets in its business/project; (b)The company has a track record of distributable profits in terms of section 205 of the Companies Act, 1956, for at least three (3) out of immediately preceding five (5) years; Provided further that extra ordinary items shall not be considered for calculating distributable profits in terms of Section 205 of Companies Act, 1956.” (c)The company has a net worth of at least Rs. 1 crore in each of the preceding 3 full years (of 12 months each); (d)In case the company has changed its name within the last one year, atleast 50% of the revenue for the preceding 1 full year is earned by the company from the activity suggested by the new name; and (e)The aggregate of the proposed issue and all previous issues made in the same financial year in terms of size (i.e. offer through offer document + firm allotment + promoters’ contribution through the offer document), does not exceed five (5) times its pre-issue networth as per the audited balance sheet of the last financial year.” 4 The existing Clause 2.2.2 shall be substituted by the following: “2.2.2 An unlisted company not complying with any of the conditions specified in Clause 2.2.1: may make an initial public offering (IPO) of equity shares or any other security which may be converted into or exchanged with equity shares at a later date, only if it meets both the conditions (a) and (b) given below: (a)(i)The issue is made through the book-building process, with at least 50% of the issue size being allotted to the Qualified Institutional Buyers (QIBs), failing which the full subscription monies shall be refunded. OR(a)(ii)The “project” has at least 15% participation by Financial Institutions/ Scheduled Commercial Banks, of which at least 10% comes from the appraiser(s). In addition to this, at least 10% of the issue size shall be allotted to QIBs, failing which the full subscription monies shall be refunded AND(b)(i) The minimum post-issue face value capital of the company shall be Rs. 10 crore OR(b)(ii) There shall be a compulsory market-making for at least 2 years from the date of listing of the shares subject to the followings. Market makers undertake to offer buy and sell quotes for a minimum depth of 300 shares; Market makers undertake to ensure that the bid-ask spread (difference between quotations for sale and purchase) for their quotes shall not at any time exceed 10%: The inventory of the market makers on each of such stock exchanges, as on the date of allotment of securities, shall be at least 5% of the proposed issue of the company . 5 After clause 2.2.2, the following clauses 2.2.2A and 2.2.2B shall be inserted: “2.2.2A An unlisted public company shall not make an allotment pursuant to a public issue or offer for sale of equity shares or any security convertible into equity shares unless in addition to satisfying the conditions mentioned in Clause 2.2.1 or 2.2.2 as the case may be, the prospective allottees are not less than one thousand (1000) in number.” “2.2.2B For the purposes of clauses 2.2.1 and 2.2.2 above: (i) ‘Net tangible assets’ shall mean the sum of all net assets of the company, excluding ‘intangible assets’, as defined in Accounting Standard 26 (AS 26) issued by the Institute of Chartered Accountants of India. (ii) “Project” means the object for which the monies proposed to be raised to cover the objects of the issue. (iii) In case of partnership firms which have since been converted into companies, the track record of distributable profits of the firm shall be considered only if the financial statements of the partnership business for the said years conform to and are revised in the format prescribed for companies under the Companies Act, 1956 and also comply with the following: a. adequate disclosures are made in the financial statements as required to be made by the companies as per Schedule VI of the Companies Act, 1956; b. the financial statements shall be duly certified by a Chartered Accountant stating that: I. the accounts as revised or otherwise and the disclosures made are in accordance with the provisions of Schedule VI of the Companies Act, 1956; and II. the accounting standards of the Institute of Chartered Accountants of India(ICAI) have been followed and that the financial statements present a true and fair picture of the firm’s accounts. (iv) In case of an unlisted company formed out of a division of an existing company, the track record of distributable profits of the division spun off shall be considered only if the requirements regarding financial statements as specified for partnership firms in sub-clause (iv) above are complied with. (v) ‘Qualified Institutional Buyer’ shall mean: a. public financial institution as defined in section 4A of the Companies Act, 1956; b. scheduled commercial banks; c. mutual funds; d. foreign institutional investor registered with SEBI; e. multilateral and bilateral development financial institutions; f. venture capital funds registered with SEBI. g. foreign Venture capital investors registered with SEBI. h. state Industrial Development Corporations. i. insurance Companies registered with the Insurance Regulatory and Development Authority (IRDA). j. provident Funds with minimum corpus of Rs. 25 crores k. pension Funds with minimum corpus of Rs. 25 crores 6. Clause 2.2.3.1 shall be substituted by the following: “2.2.3.1 An offer for sale shall not be made of equity shares of a company or any other security which may be converted into or exchanged with equity shares of the company at a later date, unless the conditions laid down in clause 2.2.1 or 2.2.2, as the case may be and in clause 2.2.2A , are satisfied.” 7. Clause 2.3.1 shall be substituted by the following: “2.3.1 A listed company shall be eligible to make a public issue of equity shares or any other security which may be converted into or exchanged with equity shares at a later date. Provided that the aggregate of the proposed issue and all previous issues made in the same financial year in terms of size (i.e. offer through offer document + firm allotment + promoters’ contribution through the offer document), issue size does not exceed 5 times its pre-issue networth as per the audited balance sheet of the last financial year. Provided that in case there is a change in the name of the issuer company within the last 1 year (reckoned from the date of filing of the offer document), the revenue accounted for by the activity suggested by the new name is not less than 50% of its total revenue in the preceding 1 full-year period 8 The existing Clause 2.3.2 shall be substituted by the following: “2.3.2 A listed company which does not fulfill the conditions given in the provisos to Clause 2.3.1 above, shall be eligible to make a public issue subject to complying with the conditions specified in Clause 2.2.2” 9 The existing Clauses 2.3.3 shall be deleted 10 In existing clause 2.4.1, in sub-clause (iii), sub-clause (a) shall be substituted by the following: “(a) whose project has been appraised by a Public Financial Institution (PFI) or Infrastructure Development Finance Corporation (IDFC) or Infrastructure Leasing and Financing Services Ltd. (IL&FS) or a bank which was earlier a PFI; and,” 11 The existing Clause 2.5.1 shall be substituted by the following: “2.5.1 A No issuer company shall make a public issue or rights issue of debt instruments (whether convertible or not), unless the following conditions are also satisfied, as on date of filing of draft offer document with SEBI and also on the date of filing a final offer document with ROC/ Designated Stock Exchange: (i) credit rating of not less than investment grade is obtained from not less than two credit rating agencies registered with SEBI and disclosed in the offer document. (ii)The company is not in the list of willful defaulters of RBI (iii)The company is not in default of payment of interest or repayment of principal in respect of debentures issued to the public,if any, for a period of more than 6 months. 2.5.1B An issuer company shall not make an allotment of non-convertible debt instrument pursuant to a public issue if the proposed allottees are less than fifty (50) in number. In such a case the company shall forthwith refund the entire subscription amount received. If there is a delay beyond 8 days after the company becomes liable to pay the amount, the company shall pay interest @15% p.a to the investors” 12 The existing Clause 2.5.2 shall be substituted by the following: “2.5.2Where credit ratings are obtained from more than two credit rating agencies, all the credit rating/s, including the unaccepted credit ratings, shall be disclosed” 13 The existing Clause 2.5.3 shall be deleted 14 After Clause 2.7, a new Clause 2.8 shall be added as following: “2.8 Means of Finance – No company shall make a public or rights issue of securities unless firm arrangements of finance through verifiable means towards 75% of the stated means of finance , excluding the amount to be raised through proposed Public/Rights issue, have been made.” Section B – Review of Book Building guidelines 1. In clause 11.3.1, new sub-clauses (iv)(a) &(iv)(b) shall be inserted after the existing sub-clause (iv) as follows: “(iv)(a) The issuer company shall enter into an agreement with one or more of the Stock Exchange(s) which have the requisite system of on-line offer of securities. The agreement shall specify inter-alia, the rights, duties, responsibilities and obligations of the company and stock exchange (s) inter se. The agreement may also provide for a dispute resolution mechanism between the company and the stock exchange. (iv)(b) The company may apply for listing of its securities on an exchange other than the exchange through which it offers its securities to public through the on-line system” 2 In clause 11.3.1, new sub-clause (vii)(a), (vii)(b), vii(c) & vii(d) shall be inserted after existing sub-clause (vii) as follows: “(vii)(a)The Book Runner(s)/syndicate members shall appoint brokers of the exchange, who are registered with SEBI, for the purpose of accepting bids, applications and placing orders with the company and ensure that the brokers so appointed are financially capable of honouring their commitments arising out of defaults of their clients/investors, if any. (vii)(b)For the purposes of this Chapter, the brokers, so appointed accepting applications and application monies, shall be considered as ‘bidding/collection centres’. (vii)(c)The broker/s so appointed, shall collect the money from his/their client for every order placed by him/them and in case the client/investors fails to pay for shares allocated as per the Guidelines, the broker shall pay such amount. (vii)(d) The company shall pay to the broker/s a commission/fee for the services rendered by him/them. The exchange shall ensure that the broker does not levy a service fee on his clients/investors in lieu of his services.” 3 In clause 11.3.1, the existing sub-clause (viii)(a) shall be substituted by the following: “(viii-a) The red herring prospectus shall disclose, either the floor price of the securities offered through it or a price band along with the range within which the price can move, if any”. 4 In clause 11.3.1, after sub-clause (viii)(a), a new sub-clause (viii)(b) shall be inserted as follows: “(viii-b) In case the red herring prospectus discloses the price band, the lead book runner shall ensure compliance with the following conditions: (a) The cap of the price band should not be more than 20% of the floor of the band; i.e cap of the price band shall be less than or equal to 120% of the floor of the price band (b) The price band can be revised during the bidding period in which case the maximum revision on either side shall not exceed 20% i.e floor of price band can move up or down to the extent of 20% of floor of the price band disclosed in the red herring prospectus and the cap of the revised price band will be fixed in accordance with Clause (a) above; (c) Any revision in the price band shall be widely disseminated by informing the stock exchanges, by issuing press release and also indicating the change on the relevant website and the terminals of the syndicate members. (d) In case the price band is revised, the bidding period shall be extended for a further period of three days, subject to the total bidding period not exceeding thirteen days. (e) The manner in which the shortfall, if any, in the project financing, arising on account of lowering of price band to the extent of 20% will be met shall be disclosed in the red herring prospectus. It shall also be disclosed that the allotment shall not be made unless the financing is tied up.” 5 In clause 11.3.1, the existing sub-clause (xi)(a) shall be substituted by the following: “(xi)(a)The issuer company shall after receiving the final observations, if any, on the offer document from the Board, make an advertisement in an English National daily with wide circulation, one Hindi National newspaper and a Regional language newspaper with wide circulation at the place where the registered office of the Issuer company is situated, containing the salient features of the final offer document as specified in Form 2A of the Companies Act circulated along with the application form. The advertisement in addition to other required information, shall also contain the following: i. the date of opening and closing of the issue ii. the method and process of application and allotment iii. the names, addresses and the telephone numbers of the stock brokers and centres for bidding.” 6 In clause 11.3.1, the existing sub-clause (xi)(a) shall be substituted by the following: “(xi)(b)The issuer company shall circulate the application forms to the Brokers” 7 In clause 11.3.1, the existing sub-clause (xvii)(a) & (xvii)(b) shall be substituted by the following: “(xvii)(a) The broker may collect an amount to the extent of 100% of the application money as margin money from the clients/investors before he places an order on their behalf. The margin collected from categories other than Qualified Institutional Buyers shall be uniform across the book runner (s)/syndicate members, for each such category (xvii)(b) Bids for securities beyond the investment limit prescribed under relevant laws shall not be accepted by the syndicate members/brokers from any category of clients/investors” 8. In clause 11.3.2, the existing sub-clause (i) shall be substituted by the following: “(i)The particulars of syndicate members, brokers, registrars, bankers to the issue, etc.” 9 In clause 11.3.2, the existing sub-clause (iii) shall be substituted by the following: “(iii)The following accounting ratios shall be given under the basis for issue price for each of the accounting periods for which the financial information is given: 1. EPS, pre-issue, for the last three years (as adjusted for changes in capital). 2. P/E pre-issue 3. Average return on net-worth in the last three years. 4. Net-Asset value per share based on last balance sheet. 5 Comparison of all the accounting ratios of the issuer company as mentioned above with the industry average and with the accounting ratios of the peer group ( i.e companies of comparable size in the same industry.( Indicate the source from which industry average and accounting ratios of the peer group has been taken) 6. The accounting ratios disclosed in the offer document shall be calculated after giving effect to the consequent increase of capital on account of compulsory conversions outstanding, as well as on the assumption that the options outstanding, if any, to subscribe for additional capital shall be exercised.” 10 The existing proviso to sub-clause (i) of Clause 11.3.3 shall be substituted by the following: “Provided that nothing contained in sub-clause (i) shall apply to 50% of the net offer to the public, mandatorily to be allotted to the Qualified Institutional Buyers under proviso to clause 2.2.2 or clause 2.3.2 of these guidelines, in case the company is making an issue of securities under clause 2.2.2 or clause 2.3.2, as the case may be ” 11 In Clause 11.3.4.1, (i)The existing sub-clause (i) shall be substituted by the following: “(i) Bid shall be open for atleast 5 days and not more than 10 days, which may be extended to a maximum of 13 days in case the price band is revised in accordance with clause 11.3.1.” (ii) The existing sub-clause (vi) shall be substituted by the following: “(vi) Individual as well as qualified institutional buyers shall place their bids only through the ‘brokers’ who shall have the right to vet the bids. The applicant shall enclose the proof of DP ID and Client ID along with the application, while making bid” (iii) New sub-clauses (vi)(a), (vi)(b), (vi)(c)_& (vi)(d) shall be inserted after the existing sub-clause (vi) as follows: “(vi)(a)During the period the issue is open to the public for bidding, the applicants may approach the brokers of the stock exchange/s through which the securities are offered under on-line system, to place an order for bidding to the securities. Every broker shall accept orders from all clients/investors who place orders through him (vi)(b)The broker shall collect the client registration form duly filled up and signed from the applicants before placing the order in the system as per "Know your client rule" as specified by SEBI and as may be modified from time to time. (vi)(c)The broker shall, thereafter, enter the buy order in the system, on behalf of the clients and enter important details including the name, address, telephone number, and category of the applicant, the number of shares applied for, amount paid, beneficiary ID, DP code and Bid-cum Application Form number, Bid price, etc., and give an order number/order confirmation slip to the investor. (vi)(d)The broker shall open a separate bank account [Escrow Account] with the clearing house bank for primary market issues and the amount collected by the broker from his clients/investors as margin money shall be deposited in this account” (iv) The existing sub-clause(vii) shall be substituted by the following: “(vii) The investors shall have the right to revise their bids provided that Qualified Institutional Buyers shall not be allowed to withdraw their bids after the closure of the bidding”. (v)after sub-clause (ix),a new sub-clauses (x) & (xi) shall be inserted as following “(x) The identities of the Qualified Institutional Buyers making the bidding, shall not be made public (xi) The Stock exchange shall, by the end of each day while the issue is open for subscription, send the order data to the Registrar to the Issue and Lead Managers / Book Runners. This data shall consist of only valid orders (excluding those that are cancelled). On the date of closure of the issue, the final status of orders received shall be sent to the Registrar to the issue and Lead Managers / Book Runners” ”. 12 In clause 11.3.5 the existing sub-clause (i) shall be substituted by the following: “(i) In case an issuer company makes an issue of 100% of the net offer to public through 100% book building process - a) not less than 25% of the net offer to the public shall be available for allocation to retail individual investors ; b) not less than 25% of the net offer to the public shall be available for allocation to non institutional investors i.e. investors other than retail individual investors and Qualified Institutional Buyers; c) not more than 50% of the net offer to the public shall be available for allocation to Qualified Institutional Buyers. Provided that, 50% of the issue size shall be mandatorily allotted to the Qualified Institutional Buyers, in case the issuer company is making a public issue under Clause 2.2.2 and 2.3.2of these guidelines” 13 In clause 11.3.5 the existing sub-clause (ii) shall be substituted by the following: “(ii)In case an issuer company makes an issue of 75% of the net offer to public through book building process and 25% at the price determined through book building - a. in the book built portion, not less than 25% of the net offer to the public, shall be available for allocation to non Qualified Institutional Buyers and not more than 50% of the net offer to the public shall be available for allocation to Qualified Institutional Buyers. b. the balance 25% of the net offer to the public, offered at a price determined through book building, shall be available only to retail individual investors who have either not participated or have not received any allocation, in the book built portion." Provided that, 50% of the issue size shall be mandatorily allotted to the Qualified Institutional Buyers, in case the issuer company is making a public issue under Clause 2.2.2 and 2.3.2of these guidelines” 14 In clause 11.3.5, the existing sub-clause (vi) shall be substituted by the following: “(vi) After finalisation of basis of allocation, the Registrar to the Issue/company shall send the computer file containing the allocation details i.e. the allocation numbers, allocated quantity of successful applicants, etc. along with broker-wise funds pay-in obligation, to the Broker to the Issue and the stock exchange (s).” 15 In clause 11.3.5, the existing sub-clause (vii) shall be substituted by the following: ”(vii)The Company, Lead Manager / Book Runner shall announce the pay-in day and intimate the same to Brokers and stock exchange. It shall be responsibility of the broker to deposit the amount in the Escrow Account to the extent of allocation to his clients on the pay-in date”. 16 In clause 11.3.5, the existing sub-clause (viii) shall be substituted by the following: “(viii) On receipt of the basis of allocation data, the brokers shall immediately intimate the fact of allocation to their client /applicant. The broker shall ensure that each successful client/applicant pays submits the duly filled-in and signed application form to him along with the amount payable towards the application money by the pay-in date. Amount already paid by the applicant as margin money shall be adjusted towards the total allocation money payable. The broker shall, thereafter, hand over the application forms of the successful applicants who have paid the application money, to the exchange, which shall submit the same to the Registrar to Issue/company for their records.” 17 In clause 11.3.5, the existing sub-clause (ix) shall be substituted by the following “(ix) The broker shall refund the margin money collected earlier, within 3 days of receipt of basis of allocation, to the applicants who did not receive allocation. “ 16 In clause 11.3.5, after the existing sub-clause (ix), new sub-clauses(x) – (xxiii) shall be inserted as follows: “(x) The brokers shall give details of the amount received from each client/investors and the names of clients/investors who have not paid the application money to Registrar / Book Runner the exchange. The brokers shall also give soft copy of this data to the exchange. (xi) In the event of the successful applicants failing to pay the application money, the broker through whom such client placed orders, shall bring in the funds to the extent of the client’s default. If the broker does not bring in the funds, he shall be declared as a defaulter by the stock exchange and action as prescribed under the Bye-Laws of the stock exchange shall be initiated against him. In such an event, the Book Runners in case of issues through book building process, who have underwritten the issue, shall bring-in the shortfall. (xii) On pay-in date, the clearing house shall, without any instruction from the broker, debit the escrow account of each broker to the extent of allocation made to his clients/investors and credit the amount so collected from each broker to the ‘Issue Account’.” (xiii) The concerned Exchange shall not use the Settlement/Trade Guarantee Fund of the Exchange for honoring brokers commitments in case of failure of broker to bring in the funds. (xiv) The broker shall open an ‘Escrow Securities Account’ with any depository for the purpose of receiving credit of securities on behalf of the clients. (xv) On payment and receipt of the sum payable on application for the amount towards minimum subscription, the company shall allot the shares to the applicants as per these Guidelines. (xvi)After the allotment, the Registrar to the issue shall post the share certificates to the investors or, instruct the depository to credit the Escrow Securities Account of each Broker, as the case may be. . (xvii) On receipt of the credit of securities to the Escrow Securities Account, the Broker shall transfer the shares to the clients’/applicants’ depository account, after receipt of confirmation of full payment from the clients/applicants. For this purpose broker shall be considered as Agent of the client/applicant. Broker shall confirm to the Book-runner/Registrar to the issue that shares have been credited to the account of clients /applicants not later than the day of commencement of trading, in case full payment had been received. (xviii) Any cases of dispute, amongst the broker and the clients, would be referred to arbitration as per the by-laws / regulationsarsarSEBI (Employee Stock Option and Employee Stock Purchase Scheme) Guidelines, 1999 1. The existing Clause 4.14.2 shall be substituted by the following,- “4.14.2.Clause 4.14.1 shall not be applicable to i. pre-issue share capital held by Venture Capital Funds and Foreign Venture Capital Investors registered with the Board. However, the same shall be locked-in as per the provisions of the SEBI (Venture Capital Funds) Regulationsemployee stockemployee stockpurchase schemesarsary for true, fair and adequate disclosures in the draft prospectus / letter of offer (to give details). 23. True copy of the Board resolution passed by the issuer authorising a representative of the Registrar to act on its behalf in relation to handling of stockinvests. PLACE: LEAD MERCHANT BANKER (S) TO THE ISSUE WITH HIS / THEIR SEAL (S) DATE: 17 The existing Schedule XVI shall be substituted by the following: “SCHEDULE XVI (Clause 7.2.1) POST ISSUE MONITORING REPORTS PUBLIC ISSUE SUBSCRIPTION STATUS : (SUBSCRIBED / UNDERSUBSCRIBED) 3-DAY MONITORING REPORT (RESPONSIBILITY: POST ISSUE LEAD MERCHANT BANKER) 1. Name of the Issuer Company : 2. Issue opening date : 3. Earliest closing date : 4. Actual closing date : 5. Date of filing prospectus with RoC : 6. Issue Details (as per the prospectus) 6.1 Nature of instrument : (Equity/FCD/PCD/NCD/Others, Etc.) 6.2 Offer price per instrument for different categories : 6.3 Amt. per instrument on application for different categories : 6.4 Issue Size : (Rs lakhs) (a) Promoters' contribution : (a)(i) Date of submission of auditors' certificate to SEBI for receipt of promoters' contribution : (b) Amount through offer document : (including reserved categories and net public offer) (b) (i) Reserved Category Amount reserved (Rs lakhs) Firm basis Competitive basis |
| Aug 14, 2003 | Amendments to the SEBI (Disclosure and Investor Protection) Guidelines 2000 | cap, small-cap new entrepreneurs to the primary market without exposing the public to undue risk, to maintain quality of issuer companies and also to keep fly by night issuers at bay. Accordingly amendments to SEBI(DIP) guidelines have been carried out . The amendments inter-alia include introduction of Net Tangible Assets and minimum number of allottees as additional criterion, appraisal route as an alternative to the mandatory book building route etc. Details of the amendments are given under this section in the Annexure. Section B Review of Book Building guidelines Book building is a facility given to issuer companies and merchant bankers to ascertain the demand and indicative price before the actual opening of the issue. SEBI has been reviewing the existing book building guideline on an ongoing basis, to make price discovery process more realistic, immune from artificial demand and more responsive to the market demand. The companies have now been given a flexibility of indicating a movable price band or a fixed floor price in Red Herring prospectus, definition of QIBs has been enlarged to include Insurance companies, Provident and Pension funds with minimum corpus of Rs. 25 crores. Further operational guidelines are amended thus shortening the interregnum between the closure of issue and listing/ trading of securities to T+6 ( T stands for date of closure of issue) Details of the amendments carried out at relevant places in SEBI (DIP) Guidelines, 2000, are given under this section in the Annexure. Section C Introduction of Green Shoe Option Green Shoe option means an option of allocating shares in excess of the shares included in the public issue. It is extensively used in international IPOs as stabilization tool for post listing price of the newly issued shares. It is being introduced in the Indian Capital Market in the initial public offerings using book building method. It is expected to boost investors’ confidence by arresting the speculative forces which work immediately after the listing and thus results in short-term volatility in post listing price. The amendments carried out in SEBI (DIP) guidelines in this regard, have been detailed under this section in the Annexure. Section D Review of disclosure requirements in the offer documents The existing disclosure requirements in the offer documents are reviewed on an ongoing basis by SEBI and based on the review, the amendments are carried out in SEBI (DIP) guidelines. The amendments under this section interalia include full disclosure about the promoters including their photograph, PAN number etc, classification of risk factors, use of standard financial units etc. Details of the amendments are given under this section in the Annexure. SECURITIES AND EXCHANGE BOARD OF INDIACORPORATION FINANCE DEPARTMENTDIVISION OF ISSUES & LISTINGMittal Court, ‘A’ Wing, Ground Floor Nariman Point, MUMBAI - 400 021. TEL NO. : 22850451- 56/ 22880962-70 FAX NO. :2204 5633 SEBI/CFD/DIL/ DIP/ Circular No 11 August 14, 2003 Section E Review of requirements pertaining to issue of Debt Instruments SEBI has reviewed the role of debenture trustees and also the provisions pertaining to issue of debt instruments in SEBI (DIP) guidelines 2000. The amendments under this section inter-alia include prohibition on a willful defaulter to make a debt issue, requirement of investment grade credit rating for making a debt issue, relaxation in the existing provisions of promoters contribution in IPO of debt issue etc. The amendments have been carried out at relevant places in SEBI (DIP) Guidelines, 2000, details of which are given under this section in the Annexure. Section F Modifications pursuant to amendments carried out on 30/06/2003, in SEBI (Employee Stock Option and Employee Stock Purchase Scheme) Guidelines, 1999 Amendments carried out in SEBI (Employee Stock Option Scheme & Employee Stock Purchase Scheme) Guidelines, 1999 on June 30, 2003 have necessitated certain amendments in SEBI (DIP) Guidelines, 2000. The amendments are mainly about relaxation in the provisions of lock-in for the pre-IPO shares held by employees, which were issued under employee stock Option or employee stock purchase scheme of the issuer company before the IPO, inclusion of provision of existing clauses of SEBI (ESOP & ESPS) guidelines in SEBI (DIP) guidelines 2000. Details of these amendments are given under this section in the Annexure. Section G Amendments pursuant to withdrawal of the concept of Regional Stock Exchange by Ministry of Finance (MOF), Govt. of India, vide its circular dated 23/4/2003. On April 23, 2003, Ministry of Finance (MOF) issued a circular thereby withdrawing the concept of regional stock exchange. Pursuant to the aforesaid circular, amendments have been carried out in SEBI (DIP) guidelines 2000 at the relevant places. Details of the amendments are given under this section in the Annexure. The companies have been given flexibility to choose a Stock Exchange (defined as a Designated Stock Exchange in the guidelines) for a particular issue made under these guidelines. It is hereby clarified that for subsequent issues, the company has a freedom to choose some other stock Exchange as a Designated Stock Exchange. Section H Review of Operational/Procedural Requirements SEBI has reviewed the operational/procedural requirements specified in SEBI (DIP) 2000, Guidelines with an objective to streamline the same further. The amendments under this section interalia include reducing the validity period of SEBI’s observation letter to 6 months from 365 days, demarking the responsibilities of lead managers, defining associate etc. Details of the amendments are given under this section in the Annexure. Section I Miscellaneous Amendments This section contains amendments to various other provisions of SEBI (DIP) Guidelines, 2000. Details of the amendments are given under this section in the Annexure. These amendments of the Guidelines shall come into force with immediate effect and shall be applicable to all Public Issue/Rights Issue/Offer for Sale for which observations have not been issued by SEBI till date. You are directed to ensure compliance with the provisions of SEBI (DIP) guidelines 2000. This circular alongwith the annexure is available in SEBI website at www.sebi.gov.in. Full text of SEBI (DIP) guidelines 2000 including the amendments issued vide this circular is also available in SEBI’s web site under Primary Market Section. Yours sincerely, Neelam Bhardwaj (Deputy General Manager) ANNEXURE Section A –Review of Eligibility Norms 1 The existing Clause 2.0 shall be substituted by the following: “2.0 Conditions for issue of securities The companies issuing securities offered through an offer document, shall, satisfy the following at the time of filing draft offer document with SEBI and also at the time of filing the final offer document with the Registrar of Companies./ Designated Stock Exchange ”. 2 The existing Clause 2.2 shall be substituted by the following: “2.2 Initial Public Offerings by unlisted companies” 3 The existing Clause 2.2.1 shall be substituted by the following, namely: “2.2.1 An unlisted company may make an initial public offering (IPO) of equity shares or any other security which may be converted into or exchanged with equity shares at a later date, only if it meets all the following conditions: (a)The company has net tangible assets of at least Rs. 3 crore in each of the preceding 3 full years (of 12 months each), of which not more than 50% is held in monetary assets: Provided that if more than 50% of the net tangible assets are held in monetary assets, the company has made firm commitments to deploy such excess monetary assets in its business/project; (b)The company has a track record of distributable profits in terms of section 205 of the Companies Act, 1956, for at least three (3) out of immediately preceding five (5) years; Provided further that extra ordinary items shall not be considered for calculating distributable profits in terms of Section 205 of Companies Act, 1956.” (c)The company has a net worth of at least Rs. 1 crore in each of the preceding 3 full years (of 12 months each); (d)In case the company has changed its name within the last one year, atleast 50% of the revenue for the preceding 1 full year is earned by the company from the activity suggested by the new name; and (e)The aggregate of the proposed issue and all previous issues made in the same financial year in terms of size (i.e. offer through offer document + firm allotment + promoters’ contribution through the offer document), does not exceed five (5) times its pre-issue networth as per the audited balance sheet of the last financial year.” 4 The existing Clause 2.2.2 shall be substituted by the following: “2.2.2 An unlisted company not complying with any of the conditions specified in Clause 2.2.1: may make an initial public offering (IPO) of equity shares or any other security which may be converted into or exchanged with equity shares at a later date, only if it meets both the conditions (a) and (b) given below: (a)(i)The issue is made through the book-building process, with at least 50% of the issue size being allotted to the Qualified Institutional Buyers (QIBs), failing which the full subscription monies shall be refunded. OR(a)(ii)The “project” has at least 15% participation by Financial Institutions/ Scheduled Commercial Banks, of which at least 10% comes from the appraiser(s). In addition to this, at least 10% of the issue size shall be allotted to QIBs, failing which the full subscription monies shall be refunded AND(b)(i) The minimum post-issue face value capital of the company shall be Rs. 10 crore OR(b)(ii) There shall be a compulsory market-making for at least 2 years from the date of listing of the shares subject to the followings. Market makers undertake to offer buy and sell quotes for a minimum depth of 300 shares; Market makers undertake to ensure that the bid-ask spread (difference between quotations for sale and purchase) for their quotes shall not at any time exceed 10%: The inventory of the market makers on each of such stock exchanges, as on the date of allotment of securities, shall be at least 5% of the proposed issue of the company . 5 After clause 2.2.2, the following clauses 2.2.2A and 2.2.2B shall be inserted: “2.2.2A An unlisted public company shall not make an allotment pursuant to a public issue or offer for sale of equity shares or any security convertible into equity shares unless in addition to satisfying the conditions mentioned in Clause 2.2.1 or 2.2.2 as the case may be, the prospective allottees are not less than one thousand (1000) in number.” “2.2.2B For the purposes of clauses 2.2.1 and 2.2.2 above: (i) ‘Net tangible assets’ shall mean the sum of all net assets of the company, excluding ‘intangible assets’, as defined in Accounting Standard 26 (AS 26) issued by the Institute of Chartered Accountants of India. (ii) “Project” means the object for which the monies proposed to be raised to cover the objects of the issue. (iii) In case of partnership firms which have since been converted into companies, the track record of distributable profits of the firm shall be considered only if the financial statements of the partnership business for the said years conform to and are revised in the format prescribed for companies under the Companies Act, 1956 and also comply with the following: a. adequate disclosures are made in the financial statements as required to be made by the companies as per Schedule VI of the Companies Act, 1956; b. the financial statements shall be duly certified by a Chartered Accountant stating that: I. the accounts as revised or otherwise and the disclosures made are in accordance with the provisions of Schedule VI of the Companies Act, 1956; and II. the accounting standards of the Institute of Chartered Accountants of India(ICAI) have been followed and that the financial statements present a true and fair picture of the firm’s accounts. (iv) In case of an unlisted company formed out of a division of an existing company, the track record of distributable profits of the division spun off shall be considered only if the requirements regarding financial statements as specified for partnership firms in sub-clause (iv) above are complied with. (v) ‘Qualified Institutional Buyer’ shall mean: a. public financial institution as defined in section 4A of the Companies Act, 1956; b. scheduled commercial banks; c. mutual funds; d. foreign institutional investor registered with SEBI; e. multilateral and bilateral development financial institutions; f. venture capital funds registered with SEBI. g. foreign Venture capital investors registered with SEBI. h. state Industrial Development Corporations. i. insurance Companies registered with the Insurance Regulatory and Development Authority (IRDA). j. provident Funds with minimum corpus of Rs. 25 crores k. pension Funds with minimum corpus of Rs. 25 crores 6. Clause 2.2.3.1 shall be substituted by the following: “2.2.3.1 An offer for sale shall not be made of equity shares of a company or any other security which may be converted into or exchanged with equity shares of the company at a later date, unless the conditions laid down in clause 2.2.1 or 2.2.2, as the case may be and in clause 2.2.2A , are satisfied.” 7. Clause 2.3.1 shall be substituted by the following: “2.3.1 A listed company shall be eligible to make a public issue of equity shares or any other security which may be converted into or exchanged with equity shares at a later date. Provided that the aggregate of the proposed issue and all previous issues made in the same financial year in terms of size (i.e. offer through offer document + firm allotment + promoters’ contribution through the offer document), issue size does not exceed 5 times its pre-issue networth as per the audited balance sheet of the last financial year. Provided that in case there is a change in the name of the issuer company within the last 1 year (reckoned from the date of filing of the offer document), the revenue accounted for by the activity suggested by the new name is not less than 50% of its total revenue in the preceding 1 full-year period 8 The existing Clause 2.3.2 shall be substituted by the following: “2.3.2 A listed company which does not fulfill the conditions given in the provisos to Clause 2.3.1 above, shall be eligible to make a public issue subject to complying with the conditions specified in Clause 2.2.2” 9 The existing Clauses 2.3.3 shall be deleted 10 In existing clause 2.4.1, in sub-clause (iii), sub-clause (a) shall be substituted by the following: “(a) whose project has been appraised by a Public Financial Institution (PFI) or Infrastructure Development Finance Corporation (IDFC) or Infrastructure Leasing and Financing Services Ltd. (IL&FS) or a bank which was earlier a PFI; and,” 11 The existing Clause 2.5.1 shall be substituted by the following: “2.5.1 A No issuer company shall make a public issue or rights issue of debt instruments (whether convertible or not), unless the following conditions are also satisfied, as on date of filing of draft offer document with SEBI and also on the date of filing a final offer document with ROC/ Designated Stock Exchange: (i) credit rating of not less than investment grade is obtained from not less than two credit rating agencies registered with SEBI and disclosed in the offer document. (ii)The company is not in the list of willful defaulters of RBI (iii)The company is not in default of payment of interest or repayment of principal in respect of debentures issued to the public,if any, for a period of more than 6 months. 2.5.1B An issuer company shall not make an allotment of non-convertible debt instrument pursuant to a public issue if the proposed allottees are less than fifty (50) in number. In such a case the company shall forthwith refund the entire subscription amount received. If there is a delay beyond 8 days after the company becomes liable to pay the amount, the company shall pay interest @15% p.a to the investors” 12 The existing Clause 2.5.2 shall be substituted by the following: “2.5.2Where credit ratings are obtained from more than two credit rating agencies, all the credit rating/s, including the unaccepted credit ratings, shall be disclosed” 13 The existing Clause 2.5.3 shall be deleted 14 After Clause 2.7, a new Clause 2.8 shall be added as following: “2.8 Means of Finance – No company shall make a public or rights issue of securities unless firm arrangements of finance through verifiable means towards 75% of the stated means of finance , excluding the amount to be raised through proposed Public/Rights issue, have been made.” Section B – Review of Book Building guidelines 1. In clause 11.3.1, new sub-clauses (iv)(a) &(iv)(b) shall be inserted after the existing sub-clause (iv) as follows: “(iv)(a) The issuer company shall enter into an agreement with one or more of the Stock Exchange(s) which have the requisite system of on-line offer of securities. The agreement shall specify inter-alia, the rights, duties, responsibilities and obligations of the company and stock exchange (s) inter se. The agreement may also provide for a dispute resolution mechanism between the company and the stock exchange. (iv)(b) The company may apply for listing of its securities on an exchange other than the exchange through which it offers its securities to public through the on-line system” 2 In clause 11.3.1, new sub-clause (vii)(a), (vii)(b), vii(c) & vii(d) shall be inserted after existing sub-clause (vii) as follows: “(vii)(a)The Book Runner(s)/syndicate members shall appoint brokers of the exchange, who are registered with SEBI, for the purpose of accepting bids, applications and placing orders with the company and ensure that the brokers so appointed are financially capable of honouring their commitments arising out of defaults of their clients/investors, if any. (vii)(b)For the purposes of this Chapter, the brokers, so appointed accepting applications and application monies, shall be considered as ‘bidding/collection centres’. (vii)(c)The broker/s so appointed, shall collect the money from his/their client for every order placed by him/them and in case the client/investors fails to pay for shares allocated as per the Guidelines, the broker shall pay such amount. (vii)(d) The company shall pay to the broker/s a commission/fee for the services rendered by him/them. The exchange shall ensure that the broker does not levy a service fee on his clients/investors in lieu of his services.” 3 In clause 11.3.1, the existing sub-clause (viii)(a) shall be substituted by the following: “(viii-a) The red herring prospectus shall disclose, either the floor price of the securities offered through it or a price band along with the range within which the price can move, if any”. 4 In clause 11.3.1, after sub-clause (viii)(a), a new sub-clause (viii)(b) shall be inserted as follows: “(viii-b) In case the red herring prospectus discloses the price band, the lead book runner shall ensure compliance with the following conditions: (a) The cap of the price band should not be more than 20% of the floor of the band; i.e cap of the price band shall be less than or equal to 120% of the floor of the price band (b) The price band can be revised during the bidding period in which case the maximum revision on either side shall not exceed 20% i.e floor of price band can move up or down to the extent of 20% of floor of the price band disclosed in the red herring prospectus and the cap of the revised price band will be fixed in accordance with Clause (a) above; (c) Any revision in the price band shall be widely disseminated by informing the stock exchanges, by issuing press release and also indicating the change on the relevant website and the terminals of the syndicate members. (d) In case the price band is revised, the bidding period shall be extended for a further period of three days, subject to the total bidding period not exceeding thirteen days. (e) The manner in which the shortfall, if any, in the project financing, arising on account of lowering of price band to the extent of 20% will be met shall be disclosed in the red herring prospectus. It shall also be disclosed that the allotment shall not be made unless the financing is tied up.” 5 In clause 11.3.1, the existing sub-clause (xi)(a) shall be substituted by the following: “(xi)(a)The issuer company shall after receiving the final observations, if any, on the offer document from the Board, make an advertisement in an English National daily with wide circulation, one Hindi National newspaper and a Regional language newspaper with wide circulation at the place where the registered office of the Issuer company is situated, containing the salient features of the final offer document as specified in Form 2A of the Companies Act circulated along with the application form. The advertisement in addition to other required information, shall also contain the following: i. the date of opening and closing of the issue ii. the method and process of application and allotment iii. the names, addresses and the telephone numbers of the stock brokers and centres for bidding.” 6 In clause 11.3.1, the existing sub-clause (xi)(a) shall be substituted by the following: “(xi)(b)The issuer company shall circulate the application forms to the Brokers” 7 In clause 11.3.1, the existing sub-clause (xvii)(a) & (xvii)(b) shall be substituted by the following: “(xvii)(a) The broker may collect an amount to the extent of 100% of the application money as margin money from the clients/investors before he places an order on their behalf. The margin collected from categories other than Qualified Institutional Buyers shall be uniform across the book runner (s)/syndicate members, for each such category (xvii)(b) Bids for securities beyond the investment limit prescribed under relevant laws shall not be accepted by the syndicate members/brokers from any category of clients/investors” 8. In clause 11.3.2, the existing sub-clause (i) shall be substituted by the following: “(i)The particulars of syndicate members, brokers, registrars, bankers to the issue, etc.” 9 In clause 11.3.2, the existing sub-clause (iii) shall be substituted by the following: “(iii)The following accounting ratios shall be given under the basis for issue price for each of the accounting periods for which the financial information is given: 1. EPS, pre-issue, for the last three years (as adjusted for changes in capital). 2. P/E pre-issue 3. Average return on net-worth in the last three years. 4. Net-Asset value per share based on last balance sheet. 5 Comparison of all the accounting ratios of the issuer company as mentioned above with the industry average and with the accounting ratios of the peer group ( i.e companies of comparable size in the same industry.( Indicate the source from which industry average and accounting ratios of the peer group has been taken) 6. The accounting ratios disclosed in the offer document shall be calculated after giving effect to the consequent increase of capital on account of compulsory conversions outstanding, as well as on the assumption that the options outstanding, if any, to subscribe for additional capital shall be exercised.” 10 The existing proviso to sub-clause (i) of Clause 11.3.3 shall be substituted by the following: “Provided that nothing contained in sub-clause (i) shall apply to 50% of the net offer to the public, mandatorily to be allotted to the Qualified Institutional Buyers under proviso to clause 2.2.2 or clause 2.3.2 of these guidelines, in case the company is making an issue of securities under clause 2.2.2 or clause 2.3.2, as the case may be ” 11 In Clause 11.3.4.1, (i)The existing sub-clause (i) shall be substituted by the following: “(i) Bid shall be open for atleast 5 days and not more than 10 days, which may be extended to a maximum of 13 days in case the price band is revised in accordance with clause 11.3.1.” (ii) The existing sub-clause (vi) shall be substituted by the following: “(vi) Individual as well as qualified institutional buyers shall place their bids only through the ‘brokers’ who shall have the right to vet the bids. The applicant shall enclose the proof of DP ID and Client ID along with the application, while making bid” (iii) New sub-clauses (vi)(a), (vi)(b), (vi)(c)_& (vi)(d) shall be inserted after the existing sub-clause (vi) as follows: “(vi)(a)During the period the issue is open to the public for bidding, the applicants may approach the brokers of the stock exchange/s through which the securities are offered under on-line system, to place an order for bidding to the securities. Every broker shall accept orders from all clients/investors who place orders through him (vi)(b)The broker shall collect the client registration form duly filled up and signed from the applicants before placing the order in the system as per "Know your client rule" as specified by SEBI and as may be modified from time to time. (vi)(c)The broker shall, thereafter, enter the buy order in the system, on behalf of the clients and enter important details including the name, address, telephone number, and category of the applicant, the number of shares applied for, amount paid, beneficiary ID, DP code and Bid-cum Application Form number, Bid price, etc., and give an order number/order confirmation slip to the investor. (vi)(d)The broker shall open a separate bank account [Escrow Account] with the clearing house bank for primary market issues and the amount collected by the broker from his clients/investors as margin money shall be deposited in this account” (iv) The existing sub-clause(vii) shall be substituted by the following: “(vii) The investors shall have the right to revise their bids provided that Qualified Institutional Buyers shall not be allowed to withdraw their bids after the closure of the bidding”. (v)after sub-clause (ix),a new sub-clauses (x) & (xi) shall be inserted as following “(x) The identities of the Qualified Institutional Buyers making the bidding, shall not be made public (xi) The Stock exchange shall, by the end of each day while the issue is open for subscription, send the order data to the Registrar to the Issue and Lead Managers / Book Runners. This data shall consist of only valid orders (excluding those that are cancelled). On the date of closure of the issue, the final status of orders received shall be sent to the Registrar to the issue and Lead Managers / Book Runners” ”. 12 In clause 11.3.5 the existing sub-clause (i) shall be substituted by the following: “(i) In case an issuer company makes an issue of 100% of the net offer to public through 100% book building process - a) not less than 25% of the net offer to the public shall be available for allocation to retail individual investors ; b) not less than 25% of the net offer to the public shall be available for allocation to non institutional investors i.e. investors other than retail individual investors and Qualified Institutional Buyers; c) not more than 50% of the net offer to the public shall be available for allocation to Qualified Institutional Buyers. Provided that, 50% of the issue size shall be mandatorily allotted to the Qualified Institutional Buyers, in case the issuer company is making a public issue under Clause 2.2.2 and 2.3.2of these guidelines” 13 In clause 11.3.5 the existing sub-clause (ii) shall be substituted by the following: “(ii)In case an issuer company makes an issue of 75% of the net offer to public through book building process and 25% at the price determined through book building - a. in the book built portion, not less than 25% of the net offer to the public, shall be available for allocation to non Qualified Institutional Buyers and not more than 50% of the net offer to the public shall be available for allocation to Qualified Institutional Buyers. b. the balance 25% of the net offer to the public, offered at a price determined through book building, shall be available only to retail individual investors who have either not participated or have not received any allocation, in the book built portion." Provided that, 50% of the issue size shall be mandatorily allotted to the Qualified Institutional Buyers, in case the issuer company is making a public issue under Clause 2.2.2 and 2.3.2of these guidelines” 14 In clause 11.3.5, the existing sub-clause (vi) shall be substituted by the following: “(vi) After finalisation of basis of allocation, the Registrar to the Issue/company shall send the computer file containing the allocation details i.e. the allocation numbers, allocated quantity of successful applicants, etc. along with broker-wise funds pay-in obligation, to the Broker to the Issue and the stock exchange (s).” 15 In clause 11.3.5, the existing sub-clause (vii) shall be substituted by the following: ”(vii)The Company, Lead Manager / Book Runner shall announce the pay-in day and intimate the same to Brokers and stock exchange. It shall be responsibility of the broker to deposit the amount in the Escrow Account to the extent of allocation to his clients on the pay-in date”. 16 In clause 11.3.5, the existing sub-clause (viii) shall be substituted by the following: “(viii) On receipt of the basis of allocation data, the brokers shall immediately intimate the fact of allocation to their client /applicant. The broker shall ensure that each successful client/applicant pays submits the duly filled-in and signed application form to him along with the amount payable towards the application money by the pay-in date. Amount already paid by the applicant as margin money shall be adjusted towards the total allocation money payable. The broker shall, thereafter, hand over the application forms of the successful applicants who have paid the application money, to the exchange, which shall submit the same to the Registrar to Issue/company for their records.” 17 In clause 11.3.5, the existing sub-clause (ix) shall be substituted by the following “(ix) The broker shall refund the margin money collected earlier, within 3 days of receipt of basis of allocation, to the applicants who did not receive allocation. “ 16 In clause 11.3.5, after the existing sub-clause (ix), new sub-clauses(x) – (xxiii) shall be inserted as follows: “(x) The brokers shall give details of the amount received from each client/investors and the names of clients/investors who have not paid the application money to Registrar / Book Runner the exchange. The brokers shall also give soft copy of this data to the exchange. (xi) In the event of the successful applicants failing to pay the application money, the broker through whom such client placed orders, shall bring in the funds to the extent of the client’s default. If the broker does not bring in the funds, he shall be declared as a defaulter by the stock exchange and action as prescribed under the Bye-Laws of the stock exchange shall be initiated against him. In such an event, the Book Runners in case of issues through book building process, who have underwritten the issue, shall bring-in the shortfall. (xii) On pay-in date, the clearing house shall, without any instruction from the broker, debit the escrow account of each broker to the extent of allocation made to his clients/investors and credit the amount so collected from each broker to the ‘Issue Account’.” (xiii) The concerned Exchange shall not use the Settlement/Trade Guarantee Fund of the Exchange for honoring brokers commitments in case of failure of broker to bring in the funds. (xiv) The broker shall open an ‘Escrow Securities Account’ with any depository for the purpose of receiving credit of securities on behalf of the clients. (xv) On payment and receipt of the sum payable on application for the amount towards minimum subscription, the company shall allot the shares to the applicants as per these Guidelines. (xvi)After the allotment, the Registrar to the issue shall post the share certificates to the investors or, instruct the depository to credit the Escrow Securities Account of each Broker, as the case may be. . (xvii) On receipt of the credit of securities to the Escrow Securities Account, the Broker shall transfer the shares to the clients’/applicants’ depository account, after receipt of confirmation of full payment from the clients/applicants. For this purpose broker shall be considered as Agent of the client/applicant. Broker shall confirm to the Book-runner/Registrar to the issue that shares have been credited to the account of clients /applicants not later than the day of commencement of trading, in case full payment had been received. (xviii) Any cases of dispute, amongst the broker and the clients, would be referred to arbitration as per the by-laws / regulationsarsarSEBI (Employee Stock Option and Employee Stock Purchase Scheme) Guidelines, 1999 1. The existing Clause 4.14.2 shall be substituted by the following,- “4.14.2.Clause 4.14.1 shall not be applicable to i. pre-issue share capital held by Venture Capital Funds and Foreign Venture Capital Investors registered with the Board. However, the same shall be locked-in as per the provisions of the SEBI (Venture Capital Funds) Regulationsemployee stockemployee stockpurchase schemesarsary for true, fair and adequate disclosures in the draft prospectus / letter of offer (to give details). 23. True copy of the Board resolution passed by the issuer authorising a representative of the Registrar to act on its behalf in relation to handling of stockinvests. PLACE: LEAD MERCHANT BANKER (S) TO THE ISSUE WITH HIS / THEIR SEAL (S) DATE: 17 The existing Schedule XVI shall be substituted by the following: “SCHEDULE XVI (Clause 7.2.1) POST ISSUE MONITORING REPORTS PUBLIC ISSUE SUBSCRIPTION STATUS : (SUBSCRIBED / UNDERSUBSCRIBED) 3-DAY MONITORING REPORT (RESPONSIBILITY: POST ISSUE LEAD MERCHANT BANKER) 1. Name of the Issuer Company : 2. Issue opening date : 3. Earliest closing date : 4. Actual closing date : 5. Date of filing prospectus with RoC : 6. Issue Details (as per the prospectus) 6.1 Nature of instrument : (Equity/FCD/PCD/NCD/Others, Etc.) 6.2 Offer price per instrument for different categories : 6.3 Amt. per instrument on application for different categories : 6.4 Issue Size : (Rs lakhs) (a) Promoters' contribution : (a)(i) Date of submission of auditors' certificate to SEBI for receipt of promoters' contribution : (b) Amount through offer document : (including reserved categories and net public offer) (b) (i) Reserved Category Amount reserved (Rs lakhs) Firm basis Competitive basis |
| Aug 14, 2003 | Amendments to the SEBI (Disclosure and Investor Protection) Guidelines 2000 | cap, small-cap new entrepreneurs to the primary market without exposing the public to undue risk, to maintain quality of issuer companies and also to keep fly by night issuers at bay. Accordingly amendments to SEBI(DIP) guidelines have been carried out . The amendments inter-alia include introduction of Net Tangible Assets and minimum number of allottees as additional criterion, appraisal route as an alternative to the mandatory book building route etc. Details of the amendments are given under this section in the Annexure. Section B Review of Book Building guidelines Book building is a facility given to issuer companies and merchant bankers to ascertain the demand and indicative price before the actual opening of the issue. SEBI has been reviewing the existing book building guideline on an ongoing basis, to make price discovery process more realistic, immune from artificial demand and more responsive to the market demand. The companies have now been given a flexibility of indicating a movable price band or a fixed floor price in Red Herring prospectus, definition of QIBs has been enlarged to include Insurance companies, Provident and Pension funds with minimum corpus of Rs. 25 crores. Further operational guidelines are amended thus shortening the interregnum between the closure of issue and listing/ trading of securities to T+6 ( T stands for date of closure of issue) Details of the amendments carried out at relevant places in SEBI (DIP) Guidelines, 2000, are given under this section in the Annexure. Section C Introduction of Green Shoe Option Green Shoe option means an option of allocating shares in excess of the shares included in the public issue. It is extensively used in international IPOs as stabilization tool for post listing price of the newly issued shares. It is being introduced in the Indian Capital Market in the initial public offerings using book building method. It is expected to boost investors’ confidence by arresting the speculative forces which work immediately after the listing and thus results in short-term volatility in post listing price. The amendments carried out in SEBI (DIP) guidelines in this regard, have been detailed under this section in the Annexure. Section D Review of disclosure requirements in the offer documents The existing disclosure requirements in the offer documents are reviewed on an ongoing basis by SEBI and based on the review, the amendments are carried out in SEBI (DIP) guidelines. The amendments under this section interalia include full disclosure about the promoters including their photograph, PAN number etc, classification of risk factors, use of standard financial units etc. Details of the amendments are given under this section in the Annexure. SECURITIES AND EXCHANGE BOARD OF INDIACORPORATION FINANCE DEPARTMENTDIVISION OF ISSUES & LISTINGMittal Court, ‘A’ Wing, Ground Floor Nariman Point, MUMBAI - 400 021. TEL NO. : 22850451- 56/ 22880962-70 FAX NO. :2204 5633 SEBI/CFD/DIL/ DIP/ Circular No 11 August 14, 2003 Section E Review of requirements pertaining to issue of Debt Instruments SEBI has reviewed the role of debenture trustees and also the provisions pertaining to issue of debt instruments in SEBI (DIP) guidelines 2000. The amendments under this section inter-alia include prohibition on a willful defaulter to make a debt issue, requirement of investment grade credit rating for making a debt issue, relaxation in the existing provisions of promoters contribution in IPO of debt issue etc. The amendments have been carried out at relevant places in SEBI (DIP) Guidelines, 2000, details of which are given under this section in the Annexure. Section F Modifications pursuant to amendments carried out on 30/06/2003, in SEBI (Employee Stock Option and Employee Stock Purchase Scheme) Guidelines, 1999 Amendments carried out in SEBI (Employee Stock Option Scheme & Employee Stock Purchase Scheme) Guidelines, 1999 on June 30, 2003 have necessitated certain amendments in SEBI (DIP) Guidelines, 2000. The amendments are mainly about relaxation in the provisions of lock-in for the pre-IPO shares held by employees, which were issued under employee stock Option or employee stock purchase scheme of the issuer company before the IPO, inclusion of provision of existing clauses of SEBI (ESOP & ESPS) guidelines in SEBI (DIP) guidelines 2000. Details of these amendments are given under this section in the Annexure. Section G Amendments pursuant to withdrawal of the concept of Regional Stock Exchange by Ministry of Finance (MOF), Govt. of India, vide its circular dated 23/4/2003. On April 23, 2003, Ministry of Finance (MOF) issued a circular thereby withdrawing the concept of regional stock exchange. Pursuant to the aforesaid circular, amendments have been carried out in SEBI (DIP) guidelines 2000 at the relevant places. Details of the amendments are given under this section in the Annexure. The companies have been given flexibility to choose a Stock Exchange (defined as a Designated Stock Exchange in the guidelines) for a particular issue made under these guidelines. It is hereby clarified that for subsequent issues, the company has a freedom to choose some other stock Exchange as a Designated Stock Exchange. Section H Review of Operational/Procedural Requirements SEBI has reviewed the operational/procedural requirements specified in SEBI (DIP) 2000, Guidelines with an objective to streamline the same further. The amendments under this section interalia include reducing the validity period of SEBI’s observation letter to 6 months from 365 days, demarking the responsibilities of lead managers, defining associate etc. Details of the amendments are given under this section in the Annexure. Section I Miscellaneous Amendments This section contains amendments to various other provisions of SEBI (DIP) Guidelines, 2000. Details of the amendments are given under this section in the Annexure. These amendments of the Guidelines shall come into force with immediate effect and shall be applicable to all Public Issue/Rights Issue/Offer for Sale for which observations have not been issued by SEBI till date. You are directed to ensure compliance with the provisions of SEBI (DIP) guidelines 2000. This circular alongwith the annexure is available in SEBI website at www.sebi.gov.in. Full text of SEBI (DIP) guidelines 2000 including the amendments issued vide this circular is also available in SEBI’s web site under Primary Market Section. Yours sincerely, Neelam Bhardwaj (Deputy General Manager) ANNEXURE Section A –Review of Eligibility Norms 1 The existing Clause 2.0 shall be substituted by the following: “2.0 Conditions for issue of securities The companies issuing securities offered through an offer document, shall, satisfy the following at the time of filing draft offer document with SEBI and also at the time of filing the final offer document with the Registrar of Companies./ Designated Stock Exchange ”. 2 The existing Clause 2.2 shall be substituted by the following: “2.2 Initial Public Offerings by unlisted companies” 3 The existing Clause 2.2.1 shall be substituted by the following, namely: “2.2.1 An unlisted company may make an initial public offering (IPO) of equity shares or any other security which may be converted into or exchanged with equity shares at a later date, only if it meets all the following conditions: (a)The company has net tangible assets of at least Rs. 3 crore in each of the preceding 3 full years (of 12 months each), of which not more than 50% is held in monetary assets: Provided that if more than 50% of the net tangible assets are held in monetary assets, the company has made firm commitments to deploy such excess monetary assets in its business/project; (b)The company has a track record of distributable profits in terms of section 205 of the Companies Act, 1956, for at least three (3) out of immediately preceding five (5) years; Provided further that extra ordinary items shall not be considered for calculating distributable profits in terms of Section 205 of Companies Act, 1956.” (c)The company has a net worth of at least Rs. 1 crore in each of the preceding 3 full years (of 12 months each); (d)In case the company has changed its name within the last one year, atleast 50% of the revenue for the preceding 1 full year is earned by the company from the activity suggested by the new name; and (e)The aggregate of the proposed issue and all previous issues made in the same financial year in terms of size (i.e. offer through offer document + firm allotment + promoters’ contribution through the offer document), does not exceed five (5) times its pre-issue networth as per the audited balance sheet of the last financial year.” 4 The existing Clause 2.2.2 shall be substituted by the following: “2.2.2 An unlisted company not complying with any of the conditions specified in Clause 2.2.1: may make an initial public offering (IPO) of equity shares or any other security which may be converted into or exchanged with equity shares at a later date, only if it meets both the conditions (a) and (b) given below: (a)(i)The issue is made through the book-building process, with at least 50% of the issue size being allotted to the Qualified Institutional Buyers (QIBs), failing which the full subscription monies shall be refunded. OR(a)(ii)The “project” has at least 15% participation by Financial Institutions/ Scheduled Commercial Banks, of which at least 10% comes from the appraiser(s). In addition to this, at least 10% of the issue size shall be allotted to QIBs, failing which the full subscription monies shall be refunded AND(b)(i) The minimum post-issue face value capital of the company shall be Rs. 10 crore OR(b)(ii) There shall be a compulsory market-making for at least 2 years from the date of listing of the shares subject to the followings. Market makers undertake to offer buy and sell quotes for a minimum depth of 300 shares; Market makers undertake to ensure that the bid-ask spread (difference between quotations for sale and purchase) for their quotes shall not at any time exceed 10%: The inventory of the market makers on each of such stock exchanges, as on the date of allotment of securities, shall be at least 5% of the proposed issue of the company . 5 After clause 2.2.2, the following clauses 2.2.2A and 2.2.2B shall be inserted: “2.2.2A An unlisted public company shall not make an allotment pursuant to a public issue or offer for sale of equity shares or any security convertible into equity shares unless in addition to satisfying the conditions mentioned in Clause 2.2.1 or 2.2.2 as the case may be, the prospective allottees are not less than one thousand (1000) in number.” “2.2.2B For the purposes of clauses 2.2.1 and 2.2.2 above: (i) ‘Net tangible assets’ shall mean the sum of all net assets of the company, excluding ‘intangible assets’, as defined in Accounting Standard 26 (AS 26) issued by the Institute of Chartered Accountants of India. (ii) “Project” means the object for which the monies proposed to be raised to cover the objects of the issue. (iii) In case of partnership firms which have since been converted into companies, the track record of distributable profits of the firm shall be considered only if the financial statements of the partnership business for the said years conform to and are revised in the format prescribed for companies under the Companies Act, 1956 and also comply with the following: a. adequate disclosures are made in the financial statements as required to be made by the companies as per Schedule VI of the Companies Act, 1956; b. the financial statements shall be duly certified by a Chartered Accountant stating that: I. the accounts as revised or otherwise and the disclosures made are in accordance with the provisions of Schedule VI of the Companies Act, 1956; and II. the accounting standards of the Institute of Chartered Accountants of India(ICAI) have been followed and that the financial statements present a true and fair picture of the firm’s accounts. (iv) In case of an unlisted company formed out of a division of an existing company, the track record of distributable profits of the division spun off shall be considered only if the requirements regarding financial statements as specified for partnership firms in sub-clause (iv) above are complied with. (v) ‘Qualified Institutional Buyer’ shall mean: a. public financial institution as defined in section 4A of the Companies Act, 1956; b. scheduled commercial banks; c. mutual funds; d. foreign institutional investor registered with SEBI; e. multilateral and bilateral development financial institutions; f. venture capital funds registered with SEBI. g. foreign Venture capital investors registered with SEBI. h. state Industrial Development Corporations. i. insurance Companies registered with the Insurance Regulatory and Development Authority (IRDA). j. provident Funds with minimum corpus of Rs. 25 crores k. pension Funds with minimum corpus of Rs. 25 crores 6. Clause 2.2.3.1 shall be substituted by the following: “2.2.3.1 An offer for sale shall not be made of equity shares of a company or any other security which may be converted into or exchanged with equity shares of the company at a later date, unless the conditions laid down in clause 2.2.1 or 2.2.2, as the case may be and in clause 2.2.2A , are satisfied.” 7. Clause 2.3.1 shall be substituted by the following: “2.3.1 A listed company shall be eligible to make a public issue of equity shares or any other security which may be converted into or exchanged with equity shares at a later date. Provided that the aggregate of the proposed issue and all previous issues made in the same financial year in terms of size (i.e. offer through offer document + firm allotment + promoters’ contribution through the offer document), issue size does not exceed 5 times its pre-issue networth as per the audited balance sheet of the last financial year. Provided that in case there is a change in the name of the issuer company within the last 1 year (reckoned from the date of filing of the offer document), the revenue accounted for by the activity suggested by the new name is not less than 50% of its total revenue in the preceding 1 full-year period 8 The existing Clause 2.3.2 shall be substituted by the following: “2.3.2 A listed company which does not fulfill the conditions given in the provisos to Clause 2.3.1 above, shall be eligible to make a public issue subject to complying with the conditions specified in Clause 2.2.2” 9 The existing Clauses 2.3.3 shall be deleted 10 In existing clause 2.4.1, in sub-clause (iii), sub-clause (a) shall be substituted by the following: “(a) whose project has been appraised by a Public Financial Institution (PFI) or Infrastructure Development Finance Corporation (IDFC) or Infrastructure Leasing and Financing Services Ltd. (IL&FS) or a bank which was earlier a PFI; and,” 11 The existing Clause 2.5.1 shall be substituted by the following: “2.5.1 A No issuer company shall make a public issue or rights issue of debt instruments (whether convertible or not), unless the following conditions are also satisfied, as on date of filing of draft offer document with SEBI and also on the date of filing a final offer document with ROC/ Designated Stock Exchange: (i) credit rating of not less than investment grade is obtained from not less than two credit rating agencies registered with SEBI and disclosed in the offer document. (ii)The company is not in the list of willful defaulters of RBI (iii)The company is not in default of payment of interest or repayment of principal in respect of debentures issued to the public,if any, for a period of more than 6 months. 2.5.1B An issuer company shall not make an allotment of non-convertible debt instrument pursuant to a public issue if the proposed allottees are less than fifty (50) in number. In such a case the company shall forthwith refund the entire subscription amount received. If there is a delay beyond 8 days after the company becomes liable to pay the amount, the company shall pay interest @15% p.a to the investors” 12 The existing Clause 2.5.2 shall be substituted by the following: “2.5.2Where credit ratings are obtained from more than two credit rating agencies, all the credit rating/s, including the unaccepted credit ratings, shall be disclosed” 13 The existing Clause 2.5.3 shall be deleted 14 After Clause 2.7, a new Clause 2.8 shall be added as following: “2.8 Means of Finance – No company shall make a public or rights issue of securities unless firm arrangements of finance through verifiable means towards 75% of the stated means of finance , excluding the amount to be raised through proposed Public/Rights issue, have been made.” Section B – Review of Book Building guidelines 1. In clause 11.3.1, new sub-clauses (iv)(a) &(iv)(b) shall be inserted after the existing sub-clause (iv) as follows: “(iv)(a) The issuer company shall enter into an agreement with one or more of the Stock Exchange(s) which have the requisite system of on-line offer of securities. The agreement shall specify inter-alia, the rights, duties, responsibilities and obligations of the company and stock exchange (s) inter se. The agreement may also provide for a dispute resolution mechanism between the company and the stock exchange. (iv)(b) The company may apply for listing of its securities on an exchange other than the exchange through which it offers its securities to public through the on-line system” 2 In clause 11.3.1, new sub-clause (vii)(a), (vii)(b), vii(c) & vii(d) shall be inserted after existing sub-clause (vii) as follows: “(vii)(a)The Book Runner(s)/syndicate members shall appoint brokers of the exchange, who are registered with SEBI, for the purpose of accepting bids, applications and placing orders with the company and ensure that the brokers so appointed are financially capable of honouring their commitments arising out of defaults of their clients/investors, if any. (vii)(b)For the purposes of this Chapter, the brokers, so appointed accepting applications and application monies, shall be considered as ‘bidding/collection centres’. (vii)(c)The broker/s so appointed, shall collect the money from his/their client for every order placed by him/them and in case the client/investors fails to pay for shares allocated as per the Guidelines, the broker shall pay such amount. (vii)(d) The company shall pay to the broker/s a commission/fee for the services rendered by him/them. The exchange shall ensure that the broker does not levy a service fee on his clients/investors in lieu of his services.” 3 In clause 11.3.1, the existing sub-clause (viii)(a) shall be substituted by the following: “(viii-a) The red herring prospectus shall disclose, either the floor price of the securities offered through it or a price band along with the range within which the price can move, if any”. 4 In clause 11.3.1, after sub-clause (viii)(a), a new sub-clause (viii)(b) shall be inserted as follows: “(viii-b) In case the red herring prospectus discloses the price band, the lead book runner shall ensure compliance with the following conditions: (a) The cap of the price band should not be more than 20% of the floor of the band; i.e cap of the price band shall be less than or equal to 120% of the floor of the price band (b) The price band can be revised during the bidding period in which case the maximum revision on either side shall not exceed 20% i.e floor of price band can move up or down to the extent of 20% of floor of the price band disclosed in the red herring prospectus and the cap of the revised price band will be fixed in accordance with Clause (a) above; (c) Any revision in the price band shall be widely disseminated by informing the stock exchanges, by issuing press release and also indicating the change on the relevant website and the terminals of the syndicate members. (d) In case the price band is revised, the bidding period shall be extended for a further period of three days, subject to the total bidding period not exceeding thirteen days. (e) The manner in which the shortfall, if any, in the project financing, arising on account of lowering of price band to the extent of 20% will be met shall be disclosed in the red herring prospectus. It shall also be disclosed that the allotment shall not be made unless the financing is tied up.” 5 In clause 11.3.1, the existing sub-clause (xi)(a) shall be substituted by the following: “(xi)(a)The issuer company shall after receiving the final observations, if any, on the offer document from the Board, make an advertisement in an English National daily with wide circulation, one Hindi National newspaper and a Regional language newspaper with wide circulation at the place where the registered office of the Issuer company is situated, containing the salient features of the final offer document as specified in Form 2A of the Companies Act circulated along with the application form. The advertisement in addition to other required information, shall also contain the following: i. the date of opening and closing of the issue ii. the method and process of application and allotment iii. the names, addresses and the telephone numbers of the stock brokers and centres for bidding.” 6 In clause 11.3.1, the existing sub-clause (xi)(a) shall be substituted by the following: “(xi)(b)The issuer company shall circulate the application forms to the Brokers” 7 In clause 11.3.1, the existing sub-clause (xvii)(a) & (xvii)(b) shall be substituted by the following: “(xvii)(a) The broker may collect an amount to the extent of 100% of the application money as margin money from the clients/investors before he places an order on their behalf. The margin collected from categories other than Qualified Institutional Buyers shall be uniform across the book runner (s)/syndicate members, for each such category (xvii)(b) Bids for securities beyond the investment limit prescribed under relevant laws shall not be accepted by the syndicate members/brokers from any category of clients/investors” 8. In clause 11.3.2, the existing sub-clause (i) shall be substituted by the following: “(i)The particulars of syndicate members, brokers, registrars, bankers to the issue, etc.” 9 In clause 11.3.2, the existing sub-clause (iii) shall be substituted by the following: “(iii)The following accounting ratios shall be given under the basis for issue price for each of the accounting periods for which the financial information is given: 1. EPS, pre-issue, for the last three years (as adjusted for changes in capital). 2. P/E pre-issue 3. Average return on net-worth in the last three years. 4. Net-Asset value per share based on last balance sheet. 5 Comparison of all the accounting ratios of the issuer company as mentioned above with the industry average and with the accounting ratios of the peer group ( i.e companies of comparable size in the same industry.( Indicate the source from which industry average and accounting ratios of the peer group has been taken) 6. The accounting ratios disclosed in the offer document shall be calculated after giving effect to the consequent increase of capital on account of compulsory conversions outstanding, as well as on the assumption that the options outstanding, if any, to subscribe for additional capital shall be exercised.” 10 The existing proviso to sub-clause (i) of Clause 11.3.3 shall be substituted by the following: “Provided that nothing contained in sub-clause (i) shall apply to 50% of the net offer to the public, mandatorily to be allotted to the Qualified Institutional Buyers under proviso to clause 2.2.2 or clause 2.3.2 of these guidelines, in case the company is making an issue of securities under clause 2.2.2 or clause 2.3.2, as the case may be ” 11 In Clause 11.3.4.1, (i)The existing sub-clause (i) shall be substituted by the following: “(i) Bid shall be open for atleast 5 days and not more than 10 days, which may be extended to a maximum of 13 days in case the price band is revised in accordance with clause 11.3.1.” (ii) The existing sub-clause (vi) shall be substituted by the following: “(vi) Individual as well as qualified institutional buyers shall place their bids only through the ‘brokers’ who shall have the right to vet the bids. The applicant shall enclose the proof of DP ID and Client ID along with the application, while making bid” (iii) New sub-clauses (vi)(a), (vi)(b), (vi)(c)_& (vi)(d) shall be inserted after the existing sub-clause (vi) as follows: “(vi)(a)During the period the issue is open to the public for bidding, the applicants may approach the brokers of the stock exchange/s through which the securities are offered under on-line system, to place an order for bidding to the securities. Every broker shall accept orders from all clients/investors who place orders through him (vi)(b)The broker shall collect the client registration form duly filled up and signed from the applicants before placing the order in the system as per "Know your client rule" as specified by SEBI and as may be modified from time to time. (vi)(c)The broker shall, thereafter, enter the buy order in the system, on behalf of the clients and enter important details including the name, address, telephone number, and category of the applicant, the number of shares applied for, amount paid, beneficiary ID, DP code and Bid-cum Application Form number, Bid price, etc., and give an order number/order confirmation slip to the investor. (vi)(d)The broker shall open a separate bank account [Escrow Account] with the clearing house bank for primary market issues and the amount collected by the broker from his clients/investors as margin money shall be deposited in this account” (iv) The existing sub-clause(vii) shall be substituted by the following: “(vii) The investors shall have the right to revise their bids provided that Qualified Institutional Buyers shall not be allowed to withdraw their bids after the closure of the bidding”. (v)after sub-clause (ix),a new sub-clauses (x) & (xi) shall be inserted as following “(x) The identities of the Qualified Institutional Buyers making the bidding, shall not be made public (xi) The Stock exchange shall, by the end of each day while the issue is open for subscription, send the order data to the Registrar to the Issue and Lead Managers / Book Runners. This data shall consist of only valid orders (excluding those that are cancelled). On the date of closure of the issue, the final status of orders received shall be sent to the Registrar to the issue and Lead Managers / Book Runners” ”. 12 In clause 11.3.5 the existing sub-clause (i) shall be substituted by the following: “(i) In case an issuer company makes an issue of 100% of the net offer to public through 100% book building process - a) not less than 25% of the net offer to the public shall be available for allocation to retail individual investors ; b) not less than 25% of the net offer to the public shall be available for allocation to non institutional investors i.e. investors other than retail individual investors and Qualified Institutional Buyers; c) not more than 50% of the net offer to the public shall be available for allocation to Qualified Institutional Buyers. Provided that, 50% of the issue size shall be mandatorily allotted to the Qualified Institutional Buyers, in case the issuer company is making a public issue under Clause 2.2.2 and 2.3.2of these guidelines” 13 In clause 11.3.5 the existing sub-clause (ii) shall be substituted by the following: “(ii)In case an issuer company makes an issue of 75% of the net offer to public through book building process and 25% at the price determined through book building - a. in the book built portion, not less than 25% of the net offer to the public, shall be available for allocation to non Qualified Institutional Buyers and not more than 50% of the net offer to the public shall be available for allocation to Qualified Institutional Buyers. b. the balance 25% of the net offer to the public, offered at a price determined through book building, shall be available only to retail individual investors who have either not participated or have not received any allocation, in the book built portion." Provided that, 50% of the issue size shall be mandatorily allotted to the Qualified Institutional Buyers, in case the issuer company is making a public issue under Clause 2.2.2 and 2.3.2of these guidelines” 14 In clause 11.3.5, the existing sub-clause (vi) shall be substituted by the following: “(vi) After finalisation of basis of allocation, the Registrar to the Issue/company shall send the computer file containing the allocation details i.e. the allocation numbers, allocated quantity of successful applicants, etc. along with broker-wise funds pay-in obligation, to the Broker to the Issue and the stock exchange (s).” 15 In clause 11.3.5, the existing sub-clause (vii) shall be substituted by the following: ”(vii)The Company, Lead Manager / Book Runner shall announce the pay-in day and intimate the same to Brokers and stock exchange. It shall be responsibility of the broker to deposit the amount in the Escrow Account to the extent of allocation to his clients on the pay-in date”. 16 In clause 11.3.5, the existing sub-clause (viii) shall be substituted by the following: “(viii) On receipt of the basis of allocation data, the brokers shall immediately intimate the fact of allocation to their client /applicant. The broker shall ensure that each successful client/applicant pays submits the duly filled-in and signed application form to him along with the amount payable towards the application money by the pay-in date. Amount already paid by the applicant as margin money shall be adjusted towards the total allocation money payable. The broker shall, thereafter, hand over the application forms of the successful applicants who have paid the application money, to the exchange, which shall submit the same to the Registrar to Issue/company for their records.” 17 In clause 11.3.5, the existing sub-clause (ix) shall be substituted by the following “(ix) The broker shall refund the margin money collected earlier, within 3 days of receipt of basis of allocation, to the applicants who did not receive allocation. “ 16 In clause 11.3.5, after the existing sub-clause (ix), new sub-clauses(x) – (xxiii) shall be inserted as follows: “(x) The brokers shall give details of the amount received from each client/investors and the names of clients/investors who have not paid the application money to Registrar / Book Runner the exchange. The brokers shall also give soft copy of this data to the exchange. (xi) In the event of the successful applicants failing to pay the application money, the broker through whom such client placed orders, shall bring in the funds to the extent of the client’s default. If the broker does not bring in the funds, he shall be declared as a defaulter by the stock exchange and action as prescribed under the Bye-Laws of the stock exchange shall be initiated against him. In such an event, the Book Runners in case of issues through book building process, who have underwritten the issue, shall bring-in the shortfall. (xii) On pay-in date, the clearing house shall, without any instruction from the broker, debit the escrow account of each broker to the extent of allocation made to his clients/investors and credit the amount so collected from each broker to the ‘Issue Account’.” (xiii) The concerned Exchange shall not use the Settlement/Trade Guarantee Fund of the Exchange for honoring brokers commitments in case of failure of broker to bring in the funds. (xiv) The broker shall open an ‘Escrow Securities Account’ with any depository for the purpose of receiving credit of securities on behalf of the clients. (xv) On payment and receipt of the sum payable on application for the amount towards minimum subscription, the company shall allot the shares to the applicants as per these Guidelines. (xvi)After the allotment, the Registrar to the issue shall post the share certificates to the investors or, instruct the depository to credit the Escrow Securities Account of each Broker, as the case may be. . (xvii) On receipt of the credit of securities to the Escrow Securities Account, the Broker shall transfer the shares to the clients’/applicants’ depository account, after receipt of confirmation of full payment from the clients/applicants. For this purpose broker shall be considered as Agent of the client/applicant. Broker shall confirm to the Book-runner/Registrar to the issue that shares have been credited to the account of clients /applicants not later than the day of commencement of trading, in case full payment had been received. (xviii) Any cases of dispute, amongst the broker and the clients, would be referred to arbitration as per the by-laws / regulationsarsarSEBI (Employee Stock Option and Employee Stock Purchase Scheme) Guidelines, 1999 1. The existing Clause 4.14.2 shall be substituted by the following,- “4.14.2.Clause 4.14.1 shall not be applicable to i. pre-issue share capital held by Venture Capital Funds and Foreign Venture Capital Investors registered with the Board. However, the same shall be locked-in as per the provisions of the SEBI (Venture Capital Funds) Regulationsemployee stockemployee stockpurchase schemesarsary for true, fair and adequate disclosures in the draft prospectus / letter of offer (to give details). 23. True copy of the Board resolution passed by the issuer authorising a representative of the Registrar to act on its behalf in relation to handling of stockinvests. PLACE: LEAD MERCHANT BANKER (S) TO THE ISSUE WITH HIS / THEIR SEAL (S) DATE: 17 The existing Schedule XVI shall be substituted by the following: “SCHEDULE XVI (Clause 7.2.1) POST ISSUE MONITORING REPORTS PUBLIC ISSUE SUBSCRIPTION STATUS : (SUBSCRIBED / UNDERSUBSCRIBED) 3-DAY MONITORING REPORT (RESPONSIBILITY: POST ISSUE LEAD MERCHANT BANKER) 1. Name of the Issuer Company : 2. Issue opening date : 3. Earliest closing date : 4. Actual closing date : 5. Date of filing prospectus with RoC : 6. Issue Details (as per the prospectus) 6.1 Nature of instrument : (Equity/FCD/PCD/NCD/Others, Etc.) 6.2 Offer price per instrument for different categories : 6.3 Amt. per instrument on application for different categories : 6.4 Issue Size : (Rs lakhs) (a) Promoters' contribution : (a)(i) Date of submission of auditors' certificate to SEBI for receipt of promoters' contribution : (b) Amount through offer document : (including reserved categories and net public offer) (b) (i) Reserved Category Amount reserved (Rs lakhs) Firm basis Competitive basis |
| Aug 21, 2003 | Usage of Softwares by brokers/sub brokers | M/s………………..will take all necessary steps to ensure that branches and their sub-brokers have not provided extension of any terminal connected through VSAT/leased line with the NSEIL by means of any connectivity, viz. dial-up/ leased line/ISDN/ wireless media / otherwise to at the same address as declared in our application to the NSEIL for providing VSAT/ leased line, in compliance with Regulation 2.1.2 of Part A of the Capital Market Regulations of the NSEIL. I/We also undertake and assure that in future our branches and sub-brokers will not provide extension of any terminal contrary to the contents of our application to NSEIL. |
| Aug 21, 2003 | SEBI (Ombudsman) Regulations, 2003 [Last Amended on Nov 09, 2006] | 24.If any difficulty arises in giving effect to the provisions of these regulations, the Board may issue such directions or clarifications as it may think necessary or expedient for removing the |
| Aug 21, 2003 | SEBI (Ombudsman) Regulations, 2003 [Last Amended on Nov 09, 2006] | 24.If any difficulty arises in giving effect to the provisions of these regulations, the Board may issue such directions or clarifications as it may think necessary or expedient for removing the |
| Aug 27, 2003 | Circular-Mode of payment and delivery | 5.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Aug 27, 2003 | Pro-account trading terminal | 4.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Aug 27, 2003 | Circular-Mode of payment and delivery | 5.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Aug 27, 2003 | Pro-account trading terminal | 4.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Sep 05, 2003 | Tata Infomedia Limited | as “the Acquirer”) and India Advantage Fund II, ICICI Strategic Investments Fund and “ICICI Equity Fund” one of the schemeregulations 10 and 12, in compliance with the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 and subsequent amendments thereto (“the Regulations”). |
| Sep 23, 2003 | Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations 2003 | BROKERS) (AMENDMENT) REGULATIONS, 2003 S.O. No. ______(E). In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to amend the Securities and Exchange Board of India (Stock Brokers And Sub-Brokers) Regulations, 1992, namely:- 1. (i) These regulations may be called the Securities and Exchange Board of India (Stock Brokers And Sub-Brokers) (Amendment) Regulations, 2003. (ii) They shall come into force on the date of their publication in the Official Gazette. 2. In Securities and Exchange Board of India (Stock Brokers And Sub-Brokers) Regulations, 1992 - (i) In regulation 11, (a) in sub-regulation (5), after clause (ii), following sub-clauses shall be inserted, namely :-“(iii) The applicant has the necessarsarSEBI (Payment of Fees) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Second Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Third Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Appeal to Securities Appellate Tribunal) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Second Amendment) RegulationsSEBI (Investment Advice by Intermediaries) (Amendment ) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No. 1045 (E). |
| Sep 23, 2003 | Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations 2003 | BROKERS) (AMENDMENT) REGULATIONS, 2003 S.O. No. ______(E). In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to amend the Securities and Exchange Board of India (Stock Brokers And Sub-Brokers) Regulations, 1992, namely:- 1. (i) These regulations may be called the Securities and Exchange Board of India (Stock Brokers And Sub-Brokers) (Amendment) Regulations, 2003. (ii) They shall come into force on the date of their publication in the Official Gazette. 2. In Securities and Exchange Board of India (Stock Brokers And Sub-Brokers) Regulations, 1992 - (i) In regulation 11, (a) in sub-regulation (5), after clause (ii), following sub-clauses shall be inserted, namely :-“(iii) The applicant has the necessarsarSEBI (Payment of Fees) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Second Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Third Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Appeal to Securities Appellate Tribunal) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Second Amendment) RegulationsSEBI (Investment Advice by Intermediaries) (Amendment ) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No. 1045 (E). |
| Sep 23, 2003 | Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations 2003 | BROKERS) (AMENDMENT) REGULATIONS, 2003 S.O. No. ______(E). In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following regulations to amend the Securities and Exchange Board of India (Stock Brokers And Sub-Brokers) Regulations, 1992, namely:- 1. (i) These regulations may be called the Securities and Exchange Board of India (Stock Brokers And Sub-Brokers) (Amendment) Regulations, 2003. (ii) They shall come into force on the date of their publication in the Official Gazette. 2. In Securities and Exchange Board of India (Stock Brokers And Sub-Brokers) Regulations, 1992 - (i) In regulation 11, (a) in sub-regulation (5), after clause (ii), following sub-clauses shall be inserted, namely :-“(iii) The applicant has the necessarsarSEBI (Payment of Fees) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Second Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Third Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Appeal to Securities Appellate Tribunal) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Second Amendment) RegulationsSEBI (Investment Advice by Intermediaries) (Amendment ) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Stock Brokers and Sub-Brokers) (Amendment) RegulationsSEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No. 1045 (E). |
| Sep 30, 2003 | Risk Disclosure Document | 3.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Sep 30, 2003 | Risk Disclosure Document | 3.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Sep 30, 2003 | Secondary Market for Corporate Debt Securities | 2. The stock exchanges are directed to: 2.1 make necessaramendments to the listing agreement, bye-laws, rules and regulations for the implementation of the above decision immediately, as may be applicable. 2.2 bring the provisions of this circular to the notice of the listed companies/member brokers/clearing members of the Exchange and also to disseminate the same on the website for easy access to the investors; and |
| Sep 30, 2003 | Risk Disclosure Document | 3.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Sep 30, 2003 | Secondary Market for Corporate Debt Securities | 2. The stock exchanges are directed to: 2.1 make necessaramendments to the listing agreement, bye-laws, rules and regulations for the implementation of the above decision immediately, as may be applicable. 2.2 bring the provisions of this circular to the notice of the listed companies/member brokers/clearing members of the Exchange and also to disseminate the same on the website for easy access to the investors; and |
| Oct 01, 2003 | Tata Infomedia Limited - Corrigendum to PA dated 25.09.2003 - PDF | Equity Fund” one of the schemeregulations 10 and 12, in compliance with the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 and subsequent amendments thereto (“the Regulations”). |
| Oct 08, 2003 | Introduction of new trading segments | 3.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately, as may be applicable. |
| Oct 08, 2003 | Introduction of new trading segments | 3.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately, as may be applicable. |
| Oct 15, 2003 | FAL Industries Limited | Such actions may include, subject to necessary compliance of applicable laws at the relevant time including Regulation 20A, the acquisition of additional equity shares through open market purchases, privately negotiated transactions, tender |
| Oct 15, 2003 | Report of Advisory Committee on Venture Capital | The VCF Regulations state that upon winding up of the schemescheme shall be liquidated and the proceeds distributed among investors. VCF industry is of the view that it will be important to provide flexibility in the VCF Regulations to permit in-specie distribution of assets, as it may be difficult to liquidate all the assets. |
| Oct 15, 2003 | Report of Advisory Committee on Venture Capital | The VCF Regulations state that upon winding up of the schemescheme shall be liquidated and the proceeds distributed among investors. VCF industry is of the view that it will be important to provide flexibility in the VCF Regulations to permit in-specie distribution of assets, as it may be difficult to liquidate all the assets. |
| Oct 21, 2003 | Lotus Chocolate Company Ltd. - Corrigendum dated 15.10.03 | “The Acquirers will comply with the SEBI (SAST) Regulationssary RBI approval has been received on 29/09/2003 |
| Oct 21, 2003 | Lotus Chocolate Company Ltd. - Corrigendum dated 15.10.03 | “The Acquirers will comply with the SEBI (SAST) Regulationssary RBI approval has been received on 29/09/2003 |
| Oct 28, 2003 | Model Bye - laws of stock exchanges | The exchanges are directed to i) make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately, as may be applicable. ii) bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website, for easy access to the investors; and |
| Oct 28, 2003 | Model Bye - laws of stock exchanges | The exchanges are directed to i) make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately, as may be applicable. ii) bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website, for easy access to the investors; and |
| Nov 04, 2003 | Ray Ban Sun Optics India Limited - PDF | Agreement, the Acquirer has authorised the Manager to the Offer to realise the value of the Escrow Account as required under the Regulations. Luxottica has given an undertaking to RI Holdings to provide them necessary |
| Nov 04, 2003 | Ray Ban Sun Optics India Limited - PDF | Agreement, the Acquirer has authorised the Manager to the Offer to realise the value of the Escrow Account as required under the Regulations. Luxottica has given an undertaking to RI Holdings to provide them necessary |
| Nov 05, 2003 | Maximus Steel Manufacturing Limited - Corrigendum dated 03.11.03 | With respect to the Target Company, compliance of Chapter II of SEBI SAST Regulation has been made vide SEBI Regularisation scheme on 27/03/03 and as regards the sellers, they have complied with the compliance of the Regulations in the normal course of time. Since each of the non promoter sellers do not hold more than 5% of the total voting capital of the Target Company, compliance with Provisions of chapter II of SEBI (SAST) regulation are not applicable. No action has been taken against the Company under any of the Regulations made under the SEBI Act, 1992. The Promoters and persons acting in control of the company have complied with the provisions of Chapter II of the captioned regulations. |
| Nov 12, 2003 | Investments by Mutual Funds in Short Term Deposits of Scheduled Commercial Banks | According to Clause 8 of Schedule VII of SEBI (Mutual Funds) RegulationsschemeschemeSEBI (Mutual Funds) Regulations, 1996. |
| Nov 12, 2003 | Investments by Mutual Funds in Short Term Deposits of Scheduled Commercial Banks | Sub: Investments by Mutual Funds in Short Term Deposits of Scheduled Commercial Banks According to Clause 8 of Schedule VII of SEBI (Mutual Funds) RegulationsschemeschemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully, |
| Nov 12, 2003 | Investments by Mutual Funds in Short Term Deposits of Scheduled Commercial Banks | According to Clause 8 of Schedule VII of SEBI (Mutual Funds) RegulationsschemeschemeSEBI (Mutual Funds) Regulations, 1996. |
| Nov 12, 2003 | Investments by Mutual Funds in Short Term Deposits of Scheduled Commercial Banks | Sub: Investments by Mutual Funds in Short Term Deposits of Scheduled Commercial Banks According to Clause 8 of Schedule VII of SEBI (Mutual Funds) RegulationsschemeschemeSEBI (Mutual Funds) Regulations, 1996. Yours faithfully, |
| Nov 19, 2003 | Disclosure of proprietary trading by broker to client | 3.1 make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately, as may be applicable. |
| Nov 19, 2003 | Disclosure of proprietary trading by broker to client | 3.1 make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately, as may be applicable. |
| Nov 27, 2003 | Improvement in corporate governanace | The Boards of portfolio managers may review the performance of the funds managed by them for each client separately in their meetings and should take corrective action wherever necessary. They may also compare the performance of the portfolios with benchmarks. 2. Boards of the portfolio managers should review the compliance of regulations in their periodical meetings. They should develop a system of getting quarterly reports of compliance of SEBI Regulations and Guidelines and also that due diligence has been exercised by their officials in their operations and that the interests of investors are protected. Such reports may be placed before the Boards by the compliance officers. Boards of the portfolio managers should also review redressal of investors’ grievances. Any deficiency letters or warning letters issued to the portfolio managers by SEBI should also be placed before the Boards of the portfolio managers. |
| Dec 12, 2003 | Information from Depository Participants (DPs) regarding processing of applications for dematerialisation | The depositories are accordingly advised to ; make necessaramendments to the relevant bye-laws, rules and regulationsary/applicable. bring the provisions of this circular to the notice of the DPs of the Depository and also to disseminate the same on the website. |
| Dec 12, 2003 | Information from Depository Participants (DPs) regarding processing of applications for dematerialisation | The depositories are accordingly advised to ; make necessaramendments to the relevant bye-laws, rules and regulationsary/applicable. bring the provisions of this circular to the notice of the DPs of the Depository and also to disseminate the same on the website. |
| Dec 22, 2003 | Secondary Market for Corporate Debt Securities - Clarifications | • make necessaramendments to the listing agreement, bye- laws, rules and regulationsary. |
| Dec 30, 2003 | T+2 rolling settlement-Cash Market- Risk Management | make necessaramendments to the bye-laws, rules and regulationsary. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website for easy access to the investors; and |
| Dec 30, 2003 | T+2 rolling settlement-Cash Market- Risk Management | make necessaramendments to the bye-laws, rules and regulationsary. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website for easy access to the investors; and |
| Jan 01, 2004 | SEBI (Central Database of Market Participants) Regulations 2003. | make necessaramendments to the relevant bye-laws, rules and regulationsary. |
| Jan 01, 2004 | SEBI (Central Database of Market Participants) Regulations 2003 | make necessaramendments to the relevant bye-laws, rules and regulationsary. |
| Jan 01, 2004 | SEBI (Central Database of Market Participants) Regulations 2003. | make necessaramendments to the relevant bye-laws, rules and regulationsary. |
| Jan 01, 2004 | SEBI (Central Database of Market Participants) Regulations 2003 | make necessaramendments to the relevant bye-laws, rules and regulationsary. |
| Jan 13, 2004 | Review of norms relating to trading by members/sub brokers. | 5.1 make necessaramendments to the relevant bye-laws, rules and regulations |
| Jan 13, 2004 | Review of norms relating to trading by members/sub brokers. | 5.1 make necessaramendments to the relevant bye-laws, rules and regulations |
| Jan 14, 2004 | Disclosure of trade details of bulk deals | 2.1. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Jan 14, 2004 | Disclosure of trade details of bulk deals | 2.1. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Jan 20, 2004 | Participation of Banks in Interest Rate Derivatives Market | Make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Jan 20, 2004 | Participation of Banks in Interest Rate Derivatives Market | Make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Jan 23, 2004 | FAL Industries Limited -Corrigendum dated 17/01/2004 | demerger or merger of FAL. Such actions may include, subject to necessary compliance of applicable laws at the relevant time including Regulation 20A, |
| Jan 28, 2004 | FAL Industries Ltd - Corrigendum dated 25.01.04 - PDF | necessary compliance of applicable laws at the relevant time including Regulation 20A, the acquisition of additional equity shares through open market |
| Feb 03, 2004 | Issuance of Electronic Contract Notes | Make necessaramendments to the relevant bye-laws, rules and regulations of the exchange for the implementation of the above decision immediately. |
| Feb 03, 2004 | Issuance of Electronic Contract Notes | Make necessaramendments to the relevant bye-laws, rules and regulations of the exchange for the implementation of the above decision immediately. |
| Feb 03, 2004 | Issuance of Electronic Contract Notes | Make necessaramendments to the relevant bye-laws, rules and regulations of the exchange for the implementation of the above decision immediately. |
| Feb 03, 2004 | Issuance of Electronic Contract Notes | Make necessaramendments to the relevant bye-laws, rules and regulations of the exchange for the implementation of the above decision immediately. |
| Feb 10, 2004 | Transfer-cum-demat scheme | 4.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Feb 10, 2004 | Transfer-cum-demat scheme | 4.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Feb 16, 2004 | Patni Computer Systems Ltd - PDF | No mutual fund under all its schemes should own more than 10% of any company’s paid-up capital carrying voting rights. As per the current regulations, the following restrictions are applicable for investments by FIIs: The offer of Equity Shares to a single FII should not exceed 10% of the post-Offer issued capital of the Company (i.e. 10% of |
| Feb 16, 2004 | Patni Computer Systems Ltd - PDF | No mutual fund under all its schemes should own more than 10% of any company’s paid-up capital carrying voting rights. As per the current regulations, the following restrictions are applicable for investments by FIIs: The offer of Equity Shares to a single FII should not exceed 10% of the post-Offer issued capital of the Company (i.e. 10% of |
| Feb 25, 2004 | Issuance of Electronic Contract Notes - Debt Market | make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Feb 25, 2004 | Dredging Corporation of India Ltd - PDF | “To every such separate meeting, the provisions of these regulations relating to general meetings shall mutatis mutandis apply, but so that the necessary quorum shall be two persons at least holding or representing by |
| Feb 25, 2004 | Dredging Corporation of India Ltd - PDF | “To every such separate meeting, the provisions of these regulations relating to general meetings shall mutatis mutandis apply, but so that the necessary quorum shall be two persons at least holding or representing by |
| Feb 25, 2004 | Issuance of Electronic Contract Notes - Debt Market | make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Mar 19, 2004 | Margin Trading and Securities Lending and Borrowing | make necessaramendments to the bye-laws, rules, regulations and listing agreement for the implementation of the above decision immediately. |
| Mar 19, 2004 | Margin Trading and Securities Lending and Borrowing | make necessaramendments to the bye-laws, rules, regulations and listing agreement for the implementation of the above decision immediately. |
| Mar 23, 2004 | A Historical Perspective of the Securities Market Reforms | In 1980s and 19990s, it was increasingly realized that an efficient and well developed securities market is essential for sustained economic growth. Without venturing into a detailed discussion, it would suffice if I just say that the securities market fosters economic growth to the extent it augments the quantities of real savings and capital formation from a given level of national income and it raises productivity of investment by improving allocation of investible funds. The extent depends on the quality of the securities market. In order to improve the quality of the market, that is, to improve market efficiency, enhance transparency, preventunfair trade practices and bring the Indian market up to international standards, a package of reforms consisting of measures to liberalise, regulate and develop the securities market is being implemented since early 1990s. Let me sound a little academic, in presence of Sir Davies, to explain why the package included liberalization, regulation and development? Why liberalization? I strongly believe that the more liberalised a securities market is, the better is its impact on economic growth. Interventions in the securities market were originally designed to help governments expropriate much of the seigniorage and control and direct the flow of funds for favoured uses. These helped governments to tap savings on a low or even no-cost basis. Besides, government used to allocate funds from the securities market to competing enterprises and decide the terms of allocation. The result was channelisation of resources to favoured uses rather than sound projects. In such circumstances accumulation of capital per se meant little, where rate of return on some investments were negative while extremely remunerative investment opportunities were foregone. This kept the average rate of return from investment lower than it would otherwise have been and, given the cost of savings, the resulting investment was less than optimum. Hence, it was necessarsary to develop market and once the market develops, it needs to be regulated. That is why many of the reform initiatives combine the elements of regulation and development. Besides, some developmental measures are introduced as a part of general programme for economic and political development. The macro economic policies relating to interest rate, prices, etc can have salubrious effect on the growth and development of the securities market. Other developmental measures include provision of realiable payment system and clearing mechanism, standardized accounting procedure, good corporate governance, skilled manpower etc. which improve the efficiency and transparency of the market. Though it is incidental that reforms in true sense happened since early 1990s, that is, since the establishment of SEBI, I, by no means, propose to suggest that SEBI is the agency exclusively responsible for all the reforms. These reforms have been designed and implemented jointly by all stakeholders, including the government, the regulator, and the regulated. It would do justice with your time and attention if I make a dhobi list of reforms undertaken since early 1990s. In stead let me discuss only a few major reforms. a. Control over Issue of Capital: A major initiative of liberalisation was the repeal of the Capital Issues (Control) Act, 1947 in May 1992. With this, Government’s control over issue of capital, pricing of the issues, fixing of premia and rates of interest on debentures etc. ceased and the market was allowed to allocate resources to competing uses. In the interest of investors, SEBI issued Disclosure and Investor Protection (DIP) guidelines. The guidelines allow issuers, complying with the eligibility criteria, to issue securities the securities at market determined rates. The market moved from merit based to disclosure based regulation. b. Establishment of Regulator: A major initiative of regulation was establishment of a statutory autonomous agency, called SEBI, to provide reassurance that it is safe to undertake transactions in securities. It was empowered adequately and assigned the responsibility to (a) protect the interests of investors in securities, (b) promote the development of the securities market, and (c) regulate the securities market. Its regulatory jurisdiction extends over corporates in the issuance of capital and transfer of securities, in addition to all intermediaries and persons associated with securities market. All market intermediaries are registered and regulated by SEBI. They are also required to appoint a compliance officer who is responsible for monitoring compliance with securities laws and for redressal of investor grievances. c. Screen Based Trading: A major developmental initiative was a nation-wide on-line fully-automated screen based trading system (SBTS) where a member can punch into the computer quantities of securities and the prices at which he likes to transact and the transaction is executed as soon as it finds a matching sale or buy order from a counter party. SBTS electronically matches orders on a strict price/time priority and hence cut down on time, cost and risk of error, as well as on fraud resulting in improved operational efficiency. It allowed faster incorporation of price sensitive information into prevailing prices, thus increasing the informational efficiency of markets. It enabled market participants to see the full market on real-time, making the market transparent. It allowed a large number of participants, irrespective of their geographical locations, to trade with one another simultaneously, improving the depth and liquidity of the market – over 10,000 terminals creating waves by clicks from over 400 towns / cities in India. It provided full anonymity by accepting orders, big or small, from members without revealing their identity, thus providing equal access to everybody. It also provided a perfect audit trail, which helps to resolve disputes by logging in the trade execution process in entirety. |
| Mar 31, 2004 | Central Database of Market Participants Regulations, 2003 | In view of the representations received from various market participants and taking into account the extent of work and logistics involved in obtaining the Unique Identification Number (UIN), it has been decided that the notified date for the purpose of sub – regulation 1 of regulation 4 of the captioned Regulations would be June 30, 2004 instead of March 31, 2004. The necessary notification to this effect is being issued by SEBI. |
| Apr 01, 2004 | Oil And Natural Gas Commission - PDF | necessary. Sale proceeds of such investments in Equity Shares will be allowed to be repatriated along with the income thereon subject to the permission of the RBI and subject to Indian tax laws and regulations and any other applicable laws provided the investments are made by inward remittances from outside India through approved banking channels or out of funds held in |
| Apr 01, 2004 | Oil And Natural Gas Commission - PDF | necessary. Sale proceeds of such investments in Equity Shares will be allowed to be repatriated along with the income thereon subject to the permission of the RBI and subject to Indian tax laws and regulations and any other applicable laws provided the investments are made by inward remittances from outside India through approved banking channels or out of funds held in |
| Apr 02, 2004 | Unique Client Code for Foreign Institutional Investors (FIIs) and their sub-accounts SAs | The exchanges are directed to make necessaramendments to the bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Apr 02, 2004 | Unique Client Code for Foreign Institutional Investors (FIIs) and their sub-accounts SAs | The exchanges are directed to make necessaramendments to the bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Apr 05, 2004 | Cholmandalam Investment and Finance Company Limited - PDF | permissible under the foreign direct investment scheme in terms of the Regulations; |
| Apr 21, 2004 | New Delhi Television Limited | Indian laws regulate the foreign ownership of Indian equity shares. For details, see “Restriction on Foreign Ownership of Indian Securities”. In compliance with these regulations, we have in the past obtained, where required, necessary approvals from the FIPB and RBI for foreign investors to make investments in NDTV. NDTV has received the following approvals. |
| Apr 30, 2004 | Frequent change of names by listed companies | 3. The Stock Exchanges are advised to 3.1 make necessaramendments to the relevant bye-laws, rules, regulations and the listing agreement for the implementation of the above decision immediately. 3.2 Bring the provisions of this circular to the notice of the member brokers/clearing members and listed companies of the Exchange and also to disseminate the same on the website. |
| Apr 30, 2004 | Frequent change of names by listed companies | 3. The Stock Exchanges are advised to 3.1 make necessaramendments to the relevant bye-laws, rules, regulations and the listing agreement for the implementation of the above decision immediately. 3.2 Bring the provisions of this circular to the notice of the member brokers/clearing members and listed companies of the Exchange and also to disseminate the same on the website. |
| May 06, 2004 | Datamatics Technologies Limited | mutual fund under all its schemes should own more than 10% of any company’s paid-up capital carrying voting rights. As per the current regulations, the following restrictions are applicable for investments by FIIs: The offer of Equity Shares to a single FII should not exceed 10% of the post-Issue paid-up capital of the Company (i.e. 10% |
| May 06, 2004 | Datamatics Technologies Limited | mutual fund under all its schemes should own more than 10% of any company’s paid-up capital carrying voting rights. As per the current regulations, the following restrictions are applicable for investments by FIIs: The offer of Equity Shares to a single FII should not exceed 10% of the post-Issue paid-up capital of the Company (i.e. 10% |
| May 07, 2004 | Guidelines in respect of the disclosures to be made in the Letter of offer in respect of buy back of securities in terms of SEBI (Buyback of Securities) Regulations, 1998 and Format of Standard letter of offer | Dear Sirs, Sub: Guidelines in respect of the disclosures to be made in the Letter of offer in respect of buy back of securities in terms of SEBI (Buy Back of Securities) RegulationsSEBI (Buy Back of Securities) RegulationssarSEBI (Buy Back of Securities) RegulationsSEBI (Buy Back of Securities) Regulations, 1998. |
| May 07, 2004 | Guidelines in respect of the disclosures to be made in the Letter of offer in respect of buy back of securities in terms of SEBI (Buyback of Securities) Regulations, 1998 and Format of Standard letter of offer | Dear Sirs, Sub: Guidelines in respect of the disclosures to be made in the Letter of offer in respect of buy back of securities in terms of SEBI (Buy Back of Securities) RegulationsSEBI (Buy Back of Securities) RegulationssarSEBI (Buy Back of Securities) RegulationsSEBI (Buy Back of Securities) Regulations, 1998. |
| May 18, 2004 | Moschip SemiConductor Technology Limited | members of the promoter group, intend to subscribe to additional shares beyond their entitlement if the issue is under subscribed. The acquisition of additional securities in such an event shall be exempt from making an open offer in terms of proviso to Regulation 3(1)(b)(ii) of the SEBI (Substantial Acquisition of Shares and Takeover) Regulationssary formalities under the Takeover Regulations. Further, this acquisition will not result in change of control of the management of the Company. The Company has allotted the shares to the following persons at a price lower than the offer price during the last twelve months. |
| May 18, 2004 | Moschip SemiConductor Technology Limited | members of the promoter group, intend to subscribe to additional shares beyond their entitlement if the issue is under subscribed. The acquisition of additional securities in such an event shall be exempt from making an open offer in terms of proviso to Regulation 3(1)(b)(ii) of the SEBI (Substantial Acquisition of Shares and Takeover) Regulationssary formalities under the Takeover Regulations. Further, this acquisition will not result in change of control of the management of the Company. The Company has allotted the shares to the following persons at a price lower than the offer price during the last twelve months. |
| May 24, 2004 | Policy options permitting Foreign Hedge Funds to access Indian Securities Market | hedge funds could be registered as investment advisors under the relevant regulations. However, the registration of the investment advisors does not necessarily involve substantive supervision over |
| Jun 07, 2004 | Sun Pharmaceutical Industries Ltd - PDF | referred to as "the Act") and the provisions contained in the Securities and Exchange Board of India (Buy-back of Securities) Regulations, 1998 (hereinafter referred to as "the Buy-back Regulations") (including any statutory modification(s) or re-enactment of the said Act or Rules framed there under from time to time or Buy-back Regulations, for the time being in force) and subject to such approvals, permissions and sanctions as may be necessary and further subject to such conditions and modifications as may |
| Jun 25, 2004 | Bliss Chemicals and Pharmaceuticals India Limited | 6.9 The Applicable provisions of Chapter II of the Takeover Regulations were complied with, by the sellers and promoters. However, the Company has not been complying with the provisions of Chapter II upto and including the year 2000 which has been regularized under SEBI(Regularization Scheme) 2002. Since the Company has not declared Dividend upto and including the year 2000, no Record Date for dividend has been announced and hence Return under Regulation 8(3) is not required to be filed. For the year 2001, the Return under Regulation 8(3) as on March 31, 2001 was filed with a delay of 4 days. For the year 2001, Dividend was declared and Return under Regulation 8(3) as on the Record Date was filed in time. However, the Company had paid Interim Dividend on 25.05.2000, for which return under Regulation 8(3) was not filed which was also not rectified under the SEBI(Regularization Scheme) 2002 and as such, there is default. From the year 2002, the Regulations are complied with by the promoters, sellers, and the Target Company, both as on March 31st of each year as well as Record Dates for Dividend. Necessary action would be taken by SEBI in respect of non compliance with Chapter II of the Regulations. |
| Jun 30, 2004 | J.M.A Industries Limited | 13, Badarpur Extn., New Delhi-110 044.Corporate Office: 14/6 Mathura Road, Faridabad-121 003(Haryana)Phone: 0091-129-2275772-3, Fax:0091-129-2273903 email:hella01@vsnl.netDRAFT LETTER OF OFFERIssue of 63,42,800 Equity Shares of Rs.10/- each for cash at par on right basis to the existing Equity Shareholders of the Company in the ratio of two Equity Shares for every one Equity Share held on Record Date.GENERAL RISKSInvestments in Equity and Equity related securities involve a degree of risk and investors should not invest any funds in this Issue unless they can afford to take the risk of losing their investment. Investors are advised to read the Risk Factors carefully before taking an investment decision in this Issue. For taking an investment decision, investors must rely on their own examination of the Issuer and the Issue including the risks involved. The securities have not been recommended or approved by the Securities and Exchange Board of India (SEBI) nor does SEBI guarantee the accuracy or adequacy of this document. Investors are advised to refer to "Risk Factors" on page i carefully before making an investment in this Issue.ISSUER’S ABSOLUTE RESPONSIBILITY The Company having made all reasonable inquiries, accepts responsibility for and confirms that this Letter of Offer contains all information with regard to the Issuer and the Issue, which is material in the context of this Issue, that the information contained in this Letter of Offer is true and correct in all material respects and is not misleading in any material respect, that the opinions and intentions expressed herein are honestly held and that there are no other facts, the omission of which makes this Letter of Offer as a whole or any such information or the expression of any such opinions or intentions misleading in any material respect. LISTING The existing equity shares of the Company are listed on Delhi Stock Exchange (Regional Stock Exchange) and The Stock Exchange, Mumbai. The Company will make applications to these Stock Exchanges for permission to deal in and for an official quotation in respect of the equity shares arising from this Issue. ISSUE PROGRAMME Issue Opens onLast date for receiving requests for Split formsIssue Closes on Manager To The Offer Registrar to the offer PNR Securities Limited R-5, Green Park Market New Delhi-110 016. Tel.No.(s):(011) 51009000 Intime Spectrum Registry Ltd.A-31, 3rd Floor, Near PVR Cinema, Naraina Industrial Area, Phase-I, New Delhi-110 028. GLOSSARY OF TERMS/ABBREVIATIONSFax No.: (011) –51755800 E-mail: pnrsec@ndb.vsnl.net.in Tel. No.(s):(011) 51410592-94Fax No. : (011)-51410591 Email: inhouse@bol.net.in ActThe Companies Act, 1956 and amendments theretoAGMAnnual General MeetingArticlesArticles of Association of the CompanyBIFRBoard for Industrial and Financial ReconstructionBSEThe Stock Exchange, MumbaiCAFComposite Application FormCDSLCentral Depository Services (India) LimitedCommittee of DirectorsCommittee of the Board of Directors of the Company to take decisions on matters related to/incidental to this Rights Issue.Company/Issuer/JMAILJ.M.A Industries LimitedDepositoriesNSDL and CDSLDPDepository ParticipantsDSE/Regional St. Exch.The Delhi Stock Exchange Association LimitedEquity ShareholdersEquity Shareholders whose names appear as i Beneficial owners as per the list to be furnished by the Depositories in respect of the shares held in the electronic form and i on the Register of Members of the Company in respect of the shares held in physical form at the close of Business hours on the Record Date i.e. 2004 and to whom this issue is being made. HellaHella K G Hueck & Co., Germany Issue/Rights Issue63,42,800 Equity Shares of Rs.10/- each offered through this Letter of Offer Lead ManagerPNR Securities Limited LOFLetter of Offer MACTMotor Accident Claim Tribunal MemorandumMemorandum of Association of the Company OEMOriginal Equipment Manufacturer INDEXRecord Date, 2004. Registrar to the IssueIntime Spectrum Registry Ltd. ReinholdReinhold Poersch GmbH, Germany SEBIThe Securities and Exchange Board of India SEBI GuidelinesSEBI (Disclosure & Investor Protection) Guidelines, 2000 read with amendments thereto. RISK FACTORS SALIENT FEATURES OF THE INSTRUMENT GENERAL INFORMATION CAPITAL STRUCTURE TERMS OF THE ISSUE TAX BENEFITS PARTICULARS OF THE ISSUE DETAILS ABOUT THE COMPANY MANAGEMENT AUTO COMPONENT INDUSTRY- A PROFILE PRESENT SET UP OF THE COMPANY FINANCIAL PERFORMANCE OF THE COMPANY MANAGEMENT DISCUSSION AND ANALYSIS STOCK MARKET DATA BASIS FOR ISSUE PRICE UNAUDITED WORKING RESULTS FOR THE LATEST PERIOD PROMISE VS PERFORMANCE IN THE LAST ISSUE OUTSTANDING LITIGATIONS MECHANISM EVOLVED BY THE COMPANY FOR THE REDRESSAL OF INVESTOR GRIEVANCES DETAILS OF ADVERSE EVENTS AFFECTING THE COMPANY The Letter of Offer also includes statistical data regarding the Auto Component Industry. This data has been obtained from industry publications, reports and other sources that the Company and the Lead Manager believe to be reliable. Neither the Company nor the Lead Manager has independently verified such data. The investors should consider the following risk factors together with all other information included in this Letter of Offer carefully, in evaluating the Company and its business before making any investment decision. Any projections, forecasts and estimates contained herein are forward looking statements that involve risks and uncertainties. Such statements use forward looking terminology like "may", "believes", "will", "expect", "anticipate", "estimate", "plan" or other similar words. The Company’s actual results could differ from those anticipated in these forwardas a result of certain factors including those, which are set forth in the "Risk factors". Internal Risk Factors 1.Accumulated losses in Company Company has accumulated losses of Rs.2071.86 lacs till 31st December, 2003 and its entire networth has been completely eroded. Company had filed Form Financial Reconstruction (BIFR), which was registered as Case no. 62/2002. However, the BIFR vide its’ order dated 6th February, 2003 had come to the conclusion that the Companyreference was belated and could not be entertained. Against this order the Company has filed an appeal with Appellant Authority for Industrial & Financial Reconstruction and the next date of hearing has been fixed for 12th July, 2004. Management perception: Company has been using a strong Brand Equity of "Hella" in the market. With this Rights Issue and Technology support from M/s Hella K G Hueck & Co., the companylikely to improve. 2.Loss making Subsidiaries The Company has two subsidiary companies M/s.Bitoni Lamps Limited and M/s.Chetan Genthe & Co. Limited carrying accumulated losses of Rs.13.13 lacs and Rs. 12.18 lacs respectively EXPERT OPINION OPTION TO SUBSCRIBE MATERIAL CONTRACTS AND INSPECTION OF DOCUMENTS DECLARATION RISK FACTORS based on the unaudited financial results as on 31.3.2003. The Management of the said subsidiary Companies has failed to provide Audited financial accounts for the year ended 312002 and 31st March, 2003. The Company based on legal advise has filed petition u/s 167 of the Companies Act, 1956 before the Company Law Board (NR), New Delhi, seeking appropriate directions, hence reports of the Auditors for these subsidiaries have not been mentioned. The Company can give no assurance that these subsidiaries will make profits in the future.3. Dependence on external suppliers The Company procures its raw materials from the various local suppliers. A failure of these external suppliers to adhere to the delivery schedule may hamper the production schedule of the Company. This dependence may also seriously affect the availability of key inputs at reasonable prices thus affecting the margins of the Company.(i)____________________________________________________________ Management Perception: The Company has long association with the existing vendors and also in the process of developing new vendors to meet any contingency for nonexisting suppliers. 4. Concentration of dealers/distributors The Company makes most of its’ supplies to Original Equipment Manufacturers (OEM) like TELCO, Ashok Leyland, Mahindra & Mahindra etc. and the remaining supplies are being made to vendors/dealers/distributors all over India in retail market. The top 10 OEM’s account for about 70% of the total Company’s sales. Accordingly, the Company is also dependent on a few distributors/dealers for a large part of offtake.Management Perception: The Company has long association with the existing OEM’s and Distributors. The Company is proposing to acquire new technology from M/s Hella KG Hueck & Co., Germany to further increase the share of Business with the OEM’s and to provide good quality products for being exported to various countries thus widening the supply base. 5.Trading Suspended at BSE Trading in Equity Shares of the Company was suspended at BSE in 1998 due to non-compliance of the Listing Agreement. However, the BSE vide itsrevoked the suspension and now the Company’s shares can be dealt at the Stock Exchange, Mumbai. Management Perception: With revocation of the suspension, the shares are now tradable on BSE. 6.Labour Unrest/Strike The Company faced some labour unrest during the months of January and February, 2004, which was subsequently amicably resolved. Thereafter 150 workmen/staff had resigned from the employment of the Company on their own. 7.Contingent liabilities of the Company As on 31st March, 2003, the Company had the following contingent liabilities: lBank Guarantees issued by the Company’s Bankers to the tune of Rs.7.18 lacs, which has been outstanding. lBill discounted with Banks and remaining outstanding Rs.75.63 lacs. lEstimated amount of contracts remaining to be executed on capital account and not provided for in the accounts (Net of advances) Rs.7.64 lacs. As on 30th April, 2004 the following amounts were outstanding in respect of each unit with the Company’s Bankers: (Rs. in lakhs) Faridabad Unit Derabassi Units Cash Credit (CC) Nil 115.00 Bills Discounting Nil 36.43 Management Perception The items listed above are in the normal course of Business. (ii)____________________________________________________________ 8. Litigation against the Company Sl. No. Particulars of Case1. Mr.D.R. Sondhi, had filed a petition under Section 9 of the Arbitration and Conciliation Act, 1996, proceeding against M/s Hella K.G. Hueck & Co.(Hella) & has also made Company a party with regard to termination of Shareholdersexecuted between Hella and Sondhi, Bhandari family(erstwhile promoters of the Company).The shareholders’ agreement, the root cause of the disputes between the existing promoters and erstwhile promoters, provided for preferential allotment of Equity Shares to Reinhold Poersch GmbH, thereby increasing their holding from 26% to 51% as per the terms & conditions set out therein. On committing breach of the terms of the Shareholdersagreements’ by the Sondhi, Bhandari family, Hella terminated the same. This termination has been challenged by the Sondhi, Bhandari family. Single Judge and Division Bench of High Court has given (iii)____________________________________________________________9.Apart from the above the following cases are also pending against the Company in various Consumer and Labour Courts. judgement in favour of the Company. However, by consent of parties, the case has been withdrawn from the respective courts and the matter has been referred to the Arbitrator for adjudication. 2. Mr. D. R. Sondhi, as a shareholder of the Company has initiated an arbitration proceeding for :a) Declaring the resolution relating to incorporating shareholders agreement as part of the Memorandum & Articles of Association and transfer of some properties as stated in the resolution, which were defeated in the Extraordinary General Meeting on 1passed; b) For Permanent and Mandatory Injunction to declare the Annual General Meeting of J.M.A. Industries Ltd held on 26th September, 2002, wherein the resolution relating to re-appointment of Mrs. Prema Bhandari, was defeated, to be null & Void.With the consent of the parties, the matter has been transferred from Court to Arbitrator. No relief interim/otherwise granted by the arbitrator till date.3. Case has been filed by Municipal corporation, Derabassi, Distt. Patiala against the Company demanding House Tax at higher rates. Case if decided against the Company the maximum amount of liability would be Rs.4,44,194/4. Ajit Singh Vs Bhandari Family & JMAI for matter of possession of some parts of property belonging to Bhandari family. The Company is only a performa party in the suit.5. DCM Daewoo Motors Ltd. Vs JMA (for Recovery of tooling advance of Rs.54.00 lacs). Counter Suit and Counter Claim filed by JMAI on M/s DCM Daewoo Motors Ltd. for recovery of Rs.54.00 lacs. Sl. No. Particulars of Cases 1. Harish Chander V/s J.M.A. Inds. Ltd. (iv)____________________________________________________________ (Industrial Dispute)-Reinstatement of the workmen with continuity of service and full back wages.2. Ram Bahadur Yadav V/s J.M.A. Industries Ltd.- Suit was filed by an ex-employee against the Company for removing him from the services. The matter has now been amicably settled and the settlement is pending for approval of the concerned court.3. J.M.A. Industries Ltd. V/s R.P.F. Commissioner, Faridabadagainst the order of Asst. PF Commissioner that PF amount, to be deducted on full wages. However, the Company’s contention is that PF should be deducted on Minimum Wages. 4. J.M.A. Industries Ltd. V/s J.M.A. Karamchari, Union(Regd.)Orders- Appeal u/s 6 of the Indl. Employment Standing Order Act. The matter of contention is regarding the retirement age of worker.5. Glowlite Inds. V/s J.M.A. Industries Ltd.- Case has been filed against the Company for non-payment for supply of components made by the former.6. Smt. Man Kanwar Banthiya, Jaipur. V/s J.M.A. Industries Ltd.Suit for security deposit for the dealership. 7. Dhan Singh V/s J.M.A. Industries Ltd.Services of an employee was terminated. Case was filed for reinstatement with full back wages. 8. Sunder & Kapoor, Mumbai Vs JMA Recovery of Rs. 1.92 lacs against 10. Litigation filed by the Company material supplied to the Company.Sl. No. Particulars of Case1. JMA Vs Bitoni Lamps Ltd.Application has been filed before the Company Law Board , Regional Bench, New Delhi u/s 167 of the Companies Act,1956 seeking itsdirection to hold Annual General Meeting of Bitoni Lamps Ltd.2. JMA Vs Chetan Genthe & Co. Ltd.Application has been filed before the Company Law Board , Regional Bench, New Delhi u/s 167 of the Companies Act,1956 seeking itsdirection to hold Annual General Meeting of Chetan Genthe Co. Ltd..3. JMA & Others Vs Chetan Genthe & Co. Ltd. before the Company Law Board, Regional Bench, New Delhi u/s 111A of the Companies Act, 1956 for seeking the direction of Company Law Board against the refusal of Chetan Genthe Co. Ltd. for transfer of Equity Shares.4 JMA & Others Vs Bitoni Lamps Ltd. before the Company Law Board, Regional Bench, New Delhi u/s 111A of the Companies Act, 1956 for seeking the direction of Company Law Board against the refusal of Bitoni Lamps Ltd. for transfer of Equity Shares.5. JMA Vs Rapa Relays Limited( for Recovery of Rs. 21.66 lacs against outstanding loan against them).Winding up petition has also been filed against them.6. JMA Vs. Ranji Bhandari(erstwhile Promoter of the Company). Case has been filed for the recovery of an amount of Rs.32.48 lacs paid by Mr. Ranji Bhandari from Companyadvisor Mr. Ambit and Sita Khosla for work done by them for Mr. Ranji Bhandari. (v)___________________________________________________________ 7. JMA Vs Rahoul Siemssen Engg. (P) Ltd.(RSE)Eviction Petition is pending as regards the premises at 27B Mathura Road, Faridabad, belonging to JMA Industries Ltd., illegally occupied by RSE, which is controlled by Mr. Ranji Bhandari.However RSE has filed a counter claim against J.M.A. u/s 10, read with Section 9 of the Haryana Urban (Control of Rent & Eviction) Act, 1973 to restore the amenities i.e. water, by digging a fresh borewell/tube well or any other means by getting connected the sewage line of the petitioner at its own cost.8. JMA Vs Collector of Excise Writ Petition filed in Delhi High Court for claiming refund of excise amount paid in excess by JMA.9. JMA Vs Sanmati Agencies (P) Ltd.Case filed u/s 138 of Negotiable Instrument Act, 1881 against M/s Sanmati regarding dishonour of two Cheques amounting to Rs.0.55 lacs issued by the later.10. JMA Vs Sanmati Agencies (P) Ltd.Recovery Suit to the tune of Rs.142718 has been filed by the Company against M/s. Sanmati Agencies (P) Ltd. regarding the non-receipt of payment for the supply made by the Company to the later. 11. JMA Vs Globe AutoRecovery Suit to the tune of Rs.74522 has been filed by the Company against M/s. Globe Auto regarding the nonpayment for the supply made by the Company to the later.12. JMA Vs Shubh Laxmi EnterprisesRecovery Suit to the tune of Rs.38427 has been filed by the Company against M/s. Shubh Laxmi Enterprises regarding the non-receipt of payment for the supply made by the Company to the later. 13. JMA Vs Bright Auto (P) Ltd.Recovery Suit to the tune of Rs.67389 has been filed by the Company against M/s. Bright Auto (P) Ltd. regarding the nonreceipt of payment for the supply made by the Company to the later. (vi)____________________________________________________________ 12. Litigation against subsidiary of the Company. Eviction Petition u/s 13 of Haryana Urban (Control of Rent & Eviction) Act, 1973 has been filed in the Civil Court, Faridabad by M/s Knorr Bremse against the CompanyThe case is still pending. 13. Approvals applied for but not yet received. The following approvals have been applied for but have not yet been received by the Company: 1.Renewal of the Factory License No. GGN/J-1/3846(Valid Upto 31st December, 2003) under the Factories Act, 1948 and the Rules made thereunder in respect of unit located at Faridabad. 2.Renewal of License No. HSPCB/Consent/2003/621 Dated 07/08/2003 valid till 31.03.2004 under the Haryana State Pollution Control Board for the Unit located in Faridabad under the Air(Prevention and control of Pollution), Act, 1981 and Environment(Protection) Act, 1986. External risk factors 14. JMA Vs East India Ltd.Recovery Suit to the tune of Rs.197209/Company against M/s East India Ltd regarding the nonpayment for the supply made by the Company to the later.15. JMA Vs Chaudhary AutoRecovery Suit to the tune of Rs.375495/Company against M/s Chaudhary Auto regarding the nonof payment for the supply made by the Company to the later.16. JMA Vs Prakash AutoRecovery Suit to the tune of Rs.430474/Company against M/s Prakash Auto regarding the nonpayment for the supply made by the Company to the later.17. JMA Vs Biglit Recovery Suit to the tune of Rs.67389/Company against M/s Biglit regarding the nonfor the supply made by the Company to the later18. JMA Vs HUDA The High Court of Chandigarh has directed the collector to expedite payment of compensation of the land acquired by the Haryana Government. Petition challenging the acquisition has, however been dismissed by the High Court of Chandigarh. 1.Threat of Imports Imports of Auto Components have been low in the past primarily due to high tariff barriers. If there is any change in the Exim Policy of the Govt. of India, which has the effect of reducing the basic custom duty on Auto Components, it may result in lower sales realization of components manufactured by the Company. 2.Risk of exchange rate fluctuations Foreign exchange fluctuations could have an impact on prices of products manufactured by the Company, which are being made by using some of the imported components and raw materials. The Company has an External Commercial Borrowings (ECB) to the extent of Euro 19,22,583.76 and any fluctuation in Exchange Rate would increase/decrease the ultimate liability under this head. However, the Company has been providing for this contingency on yearly basis in the Books of Accounts. 3.Risk of political instability The performance of the Company may be affected by a number of factors beyond its control including political and economic developments both in India and worldwide.4.Risk of Regulatory uncertainty The business of the Company is subject to the regulations of Government of India. Changes in the fiscal policies adopted by the Government could have an adverse impact on the profitability of the Company. A significant change in the Government’s economic liberalization and deregulation policies could affect business and economic conditions in India and the business of the Company, in particular, changes in other regulations the environmental norms may affect the operations of the Company. (vii)____________________________________________________________5.Risk of economic slowdown The overall demand for the products manufactured by the company are closely linked to number of Commercial Vehicles manufactured in India which in turn linked to macro parameters like GDP growth, increase in population overall growth of the economy and other related matters. The slowdown in India’s economic growth will have an adverse impact on the demand for products manufactured by the Company.Notes to risk factors lNet worth before the issue (as on 31st December, 2003) is Rs.(1418.72lacs) and the issue size is Rs. 634.28 lakhs. As the entire net-worth of the Company has been eroded and the Company had filed Form ‘A’ with BIFR which was registered as Case No. 62/2002. However, the BIFR vide itsconclusion that the Company’s reference was belated and could not be entertained had rejected the Company’s reference being belated. Against this order the Company has filed an appeal with Appellant Authority for Industrial & Financial Reconstruction and the next date of hearing has been fixed on 12th July, 2004 and the Book Value of the Equity Shares of the Company as on 31st December, 2003 is in negative.(viii)____________________________________________________________ (Terms appearing on this page are an inherent part of the "Terms of the Issue" described elsewhere in the Letter of Offer and should be read in conjunction with all other terms)SALIENT FEATURES OF THE INSTRUMENT Issue of Equity Shares on rights basis at the option of the shareholder(s). Issue size : Rs. 634.28 lakhs Entitlement Ratio : 2 : 1 Price per Share : Rs.10/- Dear Equity Shareholder(s), Pursuant to the resolutions passed by the Board of Directors of the Company at its meeting held on 30th October, 2002, it has been decided to make the following offer to the Equity Shareholders of the Company.Issue of 63,42,800 Equity Shares of Rs.10/- each for cash at par on rights basis to the existing Equity Shareholders of the Company in the ratio of two Equity Shares for every one Equity Share held on Record Date.I Name of the Company and address of the Registered Office and Operating Office J.M.A. Industries Limited Registered Office: B-13, Badarpur Extn. New Delhi-110044. Phone No. 91-011-26944546 Works: a) 14/6, Mathura RoadFaridabad(Haryana)Phone: 91-129-2275772-2275773 Fax: 91-0129-2273903 E mail ID jmail@ndf.vsnl.net.in,hella01@vsnl.netb.Derabassi Distt. Patiala , Punjab.Phone:01762-280001,281504 ImportantlThis issue is applicable to those Equity Shareholders whose names appear as beneficial owners as per the list to be furnished by the depositories in respect of the shares held in the electronic form and on the Register of Members of the Company at the close of Business hours on the Record date i.e. , 2004. lAs regards persons holding shares in physical mode the Rights Shares will be offered to those persons whose names appears on the Register of Members of the Company on the Record Date i.e. , 2004. lYour attention is drawn to the section on "Risk Factors" appearing on page i of this Letter of Offer. GENERAL INFORMATION lPlease ensure that you have received the CAF(s) with this Letter of Offer. lPlease read the Letter of Offer and the instructions contained herein and in the CAF carefully before filling in the CAF. The instructions contained in the CAF are an integral part of this Letter of Offer and must be carefully followed. Application is liable to be rejected for any non-compliance of the Letter of Offer or the CAF. lAll enquiries in connection with this Letter of Offer or CAF should be addressed to the Registrars to the issue, quoting the Registered Folio number/DP and Client ID number and the CAF numbers as mentioned in the CAF. II.Issue Schedule III.Issue Management Team 1. Lead Manager to the Issue PNR Securities Limited R-5, Green Park Market New Delhi-110 016. Tel.No.(s):(011)51009000 Fax No.: (011) –51755800 E-mail: pnrsec@ndb.vsnl.net.in 2.Legal Advisors to the Issue AZB & Partner,Advocates & Solicitors,F-40, South Extn.- I New Delhi 110049Ph. No.: 91-11-24617697,24618947Fax: 91-11-24625302Email: delhi@azbpartners.com 3.Registrars to the Issue Intime Spectrum Registry Ltd. Issue Opening Date Last Date for receiving requests for split forms Issue Closing Date A-31, 3rd Floor, Near PVR Cinemas, Naraina Industrial Area, Phase-I, New Delhi-110 028.Tel.No.(s):91-11- 51410592-94 Fax No.:91-11-51410591 Email: inhouse@bol.net.in 4.Auditors of the Company M/s S. P. Chopra & Company Chartered Accountants F-31, Connaught Place New Delhi-110001 Ph.91-11- 23313495-97 Fax: 91-11-23713516 Email: spcnco@nda.vsnl.net.in 5.Bankers to the Issue Deutsche Bank Tolstoy Marg, Connaught Place, New Delhi-110 001. Ph. 91-11-23721150-56 Fax No.91-11-23316237 6.Compliance Officer Rakesh Sharma A.V.P.(Commercial)-cum-Company Secretary14/6, Mathura Road, Faridabad (Haryana)Phone: 91-129-2275772-73 Fax: 91-0129-2273903E mail ID jmail@ndf.vsnl.net.in 7.Bankers to the Company Deutsche Bank Tolstoy Marg, Connaught Place, New Delhi-110 001. Ph. 91-11-23721150-56 Fax No.91-11-23316237 Canara Bank 74, Janpath, Connaught Place, New Delhi-110 001. Ph. 91-11-23323583/23320831 State Bank of Patiala Village Derabassi Distt. Patiala(Punjab) Ph. 01762-280724 II.ELIGIBILITY FOR THE ISSUE: The Company is an existing company under the Act, whose equity shares are listed on Delhi Stock Exchange and The Stock Exchange, Mumbai. It is eligible to offer this Rights Issue in terms of Clause 2.4(iv) of the SEBI (Disclosure and Investor Protection) Guidelines, 2000 and amendments thereto ("SEBI Guidelines"). The Company, its promoter(s), its directors or any of the Company’s associate or group companies and companies in which the directors of the Company are associated as director(s) or promoter(s) have not been prohibited from accessing the capital market under any order or direction passed by SEBI or any other regulatory authority. V.GOVERNMENT AND OTHER APPROVALS The Company has been advised that no approval of Government of India/Reserve Bank of India is required in connection with the Rights Issue. However by way of abundant precaution application has been filed with Govt. of India for its approval for this Rights Issue. It must be distinctly understood that the Government of India does not take any responsibility for the financial soundness of any scheme or project or for the correctness of any statements made or any opinions expressed with regard to them. The Company can undertake the activities proposed by it in view of the present approvals and no further approvals from any Government Authorities/FIPB/RBI are required by the Company to undertake the proposed activities. The lenders of the Company do not have any clause in their agreement that restricts this Rights Issue. However, Company has received the following important approvals/consents required for the activities carried on by it: Unit : Faridabad lConsent No. HSPCB/Consent/2003/621 dated 7th August, 2003 by Haryana State Pollution Control Board, Chandigarh authorising the Company for operating a facility for collection, reception, treatment, storage, transportation and disposal of hazardous wastes valid upto 31st March, 2004, Company has already applied for the renewal of the same. lConsent No. HSPCB/Consent/2003/621 dated 7th August, 2003 by Haryana State Pollution Control Board, Chandigarh granting of consent for emission of Air Pollutants under Section 21/22 of the Air (Prevention and control of Pollution) Act, 1981 valid upto 31st March, 2004 and the Company has already applied for renewal. lRegistration Certificate No. GGN/J-1/3846 under the Factories Act, 1948 for Registration & Licence to Work a factory, valid upto 31st December, 2003 and has already applied for renewal.. lLetter dated 08/09/1997 from Haryana State Electricity Board granting permission for the supply of 1311.98 KW electricity to the unit. Unit: Derabassi lConsent No.PTA/WPC/95-10/R-567 dated 28th August, 2002 by Punjab Pollution Control Board, Nabha Road, Patiala, Punjab granting consent under Section 25/26 of the Water (Prevention and control of Pollution) Act, 1974 valid upto 30th June, 2010. lRegistration Certificate No. PT/J-53/365/1191 under the Factories Act, 1948 for Registration & Licence to Work a factory, valid upto 31st December, 2004. lLetter dated 24th April, 1995 from Punjab State Electricity Board granting permission for the supply of 398.396 K.W. electricity to the unit. VI.Filing The draft Letter of Offer was submitted to Securities & Exchange Board of India Northern Region, Block No.1, Rajendra Bhavan, Rajendra Place, District Centre, New DelhiLetter of Offer was also filed with BSE and DSE. The Letter of Offer was filed with The Delhi Stock Exchange, Association Limited (the Regional Stock Exchange) as per the provisions of the Act. VII.Disclaimer Clause AS REQUIRED, A COPY OF THIS LETTER OF OFFER HAS BEEN SUBMITTED TO SEBI. IT IS TO BE DISTINCTLY UNDERSTOOD THAT SUBMISSION OF DRAFT LETTER OF OFFER TO SECURITIES AND EXCHANGE BOARD OF INDIA (‘SEBI’) SHOULD NOT IN ANY WAY BE DEEMED OR CONSTRUED THAT THE SAME HAS BEEN CLEARED OR APPROVED BY SEBI. SEBI DOES NOT TAKE ANY RESPONSIBILITY EITHER FOR THE FINANCIAL SOUNDNESS OF ANY SCHEME OR FOR WHICH THE ISSUE IS PROPOSED TO BE MADE OR FOR THE CORRECTNESS OF THE STATEMENTS MADE OR OPINIONS EXPRESSED IN THE LETTER OF OFFER. THE LEAD MANAGER TO THE ISSUE, PNR SECURITIES LIMITED HAS CERTIFIED THAT THE DISCLOSURES MADE IN THE LETTER OF OFFER ARE GENERALLY ADEQUATE AND ARE IN CONFORMITY WITH THE SEBI GUIDELINES FOR DISCLOSURE AND INVESTOR PROTECTION IN FORCE FOR THE TIME BEING. THIS REQUIREMENT IS TO FACILITATE INVESTORS TO TAKE AN INFORMED DECISION FOR MAKING INVESTMENT IN THE PROPOSED ISSUE. IT SHOULD ALSO BE CLEARLY UNDERSTOOD THAT WHILE THE ISSUER COMPANY IS PRIMARILY RESPONSIBLE FOR THE CORRECTNESS, ADEQUACY AND DISCLOSURE OF ALL RELEVANT INFORMATION IN THE LETTER OF OFFER, THE LEAD MANAGER IS EXPECTED TO EXERCISE DUE DILIGENCE TO ENSURE THAT THE COMPANY DISCHARGES ITS RESPONSIBILITY ADEQUATELYTHE LEAD MANAGER, PNR SECURITIES LIMITED HAS FURNISHED TO SEBI A DUE DILIGENCE CERTIFICATE DATED 28th JUNE, 2004 IN ACCORDANCE WITH SEBI (MERCHANT BANKERS) REGULATIONS 1992 WHICH READS AS FOLLOWS. "1.WE HAVE EXAMINED VARIOUS DOCUMENTS INCLUDING THOSE RELATING TO LITIGATION LIKE COMMERCIAL DISPUTES, PATENT DISPUTES, DISPUTES WITH COLLABORATORS ETC. AND OTHER MATERIALS IN CONNECTION WITH THE FINALISATION OF THE LETTER OF OFFER PERTAINING TO THE SAID ISSUE.2. ON THE BASIS OF SUCH EXAMINATION AND DISCUSSIONS WITH THE COMPANY, ITS DIRECTORS AND OTHER OFFICERS, OTHER AGENCIES, INDEPENDENT VERIFICATION OF STATEMENT CONCERNING THE OBJECTS OF THE ISSUE, PROJECTED PROFITABILITY, PRICE JUSTIFICATION AND THE CONTENTS OF THE DOCUMENTS MENTIONED IN THE ANNEXURE AND OTHER PAPERS FURNISHED BY THE COMPANY; WE CONFIRM THAT: a) THE LETTER OF OFFER FORWARDED TO SEBI IS IN CONFORMITY WITH THE DOCUMENTS, MATERIALS AND PAPERS RELEVANT TO THE ISSUE;b) ALL THE LEGAL REQUIREMENTS CONNECTED WITH THE SAID ISSUE, AS ALSO THE GUIDELINES, INSTRUCTIONS ETC. ISSUED BY SEBI, THE GOVERNMENT AND ANY OTHER COMPETENT AUTHORITY IN THIS BEHALF HAVE BEEN DULY COMPLIED WITH; AND c) THE DISCLOSURES MADE IN THE LETTER OF OFFER ARE TRUE, FAIR AND ADEQUATE TO ENABLE THE INVESTORS TO MAKE A WELL INFORMED DECISION AS TO THE INVESTMENT IN THE PROPOSED ISSUE AND d) WE CONFIRM THAT BESIDE OURSELVES, ALL THE INTERMEDIARIES NAMED IN THE LETTER OF OFFER ARE REGISTERED WITH SEBI AND THAT TILL DATE SUCH REGISTRATION IS VALID." The filing of Letter of Offer does not, however, absolve the Company from any liabilities under Section 63 of the Act or from the requirement of obtaining such statutory and other clearances as may be required for the purpose of the proposed Issue. SEBI further reserves the right to take up, at any point of time, with the Lead Manager any irregularities or lapses in the Letter of Offer. VIII. CAUTION The Company and the Lead Manager accept no responsibility for statements made otherwise than in the LOF or in the advertisements or any other material issued by or at the instance of the Company and that anyone placing reliance on any other source of information would be doing so at his/her/their own risk. All information shall be made available by the Lead Managers and the Issuer to the shareholders and no selective or additional information would be made available for a section of the shareholders or investors in any manner whatsoever including at presentations, research or sales reports etc after filing the Draft Letter of Offer with SEBI. IX. DISCLAIMER IN RESPECT OF JURISDICTION This LOF has been prepared under the provisions of Indian Laws and the applicable rules and regulationschemeschemesary formalities for listing and commencement of trading at all stock exchanges where the securities are to be listed will be taken within 7 working days of finalisation of basis of allotment. lThe funds required for despatch of refund orders/allotment letters/certificates by registered post shall be made available to the registrar to the Rights Issue. lThe certificates of the securities/refund orders to the non-resident Indians shall be despatched within the specified time. lNo further issue of securities affecting equity capital of the Company shall be made till the securities issued/offered through the Rights Issue are listed or till the application moneys are refunded on account of nonetc. Important lThe Issuer and the Lead Managers are obliged to update the Letter of Offer and keep the public informed of any material changes till the commencement of trading. lAll information shall be made available by the Lead Managers and the Issuer to the public and investors at large and no selective or additional information would be available for a section of the investors in any manner whatsoever including at road shows, presentations, in research or sales reports etc. CAPITAL STRUCTURE Amount(Rs.) Authorised Share Capital 99,90,000 Equity Shares of Rs.10/- each 9,99,00,0001,000 Redeemable Cumulative Participating Preference Shares of Rs.100/- each 1,00,000 Investors may also refer to the "Minimum Subscription" clause mentioned elsewhere in the Letter of Offer. Notes to the Capital Structure 1. Build up of Equity Capital Issued, Subscribed and Paid-Up Capital1 31,71,400Equity Shares of Rs.10/- each 3,17,14,000Present issue being offered to the Equity Shareholders through this Letter of Offer63,42,800Equity Shares of Rs.10/- each for Cash at par 6,34,28,000Paid-up Equity Capital after the Issue(Assuming Equity Shareholders opt for all the Equity Shares offered)95,14,200Equity Shares of Rs.10/- each for Cash at par 9,51,42,000Date of Issue No. of Equity SharesFace Value (Rs.) Issue Price (Rs.) Consideration Remarks26.10.59 2500*10/-* 10/- Cash Subscribers to Memorandum & Articles of Association1959 25130*10/-* 10/- Cash Further Issue of Equity Shares1960 17450* 10/-* 10/- Cash Further Issue of Equity Shares1961 25030* 10/-* 10/- Cash Further Issue of Equity Shares1962 104100* 10/-* 10/- Cash Further Issue of Equity Shares1963 15790* 10/-* 10/- Cash Further Issue of Equity Shares29.10.65 94820* 10/-* 10/- Cash Further Issue of Equity Shares1966 5180* 10/-* 10/- Cash Further Issue of Equity Shares1968 91830* 10/-* 10/- Cash Further Issue of Equity Shares21.02.69 8170* 10/-* 10/- Cash Further Issue of Equity *Prior to 18th January, 1986 the face value of the Shares of the Company was Rs.100/-each. 2. Current Shareholding pattern of the Company( as on ). Shares28.04.74 130000* 10/-* 10/- |
| Jun 30, 2004 | J.M.A Industries Limited | 13, Badarpur Extn., New Delhi-110 044.Corporate Office: 14/6 Mathura Road, Faridabad-121 003(Haryana)Phone: 0091-129-2275772-3, Fax:0091-129-2273903 email:hella01@vsnl.netDRAFT LETTER OF OFFERIssue of 63,42,800 Equity Shares of Rs.10/- each for cash at par on right basis to the existing Equity Shareholders of the Company in the ratio of two Equity Shares for every one Equity Share held on Record Date.GENERAL RISKSInvestments in Equity and Equity related securities involve a degree of risk and investors should not invest any funds in this Issue unless they can afford to take the risk of losing their investment. Investors are advised to read the Risk Factors carefully before taking an investment decision in this Issue. For taking an investment decision, investors must rely on their own examination of the Issuer and the Issue including the risks involved. The securities have not been recommended or approved by the Securities and Exchange Board of India (SEBI) nor does SEBI guarantee the accuracy or adequacy of this document. Investors are advised to refer to "Risk Factors" on page i carefully before making an investment in this Issue.ISSUER’S ABSOLUTE RESPONSIBILITY The Company having made all reasonable inquiries, accepts responsibility for and confirms that this Letter of Offer contains all information with regard to the Issuer and the Issue, which is material in the context of this Issue, that the information contained in this Letter of Offer is true and correct in all material respects and is not misleading in any material respect, that the opinions and intentions expressed herein are honestly held and that there are no other facts, the omission of which makes this Letter of Offer as a whole or any such information or the expression of any such opinions or intentions misleading in any material respect. LISTING The existing equity shares of the Company are listed on Delhi Stock Exchange (Regional Stock Exchange) and The Stock Exchange, Mumbai. The Company will make applications to these Stock Exchanges for permission to deal in and for an official quotation in respect of the equity shares arising from this Issue. ISSUE PROGRAMME Issue Opens onLast date for receiving requests for Split formsIssue Closes on Manager To The Offer Registrar to the offer PNR Securities Limited R-5, Green Park Market New Delhi-110 016. Tel.No.(s):(011) 51009000 Intime Spectrum Registry Ltd.A-31, 3rd Floor, Near PVR Cinema, Naraina Industrial Area, Phase-I, New Delhi-110 028. GLOSSARY OF TERMS/ABBREVIATIONSFax No.: (011) –51755800 E-mail: pnrsec@ndb.vsnl.net.in Tel. No.(s):(011) 51410592-94Fax No. : (011)-51410591 Email: inhouse@bol.net.in ActThe Companies Act, 1956 and amendments theretoAGMAnnual General MeetingArticlesArticles of Association of the CompanyBIFRBoard for Industrial and Financial ReconstructionBSEThe Stock Exchange, MumbaiCAFComposite Application FormCDSLCentral Depository Services (India) LimitedCommittee of DirectorsCommittee of the Board of Directors of the Company to take decisions on matters related to/incidental to this Rights Issue.Company/Issuer/JMAILJ.M.A Industries LimitedDepositoriesNSDL and CDSLDPDepository ParticipantsDSE/Regional St. Exch.The Delhi Stock Exchange Association LimitedEquity ShareholdersEquity Shareholders whose names appear as i Beneficial owners as per the list to be furnished by the Depositories in respect of the shares held in the electronic form and i on the Register of Members of the Company in respect of the shares held in physical form at the close of Business hours on the Record Date i.e. 2004 and to whom this issue is being made. HellaHella K G Hueck & Co., Germany Issue/Rights Issue63,42,800 Equity Shares of Rs.10/- each offered through this Letter of Offer Lead ManagerPNR Securities Limited LOFLetter of Offer MACTMotor Accident Claim Tribunal MemorandumMemorandum of Association of the Company OEMOriginal Equipment Manufacturer INDEXRecord Date, 2004. Registrar to the IssueIntime Spectrum Registry Ltd. ReinholdReinhold Poersch GmbH, Germany SEBIThe Securities and Exchange Board of India SEBI GuidelinesSEBI (Disclosure & Investor Protection) Guidelines, 2000 read with amendments thereto. RISK FACTORS SALIENT FEATURES OF THE INSTRUMENT GENERAL INFORMATION CAPITAL STRUCTURE TERMS OF THE ISSUE TAX BENEFITS PARTICULARS OF THE ISSUE DETAILS ABOUT THE COMPANY MANAGEMENT AUTO COMPONENT INDUSTRY- A PROFILE PRESENT SET UP OF THE COMPANY FINANCIAL PERFORMANCE OF THE COMPANY MANAGEMENT DISCUSSION AND ANALYSIS STOCK MARKET DATA BASIS FOR ISSUE PRICE UNAUDITED WORKING RESULTS FOR THE LATEST PERIOD PROMISE VS PERFORMANCE IN THE LAST ISSUE OUTSTANDING LITIGATIONS MECHANISM EVOLVED BY THE COMPANY FOR THE REDRESSAL OF INVESTOR GRIEVANCES DETAILS OF ADVERSE EVENTS AFFECTING THE COMPANY The Letter of Offer also includes statistical data regarding the Auto Component Industry. This data has been obtained from industry publications, reports and other sources that the Company and the Lead Manager believe to be reliable. Neither the Company nor the Lead Manager has independently verified such data. The investors should consider the following risk factors together with all other information included in this Letter of Offer carefully, in evaluating the Company and its business before making any investment decision. Any projections, forecasts and estimates contained herein are forward looking statements that involve risks and uncertainties. Such statements use forward looking terminology like "may", "believes", "will", "expect", "anticipate", "estimate", "plan" or other similar words. The Company’s actual results could differ from those anticipated in these forwardas a result of certain factors including those, which are set forth in the "Risk factors". Internal Risk Factors 1.Accumulated losses in Company Company has accumulated losses of Rs.2071.86 lacs till 31st December, 2003 and its entire networth has been completely eroded. Company had filed Form Financial Reconstruction (BIFR), which was registered as Case no. 62/2002. However, the BIFR vide its’ order dated 6th February, 2003 had come to the conclusion that the Companyreference was belated and could not be entertained. Against this order the Company has filed an appeal with Appellant Authority for Industrial & Financial Reconstruction and the next date of hearing has been fixed for 12th July, 2004. Management perception: Company has been using a strong Brand Equity of "Hella" in the market. With this Rights Issue and Technology support from M/s Hella K G Hueck & Co., the companylikely to improve. 2.Loss making Subsidiaries The Company has two subsidiary companies M/s.Bitoni Lamps Limited and M/s.Chetan Genthe & Co. Limited carrying accumulated losses of Rs.13.13 lacs and Rs. 12.18 lacs respectively EXPERT OPINION OPTION TO SUBSCRIBE MATERIAL CONTRACTS AND INSPECTION OF DOCUMENTS DECLARATION RISK FACTORS based on the unaudited financial results as on 31.3.2003. The Management of the said subsidiary Companies has failed to provide Audited financial accounts for the year ended 312002 and 31st March, 2003. The Company based on legal advise has filed petition u/s 167 of the Companies Act, 1956 before the Company Law Board (NR), New Delhi, seeking appropriate directions, hence reports of the Auditors for these subsidiaries have not been mentioned. The Company can give no assurance that these subsidiaries will make profits in the future.3. Dependence on external suppliers The Company procures its raw materials from the various local suppliers. A failure of these external suppliers to adhere to the delivery schedule may hamper the production schedule of the Company. This dependence may also seriously affect the availability of key inputs at reasonable prices thus affecting the margins of the Company.(i)____________________________________________________________ Management Perception: The Company has long association with the existing vendors and also in the process of developing new vendors to meet any contingency for nonexisting suppliers. 4. Concentration of dealers/distributors The Company makes most of its’ supplies to Original Equipment Manufacturers (OEM) like TELCO, Ashok Leyland, Mahindra & Mahindra etc. and the remaining supplies are being made to vendors/dealers/distributors all over India in retail market. The top 10 OEM’s account for about 70% of the total Company’s sales. Accordingly, the Company is also dependent on a few distributors/dealers for a large part of offtake.Management Perception: The Company has long association with the existing OEM’s and Distributors. The Company is proposing to acquire new technology from M/s Hella KG Hueck & Co., Germany to further increase the share of Business with the OEM’s and to provide good quality products for being exported to various countries thus widening the supply base. 5.Trading Suspended at BSE Trading in Equity Shares of the Company was suspended at BSE in 1998 due to non-compliance of the Listing Agreement. However, the BSE vide itsrevoked the suspension and now the Company’s shares can be dealt at the Stock Exchange, Mumbai. Management Perception: With revocation of the suspension, the shares are now tradable on BSE. 6.Labour Unrest/Strike The Company faced some labour unrest during the months of January and February, 2004, which was subsequently amicably resolved. Thereafter 150 workmen/staff had resigned from the employment of the Company on their own. 7.Contingent liabilities of the Company As on 31st March, 2003, the Company had the following contingent liabilities: lBank Guarantees issued by the Company’s Bankers to the tune of Rs.7.18 lacs, which has been outstanding. lBill discounted with Banks and remaining outstanding Rs.75.63 lacs. lEstimated amount of contracts remaining to be executed on capital account and not provided for in the accounts (Net of advances) Rs.7.64 lacs. As on 30th April, 2004 the following amounts were outstanding in respect of each unit with the Company’s Bankers: (Rs. in lakhs) Faridabad Unit Derabassi Units Cash Credit (CC) Nil 115.00 Bills Discounting Nil 36.43 Management Perception The items listed above are in the normal course of Business. (ii)____________________________________________________________ 8. Litigation against the Company Sl. No. Particulars of Case1. Mr.D.R. Sondhi, had filed a petition under Section 9 of the Arbitration and Conciliation Act, 1996, proceeding against M/s Hella K.G. Hueck & Co.(Hella) & has also made Company a party with regard to termination of Shareholdersexecuted between Hella and Sondhi, Bhandari family(erstwhile promoters of the Company).The shareholders’ agreement, the root cause of the disputes between the existing promoters and erstwhile promoters, provided for preferential allotment of Equity Shares to Reinhold Poersch GmbH, thereby increasing their holding from 26% to 51% as per the terms & conditions set out therein. On committing breach of the terms of the Shareholdersagreements’ by the Sondhi, Bhandari family, Hella terminated the same. This termination has been challenged by the Sondhi, Bhandari family. Single Judge and Division Bench of High Court has given (iii)____________________________________________________________9.Apart from the above the following cases are also pending against the Company in various Consumer and Labour Courts. judgement in favour of the Company. However, by consent of parties, the case has been withdrawn from the respective courts and the matter has been referred to the Arbitrator for adjudication. 2. Mr. D. R. Sondhi, as a shareholder of the Company has initiated an arbitration proceeding for :a) Declaring the resolution relating to incorporating shareholders agreement as part of the Memorandum & Articles of Association and transfer of some properties as stated in the resolution, which were defeated in the Extraordinary General Meeting on 1passed; b) For Permanent and Mandatory Injunction to declare the Annual General Meeting of J.M.A. Industries Ltd held on 26th September, 2002, wherein the resolution relating to re-appointment of Mrs. Prema Bhandari, was defeated, to be null & Void.With the consent of the parties, the matter has been transferred from Court to Arbitrator. No relief interim/otherwise granted by the arbitrator till date.3. Case has been filed by Municipal corporation, Derabassi, Distt. Patiala against the Company demanding House Tax at higher rates. Case if decided against the Company the maximum amount of liability would be Rs.4,44,194/4. Ajit Singh Vs Bhandari Family & JMAI for matter of possession of some parts of property belonging to Bhandari family. The Company is only a performa party in the suit.5. DCM Daewoo Motors Ltd. Vs JMA (for Recovery of tooling advance of Rs.54.00 lacs). Counter Suit and Counter Claim filed by JMAI on M/s DCM Daewoo Motors Ltd. for recovery of Rs.54.00 lacs. Sl. No. Particulars of Cases 1. Harish Chander V/s J.M.A. Inds. Ltd. (iv)____________________________________________________________ (Industrial Dispute)-Reinstatement of the workmen with continuity of service and full back wages.2. Ram Bahadur Yadav V/s J.M.A. Industries Ltd.- Suit was filed by an ex-employee against the Company for removing him from the services. The matter has now been amicably settled and the settlement is pending for approval of the concerned court.3. J.M.A. Industries Ltd. V/s R.P.F. Commissioner, Faridabadagainst the order of Asst. PF Commissioner that PF amount, to be deducted on full wages. However, the Company’s contention is that PF should be deducted on Minimum Wages. 4. J.M.A. Industries Ltd. V/s J.M.A. Karamchari, Union(Regd.)Orders- Appeal u/s 6 of the Indl. Employment Standing Order Act. The matter of contention is regarding the retirement age of worker.5. Glowlite Inds. V/s J.M.A. Industries Ltd.- Case has been filed against the Company for non-payment for supply of components made by the former.6. Smt. Man Kanwar Banthiya, Jaipur. V/s J.M.A. Industries Ltd.Suit for security deposit for the dealership. 7. Dhan Singh V/s J.M.A. Industries Ltd.Services of an employee was terminated. Case was filed for reinstatement with full back wages. 8. Sunder & Kapoor, Mumbai Vs JMA Recovery of Rs. 1.92 lacs against 10. Litigation filed by the Company material supplied to the Company.Sl. No. Particulars of Case1. JMA Vs Bitoni Lamps Ltd.Application has been filed before the Company Law Board , Regional Bench, New Delhi u/s 167 of the Companies Act,1956 seeking itsdirection to hold Annual General Meeting of Bitoni Lamps Ltd.2. JMA Vs Chetan Genthe & Co. Ltd.Application has been filed before the Company Law Board , Regional Bench, New Delhi u/s 167 of the Companies Act,1956 seeking itsdirection to hold Annual General Meeting of Chetan Genthe Co. Ltd..3. JMA & Others Vs Chetan Genthe & Co. Ltd. before the Company Law Board, Regional Bench, New Delhi u/s 111A of the Companies Act, 1956 for seeking the direction of Company Law Board against the refusal of Chetan Genthe Co. Ltd. for transfer of Equity Shares.4 JMA & Others Vs Bitoni Lamps Ltd. before the Company Law Board, Regional Bench, New Delhi u/s 111A of the Companies Act, 1956 for seeking the direction of Company Law Board against the refusal of Bitoni Lamps Ltd. for transfer of Equity Shares.5. JMA Vs Rapa Relays Limited( for Recovery of Rs. 21.66 lacs against outstanding loan against them).Winding up petition has also been filed against them.6. JMA Vs. Ranji Bhandari(erstwhile Promoter of the Company). Case has been filed for the recovery of an amount of Rs.32.48 lacs paid by Mr. Ranji Bhandari from Companyadvisor Mr. Ambit and Sita Khosla for work done by them for Mr. Ranji Bhandari. (v)___________________________________________________________ 7. JMA Vs Rahoul Siemssen Engg. (P) Ltd.(RSE)Eviction Petition is pending as regards the premises at 27B Mathura Road, Faridabad, belonging to JMA Industries Ltd., illegally occupied by RSE, which is controlled by Mr. Ranji Bhandari.However RSE has filed a counter claim against J.M.A. u/s 10, read with Section 9 of the Haryana Urban (Control of Rent & Eviction) Act, 1973 to restore the amenities i.e. water, by digging a fresh borewell/tube well or any other means by getting connected the sewage line of the petitioner at its own cost.8. JMA Vs Collector of Excise Writ Petition filed in Delhi High Court for claiming refund of excise amount paid in excess by JMA.9. JMA Vs Sanmati Agencies (P) Ltd.Case filed u/s 138 of Negotiable Instrument Act, 1881 against M/s Sanmati regarding dishonour of two Cheques amounting to Rs.0.55 lacs issued by the later.10. JMA Vs Sanmati Agencies (P) Ltd.Recovery Suit to the tune of Rs.142718 has been filed by the Company against M/s. Sanmati Agencies (P) Ltd. regarding the non-receipt of payment for the supply made by the Company to the later. 11. JMA Vs Globe AutoRecovery Suit to the tune of Rs.74522 has been filed by the Company against M/s. Globe Auto regarding the nonpayment for the supply made by the Company to the later.12. JMA Vs Shubh Laxmi EnterprisesRecovery Suit to the tune of Rs.38427 has been filed by the Company against M/s. Shubh Laxmi Enterprises regarding the non-receipt of payment for the supply made by the Company to the later. 13. JMA Vs Bright Auto (P) Ltd.Recovery Suit to the tune of Rs.67389 has been filed by the Company against M/s. Bright Auto (P) Ltd. regarding the nonreceipt of payment for the supply made by the Company to the later. (vi)____________________________________________________________ 12. Litigation against subsidiary of the Company. Eviction Petition u/s 13 of Haryana Urban (Control of Rent & Eviction) Act, 1973 has been filed in the Civil Court, Faridabad by M/s Knorr Bremse against the CompanyThe case is still pending. 13. Approvals applied for but not yet received. The following approvals have been applied for but have not yet been received by the Company: 1.Renewal of the Factory License No. GGN/J-1/3846(Valid Upto 31st December, 2003) under the Factories Act, 1948 and the Rules made thereunder in respect of unit located at Faridabad. 2.Renewal of License No. HSPCB/Consent/2003/621 Dated 07/08/2003 valid till 31.03.2004 under the Haryana State Pollution Control Board for the Unit located in Faridabad under the Air(Prevention and control of Pollution), Act, 1981 and Environment(Protection) Act, 1986. External risk factors 14. JMA Vs East India Ltd.Recovery Suit to the tune of Rs.197209/Company against M/s East India Ltd regarding the nonpayment for the supply made by the Company to the later.15. JMA Vs Chaudhary AutoRecovery Suit to the tune of Rs.375495/Company against M/s Chaudhary Auto regarding the nonof payment for the supply made by the Company to the later.16. JMA Vs Prakash AutoRecovery Suit to the tune of Rs.430474/Company against M/s Prakash Auto regarding the nonpayment for the supply made by the Company to the later.17. JMA Vs Biglit Recovery Suit to the tune of Rs.67389/Company against M/s Biglit regarding the nonfor the supply made by the Company to the later18. JMA Vs HUDA The High Court of Chandigarh has directed the collector to expedite payment of compensation of the land acquired by the Haryana Government. Petition challenging the acquisition has, however been dismissed by the High Court of Chandigarh. 1.Threat of Imports Imports of Auto Components have been low in the past primarily due to high tariff barriers. If there is any change in the Exim Policy of the Govt. of India, which has the effect of reducing the basic custom duty on Auto Components, it may result in lower sales realization of components manufactured by the Company. 2.Risk of exchange rate fluctuations Foreign exchange fluctuations could have an impact on prices of products manufactured by the Company, which are being made by using some of the imported components and raw materials. The Company has an External Commercial Borrowings (ECB) to the extent of Euro 19,22,583.76 and any fluctuation in Exchange Rate would increase/decrease the ultimate liability under this head. However, the Company has been providing for this contingency on yearly basis in the Books of Accounts. 3.Risk of political instability The performance of the Company may be affected by a number of factors beyond its control including political and economic developments both in India and worldwide.4.Risk of Regulatory uncertainty The business of the Company is subject to the regulations of Government of India. Changes in the fiscal policies adopted by the Government could have an adverse impact on the profitability of the Company. A significant change in the Government’s economic liberalization and deregulation policies could affect business and economic conditions in India and the business of the Company, in particular, changes in other regulations the environmental norms may affect the operations of the Company. (vii)____________________________________________________________5.Risk of economic slowdown The overall demand for the products manufactured by the company are closely linked to number of Commercial Vehicles manufactured in India which in turn linked to macro parameters like GDP growth, increase in population overall growth of the economy and other related matters. The slowdown in India’s economic growth will have an adverse impact on the demand for products manufactured by the Company.Notes to risk factors lNet worth before the issue (as on 31st December, 2003) is Rs.(1418.72lacs) and the issue size is Rs. 634.28 lakhs. As the entire net-worth of the Company has been eroded and the Company had filed Form ‘A’ with BIFR which was registered as Case No. 62/2002. However, the BIFR vide itsconclusion that the Company’s reference was belated and could not be entertained had rejected the Company’s reference being belated. Against this order the Company has filed an appeal with Appellant Authority for Industrial & Financial Reconstruction and the next date of hearing has been fixed on 12th July, 2004 and the Book Value of the Equity Shares of the Company as on 31st December, 2003 is in negative.(viii)____________________________________________________________ (Terms appearing on this page are an inherent part of the "Terms of the Issue" described elsewhere in the Letter of Offer and should be read in conjunction with all other terms)SALIENT FEATURES OF THE INSTRUMENT Issue of Equity Shares on rights basis at the option of the shareholder(s). Issue size : Rs. 634.28 lakhs Entitlement Ratio : 2 : 1 Price per Share : Rs.10/- Dear Equity Shareholder(s), Pursuant to the resolutions passed by the Board of Directors of the Company at its meeting held on 30th October, 2002, it has been decided to make the following offer to the Equity Shareholders of the Company.Issue of 63,42,800 Equity Shares of Rs.10/- each for cash at par on rights basis to the existing Equity Shareholders of the Company in the ratio of two Equity Shares for every one Equity Share held on Record Date.I Name of the Company and address of the Registered Office and Operating Office J.M.A. Industries Limited Registered Office: B-13, Badarpur Extn. New Delhi-110044. Phone No. 91-011-26944546 Works: a) 14/6, Mathura RoadFaridabad(Haryana)Phone: 91-129-2275772-2275773 Fax: 91-0129-2273903 E mail ID jmail@ndf.vsnl.net.in,hella01@vsnl.netb.Derabassi Distt. Patiala , Punjab.Phone:01762-280001,281504 ImportantlThis issue is applicable to those Equity Shareholders whose names appear as beneficial owners as per the list to be furnished by the depositories in respect of the shares held in the electronic form and on the Register of Members of the Company at the close of Business hours on the Record date i.e. , 2004. lAs regards persons holding shares in physical mode the Rights Shares will be offered to those persons whose names appears on the Register of Members of the Company on the Record Date i.e. , 2004. lYour attention is drawn to the section on "Risk Factors" appearing on page i of this Letter of Offer. GENERAL INFORMATION lPlease ensure that you have received the CAF(s) with this Letter of Offer. lPlease read the Letter of Offer and the instructions contained herein and in the CAF carefully before filling in the CAF. The instructions contained in the CAF are an integral part of this Letter of Offer and must be carefully followed. Application is liable to be rejected for any non-compliance of the Letter of Offer or the CAF. lAll enquiries in connection with this Letter of Offer or CAF should be addressed to the Registrars to the issue, quoting the Registered Folio number/DP and Client ID number and the CAF numbers as mentioned in the CAF. II.Issue Schedule III.Issue Management Team 1. Lead Manager to the Issue PNR Securities Limited R-5, Green Park Market New Delhi-110 016. Tel.No.(s):(011)51009000 Fax No.: (011) –51755800 E-mail: pnrsec@ndb.vsnl.net.in 2.Legal Advisors to the Issue AZB & Partner,Advocates & Solicitors,F-40, South Extn.- I New Delhi 110049Ph. No.: 91-11-24617697,24618947Fax: 91-11-24625302Email: delhi@azbpartners.com 3.Registrars to the Issue Intime Spectrum Registry Ltd. Issue Opening Date Last Date for receiving requests for split forms Issue Closing Date A-31, 3rd Floor, Near PVR Cinemas, Naraina Industrial Area, Phase-I, New Delhi-110 028.Tel.No.(s):91-11- 51410592-94 Fax No.:91-11-51410591 Email: inhouse@bol.net.in 4.Auditors of the Company M/s S. P. Chopra & Company Chartered Accountants F-31, Connaught Place New Delhi-110001 Ph.91-11- 23313495-97 Fax: 91-11-23713516 Email: spcnco@nda.vsnl.net.in 5.Bankers to the Issue Deutsche Bank Tolstoy Marg, Connaught Place, New Delhi-110 001. Ph. 91-11-23721150-56 Fax No.91-11-23316237 6.Compliance Officer Rakesh Sharma A.V.P.(Commercial)-cum-Company Secretary14/6, Mathura Road, Faridabad (Haryana)Phone: 91-129-2275772-73 Fax: 91-0129-2273903E mail ID jmail@ndf.vsnl.net.in 7.Bankers to the Company Deutsche Bank Tolstoy Marg, Connaught Place, New Delhi-110 001. Ph. 91-11-23721150-56 Fax No.91-11-23316237 Canara Bank 74, Janpath, Connaught Place, New Delhi-110 001. Ph. 91-11-23323583/23320831 State Bank of Patiala Village Derabassi Distt. Patiala(Punjab) Ph. 01762-280724 II.ELIGIBILITY FOR THE ISSUE: The Company is an existing company under the Act, whose equity shares are listed on Delhi Stock Exchange and The Stock Exchange, Mumbai. It is eligible to offer this Rights Issue in terms of Clause 2.4(iv) of the SEBI (Disclosure and Investor Protection) Guidelines, 2000 and amendments thereto ("SEBI Guidelines"). The Company, its promoter(s), its directors or any of the Company’s associate or group companies and companies in which the directors of the Company are associated as director(s) or promoter(s) have not been prohibited from accessing the capital market under any order or direction passed by SEBI or any other regulatory authority. V.GOVERNMENT AND OTHER APPROVALS The Company has been advised that no approval of Government of India/Reserve Bank of India is required in connection with the Rights Issue. However by way of abundant precaution application has been filed with Govt. of India for its approval for this Rights Issue. It must be distinctly understood that the Government of India does not take any responsibility for the financial soundness of any scheme or project or for the correctness of any statements made or any opinions expressed with regard to them. The Company can undertake the activities proposed by it in view of the present approvals and no further approvals from any Government Authorities/FIPB/RBI are required by the Company to undertake the proposed activities. The lenders of the Company do not have any clause in their agreement that restricts this Rights Issue. However, Company has received the following important approvals/consents required for the activities carried on by it: Unit : Faridabad lConsent No. HSPCB/Consent/2003/621 dated 7th August, 2003 by Haryana State Pollution Control Board, Chandigarh authorising the Company for operating a facility for collection, reception, treatment, storage, transportation and disposal of hazardous wastes valid upto 31st March, 2004, Company has already applied for the renewal of the same. lConsent No. HSPCB/Consent/2003/621 dated 7th August, 2003 by Haryana State Pollution Control Board, Chandigarh granting of consent for emission of Air Pollutants under Section 21/22 of the Air (Prevention and control of Pollution) Act, 1981 valid upto 31st March, 2004 and the Company has already applied for renewal. lRegistration Certificate No. GGN/J-1/3846 under the Factories Act, 1948 for Registration & Licence to Work a factory, valid upto 31st December, 2003 and has already applied for renewal.. lLetter dated 08/09/1997 from Haryana State Electricity Board granting permission for the supply of 1311.98 KW electricity to the unit. Unit: Derabassi lConsent No.PTA/WPC/95-10/R-567 dated 28th August, 2002 by Punjab Pollution Control Board, Nabha Road, Patiala, Punjab granting consent under Section 25/26 of the Water (Prevention and control of Pollution) Act, 1974 valid upto 30th June, 2010. lRegistration Certificate No. PT/J-53/365/1191 under the Factories Act, 1948 for Registration & Licence to Work a factory, valid upto 31st December, 2004. lLetter dated 24th April, 1995 from Punjab State Electricity Board granting permission for the supply of 398.396 K.W. electricity to the unit. VI.Filing The draft Letter of Offer was submitted to Securities & Exchange Board of India Northern Region, Block No.1, Rajendra Bhavan, Rajendra Place, District Centre, New DelhiLetter of Offer was also filed with BSE and DSE. The Letter of Offer was filed with The Delhi Stock Exchange, Association Limited (the Regional Stock Exchange) as per the provisions of the Act. VII.Disclaimer Clause AS REQUIRED, A COPY OF THIS LETTER OF OFFER HAS BEEN SUBMITTED TO SEBI. IT IS TO BE DISTINCTLY UNDERSTOOD THAT SUBMISSION OF DRAFT LETTER OF OFFER TO SECURITIES AND EXCHANGE BOARD OF INDIA (‘SEBI’) SHOULD NOT IN ANY WAY BE DEEMED OR CONSTRUED THAT THE SAME HAS BEEN CLEARED OR APPROVED BY SEBI. SEBI DOES NOT TAKE ANY RESPONSIBILITY EITHER FOR THE FINANCIAL SOUNDNESS OF ANY SCHEME OR FOR WHICH THE ISSUE IS PROPOSED TO BE MADE OR FOR THE CORRECTNESS OF THE STATEMENTS MADE OR OPINIONS EXPRESSED IN THE LETTER OF OFFER. THE LEAD MANAGER TO THE ISSUE, PNR SECURITIES LIMITED HAS CERTIFIED THAT THE DISCLOSURES MADE IN THE LETTER OF OFFER ARE GENERALLY ADEQUATE AND ARE IN CONFORMITY WITH THE SEBI GUIDELINES FOR DISCLOSURE AND INVESTOR PROTECTION IN FORCE FOR THE TIME BEING. THIS REQUIREMENT IS TO FACILITATE INVESTORS TO TAKE AN INFORMED DECISION FOR MAKING INVESTMENT IN THE PROPOSED ISSUE. IT SHOULD ALSO BE CLEARLY UNDERSTOOD THAT WHILE THE ISSUER COMPANY IS PRIMARILY RESPONSIBLE FOR THE CORRECTNESS, ADEQUACY AND DISCLOSURE OF ALL RELEVANT INFORMATION IN THE LETTER OF OFFER, THE LEAD MANAGER IS EXPECTED TO EXERCISE DUE DILIGENCE TO ENSURE THAT THE COMPANY DISCHARGES ITS RESPONSIBILITY ADEQUATELYTHE LEAD MANAGER, PNR SECURITIES LIMITED HAS FURNISHED TO SEBI A DUE DILIGENCE CERTIFICATE DATED 28th JUNE, 2004 IN ACCORDANCE WITH SEBI (MERCHANT BANKERS) REGULATIONS 1992 WHICH READS AS FOLLOWS. "1.WE HAVE EXAMINED VARIOUS DOCUMENTS INCLUDING THOSE RELATING TO LITIGATION LIKE COMMERCIAL DISPUTES, PATENT DISPUTES, DISPUTES WITH COLLABORATORS ETC. AND OTHER MATERIALS IN CONNECTION WITH THE FINALISATION OF THE LETTER OF OFFER PERTAINING TO THE SAID ISSUE.2. ON THE BASIS OF SUCH EXAMINATION AND DISCUSSIONS WITH THE COMPANY, ITS DIRECTORS AND OTHER OFFICERS, OTHER AGENCIES, INDEPENDENT VERIFICATION OF STATEMENT CONCERNING THE OBJECTS OF THE ISSUE, PROJECTED PROFITABILITY, PRICE JUSTIFICATION AND THE CONTENTS OF THE DOCUMENTS MENTIONED IN THE ANNEXURE AND OTHER PAPERS FURNISHED BY THE COMPANY; WE CONFIRM THAT: a) THE LETTER OF OFFER FORWARDED TO SEBI IS IN CONFORMITY WITH THE DOCUMENTS, MATERIALS AND PAPERS RELEVANT TO THE ISSUE;b) ALL THE LEGAL REQUIREMENTS CONNECTED WITH THE SAID ISSUE, AS ALSO THE GUIDELINES, INSTRUCTIONS ETC. ISSUED BY SEBI, THE GOVERNMENT AND ANY OTHER COMPETENT AUTHORITY IN THIS BEHALF HAVE BEEN DULY COMPLIED WITH; AND c) THE DISCLOSURES MADE IN THE LETTER OF OFFER ARE TRUE, FAIR AND ADEQUATE TO ENABLE THE INVESTORS TO MAKE A WELL INFORMED DECISION AS TO THE INVESTMENT IN THE PROPOSED ISSUE AND d) WE CONFIRM THAT BESIDE OURSELVES, ALL THE INTERMEDIARIES NAMED IN THE LETTER OF OFFER ARE REGISTERED WITH SEBI AND THAT TILL DATE SUCH REGISTRATION IS VALID." The filing of Letter of Offer does not, however, absolve the Company from any liabilities under Section 63 of the Act or from the requirement of obtaining such statutory and other clearances as may be required for the purpose of the proposed Issue. SEBI further reserves the right to take up, at any point of time, with the Lead Manager any irregularities or lapses in the Letter of Offer. VIII. CAUTION The Company and the Lead Manager accept no responsibility for statements made otherwise than in the LOF or in the advertisements or any other material issued by or at the instance of the Company and that anyone placing reliance on any other source of information would be doing so at his/her/their own risk. All information shall be made available by the Lead Managers and the Issuer to the shareholders and no selective or additional information would be made available for a section of the shareholders or investors in any manner whatsoever including at presentations, research or sales reports etc after filing the Draft Letter of Offer with SEBI. IX. DISCLAIMER IN RESPECT OF JURISDICTION This LOF has been prepared under the provisions of Indian Laws and the applicable rules and regulationschemeschemesary formalities for listing and commencement of trading at all stock exchanges where the securities are to be listed will be taken within 7 working days of finalisation of basis of allotment. lThe funds required for despatch of refund orders/allotment letters/certificates by registered post shall be made available to the registrar to the Rights Issue. lThe certificates of the securities/refund orders to the non-resident Indians shall be despatched within the specified time. lNo further issue of securities affecting equity capital of the Company shall be made till the securities issued/offered through the Rights Issue are listed or till the application moneys are refunded on account of nonetc. Important lThe Issuer and the Lead Managers are obliged to update the Letter of Offer and keep the public informed of any material changes till the commencement of trading. lAll information shall be made available by the Lead Managers and the Issuer to the public and investors at large and no selective or additional information would be available for a section of the investors in any manner whatsoever including at road shows, presentations, in research or sales reports etc. CAPITAL STRUCTURE Amount(Rs.) Authorised Share Capital 99,90,000 Equity Shares of Rs.10/- each 9,99,00,0001,000 Redeemable Cumulative Participating Preference Shares of Rs.100/- each 1,00,000 Investors may also refer to the "Minimum Subscription" clause mentioned elsewhere in the Letter of Offer. Notes to the Capital Structure 1. Build up of Equity Capital Issued, Subscribed and Paid-Up Capital1 31,71,400Equity Shares of Rs.10/- each 3,17,14,000Present issue being offered to the Equity Shareholders through this Letter of Offer63,42,800Equity Shares of Rs.10/- each for Cash at par 6,34,28,000Paid-up Equity Capital after the Issue(Assuming Equity Shareholders opt for all the Equity Shares offered)95,14,200Equity Shares of Rs.10/- each for Cash at par 9,51,42,000Date of Issue No. of Equity SharesFace Value (Rs.) Issue Price (Rs.) Consideration Remarks26.10.59 2500*10/-* 10/- Cash Subscribers to Memorandum & Articles of Association1959 25130*10/-* 10/- Cash Further Issue of Equity Shares1960 17450* 10/-* 10/- Cash Further Issue of Equity Shares1961 25030* 10/-* 10/- Cash Further Issue of Equity Shares1962 104100* 10/-* 10/- Cash Further Issue of Equity Shares1963 15790* 10/-* 10/- Cash Further Issue of Equity Shares29.10.65 94820* 10/-* 10/- Cash Further Issue of Equity Shares1966 5180* 10/-* 10/- Cash Further Issue of Equity Shares1968 91830* 10/-* 10/- Cash Further Issue of Equity Shares21.02.69 8170* 10/-* 10/- Cash Further Issue of Equity *Prior to 18th January, 1986 the face value of the Shares of the Company was Rs.100/-each. 2. Current Shareholding pattern of the Company( as on ). Shares28.04.74 130000* 10/-* 10/- |
| Jun 30, 2004 | J.M.A Industries Limited | 13, Badarpur Extn., New Delhi-110 044.Corporate Office: 14/6 Mathura Road, Faridabad-121 003(Haryana)Phone: 0091-129-2275772-3, Fax:0091-129-2273903 email:hella01@vsnl.netDRAFT LETTER OF OFFERIssue of 63,42,800 Equity Shares of Rs.10/- each for cash at par on right basis to the existing Equity Shareholders of the Company in the ratio of two Equity Shares for every one Equity Share held on Record Date.GENERAL RISKSInvestments in Equity and Equity related securities involve a degree of risk and investors should not invest any funds in this Issue unless they can afford to take the risk of losing their investment. Investors are advised to read the Risk Factors carefully before taking an investment decision in this Issue. For taking an investment decision, investors must rely on their own examination of the Issuer and the Issue including the risks involved. The securities have not been recommended or approved by the Securities and Exchange Board of India (SEBI) nor does SEBI guarantee the accuracy or adequacy of this document. Investors are advised to refer to "Risk Factors" on page i carefully before making an investment in this Issue.ISSUER’S ABSOLUTE RESPONSIBILITY The Company having made all reasonable inquiries, accepts responsibility for and confirms that this Letter of Offer contains all information with regard to the Issuer and the Issue, which is material in the context of this Issue, that the information contained in this Letter of Offer is true and correct in all material respects and is not misleading in any material respect, that the opinions and intentions expressed herein are honestly held and that there are no other facts, the omission of which makes this Letter of Offer as a whole or any such information or the expression of any such opinions or intentions misleading in any material respect. LISTING The existing equity shares of the Company are listed on Delhi Stock Exchange (Regional Stock Exchange) and The Stock Exchange, Mumbai. The Company will make applications to these Stock Exchanges for permission to deal in and for an official quotation in respect of the equity shares arising from this Issue. ISSUE PROGRAMME Issue Opens onLast date for receiving requests for Split formsIssue Closes on Manager To The Offer Registrar to the offer PNR Securities Limited R-5, Green Park Market New Delhi-110 016. Tel.No.(s):(011) 51009000 Intime Spectrum Registry Ltd.A-31, 3rd Floor, Near PVR Cinema, Naraina Industrial Area, Phase-I, New Delhi-110 028. GLOSSARY OF TERMS/ABBREVIATIONSFax No.: (011) –51755800 E-mail: pnrsec@ndb.vsnl.net.in Tel. No.(s):(011) 51410592-94Fax No. : (011)-51410591 Email: inhouse@bol.net.in ActThe Companies Act, 1956 and amendments theretoAGMAnnual General MeetingArticlesArticles of Association of the CompanyBIFRBoard for Industrial and Financial ReconstructionBSEThe Stock Exchange, MumbaiCAFComposite Application FormCDSLCentral Depository Services (India) LimitedCommittee of DirectorsCommittee of the Board of Directors of the Company to take decisions on matters related to/incidental to this Rights Issue.Company/Issuer/JMAILJ.M.A Industries LimitedDepositoriesNSDL and CDSLDPDepository ParticipantsDSE/Regional St. Exch.The Delhi Stock Exchange Association LimitedEquity ShareholdersEquity Shareholders whose names appear as i Beneficial owners as per the list to be furnished by the Depositories in respect of the shares held in the electronic form and i on the Register of Members of the Company in respect of the shares held in physical form at the close of Business hours on the Record Date i.e. 2004 and to whom this issue is being made. HellaHella K G Hueck & Co., Germany Issue/Rights Issue63,42,800 Equity Shares of Rs.10/- each offered through this Letter of Offer Lead ManagerPNR Securities Limited LOFLetter of Offer MACTMotor Accident Claim Tribunal MemorandumMemorandum of Association of the Company OEMOriginal Equipment Manufacturer INDEXRecord Date, 2004. Registrar to the IssueIntime Spectrum Registry Ltd. ReinholdReinhold Poersch GmbH, Germany SEBIThe Securities and Exchange Board of India SEBI GuidelinesSEBI (Disclosure & Investor Protection) Guidelines, 2000 read with amendments thereto. RISK FACTORS SALIENT FEATURES OF THE INSTRUMENT GENERAL INFORMATION CAPITAL STRUCTURE TERMS OF THE ISSUE TAX BENEFITS PARTICULARS OF THE ISSUE DETAILS ABOUT THE COMPANY MANAGEMENT AUTO COMPONENT INDUSTRY- A PROFILE PRESENT SET UP OF THE COMPANY FINANCIAL PERFORMANCE OF THE COMPANY MANAGEMENT DISCUSSION AND ANALYSIS STOCK MARKET DATA BASIS FOR ISSUE PRICE UNAUDITED WORKING RESULTS FOR THE LATEST PERIOD PROMISE VS PERFORMANCE IN THE LAST ISSUE OUTSTANDING LITIGATIONS MECHANISM EVOLVED BY THE COMPANY FOR THE REDRESSAL OF INVESTOR GRIEVANCES DETAILS OF ADVERSE EVENTS AFFECTING THE COMPANY The Letter of Offer also includes statistical data regarding the Auto Component Industry. This data has been obtained from industry publications, reports and other sources that the Company and the Lead Manager believe to be reliable. Neither the Company nor the Lead Manager has independently verified such data. The investors should consider the following risk factors together with all other information included in this Letter of Offer carefully, in evaluating the Company and its business before making any investment decision. Any projections, forecasts and estimates contained herein are forward looking statements that involve risks and uncertainties. Such statements use forward looking terminology like "may", "believes", "will", "expect", "anticipate", "estimate", "plan" or other similar words. The Company’s actual results could differ from those anticipated in these forwardas a result of certain factors including those, which are set forth in the "Risk factors". Internal Risk Factors 1.Accumulated losses in Company Company has accumulated losses of Rs.2071.86 lacs till 31st December, 2003 and its entire networth has been completely eroded. Company had filed Form Financial Reconstruction (BIFR), which was registered as Case no. 62/2002. However, the BIFR vide its’ order dated 6th February, 2003 had come to the conclusion that the Companyreference was belated and could not be entertained. Against this order the Company has filed an appeal with Appellant Authority for Industrial & Financial Reconstruction and the next date of hearing has been fixed for 12th July, 2004. Management perception: Company has been using a strong Brand Equity of "Hella" in the market. With this Rights Issue and Technology support from M/s Hella K G Hueck & Co., the companylikely to improve. 2.Loss making Subsidiaries The Company has two subsidiary companies M/s.Bitoni Lamps Limited and M/s.Chetan Genthe & Co. Limited carrying accumulated losses of Rs.13.13 lacs and Rs. 12.18 lacs respectively EXPERT OPINION OPTION TO SUBSCRIBE MATERIAL CONTRACTS AND INSPECTION OF DOCUMENTS DECLARATION RISK FACTORS based on the unaudited financial results as on 31.3.2003. The Management of the said subsidiary Companies has failed to provide Audited financial accounts for the year ended 312002 and 31st March, 2003. The Company based on legal advise has filed petition u/s 167 of the Companies Act, 1956 before the Company Law Board (NR), New Delhi, seeking appropriate directions, hence reports of the Auditors for these subsidiaries have not been mentioned. The Company can give no assurance that these subsidiaries will make profits in the future.3. Dependence on external suppliers The Company procures its raw materials from the various local suppliers. A failure of these external suppliers to adhere to the delivery schedule may hamper the production schedule of the Company. This dependence may also seriously affect the availability of key inputs at reasonable prices thus affecting the margins of the Company.(i)____________________________________________________________ Management Perception: The Company has long association with the existing vendors and also in the process of developing new vendors to meet any contingency for nonexisting suppliers. 4. Concentration of dealers/distributors The Company makes most of its’ supplies to Original Equipment Manufacturers (OEM) like TELCO, Ashok Leyland, Mahindra & Mahindra etc. and the remaining supplies are being made to vendors/dealers/distributors all over India in retail market. The top 10 OEM’s account for about 70% of the total Company’s sales. Accordingly, the Company is also dependent on a few distributors/dealers for a large part of offtake.Management Perception: The Company has long association with the existing OEM’s and Distributors. The Company is proposing to acquire new technology from M/s Hella KG Hueck & Co., Germany to further increase the share of Business with the OEM’s and to provide good quality products for being exported to various countries thus widening the supply base. 5.Trading Suspended at BSE Trading in Equity Shares of the Company was suspended at BSE in 1998 due to non-compliance of the Listing Agreement. However, the BSE vide itsrevoked the suspension and now the Company’s shares can be dealt at the Stock Exchange, Mumbai. Management Perception: With revocation of the suspension, the shares are now tradable on BSE. 6.Labour Unrest/Strike The Company faced some labour unrest during the months of January and February, 2004, which was subsequently amicably resolved. Thereafter 150 workmen/staff had resigned from the employment of the Company on their own. 7.Contingent liabilities of the Company As on 31st March, 2003, the Company had the following contingent liabilities: lBank Guarantees issued by the Company’s Bankers to the tune of Rs.7.18 lacs, which has been outstanding. lBill discounted with Banks and remaining outstanding Rs.75.63 lacs. lEstimated amount of contracts remaining to be executed on capital account and not provided for in the accounts (Net of advances) Rs.7.64 lacs. As on 30th April, 2004 the following amounts were outstanding in respect of each unit with the Company’s Bankers: (Rs. in lakhs) Faridabad Unit Derabassi Units Cash Credit (CC) Nil 115.00 Bills Discounting Nil 36.43 Management Perception The items listed above are in the normal course of Business. (ii)____________________________________________________________ 8. Litigation against the Company Sl. No. Particulars of Case1. Mr.D.R. Sondhi, had filed a petition under Section 9 of the Arbitration and Conciliation Act, 1996, proceeding against M/s Hella K.G. Hueck & Co.(Hella) & has also made Company a party with regard to termination of Shareholdersexecuted between Hella and Sondhi, Bhandari family(erstwhile promoters of the Company).The shareholders’ agreement, the root cause of the disputes between the existing promoters and erstwhile promoters, provided for preferential allotment of Equity Shares to Reinhold Poersch GmbH, thereby increasing their holding from 26% to 51% as per the terms & conditions set out therein. On committing breach of the terms of the Shareholdersagreements’ by the Sondhi, Bhandari family, Hella terminated the same. This termination has been challenged by the Sondhi, Bhandari family. Single Judge and Division Bench of High Court has given (iii)____________________________________________________________9.Apart from the above the following cases are also pending against the Company in various Consumer and Labour Courts. judgement in favour of the Company. However, by consent of parties, the case has been withdrawn from the respective courts and the matter has been referred to the Arbitrator for adjudication. 2. Mr. D. R. Sondhi, as a shareholder of the Company has initiated an arbitration proceeding for :a) Declaring the resolution relating to incorporating shareholders agreement as part of the Memorandum & Articles of Association and transfer of some properties as stated in the resolution, which were defeated in the Extraordinary General Meeting on 1passed; b) For Permanent and Mandatory Injunction to declare the Annual General Meeting of J.M.A. Industries Ltd held on 26th September, 2002, wherein the resolution relating to re-appointment of Mrs. Prema Bhandari, was defeated, to be null & Void.With the consent of the parties, the matter has been transferred from Court to Arbitrator. No relief interim/otherwise granted by the arbitrator till date.3. Case has been filed by Municipal corporation, Derabassi, Distt. Patiala against the Company demanding House Tax at higher rates. Case if decided against the Company the maximum amount of liability would be Rs.4,44,194/4. Ajit Singh Vs Bhandari Family & JMAI for matter of possession of some parts of property belonging to Bhandari family. The Company is only a performa party in the suit.5. DCM Daewoo Motors Ltd. Vs JMA (for Recovery of tooling advance of Rs.54.00 lacs). Counter Suit and Counter Claim filed by JMAI on M/s DCM Daewoo Motors Ltd. for recovery of Rs.54.00 lacs. Sl. No. Particulars of Cases 1. Harish Chander V/s J.M.A. Inds. Ltd. (iv)____________________________________________________________ (Industrial Dispute)-Reinstatement of the workmen with continuity of service and full back wages.2. Ram Bahadur Yadav V/s J.M.A. Industries Ltd.- Suit was filed by an ex-employee against the Company for removing him from the services. The matter has now been amicably settled and the settlement is pending for approval of the concerned court.3. J.M.A. Industries Ltd. V/s R.P.F. Commissioner, Faridabadagainst the order of Asst. PF Commissioner that PF amount, to be deducted on full wages. However, the Company’s contention is that PF should be deducted on Minimum Wages. 4. J.M.A. Industries Ltd. V/s J.M.A. Karamchari, Union(Regd.)Orders- Appeal u/s 6 of the Indl. Employment Standing Order Act. The matter of contention is regarding the retirement age of worker.5. Glowlite Inds. V/s J.M.A. Industries Ltd.- Case has been filed against the Company for non-payment for supply of components made by the former.6. Smt. Man Kanwar Banthiya, Jaipur. V/s J.M.A. Industries Ltd.Suit for security deposit for the dealership. 7. Dhan Singh V/s J.M.A. Industries Ltd.Services of an employee was terminated. Case was filed for reinstatement with full back wages. 8. Sunder & Kapoor, Mumbai Vs JMA Recovery of Rs. 1.92 lacs against 10. Litigation filed by the Company material supplied to the Company.Sl. No. Particulars of Case1. JMA Vs Bitoni Lamps Ltd.Application has been filed before the Company Law Board , Regional Bench, New Delhi u/s 167 of the Companies Act,1956 seeking itsdirection to hold Annual General Meeting of Bitoni Lamps Ltd.2. JMA Vs Chetan Genthe & Co. Ltd.Application has been filed before the Company Law Board , Regional Bench, New Delhi u/s 167 of the Companies Act,1956 seeking itsdirection to hold Annual General Meeting of Chetan Genthe Co. Ltd..3. JMA & Others Vs Chetan Genthe & Co. Ltd. before the Company Law Board, Regional Bench, New Delhi u/s 111A of the Companies Act, 1956 for seeking the direction of Company Law Board against the refusal of Chetan Genthe Co. Ltd. for transfer of Equity Shares.4 JMA & Others Vs Bitoni Lamps Ltd. before the Company Law Board, Regional Bench, New Delhi u/s 111A of the Companies Act, 1956 for seeking the direction of Company Law Board against the refusal of Bitoni Lamps Ltd. for transfer of Equity Shares.5. JMA Vs Rapa Relays Limited( for Recovery of Rs. 21.66 lacs against outstanding loan against them).Winding up petition has also been filed against them.6. JMA Vs. Ranji Bhandari(erstwhile Promoter of the Company). Case has been filed for the recovery of an amount of Rs.32.48 lacs paid by Mr. Ranji Bhandari from Companyadvisor Mr. Ambit and Sita Khosla for work done by them for Mr. Ranji Bhandari. (v)___________________________________________________________ 7. JMA Vs Rahoul Siemssen Engg. (P) Ltd.(RSE)Eviction Petition is pending as regards the premises at 27B Mathura Road, Faridabad, belonging to JMA Industries Ltd., illegally occupied by RSE, which is controlled by Mr. Ranji Bhandari.However RSE has filed a counter claim against J.M.A. u/s 10, read with Section 9 of the Haryana Urban (Control of Rent & Eviction) Act, 1973 to restore the amenities i.e. water, by digging a fresh borewell/tube well or any other means by getting connected the sewage line of the petitioner at its own cost.8. JMA Vs Collector of Excise Writ Petition filed in Delhi High Court for claiming refund of excise amount paid in excess by JMA.9. JMA Vs Sanmati Agencies (P) Ltd.Case filed u/s 138 of Negotiable Instrument Act, 1881 against M/s Sanmati regarding dishonour of two Cheques amounting to Rs.0.55 lacs issued by the later.10. JMA Vs Sanmati Agencies (P) Ltd.Recovery Suit to the tune of Rs.142718 has been filed by the Company against M/s. Sanmati Agencies (P) Ltd. regarding the non-receipt of payment for the supply made by the Company to the later. 11. JMA Vs Globe AutoRecovery Suit to the tune of Rs.74522 has been filed by the Company against M/s. Globe Auto regarding the nonpayment for the supply made by the Company to the later.12. JMA Vs Shubh Laxmi EnterprisesRecovery Suit to the tune of Rs.38427 has been filed by the Company against M/s. Shubh Laxmi Enterprises regarding the non-receipt of payment for the supply made by the Company to the later. 13. JMA Vs Bright Auto (P) Ltd.Recovery Suit to the tune of Rs.67389 has been filed by the Company against M/s. Bright Auto (P) Ltd. regarding the nonreceipt of payment for the supply made by the Company to the later. (vi)____________________________________________________________ 12. Litigation against subsidiary of the Company. Eviction Petition u/s 13 of Haryana Urban (Control of Rent & Eviction) Act, 1973 has been filed in the Civil Court, Faridabad by M/s Knorr Bremse against the CompanyThe case is still pending. 13. Approvals applied for but not yet received. The following approvals have been applied for but have not yet been received by the Company: 1.Renewal of the Factory License No. GGN/J-1/3846(Valid Upto 31st December, 2003) under the Factories Act, 1948 and the Rules made thereunder in respect of unit located at Faridabad. 2.Renewal of License No. HSPCB/Consent/2003/621 Dated 07/08/2003 valid till 31.03.2004 under the Haryana State Pollution Control Board for the Unit located in Faridabad under the Air(Prevention and control of Pollution), Act, 1981 and Environment(Protection) Act, 1986. External risk factors 14. JMA Vs East India Ltd.Recovery Suit to the tune of Rs.197209/Company against M/s East India Ltd regarding the nonpayment for the supply made by the Company to the later.15. JMA Vs Chaudhary AutoRecovery Suit to the tune of Rs.375495/Company against M/s Chaudhary Auto regarding the nonof payment for the supply made by the Company to the later.16. JMA Vs Prakash AutoRecovery Suit to the tune of Rs.430474/Company against M/s Prakash Auto regarding the nonpayment for the supply made by the Company to the later.17. JMA Vs Biglit Recovery Suit to the tune of Rs.67389/Company against M/s Biglit regarding the nonfor the supply made by the Company to the later18. JMA Vs HUDA The High Court of Chandigarh has directed the collector to expedite payment of compensation of the land acquired by the Haryana Government. Petition challenging the acquisition has, however been dismissed by the High Court of Chandigarh. 1.Threat of Imports Imports of Auto Components have been low in the past primarily due to high tariff barriers. If there is any change in the Exim Policy of the Govt. of India, which has the effect of reducing the basic custom duty on Auto Components, it may result in lower sales realization of components manufactured by the Company. 2.Risk of exchange rate fluctuations Foreign exchange fluctuations could have an impact on prices of products manufactured by the Company, which are being made by using some of the imported components and raw materials. The Company has an External Commercial Borrowings (ECB) to the extent of Euro 19,22,583.76 and any fluctuation in Exchange Rate would increase/decrease the ultimate liability under this head. However, the Company has been providing for this contingency on yearly basis in the Books of Accounts. 3.Risk of political instability The performance of the Company may be affected by a number of factors beyond its control including political and economic developments both in India and worldwide.4.Risk of Regulatory uncertainty The business of the Company is subject to the regulations of Government of India. Changes in the fiscal policies adopted by the Government could have an adverse impact on the profitability of the Company. A significant change in the Government’s economic liberalization and deregulation policies could affect business and economic conditions in India and the business of the Company, in particular, changes in other regulations the environmental norms may affect the operations of the Company. (vii)____________________________________________________________5.Risk of economic slowdown The overall demand for the products manufactured by the company are closely linked to number of Commercial Vehicles manufactured in India which in turn linked to macro parameters like GDP growth, increase in population overall growth of the economy and other related matters. The slowdown in India’s economic growth will have an adverse impact on the demand for products manufactured by the Company.Notes to risk factors lNet worth before the issue (as on 31st December, 2003) is Rs.(1418.72lacs) and the issue size is Rs. 634.28 lakhs. As the entire net-worth of the Company has been eroded and the Company had filed Form ‘A’ with BIFR which was registered as Case No. 62/2002. However, the BIFR vide itsconclusion that the Company’s reference was belated and could not be entertained had rejected the Company’s reference being belated. Against this order the Company has filed an appeal with Appellant Authority for Industrial & Financial Reconstruction and the next date of hearing has been fixed on 12th July, 2004 and the Book Value of the Equity Shares of the Company as on 31st December, 2003 is in negative.(viii)____________________________________________________________ (Terms appearing on this page are an inherent part of the "Terms of the Issue" described elsewhere in the Letter of Offer and should be read in conjunction with all other terms)SALIENT FEATURES OF THE INSTRUMENT Issue of Equity Shares on rights basis at the option of the shareholder(s). Issue size : Rs. 634.28 lakhs Entitlement Ratio : 2 : 1 Price per Share : Rs.10/- Dear Equity Shareholder(s), Pursuant to the resolutions passed by the Board of Directors of the Company at its meeting held on 30th October, 2002, it has been decided to make the following offer to the Equity Shareholders of the Company.Issue of 63,42,800 Equity Shares of Rs.10/- each for cash at par on rights basis to the existing Equity Shareholders of the Company in the ratio of two Equity Shares for every one Equity Share held on Record Date.I Name of the Company and address of the Registered Office and Operating Office J.M.A. Industries Limited Registered Office: B-13, Badarpur Extn. New Delhi-110044. Phone No. 91-011-26944546 Works: a) 14/6, Mathura RoadFaridabad(Haryana)Phone: 91-129-2275772-2275773 Fax: 91-0129-2273903 E mail ID jmail@ndf.vsnl.net.in,hella01@vsnl.netb.Derabassi Distt. Patiala , Punjab.Phone:01762-280001,281504 ImportantlThis issue is applicable to those Equity Shareholders whose names appear as beneficial owners as per the list to be furnished by the depositories in respect of the shares held in the electronic form and on the Register of Members of the Company at the close of Business hours on the Record date i.e. , 2004. lAs regards persons holding shares in physical mode the Rights Shares will be offered to those persons whose names appears on the Register of Members of the Company on the Record Date i.e. , 2004. lYour attention is drawn to the section on "Risk Factors" appearing on page i of this Letter of Offer. GENERAL INFORMATION lPlease ensure that you have received the CAF(s) with this Letter of Offer. lPlease read the Letter of Offer and the instructions contained herein and in the CAF carefully before filling in the CAF. The instructions contained in the CAF are an integral part of this Letter of Offer and must be carefully followed. Application is liable to be rejected for any non-compliance of the Letter of Offer or the CAF. lAll enquiries in connection with this Letter of Offer or CAF should be addressed to the Registrars to the issue, quoting the Registered Folio number/DP and Client ID number and the CAF numbers as mentioned in the CAF. II.Issue Schedule III.Issue Management Team 1. Lead Manager to the Issue PNR Securities Limited R-5, Green Park Market New Delhi-110 016. Tel.No.(s):(011)51009000 Fax No.: (011) –51755800 E-mail: pnrsec@ndb.vsnl.net.in 2.Legal Advisors to the Issue AZB & Partner,Advocates & Solicitors,F-40, South Extn.- I New Delhi 110049Ph. No.: 91-11-24617697,24618947Fax: 91-11-24625302Email: delhi@azbpartners.com 3.Registrars to the Issue Intime Spectrum Registry Ltd. Issue Opening Date Last Date for receiving requests for split forms Issue Closing Date A-31, 3rd Floor, Near PVR Cinemas, Naraina Industrial Area, Phase-I, New Delhi-110 028.Tel.No.(s):91-11- 51410592-94 Fax No.:91-11-51410591 Email: inhouse@bol.net.in 4.Auditors of the Company M/s S. P. Chopra & Company Chartered Accountants F-31, Connaught Place New Delhi-110001 Ph.91-11- 23313495-97 Fax: 91-11-23713516 Email: spcnco@nda.vsnl.net.in 5.Bankers to the Issue Deutsche Bank Tolstoy Marg, Connaught Place, New Delhi-110 001. Ph. 91-11-23721150-56 Fax No.91-11-23316237 6.Compliance Officer Rakesh Sharma A.V.P.(Commercial)-cum-Company Secretary14/6, Mathura Road, Faridabad (Haryana)Phone: 91-129-2275772-73 Fax: 91-0129-2273903E mail ID jmail@ndf.vsnl.net.in 7.Bankers to the Company Deutsche Bank Tolstoy Marg, Connaught Place, New Delhi-110 001. Ph. 91-11-23721150-56 Fax No.91-11-23316237 Canara Bank 74, Janpath, Connaught Place, New Delhi-110 001. Ph. 91-11-23323583/23320831 State Bank of Patiala Village Derabassi Distt. Patiala(Punjab) Ph. 01762-280724 II.ELIGIBILITY FOR THE ISSUE: The Company is an existing company under the Act, whose equity shares are listed on Delhi Stock Exchange and The Stock Exchange, Mumbai. It is eligible to offer this Rights Issue in terms of Clause 2.4(iv) of the SEBI (Disclosure and Investor Protection) Guidelines, 2000 and amendments thereto ("SEBI Guidelines"). The Company, its promoter(s), its directors or any of the Company’s associate or group companies and companies in which the directors of the Company are associated as director(s) or promoter(s) have not been prohibited from accessing the capital market under any order or direction passed by SEBI or any other regulatory authority. V.GOVERNMENT AND OTHER APPROVALS The Company has been advised that no approval of Government of India/Reserve Bank of India is required in connection with the Rights Issue. However by way of abundant precaution application has been filed with Govt. of India for its approval for this Rights Issue. It must be distinctly understood that the Government of India does not take any responsibility for the financial soundness of any scheme or project or for the correctness of any statements made or any opinions expressed with regard to them. The Company can undertake the activities proposed by it in view of the present approvals and no further approvals from any Government Authorities/FIPB/RBI are required by the Company to undertake the proposed activities. The lenders of the Company do not have any clause in their agreement that restricts this Rights Issue. However, Company has received the following important approvals/consents required for the activities carried on by it: Unit : Faridabad lConsent No. HSPCB/Consent/2003/621 dated 7th August, 2003 by Haryana State Pollution Control Board, Chandigarh authorising the Company for operating a facility for collection, reception, treatment, storage, transportation and disposal of hazardous wastes valid upto 31st March, 2004, Company has already applied for the renewal of the same. lConsent No. HSPCB/Consent/2003/621 dated 7th August, 2003 by Haryana State Pollution Control Board, Chandigarh granting of consent for emission of Air Pollutants under Section 21/22 of the Air (Prevention and control of Pollution) Act, 1981 valid upto 31st March, 2004 and the Company has already applied for renewal. lRegistration Certificate No. GGN/J-1/3846 under the Factories Act, 1948 for Registration & Licence to Work a factory, valid upto 31st December, 2003 and has already applied for renewal.. lLetter dated 08/09/1997 from Haryana State Electricity Board granting permission for the supply of 1311.98 KW electricity to the unit. Unit: Derabassi lConsent No.PTA/WPC/95-10/R-567 dated 28th August, 2002 by Punjab Pollution Control Board, Nabha Road, Patiala, Punjab granting consent under Section 25/26 of the Water (Prevention and control of Pollution) Act, 1974 valid upto 30th June, 2010. lRegistration Certificate No. PT/J-53/365/1191 under the Factories Act, 1948 for Registration & Licence to Work a factory, valid upto 31st December, 2004. lLetter dated 24th April, 1995 from Punjab State Electricity Board granting permission for the supply of 398.396 K.W. electricity to the unit. VI.Filing The draft Letter of Offer was submitted to Securities & Exchange Board of India Northern Region, Block No.1, Rajendra Bhavan, Rajendra Place, District Centre, New DelhiLetter of Offer was also filed with BSE and DSE. The Letter of Offer was filed with The Delhi Stock Exchange, Association Limited (the Regional Stock Exchange) as per the provisions of the Act. VII.Disclaimer Clause AS REQUIRED, A COPY OF THIS LETTER OF OFFER HAS BEEN SUBMITTED TO SEBI. IT IS TO BE DISTINCTLY UNDERSTOOD THAT SUBMISSION OF DRAFT LETTER OF OFFER TO SECURITIES AND EXCHANGE BOARD OF INDIA (‘SEBI’) SHOULD NOT IN ANY WAY BE DEEMED OR CONSTRUED THAT THE SAME HAS BEEN CLEARED OR APPROVED BY SEBI. SEBI DOES NOT TAKE ANY RESPONSIBILITY EITHER FOR THE FINANCIAL SOUNDNESS OF ANY SCHEME OR FOR WHICH THE ISSUE IS PROPOSED TO BE MADE OR FOR THE CORRECTNESS OF THE STATEMENTS MADE OR OPINIONS EXPRESSED IN THE LETTER OF OFFER. THE LEAD MANAGER TO THE ISSUE, PNR SECURITIES LIMITED HAS CERTIFIED THAT THE DISCLOSURES MADE IN THE LETTER OF OFFER ARE GENERALLY ADEQUATE AND ARE IN CONFORMITY WITH THE SEBI GUIDELINES FOR DISCLOSURE AND INVESTOR PROTECTION IN FORCE FOR THE TIME BEING. THIS REQUIREMENT IS TO FACILITATE INVESTORS TO TAKE AN INFORMED DECISION FOR MAKING INVESTMENT IN THE PROPOSED ISSUE. IT SHOULD ALSO BE CLEARLY UNDERSTOOD THAT WHILE THE ISSUER COMPANY IS PRIMARILY RESPONSIBLE FOR THE CORRECTNESS, ADEQUACY AND DISCLOSURE OF ALL RELEVANT INFORMATION IN THE LETTER OF OFFER, THE LEAD MANAGER IS EXPECTED TO EXERCISE DUE DILIGENCE TO ENSURE THAT THE COMPANY DISCHARGES ITS RESPONSIBILITY ADEQUATELYTHE LEAD MANAGER, PNR SECURITIES LIMITED HAS FURNISHED TO SEBI A DUE DILIGENCE CERTIFICATE DATED 28th JUNE, 2004 IN ACCORDANCE WITH SEBI (MERCHANT BANKERS) REGULATIONS 1992 WHICH READS AS FOLLOWS. "1.WE HAVE EXAMINED VARIOUS DOCUMENTS INCLUDING THOSE RELATING TO LITIGATION LIKE COMMERCIAL DISPUTES, PATENT DISPUTES, DISPUTES WITH COLLABORATORS ETC. AND OTHER MATERIALS IN CONNECTION WITH THE FINALISATION OF THE LETTER OF OFFER PERTAINING TO THE SAID ISSUE.2. ON THE BASIS OF SUCH EXAMINATION AND DISCUSSIONS WITH THE COMPANY, ITS DIRECTORS AND OTHER OFFICERS, OTHER AGENCIES, INDEPENDENT VERIFICATION OF STATEMENT CONCERNING THE OBJECTS OF THE ISSUE, PROJECTED PROFITABILITY, PRICE JUSTIFICATION AND THE CONTENTS OF THE DOCUMENTS MENTIONED IN THE ANNEXURE AND OTHER PAPERS FURNISHED BY THE COMPANY; WE CONFIRM THAT: a) THE LETTER OF OFFER FORWARDED TO SEBI IS IN CONFORMITY WITH THE DOCUMENTS, MATERIALS AND PAPERS RELEVANT TO THE ISSUE;b) ALL THE LEGAL REQUIREMENTS CONNECTED WITH THE SAID ISSUE, AS ALSO THE GUIDELINES, INSTRUCTIONS ETC. ISSUED BY SEBI, THE GOVERNMENT AND ANY OTHER COMPETENT AUTHORITY IN THIS BEHALF HAVE BEEN DULY COMPLIED WITH; AND c) THE DISCLOSURES MADE IN THE LETTER OF OFFER ARE TRUE, FAIR AND ADEQUATE TO ENABLE THE INVESTORS TO MAKE A WELL INFORMED DECISION AS TO THE INVESTMENT IN THE PROPOSED ISSUE AND d) WE CONFIRM THAT BESIDE OURSELVES, ALL THE INTERMEDIARIES NAMED IN THE LETTER OF OFFER ARE REGISTERED WITH SEBI AND THAT TILL DATE SUCH REGISTRATION IS VALID." The filing of Letter of Offer does not, however, absolve the Company from any liabilities under Section 63 of the Act or from the requirement of obtaining such statutory and other clearances as may be required for the purpose of the proposed Issue. SEBI further reserves the right to take up, at any point of time, with the Lead Manager any irregularities or lapses in the Letter of Offer. VIII. CAUTION The Company and the Lead Manager accept no responsibility for statements made otherwise than in the LOF or in the advertisements or any other material issued by or at the instance of the Company and that anyone placing reliance on any other source of information would be doing so at his/her/their own risk. All information shall be made available by the Lead Managers and the Issuer to the shareholders and no selective or additional information would be made available for a section of the shareholders or investors in any manner whatsoever including at presentations, research or sales reports etc after filing the Draft Letter of Offer with SEBI. IX. DISCLAIMER IN RESPECT OF JURISDICTION This LOF has been prepared under the provisions of Indian Laws and the applicable rules and regulationschemeschemesary formalities for listing and commencement of trading at all stock exchanges where the securities are to be listed will be taken within 7 working days of finalisation of basis of allotment. lThe funds required for despatch of refund orders/allotment letters/certificates by registered post shall be made available to the registrar to the Rights Issue. lThe certificates of the securities/refund orders to the non-resident Indians shall be despatched within the specified time. lNo further issue of securities affecting equity capital of the Company shall be made till the securities issued/offered through the Rights Issue are listed or till the application moneys are refunded on account of nonetc. Important lThe Issuer and the Lead Managers are obliged to update the Letter of Offer and keep the public informed of any material changes till the commencement of trading. lAll information shall be made available by the Lead Managers and the Issuer to the public and investors at large and no selective or additional information would be available for a section of the investors in any manner whatsoever including at road shows, presentations, in research or sales reports etc. CAPITAL STRUCTURE Amount(Rs.) Authorised Share Capital 99,90,000 Equity Shares of Rs.10/- each 9,99,00,0001,000 Redeemable Cumulative Participating Preference Shares of Rs.100/- each 1,00,000 Investors may also refer to the "Minimum Subscription" clause mentioned elsewhere in the Letter of Offer. Notes to the Capital Structure 1. Build up of Equity Capital Issued, Subscribed and Paid-Up Capital1 31,71,400Equity Shares of Rs.10/- each 3,17,14,000Present issue being offered to the Equity Shareholders through this Letter of Offer63,42,800Equity Shares of Rs.10/- each for Cash at par 6,34,28,000Paid-up Equity Capital after the Issue(Assuming Equity Shareholders opt for all the Equity Shares offered)95,14,200Equity Shares of Rs.10/- each for Cash at par 9,51,42,000Date of Issue No. of Equity SharesFace Value (Rs.) Issue Price (Rs.) Consideration Remarks26.10.59 2500*10/-* 10/- Cash Subscribers to Memorandum & Articles of Association1959 25130*10/-* 10/- Cash Further Issue of Equity Shares1960 17450* 10/-* 10/- Cash Further Issue of Equity Shares1961 25030* 10/-* 10/- Cash Further Issue of Equity Shares1962 104100* 10/-* 10/- Cash Further Issue of Equity Shares1963 15790* 10/-* 10/- Cash Further Issue of Equity Shares29.10.65 94820* 10/-* 10/- Cash Further Issue of Equity Shares1966 5180* 10/-* 10/- Cash Further Issue of Equity Shares1968 91830* 10/-* 10/- Cash Further Issue of Equity Shares21.02.69 8170* 10/-* 10/- Cash Further Issue of Equity *Prior to 18th January, 1986 the face value of the Shares of the Company was Rs.100/-each. 2. Current Shareholding pattern of the Company( as on ). Shares28.04.74 130000* 10/-* 10/- |
| Jul 16, 2004 | Central Database of Market Participants Regulations, 2003 | 6. The depositories are advised to, 6.1. make necessaramendments to the relevant bye-laws, rules and regulationsary. 6.2. bring the provisions of this circular to the notice of the DPs of the Depository and also to disseminate the same on the website. |
| Jul 16, 2004 | Central Database of Market Participants Regulations, 2003 | 6. The depositories are advised to, 6.1. make necessaramendments to the relevant bye-laws, rules and regulationsary. 6.2. bring the provisions of this circular to the notice of the DPs of the Depository and also to disseminate the same on the website. |
| Jul 16, 2004 | Review of SEBI (DIP)Guidelines - Proposal Series VII - Report of the Malegam Committee on Disclosure Requirements in Offer Document | and with the previous sanction of the Central Government by notification in the Official Gazette make the regulations, not inconsistent with the provisions of this Act or any scheme made thereunder, to provide for all matters for which provision is expedient for the purpose of giving effect to the provisions of this Act. |
| Jul 16, 2004 | Review of SEBI (DIP)Guidelines - Proposal Series VII - Report of the Malegam Committee on Disclosure Requirements in Offer Document | and with the previous sanction of the Central Government by notification in the Official Gazette make the regulations, not inconsistent with the provisions of this Act or any scheme made thereunder, to provide for all matters for which provision is expedient for the purpose of giving effect to the provisions of this Act. |
| Jul 16, 2004 | Central Database of Market Participants Regulations, 2003 | 6. The depositories are advised to, 6.1. make necessaramendments to the relevant bye-laws, rules and regulationsary. 6.2. bring the provisions of this circular to the notice of the DPs of the Depository and also to disseminate the same on the website. |
| Jul 16, 2004 | Central Database of Market Participants Regulations, 2003 | 6. The depositories are advised to, 6.1. make necessaramendments to the relevant bye-laws, rules and regulationsary. 6.2. bring the provisions of this circular to the notice of the DPs of the Depository and also to disseminate the same on the website. |
| Jul 22, 2004 | Membership Card Value for Networth Calculations of Members | 8. The Stock Exchanges are advised to 8.1 make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. 8.2 bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Jul 22, 2004 | Membership Card Value for Networth Calculations of Members | 8. The Stock Exchanges are advised to 8.1 make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. 8.2 bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Jul 29, 2004 | CESC Limited | Numerous government permits and approvals are required for the Company's operations. The costs, liabilities and requirements associated with complying with these laws and regulations may be substantial and time- consuming and may delay the commencement or continuation of production activities. Failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals may result in the loss of the right to operate the power plant. |
| Aug 12, 2004 | Centurion Bank Limited - PDF | necessary. Regulations relating to Making Loans The provisions of the BR Act govern the making of loans by banks |
| Aug 12, 2004 | Centurion Bank Limited - PDF | necessary. Regulations relating to Making Loans The provisions of the BR Act govern the making of loans by banks |
| Aug 16, 2004 | SEBI (Central Database of Market Participants) Regulations, 2003 | 11.1. make necessaramendments to the relevant bye-laws, rules and regulationsary. |
| Aug 16, 2004 | Exemption of Depository Participants(DPs) from giving hard copies of transaction statements to Beneficiary Owners(BOs) | 3. The depositories are accordingly advised to ; 3.1 Make necessaramendments to the relevant bye-laws, rules and regulationsary/applicable. 3.2 bring the provisions of this circular to the notice of the DPs of the Depository and also to disseminate the same on the website. |
| Aug 16, 2004 | Exemption of Depository Participants(DPs) from giving hard copies of transaction statements to Beneficiary Owners(BOs) | 3. The depositories are accordingly advised to ; 3.1 Make necessaramendments to the relevant bye-laws, rules and regulationsary/applicable. 3.2 bring the provisions of this circular to the notice of the DPs of the Depository and also to disseminate the same on the website. |
| Aug 24, 2004 | Proof of Identity and Proof of Address for opening a Beneficiary Owner Account for non-body corporates | 5. The Depositories are advised to:- 5.1. make amendments to the relevant bye-laws, rules and regulationsary; |
| Aug 24, 2004 | Time duration for transfer of funds and securities from member to client | 4. The Stock Exchanges are advised to 4.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Aug 24, 2004 | Proof of Identity and Proof of Address for opening a Beneficiary Owner Account for non-body corporates | 5. The Depositories are advised to:- 5.1. make amendments to the relevant bye-laws, rules and regulationsary; |
| Aug 24, 2004 | Time duration for transfer of funds and securities from member to client | 4. The Stock Exchanges are advised to 4.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Aug 25, 2004 | Sah Petroleums Limited | The Company shall have the right to issue the Securities through the employee stock option scheme in accordance with the rules, Regulations, Guidelines, etc., prescribed/issued by various authorities concerned from time to time. |
| Aug 26, 2004 | Uniform Documentary Requirements for trading | The undersigned has been authorized to direct the exchanges to: 6.1 make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. 6.2 bring the provisions of this circular to the notice of the member brokers and also to disseminate the same on the website. |
| Aug 26, 2004 | Uniform Documentary Requirements for trading | The undersigned has been authorized to direct the exchanges to: 6.1 make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. 6.2 bring the provisions of this circular to the notice of the member brokers and also to disseminate the same on the website. |
| Aug 30, 2004 | Revised Scheme For Implementing Straight Through Processing In India - PDF | ? Make necessaramendments to the relevant bye-laws, rules and regulations of |
| Aug 30, 2004 | Revised Scheme For Implementing Straight Through Processing In India - PDF | ? Make necessaramendments to the relevant bye-laws, rules and regulations of |
| Aug 30, 2004 | Revised Scheme For Implementing Straight Through Processing In India - PDF | ? Make necessaramendments to the relevant bye-laws, rules and regulations of |
| Aug 30, 2004 | Revised Scheme For Implementing Straight Through Processing In India - PDF | ? Make necessaramendments to the relevant bye-laws, rules and regulations of |
| Aug 30, 2004 | Revised Scheme For Implementing Straight Through Processing In India - PDF | ? Make necessaramendments to the relevant bye-laws, rules and regulations of |
| Aug 30, 2004 | Revised Scheme For Implementing Straight Through Processing In India - PDF | ? Make necessaramendments to the relevant bye-laws, rules and regulations of |
| Sep 10, 2004 | Working Paper Series No.10- Market for Corporate Control and Takeover Regulations:Trends and Analysis-PDF | to use the market to their advantage. This demands a closer look at our Regulations and we need to make necessary amendments if warranted. |
| Sep 10, 2004 | Working Paper Series No.10- Market for Corporate Control and Takeover Regulations:Trends and Analysis-PDF | to use the market to their advantage. This demands a closer look at our Regulations and we need to make necessary amendments if warranted. |
| Sep 23, 2004 | Indiabulls Financial Services Limited - PDF | of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to general meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or represented by proxy of the entire issued share of the class in |
| Sep 23, 2004 | Indiabulls Financial Services Limited - PDF | of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to general meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or represented by proxy of the entire issued share of the class in |
| Sep 23, 2004 | Indiabulls Financial Services Limited - PDF | of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to general meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or represented by proxy of the entire issued share of the class in |
| Sep 23, 2004 | Indiabulls Financial Services Limited - PDF | of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to general meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or represented by proxy of the entire issued share of the class in |
| Sep 28, 2004 | Modifications in the STP messaging formats on account of implementation of the Securities Transaction Tax STT | g) The STP centralised hub and the STP service providers are directed to make the necessaramendments to their bye-laws, rules and regulations to incorporate the above provisions. 3) This circular is being issued in exercise of powers conferred by section 11 (1) of the Securities and Exchange Board of India Act, 1992, read with section 10 of the Securities Contracts(regulation) Act 1956, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. |
| Sep 28, 2004 | Modifications in the STP messaging formats on account of implementation of the Securities Transaction Tax STT | g) The STP centralised hub and the STP service providers are directed to make the necessaramendments to their bye-laws, rules and regulations to incorporate the above provisions. 3) This circular is being issued in exercise of powers conferred by section 11 (1) of the Securities and Exchange Board of India Act, 1992, read with section 10 of the Securities Contracts(regulation) Act 1956, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. |
| Oct 26, 2004 | Unique Client Code for Mutual Funds and FIIs | 4. The Stock Exchanges are advised to 4.1. make amendments to the relevant bye-laws, rules and regulationsary/applicable. 4.2. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Oct 26, 2004 | Unique Client Code for Mutual Funds and FIIs | 4. The Stock Exchanges are advised to 4.1. make amendments to the relevant bye-laws, rules and regulationsary/applicable. 4.2. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Oct 27, 2004 | SEBI (Central Database of Market Participants) Regulations, 2003 | 11.1.make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decisions immediately, as may be applicable. |
| Dec 06, 2004 | Dwarikesh Sugar Industries Ltd - PDF | 3. The allotment of Equity Shares to NRIs shall be subject to RBI approval or any other requisite authority as may be necessary under the existing Exchange Control Regulation. The sale proceeds of such investment in Equity Shares by NRIs will be allowed to be repatriated along with the income thereon, subject to instructions from RBI |
| Dec 08, 2004 | Amendments to Clause 16 of the Equity Listing Agreement - Requirement of Notice Period | 4. All the Stock Exchanges are advised to implement the decision with immediate effect and make necessarsary. The exchanges are also directed to bring the provisions of this circular to the notice of the companies and also to put up the same on the website for easy access to the investors. 5. This circular is being issued in exercise of the powers conferred by Section 11(1) of Securities and Exchange Board of India Act, 1992, read with Section 10 of the Securities Contracts (Regulation) Act, 1956, to protect the interest of investors in securities and to promote the development of, and to regulate the securities market. |
| Dec 15, 2004 | Change in Status and Constitution of the Sub-brokers, Surrender of Certificate of Registration of Sub-brokers and Change of Affiliation of Sub-brokers | a) If the registrations of the sub-brokers are to be surrendered, the surrender requests of the sub-brokers must be submitted to SEBI before or at the time of application for change in status and constitution of the broker and the procedure in section B of this circular shall be followed. b) If brokers are to be affiliated with the incoming broker, the incoming broker must submit applications for change of affiliation from the outgoing broker to the incoming broker, along with its application for fresh registration. The sub-brokers shall enter into a fresh stock broker – sub-broker agreement with the incoming broker in terms of regulation 15(1)(c) of the said Regulations and a copy of the same shall be enclosed with the application for change of affiliation. The application for change of affiliation shall also be accompanied with the original certificate of registration of the sub-broker for carrying out the necessary changes. Though the affiliation of the sub-broker will change, it shall be liable for all its activities before the change of affiliation. E. Change in name of sub-broker or affiliating broker |
| Dec 17, 2004 | Deccan Chronicle Holdings Limited | As per the current regulations, the following restrictions are applicable for investments by mutual funds: No mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any |
| Jan 03, 2005 | Indoco Remedies Ltd - PDF | Investment by Mutual Funds In accordance with the current regulations, the following restrictions are applicable for investments by mutual funds: No mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related |
| Jan 20, 2005 | Innovation Medi Equip Limited | 5.3 The Acquirers, as required by the SEBI (SAST) Regulationssary, for the purpose of restructuring and / or rationalization of assets, investments, liabilities or otherwise of the Target Company in its interest, subject to the approval of the Shareholders of the Target Company, if so required. |
| Jan 20, 2005 | Innovation Medi Equip Limited | 5.3 The Acquirers, as required by the SEBI (SAST) Regulationssary, for the purpose of restructuring and / or rationalization of assets, investments, liabilities or otherwise of the Target Company in its interest, subject to the approval of the Shareholders of the Target Company, if so required. |
| Jan 25, 2005 | Saregama India Limited | (iv) With regard to overseas subsidiaries, retirement benefit schemes are accounted for as per rules and regulations applicable in respective countries. |
| Jan 25, 2005 | Amendments to the SEBI (Disclosure and Investor Protection) (DIP) Guidelines 2000 | stock purchase scheme of the issuer company, if any, as required by the Guidelines or Regulations of the Board relating to Employee Stock Option Scheme and Employee Stock Purchase Scheme. |
| Jan 25, 2005 | Amendments to the SEBI (Disclosure and Investor Protection) (DIP) Guidelines 2000 | stock purchase scheme of the issuer company, if any, as required by the Guidelines or Regulations of the Board relating to Employee Stock Option Scheme and Employee Stock Purchase Scheme. |
| Jan 27, 2005 | Associated Cement Co Ltd - Public Announcement - PDF | it will supervise the management of its wholly owned subsidiary Holcim India so as to enable its management being able to fulfill its obligations under regulation 29 of the SEBI (SAST) RegulationssarSEBI (SAST) RegulationsSEBI (SAST) Regulations. |
| Jan 27, 2005 | Associated Cement Co Ltd - Public Announcement - PDF | it will supervise the management of its wholly owned subsidiary Holcim India so as to enable its management being able to fulfill its obligations under regulation 29 of the SEBI (SAST) RegulationssarSEBI (SAST) RegulationsSEBI (SAST) Regulations. |
| Jan 27, 2005 | Ambuja Cement Eastern Ltd - Public Announcement - PDF | management of its wholly owned subsidiary Holcim India so as to enable its management being able to fulfill its obligations under regulation 29 of the SEBI (SAST) Regulationssary to consummate this Offer have been or will be made available on behalf of Holcim India as at the date of this announcement. |
| Jan 27, 2005 | Ambuja Cement Eastern Ltd - Public Announcement - PDF | management of its wholly owned subsidiary Holcim India so as to enable its management being able to fulfill its obligations under regulation 29 of the SEBI (SAST) Regulationssary to consummate this Offer have been or will be made available on behalf of Holcim India as at the date of this announcement. |
| Feb 24, 2005 | ICICI Bank Bond Issue-Tranche 2 - PDF | schemes approved by the Corporate Debt Restructuring Forum. See also “Regulations and Policies” on page 102. To ensure compliance with the SEBI’s revised insider trading regulations, all dealings in our equity investments in listed companies are undertaken |
| Feb 24, 2005 | ICICI Bank Bond Issue-Tranche 2 - PDF | schemes approved by the Corporate Debt Restructuring Forum. See also “Regulations and Policies” on page 102. To ensure compliance with the SEBI’s revised insider trading regulations, all dealings in our equity investments in listed companies are undertaken |
| Feb 24, 2005 | ICICI Bank Bond Issue-Tranche 2 - PDF | schemes approved by the Corporate Debt Restructuring Forum. See also “Regulations and Policies” on page 102. To ensure compliance with the SEBI’s revised insider trading regulations, all dealings in our equity investments in listed companies are undertaken |
| Feb 24, 2005 | ICICI Bank Bond Issue-Tranche 2 - PDF | schemes approved by the Corporate Debt Restructuring Forum. See also “Regulations and Policies” on page 102. To ensure compliance with the SEBI’s revised insider trading regulations, all dealings in our equity investments in listed companies are undertaken |
| Mar 04, 2005 | Margin Trading Facility and Securities Lending and Borrowing | 2.1 make necessaramendments to the relevant bye-laws, rules, regulations and listing agreement for the implementation of the above decision immediately. |
| Mar 10, 2005 | Bata India Limited - PDF | Pollution) Acts. The cost, liabilities and requirements associated with complying with these laws and regulations may be substantial and time consuming and may delay the commencement or continuation of production activities. Failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals may result in the loss of the right to operate the business. |
| Mar 11, 2005 | The Lakshmi Vilas Bank Limited - PDF | (including any transaction in units of mutual funds or collective investment schemes) of value of one lakh rupees or more “ as specified investors” under the relevant regulations and, as such will be required to obtain the UIN by December 31, 2005. |
| Mar 15, 2005 | IDBI Flexibonds 23 | submits necessary information to RBI. In terms of section 24 of the Banking Regulation Act and section 42 of RBI Act, as a scheduled bank, IDBI Ltd. is required to maintain a specified percentage of its net demand and time liabilities as Statutory Liquidity Ratio |
| Mar 15, 2005 | IDBI Flexibonds 23 | submits necessary information to RBI. In terms of section 24 of the Banking Regulation Act and section 42 of RBI Act, as a scheduled bank, IDBI Ltd. is required to maintain a specified percentage of its net demand and time liabilities as Statutory Liquidity Ratio |
| Mar 15, 2005 | IDBI Flexibonds 23 | submits necessary information to RBI. In terms of section 24 of the Banking Regulation Act and section 42 of RBI Act, as a scheduled bank, IDBI Ltd. is required to maintain a specified percentage of its net demand and time liabilities as Statutory Liquidity Ratio |
| Mar 18, 2005 | Saregama India Ltd | (iv) With regard to overseas subsidiaries, retirement benefit schemes are accounted for as per rules and regulations applicable in respective |
| Apr 04, 2005 | Mangalam Drugs and Organics Limited - PDF | The allotment of equity shares to NRI’s shall be subject to RBI approval or any other requisite authority as may be necessary under the existing Exchange Control Regulation .The sale proceeds of such investment in equity shares by NRI’s will be allowed to be repatriated along with income thereon, subject to instructions from RBI then in force and |
| Apr 07, 2005 | JMC Projects (India) Limited - PDF | 16. The Company as well as major shareholders have duly complied with the provisions of Chapter II of SEBI (SAST) Regulations, 1997 but with a delay for the years 1997-2002. The Company has filed necessary disclosures on March 31, 2003 under the SEBI Regularisation Scheme, 2002. |
| Apr 29, 2005 | Shringar Cinemas Ltd | As per the current provisions of the Foreign Exchange Management (Transfer or Issue of Security by a Person Resident outside India) Regulations, 2000, there exist a general permission for the NRIs/ FIIs/ Foreign Venture Capital Fund registered with SEBI/ Multilateral and Bilateral Development Financial Institutions to invest shares of an Indian company by way of subscription in a public issue. However, such investments would be subject to other investment restrictions under RBI and/or SEBI regulations as may be applicable to such investors. Based on the above provisions, it will not be necessary for the investors to seek |
| Apr 29, 2005 | Allsec Technologies Ltd | The United States relies on broad self-regulation and targeted sectoral legislation to provide consumers with data privacy protection. The US Department of Commerce on November 1, 2003, implemented a voluntary scheme of self-certification for US organizations, |
| May 02, 2005 | Nutech Corporate Services Ltd - Public Announcement | 4.1 As explained in the opening paragraph of this Public Announcement, the Open Offer to the Shareholders of the Target Company is being made, pursuant to Regulation 10 and 12 of SEBI (SAST) RegulationsSEBI (SAST) RegulationsSEBI (SAST) Regulationssary, for the purpose of restructuring and / or rationalization of assets, investments, liabilities or otherwise of the Target Company in its interest, subject to the approval of the Shareholders of the Target Company, if so required. |
| May 02, 2005 | Nutech Corporate Services Ltd - Public Announcement | 4.1 As explained in the opening paragraph of this Public Announcement, the Open Offer to the Shareholders of the Target Company is being made, pursuant to Regulation 10 and 12 of SEBI (SAST) RegulationsSEBI (SAST) RegulationsSEBI (SAST) Regulationssary, for the purpose of restructuring and / or rationalization of assets, investments, liabilities or otherwise of the Target Company in its interest, subject to the approval of the Shareholders of the Target Company, if so required. |
| Jun 14, 2005 | HBL NIFE Power Systems Limited - PDF | Acts, environment clearances under the Water and Air (Prevention and Control of Pollution) Acts. The cost, liabilities and requirements associated with complying with these laws and regulations may be substantial and time consuming and may delay the commencement or continuation of production activities. Failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals may result in the loss of the right to operate the business. |
| Jun 16, 2005 | HBL NIFE Power Systems Ltd-Draft letter of offer | Acts, environment clearances under the Water and Air (Prevention and Control of Pollution) Acts. The cost, liabilities and requirements associated with complying with these laws and regulations may be substantial and time consuming and may delay the commencement or continuation of production activities. Failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals may result in the loss of the right to operate the business. |
| Jun 30, 2005 | Vividmed Labs Limited | with which we have business relations. If the Company fails to comply with environmental laws and regulations or face environmental litigation, its results of operation may be adversely affected. MP: The Company has been complying with current environmental laws and regulations and has also obtained necessary approvals from regulatory bodies. Further it has also obtained US EPA registration. |
| Jun 30, 2005 | Vividmed Labs Limited | with which we have business relations. If the Company fails to comply with environmental laws and regulations or face environmental litigation, its results of operation may be adversely affected. MP: The Company has been complying with current environmental laws and regulations and has also obtained necessary approvals from regulatory bodies. Further it has also obtained US EPA registration. |
| Jun 30, 2005 | Vividmed Labs Limited | with which we have business relations. If the Company fails to comply with environmental laws and regulations or face environmental litigation, its results of operation may be adversely affected. MP: The Company has been complying with current environmental laws and regulations and has also obtained necessary approvals from regulatory bodies. Further it has also obtained US EPA registration. |
| Aug 04, 2005 | Maintenance of books of accounts and other documents sought by Enforcement Agencies from Depositories and DPs | 4. The Depositories are advised to:- a) make amendments to the relevant bye-laws, rules and regulationsary ; b) bring the provisions of this circular to the notice of the DPs of the Depositories and also to disseminate the same on the website; and |
| Aug 04, 2005 | Maintenance of books of accounts and other documents sought by Enforcement Agencies from Depositories and DPs | 4. The Depositories are advised to:- a) make amendments to the relevant bye-laws, rules and regulationsary ; b) bring the provisions of this circular to the notice of the DPs of the Depositories and also to disseminate the same on the website; and |
| Sep 02, 2005 | Discontinuation of Hand Delivery Bargains / Delivery Versus Payment (DVP) | 6. The stock exchanges are advised to: a. make necessaramendments to the bye-laws, rules and regulations for the implementation of the above decision immediately, as may be applicable ; b. bring the provisions of this circular to the notice of the member brokers/clearing members of the stock exchange and also to disseminate the same on the website ; and |
| Sep 02, 2005 | Guidelines for execution of block deals on the stock exchanges | 5. The stock exchanges are advised to a. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. b. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Sep 02, 2005 | Revised Activity schedule for T+2 rolling settlement | 5. The Stock Exchanges are advised to 5.1 make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately; 5.2 bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website; and |
| Sep 02, 2005 | Discontinuation of Hand Delivery Bargains / Delivery Versus Payment (DVP) | 6. The stock exchanges are advised to: a. make necessaramendments to the bye-laws, rules and regulations for the implementation of the above decision immediately, as may be applicable ; b. bring the provisions of this circular to the notice of the member brokers/clearing members of the stock exchange and also to disseminate the same on the website ; and |
| Sep 02, 2005 | Guidelines for execution of block deals on the stock exchanges | 5. The stock exchanges are advised to a. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. b. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Sep 02, 2005 | Revised Activity schedule for T+2 rolling settlement | 5. The Stock Exchanges are advised to 5.1 make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately; 5.2 bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website; and |
| Sep 08, 2005 | Electronic issuance of contract notes - Additional conditions | 3. The Stock Exchanges are advised to 3.1 make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. 3.2 bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Sep 08, 2005 | Electronic issuance of contract notes - Additional conditions | 3. The Stock Exchanges are advised to 3.1 make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. 3.2 bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Sep 27, 2005 | Hindalco Industries Ltd | commencement or continuation of exploration, mining or production activities. Failure to comply with these laws and regulations or to obtain or renew the necessary permits, approvals and leases may result in the loss of the right to mine or operate a smelter or refinery. There can be no assurance that compliance with these laws and regulations or changes thereto or the cost of rehabilitation of site operations which |
| Oct 14, 2005 | Show cause Notice to Shri Atul B Shah in the matter of Genus Commutrade Ltd | j. Sri Rajesh Kumar Patel, Kirti R Patel, Paresh Kumar Patel and Hema P Patel together transferred 10 lakh shares to Sri Urvish Vora on 17 June 2002. Urvish Vora offloaded these 10 lakh shares in the market through the broker Parklight Investment Pvt Ltd during June-July 2002. It appears that Shri Urvish Vora was acting as a front entity for Shri. Rajesh Kumar Patel, who was banned from operating in the securities market by the order of SEBI. k. It is seen that Piyush Jhavery, Santosh Gaykwad, Raju B Shah, Shah Maheshbhai M, Atul B Shah, Paresh Kumar Patel, Tushar Jhavery, Ramilaben Patel, Hema Paresh Kumar Patel, Urvish Vora, Atul H Shah and Rakesh Ramniklal Sheth; by acting as the front entities in the manipulative process as described in Para 1-17 has violated Regulations 3, 4(a), (b), (c) & (d) and 6(a) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations 1995. In view of the above you are hereby called upon to show cause as to why suitable actions under section 11 and section 11B of SEBI Act, 1992 should not be initiated against you, including directions restraining / debarring you from accessing capital market in any manner for a suitable period should not be issued. |
| Oct 14, 2005 | Show cause Notice to Shri Atul B Shah in the matter of Genus Commutrade Ltd | j. Sri Rajesh Kumar Patel, Kirti R Patel, Paresh Kumar Patel and Hema P Patel together transferred 10 lakh shares to Sri Urvish Vora on 17 June 2002. Urvish Vora offloaded these 10 lakh shares in the market through the broker Parklight Investment Pvt Ltd during June-July 2002. It appears that Shri Urvish Vora was acting as a front entity for Shri. Rajesh Kumar Patel, who was banned from operating in the securities market by the order of SEBI. k. It is seen that Piyush Jhavery, Santosh Gaykwad, Raju B Shah, Shah Maheshbhai M, Atul B Shah, Paresh Kumar Patel, Tushar Jhavery, Ramilaben Patel, Hema Paresh Kumar Patel, Urvish Vora, Atul H Shah and Rakesh Ramniklal Sheth; by acting as the front entities in the manipulative process as described in Para 1-17 has violated Regulations 3, 4(a), (b), (c) & (d) and 6(a) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations 1995. In view of the above you are hereby called upon to show cause as to why suitable actions under section 11 and section 11B of SEBI Act, 1992 should not be initiated against you, including directions restraining / debarring you from accessing capital market in any manner for a suitable period should not be issued. |
| Oct 14, 2005 | Show Cause Notice issued to Zenet Softwares Ltd. in the matter of Genus Commutrade Limited | j. Sri Rajesh Kumar Patel, Kirti R Patel, Paresh Kumar Patel and Hema P Patel together transferred 10 lakh shares to Sri Urvish Vora on 17 June 2002. Urvish Vora offloaded these 10 lakh shares in the market through the broker Parklight Investment Pvt Ltd during June-July 2002. It appears that Shri Urvish Vora was acting as a front entity for Shri. Rajesh Kumar Patel, who was banned from operating in the securities market by the order of SEBI. k. It is seen that Piyush Jhavery, Santosh Gaykwad, Raju B Shah, Shah Maheshbhai M, Atul B Shah, Paresh Kumar Patel, Tushar Jhavery, Ramilaben Patel, Hema Paresh Kumar Patel, Urvish Vora, Atul H Shah and Rakesh Ramniklal Sheth; by acting as the front entities in the manipulative process as described in Para 1-17 has violated Regulations 3, 4(a), (b), (c) & (d) and 6(a) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations 1995. In view of the above you are hereby called upon to show cause as to why suitable actions under section 11 and section 11B of SEBI Act, 1992 should not be initiated against you, including directions restraining / debarring you from accessing capital market in any manner for a suitable period should not be issued. |
| Oct 14, 2005 | Show Cause Notice issued to Zenet Softwares Ltd. in the matter of Genus Commutrade Limited | j. Sri Rajesh Kumar Patel, Kirti R Patel, Paresh Kumar Patel and Hema P Patel together transferred 10 lakh shares to Sri Urvish Vora on 17 June 2002. Urvish Vora offloaded these 10 lakh shares in the market through the broker Parklight Investment Pvt Ltd during June-July 2002. It appears that Shri Urvish Vora was acting as a front entity for Shri. Rajesh Kumar Patel, who was banned from operating in the securities market by the order of SEBI. k. It is seen that Piyush Jhavery, Santosh Gaykwad, Raju B Shah, Shah Maheshbhai M, Atul B Shah, Paresh Kumar Patel, Tushar Jhavery, Ramilaben Patel, Hema Paresh Kumar Patel, Urvish Vora, Atul H Shah and Rakesh Ramniklal Sheth; by acting as the front entities in the manipulative process as described in Para 1-17 has violated Regulations 3, 4(a), (b), (c) & (d) and 6(a) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations 1995. In view of the above you are hereby called upon to show cause as to why suitable actions under section 11 and section 11B of SEBI Act, 1992 should not be initiated against you, including directions restraining / debarring you from accessing capital market in any manner for a suitable period should not be issued. |
| Oct 14, 2005 | Show cause Notice to Shri Atul B Shah in the matter of Genus Commutrade Ltd | j. Sri Rajesh Kumar Patel, Kirti R Patel, Paresh Kumar Patel and Hema P Patel together transferred 10 lakh shares to Sri Urvish Vora on 17 June 2002. Urvish Vora offloaded these 10 lakh shares in the market through the broker Parklight Investment Pvt Ltd during June-July 2002. It appears that Shri Urvish Vora was acting as a front entity for Shri. Rajesh Kumar Patel, who was banned from operating in the securities market by the order of SEBI. k. It is seen that Piyush Jhavery, Santosh Gaykwad, Raju B Shah, Shah Maheshbhai M, Atul B Shah, Paresh Kumar Patel, Tushar Jhavery, Ramilaben Patel, Hema Paresh Kumar Patel, Urvish Vora, Atul H Shah and Rakesh Ramniklal Sheth; by acting as the front entities in the manipulative process as described in Para 1-17 has violated Regulations 3, 4(a), (b), (c) & (d) and 6(a) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations 1995. In view of the above you are hereby called upon to show cause as to why suitable actions under section 11 and section 11B of SEBI Act, 1992 should not be initiated against you, including directions restraining / debarring you from accessing capital market in any manner for a suitable period should not be issued. |
| Oct 14, 2005 | Show cause Notice to Shri Atul B Shah in the matter of Genus Commutrade Ltd | j. Sri Rajesh Kumar Patel, Kirti R Patel, Paresh Kumar Patel and Hema P Patel together transferred 10 lakh shares to Sri Urvish Vora on 17 June 2002. Urvish Vora offloaded these 10 lakh shares in the market through the broker Parklight Investment Pvt Ltd during June-July 2002. It appears that Shri Urvish Vora was acting as a front entity for Shri. Rajesh Kumar Patel, who was banned from operating in the securities market by the order of SEBI. k. It is seen that Piyush Jhavery, Santosh Gaykwad, Raju B Shah, Shah Maheshbhai M, Atul B Shah, Paresh Kumar Patel, Tushar Jhavery, Ramilaben Patel, Hema Paresh Kumar Patel, Urvish Vora, Atul H Shah and Rakesh Ramniklal Sheth; by acting as the front entities in the manipulative process as described in Para 1-17 has violated Regulations 3, 4(a), (b), (c) & (d) and 6(a) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations 1995. In view of the above you are hereby called upon to show cause as to why suitable actions under section 11 and section 11B of SEBI Act, 1992 should not be initiated against you, including directions restraining / debarring you from accessing capital market in any manner for a suitable period should not be issued. |
| Oct 14, 2005 | Show Cause Notice issued to Zenet Softwares Ltd. in the matter of Genus Commutrade Limited | j. Sri Rajesh Kumar Patel, Kirti R Patel, Paresh Kumar Patel and Hema P Patel together transferred 10 lakh shares to Sri Urvish Vora on 17 June 2002. Urvish Vora offloaded these 10 lakh shares in the market through the broker Parklight Investment Pvt Ltd during June-July 2002. It appears that Shri Urvish Vora was acting as a front entity for Shri. Rajesh Kumar Patel, who was banned from operating in the securities market by the order of SEBI. k. It is seen that Piyush Jhavery, Santosh Gaykwad, Raju B Shah, Shah Maheshbhai M, Atul B Shah, Paresh Kumar Patel, Tushar Jhavery, Ramilaben Patel, Hema Paresh Kumar Patel, Urvish Vora, Atul H Shah and Rakesh Ramniklal Sheth; by acting as the front entities in the manipulative process as described in Para 1-17 has violated Regulations 3, 4(a), (b), (c) & (d) and 6(a) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations 1995. In view of the above you are hereby called upon to show cause as to why suitable actions under section 11 and section 11B of SEBI Act, 1992 should not be initiated against you, including directions restraining / debarring you from accessing capital market in any manner for a suitable period should not be issued. |
| Oct 14, 2005 | Show Cause Notice issued to Zenet Softwares Ltd. in the matter of Genus Commutrade Limited | j. Sri Rajesh Kumar Patel, Kirti R Patel, Paresh Kumar Patel and Hema P Patel together transferred 10 lakh shares to Sri Urvish Vora on 17 June 2002. Urvish Vora offloaded these 10 lakh shares in the market through the broker Parklight Investment Pvt Ltd during June-July 2002. It appears that Shri Urvish Vora was acting as a front entity for Shri. Rajesh Kumar Patel, who was banned from operating in the securities market by the order of SEBI. k. It is seen that Piyush Jhavery, Santosh Gaykwad, Raju B Shah, Shah Maheshbhai M, Atul B Shah, Paresh Kumar Patel, Tushar Jhavery, Ramilaben Patel, Hema Paresh Kumar Patel, Urvish Vora, Atul H Shah and Rakesh Ramniklal Sheth; by acting as the front entities in the manipulative process as described in Para 1-17 has violated Regulations 3, 4(a), (b), (c) & (d) and 6(a) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) RegulationsschemeSEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations 1995. In view of the above you are hereby called upon to show cause as to why suitable actions under section 11 and section 11B of SEBI Act, 1992 should not be initiated against you, including directions restraining / debarring you from accessing capital market in any manner for a suitable period should not be issued. |
| Oct 20, 2005 | Aurionpro Solutions Limited - PDF | As per the extant policy of the Government of India, OCBs cannot participate in this Issue. As per the current provisions of the Foreign Exchange Management (Transfer or Issue of Security by a Person Resident outside India) Regulations, 2000, there exist a general permission for the FIIs and Foreign Venture Capital Investors registered with SEBI to invest in shares of an Indian companies by way of subscription in an IPO. However, such investments would be subject to other investment restrictions under the RBI and/or SEBI regulations as may be applicable to such investors. Based on the above provisions, it will not be necessary for the investors to seek separate permission from the FIPB/ RBI for this specific purpose. |
| Oct 27, 2005 | Vikash Metal and Power Ltd | proceeds of such investments in Equity Shares will be allowed to be repatriated along with the income thereon subject to the permission of the RBI and subject to the Indian tax laws and regulations and any other applicable laws. The Company has received all the necessary licenses, permissions and approvals from the Central and State Governments |
| Oct 28, 2005 | United Western Bank Ltd | made necessarSEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997. |
| Oct 28, 2005 | United Western Bank Ltd | made necessarSEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997. |
| Oct 28, 2005 | United Western Bank Ltd | made necessarSEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997. |
| Oct 28, 2005 | United Western Bank Ltd | made necessarSEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997. |
| Nov 02, 2005 | Noida Toll Bridge Company Limited | d) To participate in various schemes or programmes sponsored or promoted by the Government for and to undertake regulation and improvement of transport facilities and provide the requisite infrastructure therefore and to collect fees, tolls, charges and dues from the public for |
| Nov 09, 2005 | Goldstone Teleservices Ltd | assets, or otherwise over any other shares or to subject the same to any restrictions, limitations or conditions and to vary the regulations of the Company as far as necessary to give effect to the same and upon the sub-division of any shares to apportion the right |
| Nov 09, 2005 | Review of Dematerialisation Charges | 6. The Depositories are advised to:- a) make amendments to the relevant bye-laws, rules and regulationsary ; b) bring the provisions of this circular to the notice of the DPs of the Depositories and also to disseminate the same on the website; and |
| Nov 09, 2005 | Review of Dematerialisation Charges | 6. The Depositories are advised to:- a) make amendments to the relevant bye-laws, rules and regulationsary ; b) bring the provisions of this circular to the notice of the DPs of the Depositories and also to disseminate the same on the website; and |
| Nov 25, 2005 | Hindalco Industries Limited | exploration, mining or production activities may have upon the environment. The costs, liabilities and requirements associated with complying with these laws and regulations or complying with changes in requirements or the manner in which they are applied or the cost of rehabilitation of site operations which have been closed down may be substantial and time-consuming and may delay the commencement or continuation of exploration, mining or production activities. Failure to comply with these laws and regulations or to obtain or renew the necessarsary permits, approvals |
| Dec 07, 2005 | Everest Kanto Cylinders Ltd | Application by Mutual Funds As per the current regulations, the following restrictions are applicable for investments by mutual funds: No mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or Equity related instruments of |
| Dec 07, 2005 | Everest Kanto Cylinders Ltd | Application by Mutual Funds As per the current regulations, the following restrictions are applicable for investments by mutual funds: No mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or Equity related instruments of |
| Dec 07, 2005 | Everest Kanto Cylinders Ltd | Application by Mutual Funds As per the current regulations, the following restrictions are applicable for investments by mutual funds: No mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or Equity related instruments of |
| Dec 22, 2005 | Corrigendum to Circular No. SEBI/MRD/SE/Cir-16/2005 dated August 04 2005 | 4. The Depositories are advised to:- a) make amendments to the relevant bye-laws, rules and regulationsary ; b) bring the provisions of this circular to the notice of the DPs of the Depositories and also to disseminate the same on the website; and |
| Dec 22, 2005 | Corrigendum to Circular No. SEBI/MRD/SE/Cir-16/2005 dated August 04 2005 | 4. The Depositories are advised to:- a) make amendments to the relevant bye-laws, rules and regulationsary ; b) bring the provisions of this circular to the notice of the DPs of the Depositories and also to disseminate the same on the website; and |
| Dec 23, 2005 | JMC Projects India Ltd-Draft Letter of Offer | 20. The Company as well as major shareholders have duly complied with the provisions of Chapter II of SEBI (SAST) Regulationssary disclosures on March 31, 2003 under the SEBI Regularisation |
| Dec 23, 2005 | JMC Projects India Ltd-Draft Letter of Offer | 20. The Company as well as major shareholders have duly complied with the provisions of Chapter II of SEBI (SAST) Regulationssary disclosures on March 31, 2003 under the SEBI Regularisation |
| Dec 29, 2005 | Discussion paper on Short Selling and Securities Lending and Borrowing | Amendments to necessary Regulations The Committee also noted that SEBI may need to amend the SEBI (Custodians) |
| Dec 29, 2005 | Discussion paper on Short Selling and Securities Lending and Borrowing | Amendments to necessary Regulations The Committee also noted that SEBI may need to amend the SEBI (Custodians) |
| Dec 29, 2005 | Discussion paper on Short Selling and Securities Lending and Borrowing | Amendments to necessary Regulations The Committee also noted that SEBI may need to amend the SEBI (Custodians) |
| Dec 29, 2005 | Discussion paper on Short Selling and Securities Lending and Borrowing | Amendments to necessary Regulations The Committee also noted that SEBI may need to amend the SEBI (Custodians) |
| Jan 24, 2006 | SEBI (Mutual Funds) (Amendment) Regulations, 2006 - GETF | It is clarified in accordance with the provisions of Regulation 77 of SEBI (Mutual Funds) Regulationsschemes can invest primarily in Gold. They can invest in gold related instruments only after such instruments are specified by SEBI. Yours faithfully, |
| Jan 24, 2006 | SEBI (Mutual Funds) (Amendment) Regulations, 2006 - GETF | It is clarified in accordance with the provisions of Regulation 77 of SEBI (Mutual Funds) Regulationsschemes can invest primarily in Gold. They can invest in gold related instruments only after such instruments are specified by SEBI. Yours faithfully, |
| Jan 24, 2006 | SEBI (Mutual Funds) (Amendment) Regulations, 2006 - GETF | It is clarified in accordance with the provisions of Regulation 77 of SEBI (Mutual Funds) Regulationsschemes can invest primarily in Gold. They can invest in gold related instruments only after such instruments are specified by SEBI. Yours faithfully, |
| Jan 24, 2006 | SEBI (Mutual Funds) (Amendment) Regulations, 2006 - GETF | It is clarified in accordance with the provisions of Regulation 77 of SEBI (Mutual Funds) Regulationsschemes can invest primarily in Gold. They can invest in gold related instruments only after such instruments are specified by SEBI. Yours faithfully, |
| Jan 27, 2006 | Inox Leisure Ltd | where GFL’s shares were listed vide letter dated June 15, 1998. The said transfer was exempt from the applicability of requirements regarding making public announcement to acquire shares under Regulation 3 of the SEBI Takeover Regulations since it was effected pursuant to a scheme approved by the Bombay High Court. |
| Jan 27, 2006 | Sakuma Exports Ltd | 3. The allotment of equity shares to NRI’s shall be subject to RBI approval or any other requisite authority as may be necessary under the existing Exchange Control Regulation .The sale proceeds of such investment in equity shares by NRI’s will be allowed to be repatriated along with income thereon, subject to instructions from RBI then in force and |
| Jan 27, 2006 | Sakuma Exports Ltd | 3. The allotment of equity shares to NRI’s shall be subject to RBI approval or any other requisite authority as may be necessary under the existing Exchange Control Regulation .The sale proceeds of such investment in equity shares by NRI’s will be allowed to be repatriated along with income thereon, subject to instructions from RBI then in force and |
| Jan 27, 2006 | Sakuma Exports Ltd | 3. The allotment of equity shares to NRI’s shall be subject to RBI approval or any other requisite authority as may be necessary under the existing Exchange Control Regulation .The sale proceeds of such investment in equity shares by NRI’s will be allowed to be repatriated along with income thereon, subject to instructions from RBI then in force and |
| Jan 27, 2006 | Sakuma Exports Ltd | 3. The allotment of equity shares to NRI’s shall be subject to RBI approval or any other requisite authority as may be necessary under the existing Exchange Control Regulation .The sale proceeds of such investment in equity shares by NRI’s will be allowed to be repatriated along with income thereon, subject to instructions from RBI then in force and |
| Jan 30, 2006 | JSW Steel Ltd | The Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 as amended to date Voluntary retirement scheme |
| Feb 01, 2006 | GIC Housing Finance Ltd | Articles of the Company, approvals under the Foreign Direct Investment scheme of Government of India, FEMA, if applicable, Guidelines issued by SEBI, the Act, the guidelines, notifications and regulations for the Issue of capital and for the listing of securities issued by the Government and/or other Statutory Authorities and bodies from time to |
| Feb 13, 2006 | Jagran Publications Ltd | changes are, however, not effective as of the date of the Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Right to reject Bids |
| Feb 13, 2006 | Jagran Publications Ltd | changes are, however, not effective as of the date of the Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Right to reject Bids |
| Feb 21, 2006 | Use of Electronic Clearing System (ECS) for refund in public issues Instructions for updation of MICR code for refunds through ECS | a) make amendments to the relevant bye-laws, rules and regulationsary; b) communicate to SEBI the status of the implementation of the provisions of this circular in the Monthly Development Report. |
| Feb 21, 2006 | Use of Electronic Clearing System (ECS) for refund in public issues Instructions for updation of MICR code for refunds through ECS | a) make amendments to the relevant bye-laws, rules and regulationsary; b) communicate to SEBI the status of the implementation of the provisions of this circular in the Monthly Development Report. |
| Feb 27, 2006 | Shivalik Global Ltd | advances to employees; provided that the company may make such investments by way of deposits or advances that are required statutorily to be made as per the existing laws of the country or the rules or regulations or guidelines issued from time to time by the authorities concerned; to undertake new project scheme at any time while the loans |
| Mar 01, 2006 | Prabtibha Industries Ltd | placed by the private parties. In order execute the projects, our Company obtains the necessary approvals depending upon the prevailing central and state laws and regulations where the work is carried out. |
| Mar 02, 2006 | The South Indian Bank Ltd | holders of the shares of the class. To every such separate general meeting the provisions of these regulations relating to general meetings shall mutatis mutandis apply; but so that the necessary quorum shall be two |
| Mar 02, 2006 | The South Indian Bank Ltd | holders of the shares of the class. To every such separate general meeting the provisions of these regulations relating to general meetings shall mutatis mutandis apply; but so that the necessary quorum shall be two |
| Mar 24, 2006 | Kamdhenu Ispat Limited - PDF | 10. As per the requirement of Clause 3 (1)(a) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationssary disclosure in respect of allotment of Equity Shares in the present Public Issue to promoter’s |
| Mar 24, 2006 | Kamdhenu Ispat Limited - PDF | 10. As per the requirement of Clause 3 (1)(a) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationssary disclosure in respect of allotment of Equity Shares in the present Public Issue to promoter’s |
| Apr 03, 2006 | Listing Agreement for Indian Depository Receipts (IDRs) | II Phone: +91 22 2285 0451-56, (Extn: 410) 22871582 Fax: +91 22 2204 5633. Email: paragb@sebi.gov.in SEBI/CFD/DIL/IDR/1/2006/3/4April 3, 2006 The Managing Director/ Executive Directors/AdministratorsOf All Stock Exchanges Dear Sir(s)/Madam(s), Sub: Listing Agreement for Indian Depository Receipts (IDRs) 1. The Central Government, on February 23, 2004 issued the Companies (Issue of Indian Depository Receipts) Rules, 2004 (IDR Rules), under Section 605A of the Companies Act, 1956. Rule 5 (iii) of the IDR Rules states that the issuing company, seeking permission under Rule 5 (i) of the IDR Rules, shall obtain in-principle listing permission from one or more stock exchanges having nation wide trading terminals in India. Further, under Rule 9 of the said Rules, the IDRs issued under this Rule shall be listed on the recognized Stock Exchange(s) in India. 2. Accordingly, SEBI has drafted a model listing agreement for such issues, which is annexed herewith. The Listing Agreement shall be read in conjunction with the Companies (Issue of Indian Depository Receipts) Rules, 2004 and Chapter VIA of the SEBI (Disclosure & Investor Protection) Guidelines, 2000, the latter having been issued vide SEBI circular no. SEBI/CFD/DIL/DIP/20/2006/3/4 dated April 3, 2006. 3. The Stock Exchanges are hereby directed to: (a) make necessary amendments to the bye-laws for the implementation of the above decision immediately (b) bring the provisions of this circular to the notice of the concerned entities and also to disseminate the same on the website for easy access to the issuers and investors and (c) communicate to SEBI, the status of the implementation of the provisions of this circular in the Monthly Development Report 4. This circular is being issued in exercise of powers conferred by Sections 11(1) and 11A of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. 5. These amendments shall come into force from the date of the circular. This circular, along with the annexure, is available on SEBI website at www.sebi.gov.in. Yours faithfully, Parag Basu Annexure MODEL LISTING AGREEMENT FOR LISTING OFINDIAN DEPOSITORY RECEIPTS This agreement made this ______________________ day of_____________, ___ by _____________________________________________________________________________ a Company/ any other body duly formed and registered under the ________ Act of____________(country) and having its Registered office at___________________________________________________________________________________________________________________________ (hereinafter called “the Issuer”) with the _________ STOCK EXCHANGE (hereinafter called ‘the stock exchange’). Witnesseth WHEREAS the Issuer has filed with the stock exchange an application for listing its Indian Depository Receipts (hereinafter referred to as ‘IDRs’) more particularly described in Schedule I annexed hereto and made a part hereof. AND WHEREAS the issuer has filed with the Exchange an application for listing of IDRs as defined in rule 3(i)(d) of the Companies (Issue of Indian Depository Receipts) Rules 2004 against …….. (number) of equity shares issued having face value of ……………. which are deposited with ………. custodian. AND WHEREAS it is a requirement of the stock exchange that there must be filed with the application an agreement in terms hereinafter appearing, to qualify for the admission and continuance of the said IDRs upon the list of the stock exchange. NOW THEREFORE in consideration of the stock exchange having agreed to list the said IDRs, the Issuer hereby covenants and agrees with the stock exchange as follows: The Issuer agrees: a) that advices of allotment will be issued simultaneously and that in the event of its being impossible to issue letters of regret at the same time, a notice to that effect will be inserted in the press so that it will appear on the morning after the letters of allotment have been posted; b) that advices of rights entitlement, wherever applicable, will be issued simultaneously; 2. a) The Issuer will notify stock exchange at least 7 days in advance of the date of the meeting of its Board of Directors at which the recommendation or declaration of a dividend or a rights issue or convertible debentures or of debentures carrying a right to subscribe to equity shares or the passing over of the dividend is due to be considered and will recommend or declare all dividend and/or cash bonuses at least five days before commencement of the closure of its transfer books or the record date fixed for the purpose. b) The Issuer will give notice simultaneously to stock exchange in case any proposal for declaration of bonus issue is to be placed before its Board of Directors and is communicated as part of the agenda. No prior intimation is required about the Board Meeting in case the declaration of bonus issue by the company is not on the agenda of the Board Meeting. c) The Issuers are also required to send the information in the format which is given in Schedule III by e-mail 3. The Issuer will, immediately after the meeting of its Board of Directors has been held to consider or decide the same, intimate to the Stock Exchange, (within 15 minutes of the closure of the board meeting) by phone, fax, telegram, e-mail: a) all dividends and/or cash bonuses recommended or declared or the decision to pass any dividend or interest payment; b) the total turnover, gross profit/loss, provision for depreciation, tax provisions and net profits for the year (with comparison with the previous year) and the amounts appropriated from reserves, capital profits, accumulated profits of past years or other special source to provide wholly or partly for the dividend, even if this calls for qualification that such information is provisional or subject to audit. c) The Issuers are also required to send the information by e-mail in the format which is given in Schedule IV. d) The Issuer shall be required to intimate the stock exchanges within 15 minutes of the closure of the Board Meetings about any decision on buyback of equity shares. 4. The Issuer will notify the stock exchange at least twenty-one days in advance of the date on and from which the dividend on shares will be payable . 5. The issuer agrees to issue simultaneously the dividend warrants, wherever applicable, which shall be payable at par at such centers as may be agreed to between stock exchange and the Issuer and which shall be collected at par, with collection charges, if any, being borne by the Issuer, in any bank in the country at centers other than the centers agreed to between stock exchange and the Issuer, so as to reach the holders of IDRs on or before the date fixed for payment of dividend,. Provided that the issuer may make arrangements for electronic credit of dividends within the aforesaid time limit in such manner as may be approved by the stock exchange. 6. The Issuer shall within 15 minutes of the closure of any board meeting where any of the following matters are decided, intimate to the Stock Exchanges by phone, fax, telegram, e-mail the following: a) short particulars of any increase of capital whether by issue of bonus shares through capitalization, or by issue of rights shares, or in any other manner; b) short particulars of the reissues of forfeited shares or securities, or the issue of shares or securities held in reserve for future issue or the creation in any form or manner of new shares or securities or any other rights, privileges or benefits to subscribe thereto; c) short particulars of any other alterations of capital, including calls; d) any other information necessary to enable the holders of the IDRs to appraise the issuer’s position and to avoid the establishment of a false market. 7. The Issuer agrees: a) to fix record date for the purpose of payment of dividends or distribution of any other corporate benefits to IDR holders in consultation with stock exchange ; [s1]b) to issue – (i) advices of allotment within six weeks of the record date for the purpose of making a bonus issue; (ii) letters of right within six weeks of the record date for the purpose of making a rights issue and (iii) advices of allotment within six weeks of the last date fixed by the Issuer for submission of letters of renunciation in case of rights issue. 8. a) The company agrees to obtain 'in-principle' approval for listing from the exchanges where its IDRs are listed, before issuing further IDRs. The company agrees to make an application to the Exchange for the listing of any new issue of IDRs. b) The Issuer agrees to make true, fair and adequate disclosure in the offer documents/draft prospectus/letter of offer in respect of any new or further issue of IDRs. c) The Issuer agrees that it shall not issue any prospectus/ offer document/ letter of offer for public subscription of any IDRs unless the legal and regulatory requirements relating thereto have been fulfilled. d) The Issuer further agrees that the Issuer shall submit to the exchange the following documents to enable it to admit/ list the said IDRs for dealing in SE, such as - i) a copy of letter indicating the observation on draft prospectus/ letter of offer/ offer documents by SEBI; and ii) a certificate from a merchant banker acting as lead manager to the issue reporting positive compliance by the issuer of the guidelines on disclosure and investor protection issued by SEBI. and (iii) a due diligence report from the domestic depository e) in the event of non-submission of the documents as mentioned in sub-clause (d) above by the Issuer to the stock exchange or withdrawal of the observation letter by SEBI at any time before grant of permission for listing/ admission to dealing of the IDRs, the IDRs shall not be eligible for listing/ dealing, as the case may be, and the company shall be liable to refund the subscription monies to the respective investors immediately. f) The company agrees that it shall disclose the pre and post arrangement capital structure and share holding pattern to the IDR holders in case of corporate restructuring like mergers / amalgamations and other schemes in advance g) The company agrees to ensure that any scheme of arrangement/amalgamation/merger/ reconstruction/reduction of capital, etc., to be presented to any Court or Tribunal does not in any way violate, override or circumscribe the provisions of securities laws or the stock exchange requirements. Explanation: For the purpose of this sub-clause, ’securities laws' mean the Companies (Issue of Indian Depository Receipts) Rules, 2004, the SEBI Act, 1992, the Securities Contracts (Regulation) Act, 1956, the Depositories Act, 1996 and section 605A of the Companies Act, 1956 and the provisions thereof which are administered by SEBI under section 55A and, the rules, regulations, guidelines etc. made under these Acts and the Listing Agreement. 9. In the event of the Issuer granting any options to purchase any shares of the Issuer, the Issuer will promptly notify SE: a) of the number of shares covered by such options, of the terms thereof and of the time within which they may be exercised; b) of any subsequent changes or cancellation or exercise of such options. 10. (1) The issuer shall notify the exchange without delay of any change in the rights attaching to any class of equity shares into which the IDRs are exchangeable. 11. The Issuer will promptly notify SE: a) of any change in the Issuer’s directorate by death, resignation, removal or otherwise; b) of any change of Managing Director,; c) of any change of Auditors appointed to audit the books and accounts of the Issuer; d) of any change in the compliance officer and company secretary; e) of any change in the domestic depository or the overseas custodian bank. 12. The Issuer will forward to stock exchange promptly and without application:- a) copies of the Annual Reports, which shall include the Balance Sheet and Profit & Loss Account, Directors’ Report and the Auditors Report and of all periodical and special reports as soon as they are issued; b) copies of all notices, resolutions and circulars relating to new issue of capital prior to their dispatch to the equity shareholders or IDR holders; c) copies of all the notices, call letters or any other circulars including notices of meetings at the same time as they are sent to the equity shareholders, IDR holders, debenture holders or creditors or any class of them or as they are advertised in the Press. d) copy of the proceedings at all Annual and Extraordinary General Meetings of the Issuer; e) copy of the deposit agreement as soon as it is executed. f) copies of all notices, circulars, etc., issued or advertised in the press either by the Issuer, or by any other body corporate which the Issuer proposes to absorb or with which the Issuer proposes to merge or amalgamate, or under orders of the court or any other statutory authority in connection with any merger, amalgamation, re-construction, reduction of capital, scheme or arrangement, including notices, circulars, etc. issued or advertised in the press in regard to meetings of equity shareholders, IDR holders or any class of them and copies of the proceedings at all such meetings. 13. The Issuer agrees:- a) that it will not exercise a lien on its fully paid IDRs and that in respect of partly paid IDRs it will not exercise any lien except in respect of moneys called or payable at a fixed time in respect of such IDRs; b) that it will not forfeit unclaimed dividends before the claim becomes barred by law and that such forfeiture, when effected, will be annulled in appropriate cases; c) that if any amount be paid up in advance of calls on any IDRs it will stipulate that such amount may carry interest but shall not in respect thereof confer a right to dividend or to participate in profits; d) that it will send out proxy forms to security holders in all cases, such proxy forms being so worded that a security holders may vote either for or against each resolution; [s2]e) that when notice is given to its security holders by advertisement, it will advertise such notice in at least one leading National daily newspaper. [s3] 14. The company agrees to file with the Exchange the shareholding pattern on a quarterly basis within 15 days of end of the quarter in the following form : Distribution of Shareholding as on quarter ending ….. Category No of shares Held Percentage of shareholding Promoter's holding Promoters* Persons acting in Concert # Sub-Total Non-Promoters Holding Institutional Investors - IDR holders - Shareholders Mutual Funds * as defined in Regulation 2(h) of SEBI (Substantial Acquisition of Shares and Takeovers) RegulationsSEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemeschemesarsary for enabling voting by IDR Holders. LAD note may be seen. [s3]What is the notice being covered.Kind of Security NumbersIssuedNominal ValuePer IDR Rs.Paid-up ValuePer IDR Rs. Total NominalValue Rs.Total Paid-upValue Rs. |
| Apr 03, 2006 | Listing Agreement for Indian Depository Receipts (IDRs) | II Phone: +91 22 2285 0451-56, (Extn: 410) 22871582 Fax: +91 22 2204 5633. Email: paragb@sebi.gov.in SEBI/CFD/DIL/IDR/1/2006/3/4April 3, 2006 The Managing Director/ Executive Directors/AdministratorsOf All Stock Exchanges Dear Sir(s)/Madam(s), Sub: Listing Agreement for Indian Depository Receipts (IDRs) 1. The Central Government, on February 23, 2004 issued the Companies (Issue of Indian Depository Receipts) Rules, 2004 (IDR Rules), under Section 605A of the Companies Act, 1956. Rule 5 (iii) of the IDR Rules states that the issuing company, seeking permission under Rule 5 (i) of the IDR Rules, shall obtain in-principle listing permission from one or more stock exchanges having nation wide trading terminals in India. Further, under Rule 9 of the said Rules, the IDRs issued under this Rule shall be listed on the recognized Stock Exchange(s) in India. 2. Accordingly, SEBI has drafted a model listing agreement for such issues, which is annexed herewith. The Listing Agreement shall be read in conjunction with the Companies (Issue of Indian Depository Receipts) Rules, 2004 and Chapter VIA of the SEBI (Disclosure & Investor Protection) Guidelines, 2000, the latter having been issued vide SEBI circular no. SEBI/CFD/DIL/DIP/20/2006/3/4 dated April 3, 2006. 3. The Stock Exchanges are hereby directed to: (a) make necessary amendments to the bye-laws for the implementation of the above decision immediately (b) bring the provisions of this circular to the notice of the concerned entities and also to disseminate the same on the website for easy access to the issuers and investors and (c) communicate to SEBI, the status of the implementation of the provisions of this circular in the Monthly Development Report 4. This circular is being issued in exercise of powers conferred by Sections 11(1) and 11A of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. 5. These amendments shall come into force from the date of the circular. This circular, along with the annexure, is available on SEBI website at www.sebi.gov.in. Yours faithfully, Parag Basu Annexure MODEL LISTING AGREEMENT FOR LISTING OFINDIAN DEPOSITORY RECEIPTS This agreement made this ______________________ day of_____________, ___ by _____________________________________________________________________________ a Company/ any other body duly formed and registered under the ________ Act of____________(country) and having its Registered office at___________________________________________________________________________________________________________________________ (hereinafter called “the Issuer”) with the _________ STOCK EXCHANGE (hereinafter called ‘the stock exchange’). Witnesseth WHEREAS the Issuer has filed with the stock exchange an application for listing its Indian Depository Receipts (hereinafter referred to as ‘IDRs’) more particularly described in Schedule I annexed hereto and made a part hereof. AND WHEREAS the issuer has filed with the Exchange an application for listing of IDRs as defined in rule 3(i)(d) of the Companies (Issue of Indian Depository Receipts) Rules 2004 against …….. (number) of equity shares issued having face value of ……………. which are deposited with ………. custodian. AND WHEREAS it is a requirement of the stock exchange that there must be filed with the application an agreement in terms hereinafter appearing, to qualify for the admission and continuance of the said IDRs upon the list of the stock exchange. NOW THEREFORE in consideration of the stock exchange having agreed to list the said IDRs, the Issuer hereby covenants and agrees with the stock exchange as follows: The Issuer agrees: a) that advices of allotment will be issued simultaneously and that in the event of its being impossible to issue letters of regret at the same time, a notice to that effect will be inserted in the press so that it will appear on the morning after the letters of allotment have been posted; b) that advices of rights entitlement, wherever applicable, will be issued simultaneously; 2. a) The Issuer will notify stock exchange at least 7 days in advance of the date of the meeting of its Board of Directors at which the recommendation or declaration of a dividend or a rights issue or convertible debentures or of debentures carrying a right to subscribe to equity shares or the passing over of the dividend is due to be considered and will recommend or declare all dividend and/or cash bonuses at least five days before commencement of the closure of its transfer books or the record date fixed for the purpose. b) The Issuer will give notice simultaneously to stock exchange in case any proposal for declaration of bonus issue is to be placed before its Board of Directors and is communicated as part of the agenda. No prior intimation is required about the Board Meeting in case the declaration of bonus issue by the company is not on the agenda of the Board Meeting. c) The Issuers are also required to send the information in the format which is given in Schedule III by e-mail 3. The Issuer will, immediately after the meeting of its Board of Directors has been held to consider or decide the same, intimate to the Stock Exchange, (within 15 minutes of the closure of the board meeting) by phone, fax, telegram, e-mail: a) all dividends and/or cash bonuses recommended or declared or the decision to pass any dividend or interest payment; b) the total turnover, gross profit/loss, provision for depreciation, tax provisions and net profits for the year (with comparison with the previous year) and the amounts appropriated from reserves, capital profits, accumulated profits of past years or other special source to provide wholly or partly for the dividend, even if this calls for qualification that such information is provisional or subject to audit. c) The Issuers are also required to send the information by e-mail in the format which is given in Schedule IV. d) The Issuer shall be required to intimate the stock exchanges within 15 minutes of the closure of the Board Meetings about any decision on buyback of equity shares. 4. The Issuer will notify the stock exchange at least twenty-one days in advance of the date on and from which the dividend on shares will be payable . 5. The issuer agrees to issue simultaneously the dividend warrants, wherever applicable, which shall be payable at par at such centers as may be agreed to between stock exchange and the Issuer and which shall be collected at par, with collection charges, if any, being borne by the Issuer, in any bank in the country at centers other than the centers agreed to between stock exchange and the Issuer, so as to reach the holders of IDRs on or before the date fixed for payment of dividend,. Provided that the issuer may make arrangements for electronic credit of dividends within the aforesaid time limit in such manner as may be approved by the stock exchange. 6. The Issuer shall within 15 minutes of the closure of any board meeting where any of the following matters are decided, intimate to the Stock Exchanges by phone, fax, telegram, e-mail the following: a) short particulars of any increase of capital whether by issue of bonus shares through capitalization, or by issue of rights shares, or in any other manner; b) short particulars of the reissues of forfeited shares or securities, or the issue of shares or securities held in reserve for future issue or the creation in any form or manner of new shares or securities or any other rights, privileges or benefits to subscribe thereto; c) short particulars of any other alterations of capital, including calls; d) any other information necessary to enable the holders of the IDRs to appraise the issuer’s position and to avoid the establishment of a false market. 7. The Issuer agrees: a) to fix record date for the purpose of payment of dividends or distribution of any other corporate benefits to IDR holders in consultation with stock exchange ; [s1]b) to issue – (i) advices of allotment within six weeks of the record date for the purpose of making a bonus issue; (ii) letters of right within six weeks of the record date for the purpose of making a rights issue and (iii) advices of allotment within six weeks of the last date fixed by the Issuer for submission of letters of renunciation in case of rights issue. 8. a) The company agrees to obtain 'in-principle' approval for listing from the exchanges where its IDRs are listed, before issuing further IDRs. The company agrees to make an application to the Exchange for the listing of any new issue of IDRs. b) The Issuer agrees to make true, fair and adequate disclosure in the offer documents/draft prospectus/letter of offer in respect of any new or further issue of IDRs. c) The Issuer agrees that it shall not issue any prospectus/ offer document/ letter of offer for public subscription of any IDRs unless the legal and regulatory requirements relating thereto have been fulfilled. d) The Issuer further agrees that the Issuer shall submit to the exchange the following documents to enable it to admit/ list the said IDRs for dealing in SE, such as - i) a copy of letter indicating the observation on draft prospectus/ letter of offer/ offer documents by SEBI; and ii) a certificate from a merchant banker acting as lead manager to the issue reporting positive compliance by the issuer of the guidelines on disclosure and investor protection issued by SEBI. and (iii) a due diligence report from the domestic depository e) in the event of non-submission of the documents as mentioned in sub-clause (d) above by the Issuer to the stock exchange or withdrawal of the observation letter by SEBI at any time before grant of permission for listing/ admission to dealing of the IDRs, the IDRs shall not be eligible for listing/ dealing, as the case may be, and the company shall be liable to refund the subscription monies to the respective investors immediately. f) The company agrees that it shall disclose the pre and post arrangement capital structure and share holding pattern to the IDR holders in case of corporate restructuring like mergers / amalgamations and other schemes in advance g) The company agrees to ensure that any scheme of arrangement/amalgamation/merger/ reconstruction/reduction of capital, etc., to be presented to any Court or Tribunal does not in any way violate, override or circumscribe the provisions of securities laws or the stock exchange requirements. Explanation: For the purpose of this sub-clause, ’securities laws' mean the Companies (Issue of Indian Depository Receipts) Rules, 2004, the SEBI Act, 1992, the Securities Contracts (Regulation) Act, 1956, the Depositories Act, 1996 and section 605A of the Companies Act, 1956 and the provisions thereof which are administered by SEBI under section 55A and, the rules, regulations, guidelines etc. made under these Acts and the Listing Agreement. 9. In the event of the Issuer granting any options to purchase any shares of the Issuer, the Issuer will promptly notify SE: a) of the number of shares covered by such options, of the terms thereof and of the time within which they may be exercised; b) of any subsequent changes or cancellation or exercise of such options. 10. (1) The issuer shall notify the exchange without delay of any change in the rights attaching to any class of equity shares into which the IDRs are exchangeable. 11. The Issuer will promptly notify SE: a) of any change in the Issuer’s directorate by death, resignation, removal or otherwise; b) of any change of Managing Director,; c) of any change of Auditors appointed to audit the books and accounts of the Issuer; d) of any change in the compliance officer and company secretary; e) of any change in the domestic depository or the overseas custodian bank. 12. The Issuer will forward to stock exchange promptly and without application:- a) copies of the Annual Reports, which shall include the Balance Sheet and Profit & Loss Account, Directors’ Report and the Auditors Report and of all periodical and special reports as soon as they are issued; b) copies of all notices, resolutions and circulars relating to new issue of capital prior to their dispatch to the equity shareholders or IDR holders; c) copies of all the notices, call letters or any other circulars including notices of meetings at the same time as they are sent to the equity shareholders, IDR holders, debenture holders or creditors or any class of them or as they are advertised in the Press. d) copy of the proceedings at all Annual and Extraordinary General Meetings of the Issuer; e) copy of the deposit agreement as soon as it is executed. f) copies of all notices, circulars, etc., issued or advertised in the press either by the Issuer, or by any other body corporate which the Issuer proposes to absorb or with which the Issuer proposes to merge or amalgamate, or under orders of the court or any other statutory authority in connection with any merger, amalgamation, re-construction, reduction of capital, scheme or arrangement, including notices, circulars, etc. issued or advertised in the press in regard to meetings of equity shareholders, IDR holders or any class of them and copies of the proceedings at all such meetings. 13. The Issuer agrees:- a) that it will not exercise a lien on its fully paid IDRs and that in respect of partly paid IDRs it will not exercise any lien except in respect of moneys called or payable at a fixed time in respect of such IDRs; b) that it will not forfeit unclaimed dividends before the claim becomes barred by law and that such forfeiture, when effected, will be annulled in appropriate cases; c) that if any amount be paid up in advance of calls on any IDRs it will stipulate that such amount may carry interest but shall not in respect thereof confer a right to dividend or to participate in profits; d) that it will send out proxy forms to security holders in all cases, such proxy forms being so worded that a security holders may vote either for or against each resolution; [s2]e) that when notice is given to its security holders by advertisement, it will advertise such notice in at least one leading National daily newspaper. [s3] 14. The company agrees to file with the Exchange the shareholding pattern on a quarterly basis within 15 days of end of the quarter in the following form : Distribution of Shareholding as on quarter ending ….. Category No of shares Held Percentage of shareholding Promoter's holding Promoters* Persons acting in Concert # Sub-Total Non-Promoters Holding Institutional Investors - IDR holders - Shareholders Mutual Funds * as defined in Regulation 2(h) of SEBI (Substantial Acquisition of Shares and Takeovers) RegulationsSEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemeschemesarsary for enabling voting by IDR Holders. LAD note may be seen. [s3]What is the notice being covered.Kind of Security NumbersIssuedNominal ValuePer IDR Rs.Paid-up ValuePer IDR Rs. Total NominalValue Rs.Total Paid-upValue Rs. |
| Apr 03, 2006 | Listing Agreement for Indian Depository Receipts (IDRs) | II Phone: +91 22 2285 0451-56, (Extn: 410) 22871582 Fax: +91 22 2204 5633. Email: paragb@sebi.gov.in SEBI/CFD/DIL/IDR/1/2006/3/4April 3, 2006 The Managing Director/ Executive Directors/AdministratorsOf All Stock Exchanges Dear Sir(s)/Madam(s), Sub: Listing Agreement for Indian Depository Receipts (IDRs) 1. The Central Government, on February 23, 2004 issued the Companies (Issue of Indian Depository Receipts) Rules, 2004 (IDR Rules), under Section 605A of the Companies Act, 1956. Rule 5 (iii) of the IDR Rules states that the issuing company, seeking permission under Rule 5 (i) of the IDR Rules, shall obtain in-principle listing permission from one or more stock exchanges having nation wide trading terminals in India. Further, under Rule 9 of the said Rules, the IDRs issued under this Rule shall be listed on the recognized Stock Exchange(s) in India. 2. Accordingly, SEBI has drafted a model listing agreement for such issues, which is annexed herewith. The Listing Agreement shall be read in conjunction with the Companies (Issue of Indian Depository Receipts) Rules, 2004 and Chapter VIA of the SEBI (Disclosure & Investor Protection) Guidelines, 2000, the latter having been issued vide SEBI circular no. SEBI/CFD/DIL/DIP/20/2006/3/4 dated April 3, 2006. 3. The Stock Exchanges are hereby directed to: (a) make necessary amendments to the bye-laws for the implementation of the above decision immediately (b) bring the provisions of this circular to the notice of the concerned entities and also to disseminate the same on the website for easy access to the issuers and investors and (c) communicate to SEBI, the status of the implementation of the provisions of this circular in the Monthly Development Report 4. This circular is being issued in exercise of powers conferred by Sections 11(1) and 11A of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. 5. These amendments shall come into force from the date of the circular. This circular, along with the annexure, is available on SEBI website at www.sebi.gov.in. Yours faithfully, Parag Basu Annexure MODEL LISTING AGREEMENT FOR LISTING OFINDIAN DEPOSITORY RECEIPTS This agreement made this ______________________ day of_____________, ___ by _____________________________________________________________________________ a Company/ any other body duly formed and registered under the ________ Act of____________(country) and having its Registered office at___________________________________________________________________________________________________________________________ (hereinafter called “the Issuer”) with the _________ STOCK EXCHANGE (hereinafter called ‘the stock exchange’). Witnesseth WHEREAS the Issuer has filed with the stock exchange an application for listing its Indian Depository Receipts (hereinafter referred to as ‘IDRs’) more particularly described in Schedule I annexed hereto and made a part hereof. AND WHEREAS the issuer has filed with the Exchange an application for listing of IDRs as defined in rule 3(i)(d) of the Companies (Issue of Indian Depository Receipts) Rules 2004 against …….. (number) of equity shares issued having face value of ……………. which are deposited with ………. custodian. AND WHEREAS it is a requirement of the stock exchange that there must be filed with the application an agreement in terms hereinafter appearing, to qualify for the admission and continuance of the said IDRs upon the list of the stock exchange. NOW THEREFORE in consideration of the stock exchange having agreed to list the said IDRs, the Issuer hereby covenants and agrees with the stock exchange as follows: The Issuer agrees: a) that advices of allotment will be issued simultaneously and that in the event of its being impossible to issue letters of regret at the same time, a notice to that effect will be inserted in the press so that it will appear on the morning after the letters of allotment have been posted; b) that advices of rights entitlement, wherever applicable, will be issued simultaneously; 2. a) The Issuer will notify stock exchange at least 7 days in advance of the date of the meeting of its Board of Directors at which the recommendation or declaration of a dividend or a rights issue or convertible debentures or of debentures carrying a right to subscribe to equity shares or the passing over of the dividend is due to be considered and will recommend or declare all dividend and/or cash bonuses at least five days before commencement of the closure of its transfer books or the record date fixed for the purpose. b) The Issuer will give notice simultaneously to stock exchange in case any proposal for declaration of bonus issue is to be placed before its Board of Directors and is communicated as part of the agenda. No prior intimation is required about the Board Meeting in case the declaration of bonus issue by the company is not on the agenda of the Board Meeting. c) The Issuers are also required to send the information in the format which is given in Schedule III by e-mail 3. The Issuer will, immediately after the meeting of its Board of Directors has been held to consider or decide the same, intimate to the Stock Exchange, (within 15 minutes of the closure of the board meeting) by phone, fax, telegram, e-mail: a) all dividends and/or cash bonuses recommended or declared or the decision to pass any dividend or interest payment; b) the total turnover, gross profit/loss, provision for depreciation, tax provisions and net profits for the year (with comparison with the previous year) and the amounts appropriated from reserves, capital profits, accumulated profits of past years or other special source to provide wholly or partly for the dividend, even if this calls for qualification that such information is provisional or subject to audit. c) The Issuers are also required to send the information by e-mail in the format which is given in Schedule IV. d) The Issuer shall be required to intimate the stock exchanges within 15 minutes of the closure of the Board Meetings about any decision on buyback of equity shares. 4. The Issuer will notify the stock exchange at least twenty-one days in advance of the date on and from which the dividend on shares will be payable . 5. The issuer agrees to issue simultaneously the dividend warrants, wherever applicable, which shall be payable at par at such centers as may be agreed to between stock exchange and the Issuer and which shall be collected at par, with collection charges, if any, being borne by the Issuer, in any bank in the country at centers other than the centers agreed to between stock exchange and the Issuer, so as to reach the holders of IDRs on or before the date fixed for payment of dividend,. Provided that the issuer may make arrangements for electronic credit of dividends within the aforesaid time limit in such manner as may be approved by the stock exchange. 6. The Issuer shall within 15 minutes of the closure of any board meeting where any of the following matters are decided, intimate to the Stock Exchanges by phone, fax, telegram, e-mail the following: a) short particulars of any increase of capital whether by issue of bonus shares through capitalization, or by issue of rights shares, or in any other manner; b) short particulars of the reissues of forfeited shares or securities, or the issue of shares or securities held in reserve for future issue or the creation in any form or manner of new shares or securities or any other rights, privileges or benefits to subscribe thereto; c) short particulars of any other alterations of capital, including calls; d) any other information necessary to enable the holders of the IDRs to appraise the issuer’s position and to avoid the establishment of a false market. 7. The Issuer agrees: a) to fix record date for the purpose of payment of dividends or distribution of any other corporate benefits to IDR holders in consultation with stock exchange ; [s1]b) to issue – (i) advices of allotment within six weeks of the record date for the purpose of making a bonus issue; (ii) letters of right within six weeks of the record date for the purpose of making a rights issue and (iii) advices of allotment within six weeks of the last date fixed by the Issuer for submission of letters of renunciation in case of rights issue. 8. a) The company agrees to obtain 'in-principle' approval for listing from the exchanges where its IDRs are listed, before issuing further IDRs. The company agrees to make an application to the Exchange for the listing of any new issue of IDRs. b) The Issuer agrees to make true, fair and adequate disclosure in the offer documents/draft prospectus/letter of offer in respect of any new or further issue of IDRs. c) The Issuer agrees that it shall not issue any prospectus/ offer document/ letter of offer for public subscription of any IDRs unless the legal and regulatory requirements relating thereto have been fulfilled. d) The Issuer further agrees that the Issuer shall submit to the exchange the following documents to enable it to admit/ list the said IDRs for dealing in SE, such as - i) a copy of letter indicating the observation on draft prospectus/ letter of offer/ offer documents by SEBI; and ii) a certificate from a merchant banker acting as lead manager to the issue reporting positive compliance by the issuer of the guidelines on disclosure and investor protection issued by SEBI. and (iii) a due diligence report from the domestic depository e) in the event of non-submission of the documents as mentioned in sub-clause (d) above by the Issuer to the stock exchange or withdrawal of the observation letter by SEBI at any time before grant of permission for listing/ admission to dealing of the IDRs, the IDRs shall not be eligible for listing/ dealing, as the case may be, and the company shall be liable to refund the subscription monies to the respective investors immediately. f) The company agrees that it shall disclose the pre and post arrangement capital structure and share holding pattern to the IDR holders in case of corporate restructuring like mergers / amalgamations and other schemes in advance g) The company agrees to ensure that any scheme of arrangement/amalgamation/merger/ reconstruction/reduction of capital, etc., to be presented to any Court or Tribunal does not in any way violate, override or circumscribe the provisions of securities laws or the stock exchange requirements. Explanation: For the purpose of this sub-clause, ’securities laws' mean the Companies (Issue of Indian Depository Receipts) Rules, 2004, the SEBI Act, 1992, the Securities Contracts (Regulation) Act, 1956, the Depositories Act, 1996 and section 605A of the Companies Act, 1956 and the provisions thereof which are administered by SEBI under section 55A and, the rules, regulations, guidelines etc. made under these Acts and the Listing Agreement. 9. In the event of the Issuer granting any options to purchase any shares of the Issuer, the Issuer will promptly notify SE: a) of the number of shares covered by such options, of the terms thereof and of the time within which they may be exercised; b) of any subsequent changes or cancellation or exercise of such options. 10. (1) The issuer shall notify the exchange without delay of any change in the rights attaching to any class of equity shares into which the IDRs are exchangeable. 11. The Issuer will promptly notify SE: a) of any change in the Issuer’s directorate by death, resignation, removal or otherwise; b) of any change of Managing Director,; c) of any change of Auditors appointed to audit the books and accounts of the Issuer; d) of any change in the compliance officer and company secretary; e) of any change in the domestic depository or the overseas custodian bank. 12. The Issuer will forward to stock exchange promptly and without application:- a) copies of the Annual Reports, which shall include the Balance Sheet and Profit & Loss Account, Directors’ Report and the Auditors Report and of all periodical and special reports as soon as they are issued; b) copies of all notices, resolutions and circulars relating to new issue of capital prior to their dispatch to the equity shareholders or IDR holders; c) copies of all the notices, call letters or any other circulars including notices of meetings at the same time as they are sent to the equity shareholders, IDR holders, debenture holders or creditors or any class of them or as they are advertised in the Press. d) copy of the proceedings at all Annual and Extraordinary General Meetings of the Issuer; e) copy of the deposit agreement as soon as it is executed. f) copies of all notices, circulars, etc., issued or advertised in the press either by the Issuer, or by any other body corporate which the Issuer proposes to absorb or with which the Issuer proposes to merge or amalgamate, or under orders of the court or any other statutory authority in connection with any merger, amalgamation, re-construction, reduction of capital, scheme or arrangement, including notices, circulars, etc. issued or advertised in the press in regard to meetings of equity shareholders, IDR holders or any class of them and copies of the proceedings at all such meetings. 13. The Issuer agrees:- a) that it will not exercise a lien on its fully paid IDRs and that in respect of partly paid IDRs it will not exercise any lien except in respect of moneys called or payable at a fixed time in respect of such IDRs; b) that it will not forfeit unclaimed dividends before the claim becomes barred by law and that such forfeiture, when effected, will be annulled in appropriate cases; c) that if any amount be paid up in advance of calls on any IDRs it will stipulate that such amount may carry interest but shall not in respect thereof confer a right to dividend or to participate in profits; d) that it will send out proxy forms to security holders in all cases, such proxy forms being so worded that a security holders may vote either for or against each resolution; [s2]e) that when notice is given to its security holders by advertisement, it will advertise such notice in at least one leading National daily newspaper. [s3] 14. The company agrees to file with the Exchange the shareholding pattern on a quarterly basis within 15 days of end of the quarter in the following form : Distribution of Shareholding as on quarter ending ….. Category No of shares Held Percentage of shareholding Promoter's holding Promoters* Persons acting in Concert # Sub-Total Non-Promoters Holding Institutional Investors - IDR holders - Shareholders Mutual Funds * as defined in Regulation 2(h) of SEBI (Substantial Acquisition of Shares and Takeovers) RegulationsSEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemeschemesarsary for enabling voting by IDR Holders. LAD note may be seen. [s3]What is the notice being covered.Kind of Security NumbersIssuedNominal ValuePer IDR Rs.Paid-up ValuePer IDR Rs. Total NominalValue Rs.Total Paid-upValue Rs. |
| Apr 13, 2006 | Amendments to Clause 40A and Clause 35 of Equity Listing Agreement | issuance or transfer of shares in compliance with the SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsscheme of arrangement; and |
| Apr 13, 2006 | Amendments to Clause 40A and Clause 35 of Equity Listing Agreement | issuance or transfer of shares in compliance with the SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsscheme of arrangement; and |
| Apr 18, 2006 | R Systems International Limited - PDF | As per the existing policy of the GOI, OCBs cannot participate in this Offer. As per the current provisions of the Foreign Exchange Management (Transfer or Offer of Security by a person Resident outside India) Regulations, 2000, there exists a general permission to the NRIs, FIIs and Foreign Venture Capital Investors registered with SEBI to subscribe to shares of an Indian company by way of subscription in a Public Offer. However, such investments would be subject to other investment restrictions under the RBI and/or SEBI regulations as may be applicable to such investors. Based on the above provisions, it will not be necessary for the investors to seek separate permission from the FIBP/RBI for the specific purpose. However, it is |
| Apr 21, 2006 | Introduction of Gold Exchange Traded Funds in India | Please note that the necessarSEBI (Mutual Funds) Regulations, 1996 in this regard shall follow. |
| Apr 21, 2006 | Introduction of Gold Exchange Traded Funds in India | Please note that the necessarSEBI (Mutual Funds) Regulations, 1996 in this regard shall follow. |
| Apr 21, 2006 | Dividend Distribution Procedures for Mutual Funds | It is clarified that the said guidelines on dividend distribution procedure are applicable to all mutual fund schemeSEBI (Mutual Funds) Regulations, 1996, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. |
| Apr 21, 2006 | Introduction of Gold Exchange Traded Funds in India | Please note that the necessarSEBI (Mutual Funds) Regulations, 1996 in this regard shall follow. |
| Apr 21, 2006 | Dividend Distribution Procedures for Mutual Funds | It is clarified that the said guidelines on dividend distribution procedure are applicable to all mutual fund schemeSEBI (Mutual Funds) Regulations, 1996, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. |
| Apr 21, 2006 | Introduction of Gold Exchange Traded Funds in India | Please note that the necessarSEBI (Mutual Funds) Regulations, 1996 in this regard shall follow. |
| May 15, 2006 | Report on Unified Exchange Traded Corporate Bond Market | The Committee recognizes the need for more than one category of member viz., some who will trade on their own account and/or some who will do agency business. The membership criteria and responsibilities would be significantly different between the various types of members. The provisions of the relevant legislations/regulations may be reviewed and appropriate amendmentsarsary to avoid multiplicity of regulators for entities taking limited purpose membership for trading on their own behalf in the proposed trading and clearing platforms, the responsibility of regulating their activity in corporate bonds through trading platforms will vest with SEBI while the primary regulation of these institutions will continue to vest with their respective primary regulators. |
| May 15, 2006 | Report on Unified Exchange Traded Corporate Bond Market | The Committee recognizes the need for more than one category of member viz., some who will trade on their own account and/or some who will do agency business. The membership criteria and responsibilities would be significantly different between the various types of members. The provisions of the relevant legislations/regulations may be reviewed and appropriate amendmentsarsary to avoid multiplicity of regulators for entities taking limited purpose membership for trading on their own behalf in the proposed trading and clearing platforms, the responsibility of regulating their activity in corporate bonds through trading platforms will vest with SEBI while the primary regulation of these institutions will continue to vest with their respective primary regulators. |
| May 17, 2006 | HBL NIFE Power Sysytems Limited | clearances under the Water and Air (Prevention and Control of Pollution) Acts. The cost, liabilities and requirements associated with complying with these laws and regulations may be substantial and time consuming and may delay the commencement or continuation of production activities. Failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals may result in the loss of the right to operate the business. |
| May 18, 2006 | D.S. Kulkarni Developers Limited - Rights Issue | Benefits under loan and other schemes in accordance with the practices, rules and regulations in force in the Company, from time to time. Such other benefits and amenities as may be provided by the Company to other senior officers from time to time. |
| Jun 07, 2006 | Patel Engineering Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. |
| Jun 13, 2006 | M/s Srinivasa Shipping and Property Development Limited | subscribed. The acquisition of additional securities in such an event shall be exempt from making an open offer in terms of proviso to Regulation 3(1)(b)(ii) of the SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997 and the company/acquirer would comply with the necessary formalities under the Takeover Regulations. Further, this acquisition will not result in change of control of the management of the Company. |
| Jun 16, 2006 | Margining in Cash Market. | 5. The Stock Exchanges are also advised to ; 5.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. 5.2. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Jun 16, 2006 | Margining in Cash Market. | 5. The Stock Exchanges are also advised to ; 5.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. 5.2. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Jun 19, 2006 | Ennore Coke Limited | Default under Regulation 6, 7 and 8 of SEBI (SAST) Regulationssary fees under the SEBI (Regularization Scheme), 2002. The details of the default are given as under: |
| Jun 19, 2006 | Ennore Coke Limited | Default under Regulation 6, 7 and 8 of SEBI (SAST) Regulationssary fees under the SEBI (Regularization Scheme), 2002. The details of the default are given as under: |
| Jun 22, 2006 | Hindustan Oil Exploration Company Limited | changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jun 22, 2006 | HBL Nife Power Systems Limited | Tax Acts, environment clearances under the Water and Air (Prevention and Control of Pollution) Acts. The cost, liabilities and requirements associated with complying with these laws and regulations may be substantial and time consuming and may delay the commencement or continuation of production activities. Failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals may result in the loss of the right to operate the business. |
| Jun 30, 2006 | Channel Guide India Limited | this letter of offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted in the CAF Forms. |
| Jun 30, 2006 | Undertaking from trustees for new scheme offer document | As you are aware, while filing a new schemeSEBI (Mutual Funds) Regulationsschemescheme/fund/product.” |
| Jun 30, 2006 | Undertaking from trustees for new scheme offer document | As you are aware, while filing a new schemeSEBI (Mutual Funds) Regulationsschemescheme/fund/product.” |
| Jun 30, 2006 | Channel Guide India Limited | this letter of offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted in the CAF Forms. |
| Jul 13, 2006 | Mandatory requirement of Permanent Account Number (PAN) for transactions in the cash market | 5. The Stock Exchanges are advised to ; 5.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. 5.2. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Jul 13, 2006 | SEBI (Foreign Institutional Investors) (Amendment) Regulations 2006 | Sub: SEBI (Foreign Institutional Investors) (Amendment) RegulationsSEBI (Foreign Institutional Investors) (Amendment) Regulationssary action. 2. The format for reporting of the investments in security receipts will be circulated separately. |
| Jul 13, 2006 | SEBI (Foreign Institutional Investors) (Amendment) Regulations 2006 | Sub: SEBI (Foreign Institutional Investors) (Amendment) RegulationsSEBI (Foreign Institutional Investors) (Amendment) Regulationssary action. 2. The format for reporting of the investments in security receipts will be circulated separately. |
| Jul 13, 2006 | Mandatory requirement of Permanent Account Number (PAN) for transactions in the cash market | 5. The Stock Exchanges are advised to ; 5.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. 5.2. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Jul 13, 2006 | SEBI (Foreign Institutional Investors) (Amendment) Regulations 2006 | Sub: SEBI (Foreign Institutional Investors) (Amendment) RegulationsSEBI (Foreign Institutional Investors) (Amendment) Regulationssary action. 2. The format for reporting of the investments in security receipts will be circulated separately. |
| Jul 20, 2006 | Mandatory requirement of Permanent Account Number (PAN) - Issues and clarifications | 5.4. Ensure that proof of address (POA) is collected for all the account holders as is being done in the case of Proof of Identity (POI). 5.5. Make amendments to the relevant bye-laws, rules and regulationsary; 5.6. Communicate to SEBI the status of the implementation of the provisions of this circular in the Monthly Development Report for the month of August, 2006. |
| Jul 20, 2006 | Mandatory requirement of Permanent Account Number (PAN) - Issues and clarifications | 5.4. Ensure that proof of address (POA) is collected for all the account holders as is being done in the case of Proof of Identity (POI). 5.5. Make amendments to the relevant bye-laws, rules and regulationsary; 5.6. Communicate to SEBI the status of the implementation of the provisions of this circular in the Monthly Development Report for the month of August, 2006. |
| Jul 25, 2006 | Uniproducts (India) Limited | stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jul 25, 2006 | Uniproducts (India) Limited | stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jul 26, 2006 | JMC Projects (India) Limited | 19. The Company as well as major shareholders have duly complied with the provisions of Chapter II of SEBI (SAST) Regulations, 1997 but with a delay for the years 1997-2002. The Company has filed necessary disclosures on March 31, 2003 under the SEBI Regularisation Scheme, 2002. The |
| Aug 02, 2006 | Investment in ADRs/GDRs/Foreign Securities and overseas ETFs by Mutual Funds | exceed the total limits on expenses as prescribed under Regulation 52(6). Where the scheme is investing only a part of the net assets in the foreign |
| Aug 11, 2006 | Bengal Tea & Fabrics Limited | Management Perception: The Company has availed loans under the TUF scheme for its earlier projects and is fully aware of the rules and regulations and is confident of ensuring compliance with them. |
| Aug 14, 2006 | Capital Protection Oriented scheme and Revision in Fees | Regarding filing fees for offer documents it is clarified that the revised filing fee would be applicable to those schemeschemeSEBI (Mutual Funds) RegulationsSEBI (Mutual Funds) Regulations, 1996, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. |
| Aug 14, 2006 | Capital Protection Oriented scheme and Revision in Fees | Regarding filing fees for offer documents it is clarified that the revised filing fee would be applicable to those schemeschemeSEBI (Mutual Funds) RegulationsSEBI (Mutual Funds) Regulations, 1996, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. |
| Aug 14, 2006 | Capital Protection Oriented scheme and Revision in Fees | Regarding filing fees for offer documents it is clarified that the revised filing fee would be applicable to those schemeschemeSEBI (Mutual Funds) RegulationsSEBI (Mutual Funds) Regulations, 1996, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. |
| Aug 14, 2006 | Capital Protection Oriented scheme and Revision in Fees | Regarding filing fees for offer documents it is clarified that the revised filing fee would be applicable to those schemeschemeSEBI (Mutual Funds) RegulationsSEBI (Mutual Funds) Regulations, 1996, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. |
| Aug 16, 2006 | Tech Mahindra Limited | however, not effective as of the date of the Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Aug 16, 2006 | Tech Mahindra Limited | however, not effective as of the date of the Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Aug 23, 2006 | United Western Bank Limited | Bank made necessarSEBI (Regularisation) Scheme, 2002 pertaining to SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997. D. Complaints with National Consumer Disputes Redressal Commission (Original Petition No. |
| Aug 23, 2006 | United Western Bank Limited | Bank made necessarSEBI (Regularisation) Scheme, 2002 pertaining to SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997. D. Complaints with National Consumer Disputes Redressal Commission (Original Petition No. |
| Aug 23, 2006 | United Western Bank Limited | Bank made necessarSEBI (Regularisation) Scheme, 2002 pertaining to SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997. D. Complaints with National Consumer Disputes Redressal Commission (Original Petition No. |
| Aug 23, 2006 | United Western Bank Limited | Bank made necessarSEBI (Regularisation) Scheme, 2002 pertaining to SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997. D. Complaints with National Consumer Disputes Redressal Commission (Original Petition No. |
| Sep 04, 2006 | Market Creators Limited | that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 05, 2006 | Hindustan Oil Exploration Company Limited | of this Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 05, 2006 | Hindustan Oil Exploration Company Limited | of this Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 06, 2006 | Richa Knits Limited | For details on these schemes please refer to section titled Regulations and Policies on page no. 58 of this Prospectus. |
| Sep 12, 2006 | SEBI (Foreign Institutional Investors) (Amendment) Regulations, 2006 | Sub: SEBI (Foreign Institutional Investors) (Amendment) RegulationsSEBI (Foreign Institutional Investors) (Amendment) Regulationssary action. A copy of the circular is available at the web page “Foreign Institutional Investors” on our website www.sebi.gov.in . |
| Sep 12, 2006 | SEBI (Foreign Institutional Investors) (Amendment) Regulations, 2006 | Sub: SEBI (Foreign Institutional Investors) (Amendment) RegulationsSEBI (Foreign Institutional Investors) (Amendment) Regulationssary action. A copy of the circular is available at the web page “Foreign Institutional Investors” on our website www.sebi.gov.in . |
| Sep 12, 2006 | SEBI (Foreign Institutional Investors) (Amendment) Regulations, 2006 | Sub: SEBI (Foreign Institutional Investors) (Amendment) RegulationsSEBI (Foreign Institutional Investors) (Amendment) Regulationssary action. A copy of the circular is available at the web page “Foreign Institutional Investors” on our website www.sebi.gov.in . |
| Sep 13, 2006 | The Karur Vysya Bank Limited | Though the major chunk of investment will have necessarily to be in SLR securities to comply with the provisions of section 24 of the Banking Regulation Act 1949, opportunities will have to be seized to invest in non-convertible debentures, equity shares, Mutual Fund units and commercial papers privately placed by |
| Sep 13, 2006 | The Karur Vysya Bank Limited | Though the major chunk of investment will have necessarily to be in SLR securities to comply with the provisions of section 24 of the Banking Regulation Act 1949, opportunities will have to be seized to invest in non-convertible debentures, equity shares, Mutual Fund units and commercial papers privately placed by |
| Sep 26, 2006 | Aditya Birla Nuvo Limited | Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 26, 2006 | Aditya Birla Nuvo Limited | Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 26, 2006 | Mandatory requirement of Permanent Account Number (PAN) - Issues and clarifications | 5.5. Make amendments to the relevant bye-laws, rules and regulationsary; |
| Sep 26, 2006 | Mandatory requirement of Permanent Account Number (PAN) - Issues and clarifications | 5.5. Make amendments to the relevant bye-laws, rules and regulationsary; |
| Sep 26, 2006 | Mandatory requirement of Permanent Account Number (PAN) - Issues and clarifications | 5.5. Make amendments to the relevant bye-laws, rules and regulationsary; |
| Sep 26, 2006 | Aditya Birla Nuvo Limited | Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 26, 2006 | Mandatory requirement of Permanent Account Number (PAN) - Issues and clarifications | 5.5. Make amendments to the relevant bye-laws, rules and regulationsary; |
| Sep 26, 2006 | Mandatory requirement of Permanent Account Number (PAN) - Issues and clarifications | 5.5. Make amendments to the relevant bye-laws, rules and regulationsary; |
| Sep 26, 2006 | Mandatory requirement of Permanent Account Number (PAN) - Issues and clarifications | 5.5. Make amendments to the relevant bye-laws, rules and regulationsary; |
| Sep 29, 2006 | Payment of fees by Stock Brokers | 5. The stock exchanges are also advised to : a. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. b. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Sep 29, 2006 | Payment of fees by Stock Brokers | 5. The stock exchanges are also advised to : a. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. b. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Oct 06, 2006 | Text of the Hon'ble Prime Minister's speech on the occasion of inauguration of SEBI Bhavan on October 6, 2006 | The capital market is not mainly about equities alone. The bulk of transactions in the capital markets of advanced nations are in debt securities. Ever since the Asian Currency Crisis in the late 1990s, it has come to be accepted that a lively market in corporate securities helps the banking system to accurately price current and future assets. This helps to mitigate risk. However, in our experience debt markets in India have not quite delivered on expectations. We, therefore, need to make efforts to understand why the debt market has not taken off and to take appropriate policy measures to make it deeper, broader and more liquid. While regulation may help in this direction to some extent, we need to reform our financial sector further if we are to have a larger debt market. We need to promote a widely held pension fund system. We need a much larger insurance sector with a higher capital base and more diverse products. It is these which will generate the necessary long-term funds for investing in a debt market and make available resources for the investment needs of our country particularly in the vital infrastructure sector. If we have to achieve our growth ambitions of 8-10% per annum, we need investments of a high order. These would be possible only by making our financial markets more efficient, more competitive and more global. We may currently be lacking a consensus on the needed reforms. However, I am confident that we will in the long run be able to forge a meaningful consensus and take reforms of the financial sector forward. The Financial Sector in India has now come of age, even though there are a number of issues which need to be resolved. Indeed, it is such issues, even if they be controversial, which encourage discussion and debate and result in furthering our collective understanding. This is the basis of ensuring healthy progress. SEBI, along with other regulators, and civil society, has contributed immensely to this informed discussion and to the identification of relevant issues. This debate is extremely important for all policy makers. |
| Oct 06, 2006 | Text of the Hon'ble Prime Minister's speech on the occasion of inauguration of SEBI Bhavan on October 6, 2006 | The capital market is not mainly about equities alone. The bulk of transactions in the capital markets of advanced nations are in debt securities. Ever since the Asian Currency Crisis in the late 1990s, it has come to be accepted that a lively market in corporate securities helps the banking system to accurately price current and future assets. This helps to mitigate risk. However, in our experience debt markets in India have not quite delivered on expectations. We, therefore, need to make efforts to understand why the debt market has not taken off and to take appropriate policy measures to make it deeper, broader and more liquid. While regulation may help in this direction to some extent, we need to reform our financial sector further if we are to have a larger debt market. We need to promote a widely held pension fund system. We need a much larger insurance sector with a higher capital base and more diverse products. It is these which will generate the necessary long-term funds for investing in a debt market and make available resources for the investment needs of our country particularly in the vital infrastructure sector. If we have to achieve our growth ambitions of 8-10% per annum, we need investments of a high order. These would be possible only by making our financial markets more efficient, more competitive and more global. We may currently be lacking a consensus on the needed reforms. However, I am confident that we will in the long run be able to forge a meaningful consensus and take reforms of the financial sector forward. The Financial Sector in India has now come of age, even though there are a number of issues which need to be resolved. Indeed, it is such issues, even if they be controversial, which encourage discussion and debate and result in furthering our collective understanding. This is the basis of ensuring healthy progress. SEBI, along with other regulators, and civil society, has contributed immensely to this informed discussion and to the identification of relevant issues. This debate is extremely important for all policy makers. |
| Oct 11, 2006 | Uniform cut-off timings for applicability of Net Asset Value (NAV) of Mutual Fund scheme(s)/plan(s) | e. ‘liquid fund schemeschemes and plans of a mutual fund which have the characteristics mentioned in Schedule I; f. ‘regulations’ mean the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996; (2) Words and expressions used and not defined in these Guidelines shall have the meanings, if any, respectively assigned to them in the Act or in the regulations, unless the context otherwise requires. |
| Oct 11, 2006 | Uniform cut-off timings for applicability of Net Asset Value of Mutual Fund scheme(s)/plan(s). | e. ‘liquid fund schemeschemes and plans of a mutual fund which have the characteristics mentioned in Schedule I; f. ‘regulations’ mean the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996; (2) Words and expressions used and not defined in these Guidelines shall have the meanings, if any, respectively assigned to them in the Act or in the regulations, unless the context otherwise requires. |
| Nov 10, 2006 | Gulshan Sugars and Chemicals Limited | approval under prevailing RBI Guidelines or any other requisite statutory authority as may be necessary under the existing Exchange Control regulations. The sale proceeds of such investments in Equity Shares will be allowed to be repatriated along with the income thereon, subject to the permission of the RBI and subject to the Indian Tax Laws and regulations and any other applicable laws. In case of application by FIIs on repatriation basis, the payment should be made out of funds |
| Nov 20, 2006 | Dispatch of account statement | 2. At present the account statements are sent to unit holders only in case of a transaction in the unit holder’s account. In the interest of investors, the Mutual Funds shall provide the account statements to the unit holders who have not transacted during the last six months prior to the date of generation of account statements. The account statements in such cases may be generated and issued along with the Portfolio Statement or Annual Report of the schemeSEBI (Mutual Funds) Regulations, 1996, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. |
| Nov 20, 2006 | Dispatch of account statement | 2. At present the account statements are sent to unit holders only in case of a transaction in the unit holder’s account. In the interest of investors, the Mutual Funds shall provide the account statements to the unit holders who have not transacted during the last six months prior to the date of generation of account statements. The account statements in such cases may be generated and issued along with the Portfolio Statement or Annual Report of the schemeSEBI (Mutual Funds) Regulations, 1996, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. |
| Nov 23, 2006 | Concept paper and Draft Regulations on Delisting of Securities for public comments | (2) Nothing in these regulations shall apply to any delisting made pursuant to a scheme sanctioned by the Board for |
| Nov 23, 2006 | Concept paper and Draft Regulations on Delisting of Securities for public comments | (2) Nothing in these regulations shall apply to any delisting made pursuant to a scheme sanctioned by the Board for |
| Dec 08, 2006 | Ruchira Papers Limited | adequate controls. We also emphasize training in occupational health and safety procedures as an integral part of our operations. We comply with all local, state and central laws and regulations concerning environmental protection and related matters. Environmental legislation in India includes the Environmental Protection Act 1986, the Water (Prevention and Control of Pollution) Act 1974 and the Air (Prevention and Control of Pollution) Act 1981. Detailed rules and regulations have been prescribed under these acts, including rules governing the management of hazardous waste and the manufacture, storage and import of hazardous chemicals and management of noise pollution. We are in compliance with all applicable health, safety and environment regulations. We have obtained necessary environmental consents from the State Pollution Control Board. We are subject to regular inspections for the discharge of water effluents and the emission of gases. We believe that we are in material compliance with all applicable environmental laws and regulations. We have also demonstrated our commitment to protecting the environment by seeking to minimize pollution and waste and by attempting to decrease our fuel |
| Dec 12, 2006 | Corporate Bond Market - Launch of Reporting Platform | a. Make necessaramendments to the listing agreement, bye- laws, rules and regulationsary. |
| Dec 15, 2006 | Clarification to Clause 24 of Comprehensive IPF/CPF Guidelines | 5. The Stock Exchanges are advised to ; 5.1. if necessaramendment to the relevant bye-laws, rules and regulations to suitably reflect this clarification. 5.2. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Dec 15, 2006 | Clarification to Clause 24 of Comprehensive IPF/CPF Guidelines | 5. The Stock Exchanges are advised to ; 5.1. if necessaramendment to the relevant bye-laws, rules and regulations to suitably reflect this clarification. 5.2. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Dec 18, 2006 | SEBI (Custodian of Securities) (Second Amendment) Regulations 2006 | Sub: SEBI (Custodian of Securities) (Second Amendment) RegulationsSEBI (Custodian of Securities) (Second Amendment) RegulationssarSEBI (Custodian of Securities) (Second Amendment) Regulations 2006 is enclosed as annexure “A”. |
| Dec 18, 2006 | Exclusive e-mail ID for redressel of Investor Complaints | 5. The Stock Exchanges are advised to : 5.1 make necessaramendments to the relevant bye-laws, rules and regulations and clauses of the listing agreement for the implementation of the above decision immediately; 5.2 bring the provisions of this circular to the notice of the member brokers/clearing members of the exchange/listed companies and also to disseminate the same on their websites; and |
| Dec 18, 2006 | SEBI (Custodian of Securities) (Second Amendment) Regulations 2006 | Sub: SEBI (Custodian of Securities) (Second Amendment) RegulationsSEBI (Custodian of Securities) (Second Amendment) RegulationssarSEBI (Custodian of Securities) (Second Amendment) Regulations 2006 is enclosed as annexure “A”. |
| Dec 18, 2006 | SEBI (Custodian of Securities) (Second Amendment) Regulations 2006 | Sub: SEBI (Custodian of Securities) (Second Amendment) RegulationsSEBI (Custodian of Securities) (Second Amendment) RegulationssarSEBI (Custodian of Securities) (Second Amendment) Regulations 2006 is enclosed as annexure “A”. |
| Dec 18, 2006 | Exclusive e-mail ID for redressel of Investor Complaints | 5. The Stock Exchanges are advised to : 5.1 make necessaramendments to the relevant bye-laws, rules and regulations and clauses of the listing agreement for the implementation of the above decision immediately; 5.2 bring the provisions of this circular to the notice of the member brokers/clearing members of the exchange/listed companies and also to disseminate the same on their websites; and |
| Dec 22, 2006 | Foreign investments in infrastructure companies in securities markets | e) No foreign investor, including persons acting in concert, will hold more than 5% of the equity in these companies. 2. Necessaramendments to the respective regulations are being issued separately by SEBI and RBI in this regard. 3. The aforesaid limits for foreign investment in respect of recognised stock exchanges shall be subject to the limit of 5% shareholding by any person, directly or indirectly, as prescribed under the Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges) Regulations, 2006. |
| Dec 22, 2006 | Foreign investments in infrastructure companies in securities markets | e) No foreign investor, including persons acting in concert, will hold more than 5% of the equity in these companies. 2. Necessaramendments to the respective regulations are being issued separately by SEBI and RBI in this regard. 3. The aforesaid limits for foreign investment in respect of recognised stock exchanges shall be subject to the limit of 5% shareholding by any person, directly or indirectly, as prescribed under the Securities Contracts (Regulation) (Manner of Increasing and Maintaining Public Shareholding in Recognised Stock Exchanges) Regulations, 2006. |
| Jan 04, 2007 | Cairn India Limited | the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jan 04, 2007 | Cairn India Limited | the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jan 04, 2007 | Cairn India Limited | the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jan 16, 2007 | Orient Paper & Industries Ltd | nationwide scale. We have a uniform ex-factory price all over India. Prices at our depots in different regions are, however, affected by local regulations and tax policies. The pricing strategy is reviewed regularly and necessary corrections are made from time to time. Our pricing strategy relies on inputs |
| Feb 12, 2007 | Vimal Oil & Food Limited -Rights | 3. The allotment of equity shares to NRIs shall be subject to RBI approval or any other requisite authority as may be necessary under the existing Exchange Control Regulation. The sale proceeds of such investment in equity shares by NRIs will be allowed to be repatriated along with the income thereon, subject to instructions from |
| Feb 13, 2007 | Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode | 3. The depositories are accordingly advised to: a. make necessaramendments to the relevant bye-laws, rules and regulationsary/applicable. b. bring the provisions of this circular to the notice of the DPs of the Depository and to disseminate the same on their website as well as monitor compliance by DPs. |
| Feb 13, 2007 | SEBI (Foreign Institutional Investors) (Amendment) Regulations 2007 | Sub: SEBI (Foreign Institutional Investors) (Amendment) RegulationsSEBI (Foreign Institutional Investors) (Amendment) Regulationssary action. A copy of the circular is available at the web page “Foreign Institutional Investors” on our website www.sebi.gov.in . |
| Feb 13, 2007 | SEBI (Foreign Institutional Investors) (Amendment) Regulations 2007 | Sub: SEBI (Foreign Institutional Investors) (Amendment) RegulationsSEBI (Foreign Institutional Investors) (Amendment) Regulationssary action. A copy of the circular is available at the web page “Foreign Institutional Investors” on our website www.sebi.gov.in . |
| Feb 13, 2007 | Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode | 3. The depositories are accordingly advised to: a. make necessaramendments to the relevant bye-laws, rules and regulationsary/applicable. b. bring the provisions of this circular to the notice of the DPs of the Depository and to disseminate the same on their website as well as monitor compliance by DPs. |
| Feb 13, 2007 | SEBI (Foreign Institutional Investors) (Amendment) Regulations 2007 | Sub: SEBI (Foreign Institutional Investors) (Amendment) RegulationsSEBI (Foreign Institutional Investors) (Amendment) Regulationssary action. A copy of the circular is available at the web page “Foreign Institutional Investors” on our website www.sebi.gov.in . |
| Feb 26, 2007 | Info-Drive Software Limited | In August 2006, BITECH acquired stake in Info-Drive and made an open offer in terms of SEBI (SAST) Regulationssary formalities relating to the SEBI (SAST) Guidelines were complied with. Post acquisition of |
| Feb 26, 2007 | Info-Drive Software Limited | In August 2006, BITECH acquired stake in Info-Drive and made an open offer in terms of SEBI (SAST) Regulationssary formalities relating to the SEBI (SAST) Guidelines were complied with. Post acquisition of |
| Mar 01, 2007 | Idea Cellular Limited | however, not effective as of the date of the Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. At present, investors are not required to provide a MAPIN. |
| Mar 01, 2007 | Idea Cellular Limited | however, not effective as of the date of the Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. At present, investors are not required to provide a MAPIN. |
| Mar 01, 2007 | Idea Cellular Limited | however, not effective as of the date of the Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. At present, investors are not required to provide a MAPIN. |
| Mar 02, 2007 | Corporate Bond Market - Reporting Platform to also be set up by NSE | a. Make necessaramendments to the listing agreement, bye- laws, rules and regulationsary. |
| Mar 06, 2007 | Abbott India Limited - Buyback | if any, of the Companies Act, 1956 (“Act”) and the provisions of the Securities and Exchange Board of India (Buyback of Securities) Regulations 1998, including any statutory modifications or re-enactments thereof (“Buyback Regulations”), and subject to such other approvals, permissions and sanctions as may be necessary, the consent of the Buyback Committee is |
| Mar 06, 2007 | Abbott India Limited - Buyback | if any, of the Companies Act, 1956 (“Act”) and the provisions of the Securities and Exchange Board of India (Buyback of Securities) Regulations 1998, including any statutory modifications or re-enactments thereof (“Buyback Regulations”), and subject to such other approvals, permissions and sanctions as may be necessary, the consent of the Buyback Committee is |
| Mar 13, 2007 | Manjeera Constructions Limited | b) Subject to the provisions of the Act, to every such separate General Meeting, the provisions of these Regulations relating to General Meeting shall mutatis mutandis apply but so that the necessary quorum shall be two persons atleast holding or representing by proxy one third of the issued shares |
| Mar 23, 2007 | Abhishek Mills Limited | are, however, not effective as of the date of this Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Mar 23, 2007 | Abhishek Mills Limited | are, however, not effective as of the date of this Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Apr 13, 2007 | Corporate Bond Market - Launch of Trading Platform | a. Make necessaramendments to the listing agreement, bye- laws, rules and regulationsary. |
| Apr 13, 2007 | Corporate Bond Market-Launch of Trading Platform | a. Make necessaramendments to the listing agreement, bye- laws, rules and regulationsary. |
| Apr 13, 2007 | Corporate Bond Market - Launch of Trading Platform | a. Make necessaramendments to the listing agreement, bye- laws, rules and regulationsary. |
| Apr 27, 2007 | Permanent Account Number (PAN) to be the sole identification number for all transactions in the securities market | 4.2. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Apr 27, 2007 | Fortis Healthcare Limited | changes are, however, not effective as on the date of this Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. At present, investors are not required to provide a UIN. |
| Apr 27, 2007 | Fortis Healthcare Limited | changes are, however, not effective as on the date of this Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. At present, investors are not required to provide a UIN. |
| Apr 27, 2007 | Permanent Account Number (PAN) to be the sole identification number for all transactions in the securities market | 4.2. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. |
| Apr 27, 2007 | Fortis Healthcare Limited | changes are, however, not effective as on the date of this Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. At present, investors are not required to provide a UIN. |
| May 22, 2007 | Clarification on the news item published in the Economic Times | The caption apparently suggests that SEBI cannot decide takeover price and that the regulator has no role to play in the valuation of shares under takeover scheme. However, the judgement of the Hon’ble Supreme Court, dated May 16, 2007 in the matter of H.L. Somany and others v/s. SEBI makes no such mention. On the contrary, as has been rightly mentioned in the text of the above mentioned news item, the Hon’ble Supreme Court has observed that the Board has to be satisfied that the offer made is reasonable and fair, and in the interest of the shareholders and that the Board as the regulator is not bound to accept the offer price which is required to be incorporated in the public offer, if it suspects that the offer price does not truly represent the fair value of the shares determined in accordance with Regulation 20 (5). |
| May 24, 2007 | Orbit Exports Limited | Company has received a letter from SEBI dt. 23rd July, 2004 for violation of Regulations 6(2) and 6(4) for 1997 and 8(3) for 1998,1999,2000,2001,2002 specifying that SEBI has introduced a Regulation schemeschemescheme. You are therefore liable for payment of penalty under |
| May 24, 2007 | Asahi Songwon Colors Limited | either the PAN or UIN. These changes are, however, not effective as of the date of this Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. |
| May 24, 2007 | Binani Cement Limited | release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| May 24, 2007 | Binani Cement Limited | release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| May 24, 2007 | Binani Cement Limited | release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| May 24, 2007 | Insecticides (India) Limited | SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| May 24, 2007 | Insecticides (India) Limited | SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| May 24, 2007 | Asahi Songwon Colors Limited | either the PAN or UIN. These changes are, however, not effective as of the date of this Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. |
| Jun 01, 2007 | Entegra Limited | All the above interse transfers have been made as per Regulation 3(1) (e) (iii) (b) of SEBI (SAST) Regulations, 1997 and the necessary intimations by the promoters/acquirers have been made to SEBI/Stock Exchanges within the stipulated time. |
| Jun 15, 2007 | Nitin Fire Protection Industries Limited | UIN. These changes are, however, not effective as of the date of the Final Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jun 15, 2007 | Nitin Fire Protection Industries Limited | UIN. These changes are, however, not effective as of the date of the Final Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jun 15, 2007 | Nitin Fire Protection Industries Limited | UIN. These changes are, however, not effective as of the date of the Final Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jun 15, 2007 | Nitin Fire Protection Industries Limited | UIN. These changes are, however, not effective as of the date of the Final Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jun 21, 2007 | Nelcast Limited | in the press release that these changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. |
| Jun 21, 2007 | Nelcast Limited | in the press release that these changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. |
| Jun 27, 2007 | Vishal Retail Limited | stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jul 03, 2007 | CHL Limited | release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jul 03, 2007 | Supervision of branches of depository participants | Include the aforesaid clarifications, as applicable, in the advertisement campaigns released by them from time to time for better understanding of the investors; Make amendments to the relevant bye-laws, rules and regulationsary; Communicate to SEBI the status of the implementation of the provisions of this circular in the Monthly Development Report. |
| Jul 03, 2007 | Supervision of branches of depository participants | Include the aforesaid clarifications, as applicable, in the advertisement campaigns released by them from time to time for better understanding of the investors; Make amendments to the relevant bye-laws, rules and regulationsary; Communicate to SEBI the status of the implementation of the provisions of this circular in the Monthly Development Report. |
| Jul 04, 2007 | ITD Cementation India Limited | some of the records and registers at the site of our Company as mandated under Contract Labour (Regulation and Abolition) Act 1970. The matter is currently pending before the Chief Judicial Magistrate, Begusarai and the next date of hearing has been fixed on July 24, 2007. |
| Jul 20, 2007 | Refex Refrigerants Limited | paragraph “Basis of Allotment” on page 95 of this Offer Document As per the current regulations, the following restrictions are applicable for investments by Mutual Funds: No Mutual Fund scheme shall invest more than 10% of its net asset value in equity shares or equity related instruments of any |
| Jul 26, 2007 | Allied Digital Services Limited | however, not effective as of the date of this Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jul 26, 2007 | Allied Digital Services Limited | however, not effective as of the date of this Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Aug 27, 2007 | Take Solutions Limited | (2) To every such separate Meeting, the provisions of these regulations relating to General Meetings shall mutatis mutandis apply, but so that the necessary quorum shall be five persons at least holding or representing by proxy. |
| Sep 07, 2007 | Proof of Identity (POI) and Proof of Address (POA) for opening a Beneficiary Owner (BO) Account for non-body corporates | 4. The Depositories are advised to:- 4.1. make amendments to the relevant bye-laws, rules and regulationsary; |
| Sep 07, 2007 | Proof of Identity (POI) and Proof of Address (POA) for opening a Beneficiary Owner (BO) Account for non-body corporates | 4. The Depositories are advised to:- 4.1. make amendments to the relevant bye-laws, rules and regulationsary; |
| Sep 18, 2007 | The Federal Bank Limited | and to sign the necessary papers and documents and other instruments of authority and generally to exercise all such powers and authorities of the company except those that are by the Companies Act or other regulations for the time being in force or by these articles expressly directed to be exercised by the Board of Directors or by |
| Sep 18, 2007 | The Federal Bank Limited | and to sign the necessary papers and documents and other instruments of authority and generally to exercise all such powers and authorities of the company except those that are by the Companies Act or other regulations for the time being in force or by these articles expressly directed to be exercised by the Board of Directors or by |
| Sep 18, 2007 | The Federal Bank Limited | and to sign the necessary papers and documents and other instruments of authority and generally to exercise all such powers and authorities of the company except those that are by the Companies Act or other regulations for the time being in force or by these articles expressly directed to be exercised by the Board of Directors or by |
| Sep 18, 2007 | The Federal Bank Limited | and to sign the necessary papers and documents and other instruments of authority and generally to exercise all such powers and authorities of the company except those that are by the Companies Act or other regulations for the time being in force or by these articles expressly directed to be exercised by the Board of Directors or by |
| Sep 18, 2007 | The Federal Bank Limited | and to sign the necessary papers and documents and other instruments of authority and generally to exercise all such powers and authorities of the company except those that are by the Companies Act or other regulations for the time being in force or by these articles expressly directed to be exercised by the Board of Directors or by |
| Sep 18, 2007 | The Federal Bank Limited | and to sign the necessary papers and documents and other instruments of authority and generally to exercise all such powers and authorities of the company except those that are by the Companies Act or other regulations for the time being in force or by these articles expressly directed to be exercised by the Board of Directors or by |
| Sep 18, 2007 | The Federal Bank Limited | and to sign the necessary papers and documents and other instruments of authority and generally to exercise all such powers and authorities of the company except those that are by the Companies Act or other regulations for the time being in force or by these articles expressly directed to be exercised by the Board of Directors or by |
| Sep 26, 2007 | Letter of Offer - Orbit Exports Limited | Company has received a letter from SEBI dt. 23rd July, 2004 for violation of Regulations 6(2) and 6(4) for 1997 and 8(3) for 1998,1999,2000,2001,2002 specifying that SEBI has introduced a Regulation schemeschemescheme. You are therefore liable for payment of penalty under |
| Sep 26, 2007 | Overseas Investments by Mutual Funds | mutual fund schemescheme is investing only a part of the net assets in the overseas mutual fund(s), the same |
| Oct 03, 2007 | The Dhanalakshmi Bank Limited | company with the Bank under a scheme sanctioned and brought into force by the Central Government under sub-section (7) of section 45 of the Banking Regulation Act, 1949, the accumulated loss and the unabsorbed depreciation of such banking company shall be deemed to be the loss or, as the case may be, allowance for |
| Oct 05, 2007 | Assam Carbon Limited - Buyback Public Announcement | of Section 77A, 77AA, 77B and all other applicable provisions, if any, of the Act, and the provisions of the Regulations, subject to such approvals, permissions and sanctions as may be necessary, to buy back such number of fully paid equity shares, not exceeding 4,00,000 equity shares of Rs.10/- each, |
| Oct 17, 2007 | SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007 [Last amended on February 07, 2014] | scheme which has issued or proposes to issue securities to the public in accordance with the relevant regulations or guidelines made by the Board and 1 Substituted for "foreign institutional investor" by the SEBI (Foreign Portfolio Investors) Regulations, 2014, w.e.f. 7-1-2014. also includes a venture capital fund registered under the relevant regulations or guidelines made by the Board; |
| Oct 18, 2007 | Maytas Infra Limited | that the Bids clearly indicate the scheme for which the Bid has been made. In accordance with current regulations, the following restrictions are applicable for investments by Mutual Funds: |
| Oct 18, 2007 | Maytas Infra Limited | that the Bids clearly indicate the scheme for which the Bid has been made. In accordance with current regulations, the following restrictions are applicable for investments by Mutual Funds: |
| Oct 18, 2007 | Maytas Infra Limited | that the Bids clearly indicate the scheme for which the Bid has been made. In accordance with current regulations, the following restrictions are applicable for investments by Mutual Funds: |
| Oct 19, 2007 | Dhanus Technologies Limited | the date of the Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 19, 2007 | Dhanus Technologies Limited | the date of the Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 22, 2007 | Varun Industries Limited | SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 24, 2007 | Prospectus -Religare Enterprises Limited | however, not effective as of the date of this Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 24, 2007 | Prospectus -Religare Enterprises Limited | however, not effective as of the date of this Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 24, 2007 | Prospectus -Religare Enterprises Limited | however, not effective as of the date of this Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 24, 2007 | Prospectus -Religare Enterprises Limited | however, not effective as of the date of this Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 24, 2007 | Prospectus -Barak Valley Cements Limited | of the date of the Red Herring Prospectus as SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| Oct 24, 2007 | Prospectus -Barak Valley Cements Limited | of the date of the Red Herring Prospectus as SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| Oct 24, 2007 | Prospectus -Barak Valley Cements Limited | of the date of the Red Herring Prospectus as SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| Oct 24, 2007 | Prospectus -Religare Enterprises Limited | however, not effective as of the date of this Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 24, 2007 | Prospectus -Barak Valley Cements Limited | of the date of the Red Herring Prospectus as SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| Oct 31, 2007 | Empee Distilleries Limited | and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. Right to Reject Bids |
| Oct 31, 2007 | Empee Distilleries Limited | and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. Right to Reject Bids |
| Oct 31, 2007 | Empee Distilleries Limited | and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. Right to Reject Bids |
| Oct 31, 2007 | Empee Distilleries Limited | and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. Right to Reject Bids |
| Oct 31, 2007 | Empee Distilleries Limited | and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. Right to Reject Bids |
| Oct 31, 2007 | Show Cause Notice and personal hearing to Shri Vijay Jindal, Toop Trac Exports Pvt Ltd and Neat Developers Ltd | It is noted that you acted in accordance with the scheme of MoU signed between Shri Vivek Gupta and Shri Vijay Jhindal in violation of Regulation 3,4 (a) (b) (c) (d) (e), 5 (a) and (b) and 6 (a) of (Prohibition of Fraudulent and Unfair Trade Practice relating to Securities Markets) Regulations, 1995 read with Regulation 3 (a),(b),(c),(d) and 4 (1) and 4(2) (a), (b) and (g),(f),(k) and (r) of (Prohibition of Fraudulent and Unfair Trade Practice relating to Securities Markets) Regulations, 2003. |
| Nov 05, 2007 | Edelweiss Capital Limited | accounts or otherwise, and to issue and act as agents for all instruments in any currency, subject to all rules, regulations and approvals as may be necessary. To carry on the business of market makers, primary dealers, authorized dealers, satellite dealers, forex |
| Nov 05, 2007 | Edelweiss Capital Limited | accounts or otherwise, and to issue and act as agents for all instruments in any currency, subject to all rules, regulations and approvals as may be necessary. To carry on the business of market makers, primary dealers, authorized dealers, satellite dealers, forex |
| Nov 05, 2007 | Edelweiss Capital Limited | accounts or otherwise, and to issue and act as agents for all instruments in any currency, subject to all rules, regulations and approvals as may be necessary. To carry on the business of market makers, primary dealers, authorized dealers, satellite dealers, forex |
| Nov 12, 2007 | Kolte-Patil Developers Limited | As per the current regulations, the following restrictions are applicable for investments by Mutual Funds: No Mutual Fund scheme shall invest more than 10% of its net asset value in Equity Shares or equity related instruments of any company |
| Nov 12, 2007 | Kolte-Patil Developers Limited | As per the current regulations, the following restrictions are applicable for investments by Mutual Funds: No Mutual Fund scheme shall invest more than 10% of its net asset value in Equity Shares or equity related instruments of any company |
| Nov 12, 2007 | Kolte-Patil Developers Limited | As per the current regulations, the following restrictions are applicable for investments by Mutual Funds: No Mutual Fund scheme shall invest more than 10% of its net asset value in Equity Shares or equity related instruments of any company |
| Nov 12, 2007 | Kolte-Patil Developers Limited | As per the current regulations, the following restrictions are applicable for investments by Mutual Funds: No Mutual Fund scheme shall invest more than 10% of its net asset value in Equity Shares or equity related instruments of any company |
| Nov 12, 2007 | Kolte-Patil Developers Limited | As per the current regulations, the following restrictions are applicable for investments by Mutual Funds: No Mutual Fund scheme shall invest more than 10% of its net asset value in Equity Shares or equity related instruments of any company |
| Nov 13, 2007 | Renaissance Jewellery Limited | Herring Prospectus. FIIs can presently hold only upto 24% of the total capital under the portfolio investment scheme, subject to compliance with all applicable Indian laws, rules, regulations guidelines and approvals in terms of regulation 15A(1) of the Securities Exchange Board of India (Foreign Institutional Investors) Regulations 1995, as amended, an FII or its sub account may issue, deal or hold, off shore derivative instruments such as Participatory Notes, equity-linked notes or any other similar |
| Nov 16, 2007 | Barak Valley Cements Limited | of the date of the Red Herring Prospectus as SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| Nov 16, 2007 | Barak Valley Cements Limited | of the date of the Red Herring Prospectus as SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| Nov 16, 2007 | Barak Valley Cements Limited | of the date of the Red Herring Prospectus as SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| Nov 16, 2007 | Barak Valley Cements Limited | of the date of the Red Herring Prospectus as SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| Nov 22, 2007 | Mundra Port and Special Economic Zone Limited | however, not effective as of the date of the Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Nov 22, 2007 | Mundra Port and Special Economic Zone Limited | however, not effective as of the date of the Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Nov 29, 2007 | Burnpur Cements Limited | press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Nov 29, 2007 | Burnpur Cements Limited | press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 05, 2007 | Maral Overseas Limited | Management Perception: The Company has availed loans under the TUF scheme for its earlier projects and is fully aware of the rules and regulations and is confident of ensuring compliance with them. |
| Dec 05, 2007 | Edelweiss Capital Limited | accounts or otherwise, and to issue and act as agents for all instruments in any currency, subject to all rules, regulations and approvals as may be necessary. To carry on the business of market makers, primary dealers, authorized dealers, satellite dealers, forex |
| Dec 05, 2007 | Edelweiss Capital Limited | accounts or otherwise, and to issue and act as agents for all instruments in any currency, subject to all rules, regulations and approvals as may be necessary. To carry on the business of market makers, primary dealers, authorized dealers, satellite dealers, forex |
| Dec 05, 2007 | Edelweiss Capital Limited | accounts or otherwise, and to issue and act as agents for all instruments in any currency, subject to all rules, regulations and approvals as may be necessary. To carry on the business of market makers, primary dealers, authorized dealers, satellite dealers, forex |
| Dec 07, 2007 | Renaissance Jewellery Limited | Prospectus. FIIs can presently hold only upto 24% of the total capital under the portfolio investment scheme, subject to compliance with all applicable Indian laws, rules, regulations guidelines and approvals in terms of regulation 15A(1) of the Securities Exchange Board of India (Foreign Institutional Investors) Regulations 1995, as amended, an FII or its sub account may issue, deal or hold, off shore derivative instruments such as Participatory Notes, equity-linked notes or any other similar instruments against underlying |
| Dec 11, 2007 | Apollo Finvest (India) Limited | Companies (Passing of Resolution by Postal Ballot) Rules, 2001 and the provisions of Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998 (“Buyback Regulations”) (including any statutory modification(s) or re-enactment of the Act or Buy-back Regulations, for the time being in force) and subject to the consent of the members of the Company and such other approvals, permissions and sanctions as may be necessary, |
| Dec 18, 2007 | Precision Pipes and Profiles Company Limited | Prospectus as SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| Dec 18, 2007 | Precision Pipes and Profiles Company Limited | Prospectus as SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| Dec 18, 2007 | Precision Pipes and Profiles Company Limited | Prospectus as SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| Dec 18, 2007 | Precision Pipes and Profiles Company Limited | Prospectus as SEBI has stated in the press release that the changes will be implemented only after necessaramendments are made to the SEBI MAPIN regulations. |
| Dec 20, 2007 | Aries Agro Limited | stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Dec 20, 2007 | Short selling and securities lending and borrowing | 6.2. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. |
| Dec 20, 2007 | Short selling and securities lending and borrowing | 6.2. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. |
| Dec 26, 2007 | Pride Hotels Ltd-Draft RHP | whether preferential or otherwise. We may, subject to necessary approvals and in line with the relevant statutes/ regulations, consider raising additional capital to fund our business requirements or use Equity Shares as currency for acquisition or participation in any joint ventures with the |
| Dec 26, 2007 | The Oudh Sugar Mills Ltd | to the exercise of their entitlement and shall be covered under 3(1)(b)(i) of the SEBI (Substantial Acquisition of Shares and Takeover) Regulationssary steps in ensuring that the minimum public shareholding is restored in compliance with SEBI regulations. As such, other than meeting the requirements indicated in the section on “Objects of the Issue” on page 39 of this Draft Letter of Offer, there is no other |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Dec 28, 2007 | Brigade Enterprises Limited | Therefore in light of the above letters, FIIs are permitted to invest in the proposed public issue of the Company under the portfolio investment scheme in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000. |
| Jan 03, 2008 | Dhandapani Finance Limited | Our Company has received a letter bearing no. CFD/DCR/RC/TO/23040/04 dated November 16, 2004 regarding the compliances under regulation 6(2), 6(4) and 8(3) of Takeover Code for the year ending 2004 and regulation 8(3) for record date on 23.11.2004 wherein it has been mentioned that SEBI has introduced a scheme in 2002 for regularizing the cases of non-compliances of regulation 6 and 8 of the Takeover Code and the Company has not chosen to avail the same. Therefore, such |
| Jan 04, 2008 | Reliance Power Limited | Our business is subject to extensive government regulation. To conduct our business, we must obtain various licenses, permits and approvals. Even when we obtain the required licenses, permits and approvals, our operations are subject to continued review and the governing regulations and their implementation are subject to change. We cannot assure you that we will be able to obtain and comply with all necessary licenses, permits and approvals required for our plants, or that changes in the governing regulations or the methods of implementation will not occur. If we fail to comply with all applicable regulations or if the regulations governing our business or their implementation change, we may incur increased costs or be subject to penalties, which could disrupt our operations |
| Jan 08, 2008 | Aries Agro Limited | press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jan 10, 2008 | Future Capital Holdings Limited | Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jan 10, 2008 | Future Capital Holdings Limited | Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jan 14, 2008 | United Breweries Limited | Contract Labour (Regulation and Abolition) Act, 1970 The purpose of Contract Labour (Regulation and Abolition) Act 1970, is to regulate the employment and protect the interests of the workers who are hired on the basis of individual contracts in certain establishments. In the event that any activity is outsourced, and is carried out by labourers hired on contractual basis, then compliance with the Contract Labour (Regulation and Abolition) Act, including registration will be necessary and the principal employer will be held liable in the event of default by the contractor to make requisite |
| Jan 14, 2008 | United Breweries Limited | Contract Labour (Regulation and Abolition) Act, 1970 The purpose of Contract Labour (Regulation and Abolition) Act 1970, is to regulate the employment and protect the interests of the workers who are hired on the basis of individual contracts in certain establishments. In the event that any activity is outsourced, and is carried out by labourers hired on contractual basis, then compliance with the Contract Labour (Regulation and Abolition) Act, including registration will be necessary and the principal employer will be held liable in the event of default by the contractor to make requisite |
| Jan 14, 2008 | United Breweries Limited | Contract Labour (Regulation and Abolition) Act, 1970 The purpose of Contract Labour (Regulation and Abolition) Act 1970, is to regulate the employment and protect the interests of the workers who are hired on the basis of individual contracts in certain establishments. In the event that any activity is outsourced, and is carried out by labourers hired on contractual basis, then compliance with the Contract Labour (Regulation and Abolition) Act, including registration will be necessary and the principal employer will be held liable in the event of default by the contractor to make requisite |
| Jan 14, 2008 | United Breweries Limited | Contract Labour (Regulation and Abolition) Act, 1970 The purpose of Contract Labour (Regulation and Abolition) Act 1970, is to regulate the employment and protect the interests of the workers who are hired on the basis of individual contracts in certain establishments. In the event that any activity is outsourced, and is carried out by labourers hired on contractual basis, then compliance with the Contract Labour (Regulation and Abolition) Act, including registration will be necessary and the principal employer will be held liable in the event of default by the contractor to make requisite |
| Jan 21, 2008 | IRB Infrastructure Developers Limited | to comply with the requirements of any local laws, Rules or Regulations, which, in their opinion, it shall, in the interests of the Company, be necessary or expedient to comply with. |
| Jan 21, 2008 | IRB Infrastructure Developers Limited | to comply with the requirements of any local laws, Rules or Regulations, which, in their opinion, it shall, in the interests of the Company, be necessary or expedient to comply with. |
| Jan 21, 2008 | IRB Infrastructure Developers Limited | to comply with the requirements of any local laws, Rules or Regulations, which, in their opinion, it shall, in the interests of the Company, be necessary or expedient to comply with. |
| Jan 21, 2008 | IRB Infrastructure Developers Limited | to comply with the requirements of any local laws, Rules or Regulations, which, in their opinion, it shall, in the interests of the Company, be necessary or expedient to comply with. |
| Jan 23, 2008 | Tulsi Extrusions Limited | has been made. As per the current regulations, the following restrictions are applicable for investments by Mutual Funds: No Mutual Fund scheme shall invest more than 10% of its net asset value in equity shares or equity related instruments |
| Jan 24, 2008 | OnMobile Global Limited | The Contract Labour (Regulation and Abolition) Act, 1970 The purpose of the the Contract Labour (Regulation and Abolition) Act, 1970 is to regulate the employment and protect the interests of labourers who are hired on the basis of individual contracts. In the event that any aspect of the activity is outsourced and is carried out by labourers hired on a contractual basis, then compliance with the the Contract Labour (Regulation and Abolition) Act, 1970 will also be necessary. |
| Jan 24, 2008 | OnMobile Global Limited | The Contract Labour (Regulation and Abolition) Act, 1970 The purpose of the the Contract Labour (Regulation and Abolition) Act, 1970 is to regulate the employment and protect the interests of labourers who are hired on the basis of individual contracts. In the event that any aspect of the activity is outsourced and is carried out by labourers hired on a contractual basis, then compliance with the the Contract Labour (Regulation and Abolition) Act, 1970 will also be necessary. |
| Jan 24, 2008 | Reliance Power Limited | Our business is subject to extensive government regulation. To conduct our business, we must obtain various licenses, permits and approvals. Even when we obtain the required licenses, permits and approvals, our operations are subject to continued review and the governing regulations and their implementation are subject to change. We cannot assure you that we will be able to obtain and comply with all necessary licenses, permits and approvals required for our plants, or that changes in the governing regulations or the methods of implementation will not occur. If we fail to comply with all applicable regulations or if the regulations governing our business or their implementation change, we may incur increased costs or be subject to penalties, which could disrupt our operations |
| Jan 28, 2008 | Emaar MGF Land Limited | The Draft REITs Regulations also contemplate independent valuation of the real estate held under each schemescheme will not invest |
| Jan 28, 2008 | Emaar MGF Land Limited | The Draft REITs Regulations also contemplate independent valuation of the real estate held under each schemescheme will not invest |
| Jan 28, 2008 | Emaar MGF Land Limited | The Draft REITs Regulations also contemplate independent valuation of the real estate held under each schemescheme will not invest |
| Jan 28, 2008 | Emaar MGF Land Limited | The Draft REITs Regulations also contemplate independent valuation of the real estate held under each schemescheme will not invest |
| Jan 28, 2008 | Emaar MGF Land Limited | The Draft REITs Regulations also contemplate independent valuation of the real estate held under each schemescheme will not invest |
| Jan 28, 2008 | Emaar MGF Land Limited | The Draft REITs Regulations also contemplate independent valuation of the real estate held under each schemescheme will not invest |
| Jan 28, 2008 | Emaar MGF Land Limited | The Draft REITs Regulations also contemplate independent valuation of the real estate held under each schemescheme will not invest |
| Jan 31, 2008 | Removal of initial issue expenses | Please note that the necessarSEBI (Mutual Funds) Regulations, 1996 in this regard would follow. |
| Jan 31, 2008 | Removal of initial issue expenses | Please note that the necessarSEBI (Mutual Funds) Regulations, 1996 in this regard would follow. |
| Jan 31, 2008 | Removal of initial issue expenses | Please note that the necessarSEBI (Mutual Funds) Regulations, 1996 in this regard would follow. |
| Feb 07, 2008 | GSS America Infotech Limited | that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Feb 13, 2008 | Art Funds - Message for Investors | Therefore, the launching/ floating of the ‘art funds’ or schemes without obtaining a certificate of registration from the Board in terms of the provisions of the Regulations amounts to violation of the provisions of section 12 read with section 11 and 11AA of the SEBI Act and the Regulations. For such violations, appropriate actions, civil and criminal, under the SEBI Act may be taken by SEBI against such funds/companies. |
| Feb 13, 2008 | Art Funds - Message for Investors | Therefore, the launching/ floating of the ‘art funds’ or schemes without obtaining a certificate of registration from the Board in terms of the provisions of the Regulations amounts to violation of the provisions of section 12 read with section 11 and 11AA of the SEBI Act and the Regulations. For such violations, appropriate actions, civil and criminal, under the SEBI Act may be taken by SEBI against such funds/companies. |
| Feb 28, 2008 | Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode | a. Make necessaramendments to the relevant bye-laws, rules and regulationsary/applicable. b. bring the provisions of this circular to the notice of the DPs of the Depository and to disseminate the same on their website as well as monitor compliance by DPs. |
| Feb 28, 2008 | Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode | a. Make necessaramendments to the relevant bye-laws, rules and regulationsary/applicable. b. bring the provisions of this circular to the notice of the DPs of the Depository and to disseminate the same on their website as well as monitor compliance by DPs. |
| Mar 05, 2008 | Sita Shree Food Products Limited | Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Mar 05, 2008 | Sita Shree Food Products Limited | Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Mar 19, 2008 | Titagarh Wagons Limited | Regulations and policies affecting the transportation and logistic sector in India: The Ministry of Railways has initiated various schemeschemes or |
| Mar 19, 2008 | Titagarh Wagons Limited | Regulations and policies affecting the transportation and logistic sector in India: The Ministry of Railways has initiated various schemeschemes or |
| Mar 19, 2008 | Titagarh Wagons Limited | Regulations and policies affecting the transportation and logistic sector in India: The Ministry of Railways has initiated various schemeschemes or |
| Mar 19, 2008 | Operationalisation of Short Selling and Securities Lending and Borrowing | 3.1 make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. |
| Mar 19, 2008 | Margining of institutional trades in the cash market | test the software and remove any glitches in its operation well before the commencement date to avoid any problems in the live environment. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Mar 19, 2008 | Operationalisation of Short Selling and Securities Lending and Borrowing | 3.1 make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. |
| Mar 19, 2008 | Margining of institutional trades in the cash market | test the software and remove any glitches in its operation well before the commencement date to avoid any problems in the live environment. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Mar 28, 2008 | Shoppers Stop Limited | Securities Exchange Board of India stating allegation against the company about violation of Regulation 6 and 8 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997.The letter further states that SEBI had introduced a Regularisation Scheme, 2002 for non- compliance of Regulation 6 and 8 of the said Regulations and the company had not availed of the scheme and therefore the company is liable to pay penalty under Section 15A of the SEBI Act, 1992 |
| Mar 28, 2008 | Shoppers Stop Limited | Securities Exchange Board of India stating allegation against the company about violation of Regulation 6 and 8 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997.The letter further states that SEBI had introduced a Regularisation Scheme, 2002 for non- compliance of Regulation 6 and 8 of the said Regulations and the company had not availed of the scheme and therefore the company is liable to pay penalty under Section 15A of the SEBI Act, 1992 |
| Apr 02, 2008 | Restile Ceramics Limited | has in its response vide its letter dated January 4, 2005 stated that they had made the necessary disclosures under the above said regulations and as such there are no violations. The Company has not received any further communication from SEBI in relation to this matter. Further, the |
| Apr 03, 2008 | Introduction of Direct Market Access facility | • make necessaramendments to the relevant bye-laws, rules and regulations for |
| Apr 03, 2008 | Introduction of Direct Market Access facility | • make necessaramendments to the relevant bye-laws, rules and regulations for |
| Apr 16, 2008 | Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008 | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| Apr 16, 2008 | Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008 | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| Apr 16, 2008 | Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008 | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| Apr 16, 2008 | Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008 | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| Apr 16, 2008 | Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008 | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| Apr 16, 2008 | Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008 | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| Apr 16, 2008 | Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008 | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| Apr 17, 2008 | Comprehensive Risk Management Framework for the cash market | test the software and remove any glitches in its operation well before the commencement date to avoid any problems in the live environment. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Apr 17, 2008 | Collateral deposited by clients with brokers | 5.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. 5.2. bring the provisions of this circular to the notice of the member brokers/clearing members, depository participants and also disseminate the same on their website. |
| Apr 17, 2008 | Comprehensive Risk Management Framework for the cash market | test the software and remove any glitches in its operation well before the commencement date to avoid any problems in the live environment. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and also to disseminate the same on the website. |
| Apr 17, 2008 | Collateral deposited by clients with brokers | 5.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. 5.2. bring the provisions of this circular to the notice of the member brokers/clearing members, depository participants and also disseminate the same on their website. |
| May 02, 2008 | Notification on Real Estate Mutual Fund Schemes and Initial Issue Expenses. | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| May 02, 2008 | Notification on Real Estate Mutual Fund Schemes and Initial Issue Expenses. | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| May 02, 2008 | Notification on Real Estate Mutual Fund Schemes and Initial Issue Expenses. | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| May 02, 2008 | Notification on Real Estate Mutual Fund Schemes and Initial Issue Expenses. | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| May 02, 2008 | Notification on Real Estate Mutual Fund Schemes and Initial Issue Expenses. | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| May 02, 2008 | Notification on Real Estate Mutual Fund Schemes and Initial Issue Expenses. | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| May 02, 2008 | Notification on Real Estate Mutual Fund Schemes and Initial Issue Expenses. | commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008, the initial issue expenses shall be amortised on a weekly basis over the period of the scheme: |
| May 22, 2008 | Dish TV India Limited | effective as of the date of this Draft Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| May 22, 2008 | Dish TV India Limited | effective as of the date of this Draft Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| May 22, 2008 | Securities And Exchange Board Of India (Foreign Institutional Investors) (Amendment) Regulations, 2008 | deeds and things done by such sub-accounts in their capacity as sub- accounts under these regulations. (2) Nothing contained in sub-regulation (1) shall be deemed to detract from any responsibility or liability of the sub-account under these regulations or under any other law for the time being in force. (3) Sub-regulation (1) shall have effect irrespective of whether the foreign institutional investor exercises discretion in respect of funds of the sub- account or not.” (x) in regulation 15 - (a) in sub-regulation (1), in clause (b), the words “units of scheme floated by a Collective Investment Scheme” shall be inserted towards the end. (b) after sub-regulation (1), the following sub-regulations shall be inserted, |
| May 22, 2008 | Dish TV India Limited | effective as of the date of this Draft Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| May 23, 2008 | Simplification of Offer Document and Key Information Memorandum of Mutual Funds Scheme | i. Application forms for schemeschemeschemescheme at a date later than six months, a fresh SID under Regulation 28 (1) alongwith filing fees shall be filed with SEBI. Further, it is clarified that the mutual funds must file their replies to the modifications suggested by SEBI on draft SID as required under Regulation 29 (2), if any, within six months from the date of the letter. In case of lapse of six-month period, the mutual funds shall be required to file fresh SID alongwith filing fees. |
| May 23, 2008 | Simplification of Offer Document and Key Information Memorandum of Mutual Funds Scheme | i. Application forms for schemeschemeschemescheme at a date later than six months, a fresh SID under Regulation 28 (1) alongwith filing fees shall be filed with SEBI. Further, it is clarified that the mutual funds must file their replies to the modifications suggested by SEBI on draft SID as required under Regulation 29 (2), if any, within six months from the date of the letter. In case of lapse of six-month period, the mutual funds shall be required to file fresh SID alongwith filing fees. |
| May 23, 2008 | Simplification of Offer Document and Key Information Memorandum of Mutual Funds Scheme | i. Application forms for schemeschemeschemescheme at a date later than six months, a fresh SID under Regulation 28 (1) alongwith filing fees shall be filed with SEBI. Further, it is clarified that the mutual funds must file their replies to the modifications suggested by SEBI on draft SID as required under Regulation 29 (2), if any, within six months from the date of the letter. In case of lapse of six-month period, the mutual funds shall be required to file fresh SID alongwith filing fees. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments and Security Receipts) Regulations, 2008 [Last amended on April 17, 2020] | schemes launched by the special purpose distinct entity are in accordance with the provisions of the Act and these regulations. |
| May 26, 2008 | SEBI (Intermediaries) Regulations, 2008 [Last amended on May 25, 2016] | intermediary, if so considered necessary by the Board. (3) The expenses of such audit under sub-regulation (1) or valuation under sub-regulation (2) shall be borne by the intermediary. |
| Jun 03, 2008 | Horizon Infrastructure Limited | necessary, subject to such limits, upon such terms and conditions, and subject to such approvals, provision of section 77 and SEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Jun 05, 2008 | First Winner Industries Limited | As per the current regulations, the following restrictions are applicable for investments by mutual funds: No mutual fund scheme shall invest more than 10% of its net asset value in equity shares or equity |
| Jun 09, 2008 | Consultative paper on amendments to SEBI (Prohibition of Insider Trading) Regulations, 1992 | from nine days to two working days by making necessary amendments to the relevant provisions of Insider Trading Regulations. This would make it mandatory for a person to report the transactions within one working day of |
| Jun 11, 2008 | SRF Ltd - Public Announcement | the provisions of Sections 77A, 77AA, 77B and all other applicable provisions, if any, of the Companies Act, 1956 (“the Act”) and the Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998 (“the Buyback Regulations”) and the relevant provisions of the Memorandum of Association and Articles of Association of the Company subject to approval/s as may be necessary, from time to time from statutory authorities including but |
| Jun 11, 2008 | SRF Ltd - Public Announcement | the provisions of Sections 77A, 77AA, 77B and all other applicable provisions, if any, of the Companies Act, 1956 (“the Act”) and the Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998 (“the Buyback Regulations”) and the relevant provisions of the Memorandum of Association and Articles of Association of the Company subject to approval/s as may be necessary, from time to time from statutory authorities including but |
| Jun 19, 2008 | KSK Energy Ventures Limited | Approving any corporate governance requirement that may be considered necessary by the Board or the Offering Committee or as may be required under applicable laws, regulations or guidelines in connection with the Offering; |
| Jun 19, 2008 | KSK Energy Ventures Limited | Approving any corporate governance requirement that may be considered necessary by the Board or the Offering Committee or as may be required under applicable laws, regulations or guidelines in connection with the Offering; |
| Jun 19, 2008 | KSK Energy Ventures Limited | Approving any corporate governance requirement that may be considered necessary by the Board or the Offering Committee or as may be required under applicable laws, regulations or guidelines in connection with the Offering; |
| Jun 24, 2008 | Nouveau Multimedia Limited | stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jun 30, 2008 | Mandatory requirement of Permanent Account Number - PAN | 5. The Stock Exchanges and the Depositories are advised to : 5.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. 5.2. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and depository participants of the Depositories and also to disseminate the same on the website. |
| Jun 30, 2008 | Mandatory requirement of Permanent Account Number - PAN | 5. The Stock Exchanges and the Depositories are advised to : 5.1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately. 5.2. bring the provisions of this circular to the notice of the member brokers/clearing members of the Exchange and depository participants of the Depositories and also to disseminate the same on the website. |
| Jul 02, 2008 | Archidply Industries Limited | the Mutual Fund portion. As per the current regulations, the following restrictions are applicable for investments by mutual funds: No mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related |
| Jul 04, 2008 | Birla Cotsyn (India) Limited | press release that the changes will be implemented only after necessary amend ments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. |
| Jul 04, 2008 | Birla Cotsyn (India) Limited | press release that the changes will be implemented only after necessary amend ments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. |
| Jul 04, 2008 | Birla Cotsyn (India) Limited | press release that the changes will be implemented only after necessary amend ments are made to the SEBI MAPIN Regulations. Therefore, MAPIN is not required to be quoted with the Bids. |
| Jul 04, 2008 | Unserved Show cause notice against Shri Rajkumar Basantani in the matter of Adam Comsof Ltd | deceptive device or contrivance in contravention of the provisions of the Act or the rules or the regulations made thereunder; (c) employ any device, scheme or artifice to defraud in connection with dealing in |
| Jul 15, 2008 | Automotive Stampings and Assemblies Limited | press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jul 21, 2008 | Uttam Sugar Mills Steels Limited | (2) Subject to the provisions of Section 170 (2) (a) and (b) of the Act, to every such separate meeting, the provisions of these regulations relating to meetings shall mutatis mutandis apply, but so that the necessary quorum shall be five persons at least holding or representing by proxy or one-third of the issued shares of the |
| Jul 25, 2008 | Nu Tek India Limited | As per the current regulations, the following restrictions are applicable for investments by mutual funds No mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related |
| Aug 04, 2008 | The Oudh Sugar Mills Limited | public shareholding falling below the prescribed minimum, the Company will take the necessary steps in ensuring that the minimum public shareholding is restored in compliance with SEBI regulations. As such, other than meeting the requirements indicated in the section on “Objects of the Issue” on page 36 of this Letter of Offer, there is no other intention/purpose for this |
| Aug 08, 2008 | Resurgere Mines and Minerals India Limited | date of this Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Aug 08, 2008 | Federal Mogul Goetze (India) Limited | Mr. Icahn’s indirect acquisition of the majority of FMC’s voting stock was pursuant to a scheme of reconstruction under U.S. law and therefore the acquisition qualified for the exemption available under Regulation 3(1)(j)(ii) of the Takeover Code. Accordingly, the transaction was not subject to the requirement of complying with the obligations specified in Regulations 10, 11 and 12 of the Takeover Code. |
| Aug 08, 2008 | Resurgere Mines and Minerals India Limited | date of this Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Aug 21, 2008 | Public Notice for buyback offer of HEG Ltd | 3 of the Articles of Association of the Company, Section 77A, 77AA, and 77B and other applicable provisions of the Companies Act, 1956 ( the “Act” ) and the provisions contained in the SEBI (Buy-Back of Securities) Regulationssary, from time to time from statutory authorities including but not limited to Securities and Exchange Board |
| Aug 21, 2008 | Public Notice for buyback offer of HEG Ltd | 3 of the Articles of Association of the Company, Section 77A, 77AA, and 77B and other applicable provisions of the Companies Act, 1956 ( the “Act” ) and the provisions contained in the SEBI (Buy-Back of Securities) Regulationssary, from time to time from statutory authorities including but not limited to Securities and Exchange Board |
| Sep 02, 2008 | Dover Securities Limited | the necessary steps in ensuring that the minimum public shareholding is restored in compliance with SEBI regulations. As such, other than meeting the requirements indicated in the section on “Objects of the Issue” on page 17 of this Draft Letter of Offer, there is no other intention/purpose for this Issue, including |
| Sep 02, 2008 | Dover Securities Limited | the necessary steps in ensuring that the minimum public shareholding is restored in compliance with SEBI regulations. As such, other than meeting the requirements indicated in the section on “Objects of the Issue” on page 17 of this Draft Letter of Offer, there is no other intention/purpose for this Issue, including |
| Sep 08, 2008 | Chemcel Biotech Limited | under prevailing RBI Guidelines or any other requisite statutory authority as may be necessary under the existing Exchange Control regulations. The sale proceeds of such investments in Equity Shares will be allowed to be repatriated along with the income thereon, subject to the permission of the RBI and subject to the Indian Tax Laws and regulations and any other applicable laws. In case of application by FIIs on repatriation basis, the payment should be made out of funds held in |
| Sep 10, 2008 | Polytex India Limited | are required to register with the SEBI under the Securities and Exchange Board of India (Foreign Institutional Investors) Regulations 1995 (‘‘FII Regulations’’). Foreign investors are not necessarily required to register with the SEBI under the FII Regulations, as FIIs may invest in securities of Indian companies pursuant to the FDI route discussed above. FIIs that are registered with SEBI are required to comply with the provisions of the FII Regulations. A registered FII may buy, subject to certain ownership restrictions, and sell freely securities issued by |
| Sep 19, 2008 | Surana Telecom and Power Ltd. - Public Announcement for buyback offer | provisions of the Companies Act, 1956 and the provisions contained in the SEBI (Buy Back of Securities) Regulations 1998 including any statutory modifications and amendments from time to time for the time being in force and subject to receipt of approval from the Securities and Exchange Board of India (“SEBI”) under the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 and such other approvals, permissions and sanctions as may be necessary. |
| Sep 19, 2008 | Surana Telecom and Power Ltd. - Public Announcement for buyback offer | provisions of the Companies Act, 1956 and the provisions contained in the SEBI (Buy Back of Securities) Regulations 1998 including any statutory modifications and amendments from time to time for the time being in force and subject to receipt of approval from the Securities and Exchange Board of India (“SEBI”) under the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 and such other approvals, permissions and sanctions as may be necessary. |
| Sep 26, 2008 | Public Accouncement - HEG Ltd | Section 77A, 77AA, and 77B and other applicable provisions of the Companies Act, 1956 ( the “Act” ) and the provisions contained in the SEBI (Buy-Back of Securities) Regulationssary, from time to time from statutory |
| Sep 26, 2008 | Public Accouncement - HEG Ltd | Section 77A, 77AA, and 77B and other applicable provisions of the Companies Act, 1956 ( the “Act” ) and the provisions contained in the SEBI (Buy-Back of Securities) Regulationssary, from time to time from statutory |
| Sep 30, 2008 | Wire amd Wireless (India) Limited | Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 30, 2008 | Wire amd Wireless (India) Limited | Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 30, 2008 | Wire amd Wireless (India) Limited | Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 30, 2008 | Wire amd Wireless (India) Limited | Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 30, 2008 | Wire amd Wireless (India) Limited | Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 30, 2008 | Wire amd Wireless (India) Limited | Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 30, 2008 | Wire amd Wireless (India) Limited | Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 30, 2008 | Wire amd Wireless (India) Limited | Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 01, 2008 | Chemplast Sanmar Limited | Kodaiakkadu village, Vedaranyam Taluk, Nagapattinam District requires no environmental clearance under the Coastal Regulation Zone Notification, 1991 as the said activities are in existence prior to the promulgation of the Coastal Regulation Zone Notification,1999. However, any additions or expansion to the existing activities or any proposed construction activities should be carried out, only after getting necessary environmental clearance under the Coastal Regulation Zone Notification, 1991 & Coastal Regulation Zone Notification, 1999. |
| Oct 16, 2008 | FII investments in Debt Securities | The debt requests in this regard shall be forwarded to the dedicated email id fii_debtrequests@sebi.gov.in . The mailbox shall open at 23:59 PM IST, October 20, 2008. Further in order to accord flexibility to the FIIs to allocate the investments across equity and debt, it has been decided to do away with the conditions provided in regulation 15(2) of SEBI FII regulations pertaining to restrictions of 70:30 ratio of investment in equity and debt respectively, with immediate effect. Necessary amendments to the FII Regulations will be carried out in due course. A copy of this circular is available at the web page “F.I.I.” on our website www.sebi.gov.in. The custodians are requested to bring the contents of this circular to the notice of their FII clients. |
| Oct 16, 2008 | FII investments in Debt Securities | The debt requests in this regard shall be forwarded to the dedicated email id fii_debtrequests@sebi.gov.in . The mailbox shall open at 23:59 PM IST, October 20, 2008. Further in order to accord flexibility to the FIIs to allocate the investments across equity and debt, it has been decided to do away with the conditions provided in regulation 15(2) of SEBI FII regulations pertaining to restrictions of 70:30 ratio of investment in equity and debt respectively, with immediate effect. Necessary amendments to the FII Regulations will be carried out in due course. A copy of this circular is available at the web page “F.I.I.” on our website www.sebi.gov.in. The custodians are requested to bring the contents of this circular to the notice of their FII clients. |
| Oct 20, 2008 | Notification regarding Standardising format of Abridged Schemewise Annual Report and reduction in time period for dispatch to the unitholders | SECURITIES AND EXCHANGE BOARD OF INDIA (MUTUAL FUNDS) (THIRD AMENDMENT) REGULATIONS, 2008 No. LAD-NRO/GN/2008/24/139426. - In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, namely :- These regulations may be called the Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2008. They shall come into force on the date of their publication in the Official Gazette. In the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 - (a) in regulation 56, - (i) in sub-regulation (1), for the words “six months” occurring after the words “not later than” and before the words “from the date of closure”, the words “four months” shall be substituted. (ii) in sub-regulation (2), for the existing proviso, the following proviso shall be substituted, namely:- “Provided that the abridged schemewise Annual Report mailed to the unitholders is in the format prescribed by the Board in this regard.” (b) in regulation 57, for the words “six months” occurring after the words “Every mutual fund shall within” and before the words “from the date of closure”, the words “four months” shall be substituted. |
| Oct 21, 2008 | Internal Audit for stock brokers/trading members/clearing members | 1. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately, 2. bring the provisions of this circular to the notice of the member brokers |
| Oct 31, 2008 | Review of Securities Lending and Borrowing (SLB) Framework | a. take necessarsarsaramendments to the relevant bye-laws, rules and regulationsary instructions to the member brokers/clearing members and depository participants and also to disseminate the same on the website. |
| Oct 31, 2008 | Review of Securities Lending and Borrowing (SLB) Framework | a. take necessarsarsaramendments to the relevant bye-laws, rules and regulationsary instructions to the member brokers/clearing members and depository participants and also to disseminate the same on the website. |
| Nov 03, 2008 | Monnet Ispat & Energy Ltd. - Buyback offer Public Notice | 77AA, and 77B and other applicable provisions of the Companies Act, 1956 ( the “Act” ) and the provisions contained in the SEBI (Buy-Back of Securities) Regulationssary, from time to time from statutory authorities including but not limited to Securities and Exchange Board of India, Stock Exchanges, |
| Nov 14, 2008 | IPCA Laboratories Ltd. - Public Notice | “Act”) and the provisions contained in the SEBI (Buy Back of Securities) Regulations, 1998 (hereinafter referred to as “Buy Back Regulations”), as amended to date and subject to such approval(s) as may be necessary, from time to time, |
| Nov 17, 2008 | FDC Limited - Public Announcement | The Buyback may be subject to approval(s) as may be necessary from time to time from statutory authorities, including but not limited to, making an application to the Securities and Exchange Board of India (the “SEBI”) under Regulation 4(2) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 (“SEBI Takeover Regulations”) seeking exemption on behalf of such shareholders who are promoters / persons in control of the Company / promoter group and whose shareholding may increase consequent to the Buyback, from the requirement of making an open offer under the SEBI Takeover Regulations and obtaining SEBI’s approval prior to publishing the public announcement as required under Regulation 15(c) of the Buyback Regulations. The Board is of the view that the necessity for the Buyback is on account of the following reasons: |
| Nov 17, 2008 | FDC Limited - Public Announcement | The Buyback may be subject to approval(s) as may be necessary from time to time from statutory authorities, including but not limited to, making an application to the Securities and Exchange Board of India (the “SEBI”) under Regulation 4(2) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 (“SEBI Takeover Regulations”) seeking exemption on behalf of such shareholders who are promoters / persons in control of the Company / promoter group and whose shareholding may increase consequent to the Buyback, from the requirement of making an open offer under the SEBI Takeover Regulations and obtaining SEBI’s approval prior to publishing the public announcement as required under Regulation 15(c) of the Buyback Regulations. The Board is of the view that the necessity for the Buyback is on account of the following reasons: |
| Nov 17, 2008 | FDC Limited - Public Announcement | The Buyback may be subject to approval(s) as may be necessary from time to time from statutory authorities, including but not limited to, making an application to the Securities and Exchange Board of India (the “SEBI”) under Regulation 4(2) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 (“SEBI Takeover Regulations”) seeking exemption on behalf of such shareholders who are promoters / persons in control of the Company / promoter group and whose shareholding may increase consequent to the Buyback, from the requirement of making an open offer under the SEBI Takeover Regulations and obtaining SEBI’s approval prior to publishing the public announcement as required under Regulation 15(c) of the Buyback Regulations. The Board is of the view that the necessity for the Buyback is on account of the following reasons: |
| Nov 21, 2008 | Syncom Formulations (India) Limited | their entitlement and shall be covered under 3(1)(b)(ii) of the SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997. Further such increase in their shareholding, if any, will not result in change of control of the management of the Company. In the event of the minimum public shareholding falling below the prescribed minimum (I.e. 25% of the total issued capital), the Company will take the necessary steps in ensuring that the minimum public shareholding is restored in compliance with SEBI regulations. As such, other than meeting the requirements indicated in the section on “Objects of the Issue” on page 33 of this Draft Letter of Offer, there is no other intention/purpose for |
| Nov 21, 2008 | Monnet Ispat & Energy Ltd. - Public Announcement | provisions of the Companies Act, 1956 ( the “Act” ) and the provisions contained in the SEBI (Buy-Back of Securities) Regulationssary, from time to time from statutory authorities including but not limited to Securities and Exchange Board |
| Nov 21, 2008 | Monnet Ispat & Energy Ltd. - Public Announcement | provisions of the Companies Act, 1956 ( the “Act” ) and the provisions contained in the SEBI (Buy-Back of Securities) Regulationssary, from time to time from statutory authorities including but not limited to Securities and Exchange Board |
| Nov 24, 2008 | Alembic Limited - Buyback Offer | the provisions of Sections 77A, 77AA, 77B and other applicable provisions of the Companies Act, 1956 (the “Act”) read with Article 8A of the Articles of Association of the Company and the Buy-Back Regulations, subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to Securities and Exchange Board of India, Stock |
| Nov 24, 2008 | Alembic Limited - Buyback Offer | the provisions of Sections 77A, 77AA, 77B and other applicable provisions of the Companies Act, 1956 (the “Act”) read with Article 8A of the Articles of Association of the Company and the Buy-Back Regulations, subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to Securities and Exchange Board of India, Stock |
| Nov 26, 2008 | IPCA Laboratories Ltd. Public Announcement | “Act”) and the provisions contained in the SEBI (Buy-Back of Securities), Regulations, 1998 (hereinafter referred to as “Buy-Back Regulations”), as amended to date and subject to such approval(s), as may be necessary, from time to time, |
| Dec 01, 2008 | Show Cause Notice to Divine Entertainment Ltd. in the matter of Divine Entertainment Ltd | Hence liability is cast on the Company to make the necessary disclosures in terms of Regulation 13(6) of the Regulations. |
| Dec 02, 2008 | Cross Margining across Exchange traded Equity (Cash) and Exchange traded Equity Derivatives (Derivatives) segments | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. |
| Dec 02, 2008 | The Supreme Industries Ltd. - Public Notice cum Public Announcement | accordance with the provisions of Sections 77A, 77AA, 77B and all other applicable provisions, if any, of the Companies Act, 1956 (“the Act”) and the Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998 (“the Buyback Regulations”) and the relevant provisions of the Memorandum of Association and Articles of Association of the Company subject to approval/s as may be necessary, from time to time from statutory authorities including but not |
| Dec 02, 2008 | Cross Margining across Exchange traded Equity (Cash) and Exchange traded Equity Derivatives (Derivatives) segments | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. |
| Dec 03, 2008 | E.I.D. Parry (India) Ltd. Public Announcement | of Association, Sections 77A, 77AA, 77B and other applicable provisions of the Companies Act, 1956 (“the Act”) and the provisions contained in the Buyback Regulations subject to approval(s) as may be necessary, from time to time from statutory authorities including but not limited to Securities and Exchange Board of India, Stock Exchanges, |
| Dec 03, 2008 | E.I.D. Parry (India) Ltd. Public Announcement | of Association, Sections 77A, 77AA, 77B and other applicable provisions of the Companies Act, 1956 (“the Act”) and the provisions contained in the Buyback Regulations subject to approval(s) as may be necessary, from time to time from statutory authorities including but not limited to Securities and Exchange Board of India, Stock Exchanges, |
| Dec 03, 2008 | Jindal Poly Films Ltd. - Public Announcement | up capital and free reserves (including Securities Premium Account) of the Company (hereinafter referred to as “the buy - back”) The buy-back is subject to such approvals / exemptions as may be necessary, inter alia, under regulation 4 (2) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997. RESOLVED FURTHER THAT the Board be and is hereby authorized to implement the buy-back within a period of twelve months from the date of passing of this resolution (or such extended period as may be permitted under the Act or the Regulations or by the appropriate authorities) in one or more tranches, from open market through the stock exchanges in such manner as may be prescribed in the Act and/or the regulations and on such terms and conditions as the Board may from time to time in its absolute discretion deem fit. |
| Dec 03, 2008 | Jindal Poly Films Ltd. - Public Announcement | up capital and free reserves (including Securities Premium Account) of the Company (hereinafter referred to as “the buy - back”) The buy-back is subject to such approvals / exemptions as may be necessary, inter alia, under regulation 4 (2) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997. RESOLVED FURTHER THAT the Board be and is hereby authorized to implement the buy-back within a period of twelve months from the date of passing of this resolution (or such extended period as may be permitted under the Act or the Regulations or by the appropriate authorities) in one or more tranches, from open market through the stock exchanges in such manner as may be prescribed in the Act and/or the regulations and on such terms and conditions as the Board may from time to time in its absolute discretion deem fit. |
| Dec 11, 2008 | Dish TV India Limited | effective as of the date of this Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Dec 11, 2008 | Dish TV India Limited | effective as of the date of this Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Dec 11, 2008 | Review of Provisions relating to Close Ended Schemes | 1. The units shall be mandatorily listed. The provisions in the SEBI (Mutual Funds) Regulations, 1996 regarding repurchase and re-issue and exemption from listing of units of close ended scheme would be suitably amended in due course. |
| Dec 11, 2008 | Dish TV India Limited | effective as of the date of this Letter of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Dec 29, 2008 | Multiplus Holdings Limited | of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Dec 29, 2008 | Multiplus Holdings Limited | of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Dec 29, 2008 | Nava Bharat Ventures Ltd. - Public Announcement | 8.2. SEBI had notified The Hyderabad Stock Exchange Limited (Corporatisation and Demutualisation) Scheme, 2005 on August 29, 2005. As per Securities Contracts (Regulation) Act, 1956 (SCRA), every recognised stock exchange whose scheme for corporatisation and demutualization has been approved by SEBI shall ensure that at least fifty |
| Dec 29, 2008 | Nava Bharat Ventures Ltd. - Public Announcement | 8.2. SEBI had notified The Hyderabad Stock Exchange Limited (Corporatisation and Demutualisation) Scheme, 2005 on August 29, 2005. As per Securities Contracts (Regulation) Act, 1956 (SCRA), every recognised stock exchange whose scheme for corporatisation and demutualization has been approved by SEBI shall ensure that at least fifty |
| Dec 29, 2008 | Multiplus Holdings Limited | of Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jan 19, 2009 | Selan Exploration Technology Ltd. - Public Announcement | warrants, stock option schemes, sweat equity or conversion of preference shares or debentures into Equity Shares. As per Regulation 15 (b) of the Buy-Back Regulations, the buy-back of shares shall not be made from the promoters, promoter group, persons in control and persons acting in concert. As per Regulation 19(1) (e) of Buy-Back Regulations the promoters, promoter group, persons in control shall not deal in the Equity Shares of the Company on the Stock |
| Jan 19, 2009 | Selan Exploration Technology Ltd. - Public Announcement | warrants, stock option schemes, sweat equity or conversion of preference shares or debentures into Equity Shares. As per Regulation 15 (b) of the Buy-Back Regulations, the buy-back of shares shall not be made from the promoters, promoter group, persons in control and persons acting in concert. As per Regulation 19(1) (e) of Buy-Back Regulations the promoters, promoter group, persons in control shall not deal in the Equity Shares of the Company on the Stock |
| Jan 20, 2009 | Gemini Engi- Fab Limited | The purpose of the Contract Labour (Regulation and Abolition) Act, 1970, is to regulate the employment and protect the interest of labourers who are hired on the basis of individual contracts. In the event that any aspect of the activity is outsourced and is carried out by labourers hired in a contractual basis, then compliance with the Contract Labour (Regulation and Abolition) Act, 1970, will also be necessary. |
| Feb 02, 2009 | Edserv Softsysytems Ltd | Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Feb 02, 2009 | Edserv Softsysytems Ltd | Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Feb 04, 2009 | Show Cause Notice to Pravin C. Jain in the matter of Alka India Limited February | device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or |
| Feb 04, 2009 | Show Cause Notice to Shivram Motilal Meena in the matter of Alka India Limited | device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or |
| Feb 04, 2009 | Show Cause Notice to Ratnaram B. Rabari in the matter of Alka India Limited | device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or |
| Feb 04, 2009 | Show Cause Notice to Ashwin K. Patel in the matter of Alka India Limited | device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or |
| Feb 04, 2009 | Show Cause Notice to Giridharbhai Chaiturao Karu in the matter of Alka India Limited | device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or |
| Feb 04, 2009 | ICI India Ltd.- Pubic Announcement | applicable provisions, if any, of the Companies Act, 1956 (“the Act”) and the Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998 as amended (“the Buyback Regulations”) and the relevant provisions in the Memorandum of Association and Articles of Association of the Company subject to approval/s as may be necessary, |
| Feb 05, 2009 | Show Cause Notice and personal hearing to Cosmos Corporate Services Ltd, Flare Finance India Ltd and Rajat Stock Invest Pvt Ltd.doc in the case of Genomics Biotech Ltd | It is noted that you acted in accordance with the scheme of MoU signed between Shri Vivek Gupta and Shri Vijay Jhindal in violation of Regulation 3,4 (a) (b) (c) (d) (e), 5 (a) and (b) and 6 (a) of (Prohibition of Fraudulent and Unfair Trade Practice relating to Securities Markets) Regulations, 1995 read with Regulation 3 (a),(b),(c),(d) and 4 (1) and 4(2) (a), (b) and (g),(f),(k) and (r) of (Prohibition of Fraudulent and Unfair Trade Practice relating to Securities Markets) Regulations, 2003. |
| Feb 05, 2009 | Show Cause Notice to Rajput Vikramsingh Jaggusingh in the matter of Alka India Limited | correct in law only when necessary disclosures to that effect are made under the relevant Regulations by the promoter and investors know about the same, which again did not take place in the instant matter. A |
| Feb 10, 2009 | High Energy Batteries India Ltd | and Control of Pollution) Acts. The cost, liabilities and requirements associated with complying with these laws and regulations may be substantial and time consuming and may delay the commencement or continuation of production activities. Failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals may result in the loss of the right to operate the business. |
| Feb 10, 2009 | Show Cause Notice to Kailashban J. Patel in the matter of Alka India Ltd | device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or |
| Feb 10, 2009 | Show Cause Notice to Durgaram Umaram Dudi in the matter of Alka India Ltd | device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or |
| Feb 10, 2009 | Review of Annual Issuers charges | 4.1. make amendments to the relevant bye-laws, rules and regulationsary; |
| Feb 10, 2009 | Review of Annual Issuers charges | 4.1. make amendments to the relevant bye-laws, rules and regulationsary; |
| Feb 13, 2009 | GSS America Infotech Ltd. - Public Announcement | applicable provisions of the Companies Act, 1956 ( the “Act”) and the provisions contained in the SEBI (Buy-Back of Securities) Regulationssary, from time |
| Feb 13, 2009 | TTK Healthcare Ltd - Public Announcement | Sections 77A, 77AA, 77B and other applicable provisions of the Act read with Article 22A of the Articles of Association of the Company and the Buy-back Regulations, subject to approval(s) as may be necessary, from time to time from Statutory Authorities including but not limited to Securities and Exchange Board of India, Stock Exchanges, Reserve Bank of India, etc. |
| Feb 13, 2009 | GSS America Infotech Ltd. - Public Announcement | applicable provisions of the Companies Act, 1956 ( the “Act”) and the provisions contained in the SEBI (Buy-Back of Securities) Regulationssary, from time |
| Feb 25, 2009 | Show Cause Notice to Cavalier Securities Ltd. in the matter of Alka India Ltd | device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or |
| Mar 17, 2009 | Zen Technologies Ltd - Public Announcement | accordance with the provisions contained in the Articles of Association of the Company, Sections 77A, 77AA, 77B and other applicable provisions of the Act and the SEBI Buyback Regulations including any statutory modifications and amendments from time to time for the time being in force and subject to such other approvals, permissions and sanctions as may be necessary. |
| Mar 17, 2009 | Zen Technologies Ltd - Public Announcement | accordance with the provisions contained in the Articles of Association of the Company, Sections 77A, 77AA, 77B and other applicable provisions of the Act and the SEBI Buyback Regulations including any statutory modifications and amendments from time to time for the time being in force and subject to such other approvals, permissions and sanctions as may be necessary. |
| Mar 31, 2009 | Apollo Tyres Ltd. - Public Announcement | the Company, Section 77A, 77AA, and 77B and other applicable provisions of the Companies Act, 1956 ( the “Act” ) and the provisions contained in the SEBI (Buy-Back of Securities) Regulationssary, from time to time from statutory authorities including but not limited |
| Mar 31, 2009 | Apollo Tyres Ltd. - Public Announcement | the Company, Section 77A, 77AA, and 77B and other applicable provisions of the Companies Act, 1956 ( the “Act” ) and the provisions contained in the SEBI (Buy-Back of Securities) Regulationssary, from time to time from statutory authorities including but not limited |
| Apr 01, 2009 | Sadhana Nitro Chem Limited | in them could affect the operations and/ or operating costs. Such impact could adversely affect the performance of the company. For further information on industry regulations and necessary approvals please refer page no. 99 of the letter of offer. |
| Apr 06, 2009 | Fortis Healthcare Limited | steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. As such, other than meeting the requirements indicated in the section titled “Objects of the Issue” beginning on |
| Apr 06, 2009 | Fortis Healthcare Limited | steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. As such, other than meeting the requirements indicated in the section titled “Objects of the Issue” beginning on |
| Apr 06, 2009 | Fortis Healthcare Limited | steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. As such, other than meeting the requirements indicated in the section titled “Objects of the Issue” beginning on |
| Apr 08, 2009 | The Sandesh Ltd - Public Announcement | 77B and other applicable provisions of the Companies Act, 1956 (“The Act”) and the provisions contained in the Securities and Exchange Board of India (Buy Back of Securities) Regulations, 1998 (“The Buy-Back Regulations”) (including any statutory modification(s) or re-enactment of the Act or Buy-back Regulations, for the time being in force) subject to such other approvals, permissions and sanctions as may be necessary, and subject to such conditions and modifications as |
| Apr 08, 2009 | Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009 | scheme launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009 shall not be lower than ninety five per cent. of the Net Asset |
| Apr 08, 2009 | Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009 | scheme launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009 shall not be lower than ninety five per cent. of the Net Asset |
| Apr 08, 2009 | Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009 | scheme launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009 shall not be lower than ninety five per cent. of the Net Asset |
| Apr 08, 2009 | Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009 | scheme launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009 shall not be lower than ninety five per cent. of the Net Asset |
| Apr 08, 2009 | Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009 | scheme launched prior to the commencement of the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009 shall not be lower than ninety five per cent. of the Net Asset |
| Apr 13, 2009 | JMC Projects (India) Ltd | 22. The Company as well as major shareholders have duly complied with the provisions of Chapter II of SEBI (SAST) Regulationssary disclosures on March 31, 2003 under the SEBI Regularisation |
| Apr 13, 2009 | JMC Projects (India) Ltd | 22. The Company as well as major shareholders have duly complied with the provisions of Chapter II of SEBI (SAST) Regulationssary disclosures on March 31, 2003 under the SEBI Regularisation |
| Apr 20, 2009 | The Tinplate Company of India Limited | and marketing activities, and otherwise related to the sale of its products in such countries. Failure to comply with such regulations or any inability to maintain or obtain any necessary licences and approvals may adversely affect the Company’s ability to generate export sales and its results of |
| Apr 29, 2009 | Greenply Industries Limited | steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. As such, other than meeting the requirements indicated in the section titled “Objects of the Issue” on page 31 |
| Apr 29, 2009 | Greenply Industries Limited | steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. As such, other than meeting the requirements indicated in the section titled “Objects of the Issue” on page 31 |
| May 05, 2009 | Dai-Ichi Karkaria Ltd - Public Announcement | accordance with the provisions of Sections 77A, 77AA, 77B and all other applicable provisions, if any, of the Companies Act, 1956 (“Act”) and in compliance of the Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998 including any statutory modifications or reenactment thereof (“Buyback Regulations”), and subject to such other approvals, permissions and sanctions as may be necessary, compliance with applicable laws, rules and regulations, consent of the Board be and is hereby accorded to purchase the Company’s fully paid-up equity shares of Rs 10/- each |
| May 05, 2009 | Dai-Ichi Karkaria Ltd - Public Announcement | accordance with the provisions of Sections 77A, 77AA, 77B and all other applicable provisions, if any, of the Companies Act, 1956 (“Act”) and in compliance of the Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998 including any statutory modifications or reenactment thereof (“Buyback Regulations”), and subject to such other approvals, permissions and sanctions as may be necessary, compliance with applicable laws, rules and regulations, consent of the Board be and is hereby accorded to purchase the Company’s fully paid-up equity shares of Rs 10/- each |
| May 05, 2009 | Dai-Ichi Karkaria Ltd - Public Announcement | accordance with the provisions of Sections 77A, 77AA, 77B and all other applicable provisions, if any, of the Companies Act, 1956 (“Act”) and in compliance of the Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998 including any statutory modifications or reenactment thereof (“Buyback Regulations”), and subject to such other approvals, permissions and sanctions as may be necessary, compliance with applicable laws, rules and regulations, consent of the Board be and is hereby accorded to purchase the Company’s fully paid-up equity shares of Rs 10/- each |
| May 11, 2009 | Avantel Ltd. - Public Announcement | 77AA, 77B and other applicable provisions, if any, of the Act read with Article 33 of the Articles of Association of the Company and the Buy-Back Regulations, subject to approval/s as may be necessary, from time to time from Statutory authorities including but not limited to Securities and Exchange Board of India, Stock |
| May 27, 2009 | Unserved show cause notice against Adam Comsof Ltd. and its Directors Vinod Sonawani, Vikas Sheth, Umesh Khariwala in the matter of Adam Comsof Ltd | manipulative or deceptive device or contrivance in contravention of the provisions of the Act or the rules or the regulations made thereunder; (c) employ any device, scheme or artifice to defraud in connection with |
| Jun 01, 2009 | Merck Ltd - Public Announcement | the provisions contained in the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 and amendments thereto (“Buyback Regulations”) and subject to such other approval(s), permissions and sanctions as may be necessary from the statutory authorities, including but not limited to, the Securities and Exchange Board of |
| Jun 01, 2009 | Merck Ltd - Public Announcement | the provisions contained in the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 and amendments thereto (“Buyback Regulations”) and subject to such other approval(s), permissions and sanctions as may be necessary from the statutory authorities, including but not limited to, the Securities and Exchange Board of |
| Jun 01, 2009 | Merck Ltd - Public Announcement | the provisions contained in the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 and amendments thereto (“Buyback Regulations”) and subject to such other approval(s), permissions and sanctions as may be necessary from the statutory authorities, including but not limited to, the Securities and Exchange Board of |
| Jun 02, 2009 | Rishabhdev Technocable Limited | The following description is a summary of the relevant regulations and policies as prescribed by the Government of India. The summary of regulations set out below is not exhaustive, and is only intended to provide general information to the investors and is neither designed nor intended to be a substitute for professional legal advice. There are no specific regulations in India governing the cable industry. No penalties have been levied upon our Company in relation to Key Regulations applicable to our Company except for fines and penalties paid by our Company in certain cases for late filing of documents with the Registrar of Companies. The present employees of our Company and the officers thereof in the due course of discharge of their duties take necessary care to comply with the Key Regulations applicable to our Company. Set forth below are however certain significant legislations and regulations that are generally adhered to by this industry in India: |
| Jun 10, 2009 | Securities and Exchange Board of India (Delisting of Equity Shares) Regulations, 2009 [Last amended on April 17, 2020] | necessary steps to ensure compliance with this sub-regulation. |
| Jun 19, 2009 | Mahindra Holidays Resorts India Limited | Contract Labour (Regulation and Abolition) Act, 1970 In the event that any aspect of the activities of the Company is outsourced and carried on by labourers hired on contractual basis, then compliance with the Contract Labour (Regulation and Abolition) Act, 1970 (“CLRA”) becomes necessary. The CLRA regulates the employment of contract labour in establishments |
| Jun 29, 2009 | Show Cause Notice to Shri Vinod Sonawani in the matter of M/s Washington Software Limited | stock exchanges, the details of the proposed acquisition at least 4 working days in advance of such acquisition, in terms of Regulation 3(3) of the Takeover Regulations. Nor did they file with SEBI, the report, giving all details in respect of the acquisition as required under Regulation 3 (4) of the Takeover Regulations along with supporting documents. It is therefore, alleged that neither the acquirer nor the Persons Acting in Concert have made the necessary disclosures under Reg. 3(3) and 3 (4) of the Takeover Regulations |
| Jun 29, 2009 | Show Cause Notice to Shri Abhay Shastri in the matter of M/s Washington Software Limited | stock exchanges, the details of the proposed acquisition at least 4 working days in advance of such acquisition, in terms of Regulation 3(3) of the Takeover Regulations. Nor did they file with SEBI, the report, giving all details in respect of the acquisition as required under Regulation 3 (4) of the Takeover Regulations along with supporting documents. It is therefore, alleged that neither the acquirer nor the Persons Acting in Concert have made the necessary disclosures under Reg. 3(3) and 3 (4) of the Takeover Regulations |
| Jun 29, 2009 | Show Cause Notice to Shri Sanjay Sonawani in the matter of M/s Washington Software Limited | stock exchanges, the details of the proposed acquisition at least 4 working days in advance of such acquisition, in terms of Regulation 3(3) of the Takeover Regulations. Nor did they file with SEBI, the report, giving all details in respect of the acquisition as required under Regulation 3 (4) of the Takeover Regulations along with supporting documents. It is therefore, alleged that neither the acquirer nor the Persons Acting in Concert have made the necessary disclosures under Reg. 3(3) and 3 (4) of the Takeover Regulations |
| Jun 29, 2009 | Show Cause Notice to M/s Pushpa Prakashan Ltd. in the matter of M/s Washington Software Limited | stock exchanges, the details of the proposed acquisition at least 4 working days in advance of such acquisition, in terms of Regulation 3(3) of the Takeover Regulations. Nor did they file with SEBI, the report, giving all details in respect of the acquisition as required under Regulation 3 (4) of the Takeover Regulations along with supporting documents. It is therefore, alleged that neither the acquirer nor the Persons Acting in Concert have made the necessary disclosures under Reg. 3(3) and 3 (4) of the Takeover Regulations |
| Jun 29, 2009 | Show Cause Notice to M/s Shashtri Foods and Vegetables Ltd, in the matter of M/s Washington Software Limited | stock exchanges, the details of the proposed acquisition at least 4 working days in advance of such acquisition, in terms of Regulation 3(3) of the Takeover Regulations. Nor did they file with SEBI, the report, giving all details in respect of the acquisition as required under Regulation 3 (4) of the Takeover Regulations along with supporting documents. It is therefore, alleged that neither the acquirer nor the Persons Acting in Concert have made the necessary disclosures under Reg. 3(3) and 3 (4) of the Takeover Regulations |
| Jun 29, 2009 | Show Cause Notice to Shri Rohidas Kumbharkar in the matter of M/s Washington Software Limited | stock exchanges, the details of the proposed acquisition at least 4 working days in advance of such acquisition, in terms of Regulation 3(3) of the Takeover Regulations. Nor did they file with SEBI, the report, giving all details in respect of the acquisition as required under Regulation 3 (4) of the Takeover Regulations along with supporting documents. It is therefore, alleged that neither the acquirer nor the Persons Acting in Concert have made the necessary disclosures under Reg. 3(3) and 3 (4) of the Takeover Regulations |
| Jun 29, 2009 | Show Cause Notice to M/s Suryoday Service Stations Ltd, in the matter of M/s Washington Software Limited | stock exchanges, the details of the proposed acquisition at least 4 working days in advance of such acquisition, in terms of Regulation 3(3) of the Takeover Regulations. Nor did they file with SEBI, the report, giving all details in respect of the acquisition as required under Regulation 3 (4) of the Takeover Regulations along with supporting documents. It is therefore, alleged that neither the acquirer nor the Persons Acting in Concert have made the necessary disclosures under Reg. 3(3) and 3 (4) of the Takeover Regulations |
| Jun 29, 2009 | Show Cause Notice to M/s Suryoday Engineering Ltd, in the matter of M/s. Washing Software Limited | stock exchanges, the details of the proposed acquisition at least 4 working days in advance of such acquisition, in terms of Regulation 3(3) of the Takeover Regulations. Nor did they file with SEBI, the report, giving all details in respect of the acquisition as required under Regulation 3 (4) of the Takeover Regulations along with supporting documents. It is therefore, alleged that neither the acquirer nor the Persons Acting in Concert have made the necessary disclosures under Reg. 3(3) and 3 (4) of the Takeover Regulations |
| Jun 29, 2009 | Show Cause Notice to M/s Suryoday Finmark Consultants Pvt. Ltd, in the matter of M/s Washington Software Limited | stock exchanges, the details of the proposed acquisition at least 4 working days in advance of such acquisition, in terms of Regulation 3(3) of the Takeover Regulations. Nor did they file with SEBI, the report, giving all details in respect of the acquisition as required under Regulation 3 (4) of the Takeover Regulations along with supporting documents. It is therefore, alleged that neither the acquirer nor the Persons Acting in Concert have made the necessary disclosures under Reg. 3(3) and 3 (4) of the Takeover Regulations |
| Jun 29, 2009 | Show Cause Notice to Shri Mitesh Kulkarni, in the matter of M/s Washington Software Limited | stock exchanges, the details of the proposed acquisition at least 4 working days in advance of such acquisition, in terms of Regulation 3(3) of the Takeover Regulations. Nor did they file with SEBI, the report, giving all details in respect of the acquisition as required under Regulation 3 (4) of the Takeover Regulations along with supporting documents. It is therefore, alleged that neither the acquirer nor the Persons Acting in Concert have made the necessary disclosures under Reg. 3(3) and 3 (4) of the Takeover Regulations |
| Jun 30, 2009 | Mutual Funds - Empowering investors through transparency in payment of commission and load structure | Management Companies (AMCs) from loads deducted from the invested amounts or the redemption proceeds. SEBI (Mutual Funds) Regulationsscheme (under the annual recurring expense) for |
| Jun 30, 2009 | Mutual Funds - Empowering investors through transparency in payment of commission and load structure | Management Companies (AMCs) from loads deducted from the invested amounts or the redemption proceeds. SEBI (Mutual Funds) Regulationsscheme (under the annual recurring expense) for |
| Jul 01, 2009 | Diamant Investment and Finance Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jul 08, 2009 | Ashiana Housing Limited- Rights Issue | ii) To every such separate general meeting, the provisions of these regulations relating to general meetings shall mutatis mutandis apply, but so that the necessary quorum shall be |
| Jul 10, 2009 | Excel Infoways Limited | (STPs)/Special Economic Zones (SEZs) and Electronic Hardware Technology Park (EHTP) schemes including state level incentives, waivers and subsidies. The following description is a summary of the relevant regulations and policies as prescribed by the Government of India that are applicable to us. The statements below are based on the current provisions of Indian law, |
| Jul 21, 2009 | Abolition of no-delivery period for all types of corporate actions | a. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Jul 21, 2009 | Abolition of no-delivery period for all types of corporate actions | a. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Jul 24, 2009 | Excel Infoways Limited | (STPs)/Special Economic Zones (SEZs) and Electronic Hardware Technology Park (EHTP) schemes including state level incentives, waivers and subsidies. The following description is a summary of the relevant regulations and policies as prescribed by the Government of India that are applicable to us. The statements below are based on the current provisions of Indian law, |
| Jul 27, 2009 | Comprehensive Risk Management Framework for the cash market | a. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Jul 27, 2009 | Comprehensive Risk Management Framework for the cash market | a. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Aug 03, 2009 | Deccan Chronicle Holdings Limited - Public Announcement | of the Buy-back. Except as provided in the Buy-back Regulations and the Act, other than by way of bonus issue or in discharge of subsisting obligations such as conversion of FCCBs, warrants, stock option schemes, sweat equity or conversion |
| Aug 04, 2009 | M/s. Aegis Logistics Limited - Public Announcement | 77B and other applicable provisions of the Companies Act, 1956 (“The Act”) and the provisions contained in the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 (“The Buy-Back Regulations”) (including any statutory modification(s) or re-enactment of the Act or Buy-Back Regulations, for the time being in force) subject to such other approvals, permissions and sanctions as may be necessary, and subject to such conditions and |
| Aug 10, 2009 | Jindal Poly Films Limited - Public Announcement | Pursuant to the Sections 77A, 77AA and 77B, and other applicable provisions of the Act, and the Buy- Back Regulations, the present Offer of the Buy-back of Equity shares is duly authorized by the Board at its meeting held on July 31, 2009. The Company shall obtain necessary approvals as may be |
| Aug 10, 2009 | Jindal Poly Films Limited - Public Announcement | Pursuant to the Sections 77A, 77AA and 77B, and other applicable provisions of the Act, and the Buy- Back Regulations, the present Offer of the Buy-back of Equity shares is duly authorized by the Board at its meeting held on July 31, 2009. The Company shall obtain necessary approvals as may be |
| Aug 11, 2009 | Sadbhav Engineering Limited | Company will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. As such, other than meeting the |
| Aug 17, 2009 | Jindal Cotex Limited | In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any company provided |
| Aug 20, 2009 | Amendment to SEBI (DIP) Guidelines, 2000 - Rights Issue Process/ Procedure | to relaxation granted by the Board under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for listing of its securities pursuant to a scheme sanctioned by a High Court under |
| Aug 20, 2009 | Provogue India Ltd - Public Notice cum Public Announcement | 6.13. RESOLVED FURTHER THAT Mr. Anil Cherian, Company Secretary be and is hereby appointed as Compliance Officer under the Regulations who shall co-ordinate the activities for the Buy-back with the SEBI, the Merchant Bankers, Stock Exchanges, shareholders of the Company, Reserve Bank of India (“RBI”) and other connected intermediaries, agencies and regulatory authorities including establishment of Investor Service Centres through M/s. Link Intime India Private Limited, the Registrar and Share Transfer Agents of the Company, on such locations, as may be required under the Regulations. 6.14. RESOLVED FURTHER THAT the Buy-back from shareholders who are persons resident outside India, including the Foreign Institutional Investors, Overseas Corporate Bodies, shall be subject to such approvals as are required including approvals from the RBI under the Foreign Exchange Management Act, 1999 and the rules, regulations framed thereunder. 6.15. RESOLVED FURTHER THAT the common seal of the Company, if necessary, may be affixed in terms of its Articles |
| Aug 20, 2009 | Provogue India Ltd - Public Notice cum Public Announcement | 6.13. RESOLVED FURTHER THAT Mr. Anil Cherian, Company Secretary be and is hereby appointed as Compliance Officer under the Regulations who shall co-ordinate the activities for the Buy-back with the SEBI, the Merchant Bankers, Stock Exchanges, shareholders of the Company, Reserve Bank of India (“RBI”) and other connected intermediaries, agencies and regulatory authorities including establishment of Investor Service Centres through M/s. Link Intime India Private Limited, the Registrar and Share Transfer Agents of the Company, on such locations, as may be required under the Regulations. 6.14. RESOLVED FURTHER THAT the Buy-back from shareholders who are persons resident outside India, including the Foreign Institutional Investors, Overseas Corporate Bodies, shall be subject to such approvals as are required including approvals from the RBI under the Foreign Exchange Management Act, 1999 and the rules, regulations framed thereunder. 6.15. RESOLVED FURTHER THAT the common seal of the Company, if necessary, may be affixed in terms of its Articles |
| Aug 20, 2009 | Provogue India Ltd - Public Notice cum Public Announcement | 6.13. RESOLVED FURTHER THAT Mr. Anil Cherian, Company Secretary be and is hereby appointed as Compliance Officer under the Regulations who shall co-ordinate the activities for the Buy-back with the SEBI, the Merchant Bankers, Stock Exchanges, shareholders of the Company, Reserve Bank of India (“RBI”) and other connected intermediaries, agencies and regulatory authorities including establishment of Investor Service Centres through M/s. Link Intime India Private Limited, the Registrar and Share Transfer Agents of the Company, on such locations, as may be required under the Regulations. 6.14. RESOLVED FURTHER THAT the Buy-back from shareholders who are persons resident outside India, including the Foreign Institutional Investors, Overseas Corporate Bodies, shall be subject to such approvals as are required including approvals from the RBI under the Foreign Exchange Management Act, 1999 and the rules, regulations framed thereunder. 6.15. RESOLVED FURTHER THAT the common seal of the Company, if necessary, may be affixed in terms of its Articles |
| Aug 31, 2009 | Globus Spirits Limited | release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Aug 31, 2009 | SRF Limited | 77AA, and 77B and other applicable provisions of the Companies Act, 1956 ( the “Act” ) and the provisions contained in the Buyback Regulations subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to Securities and Exchange Board of India, stock exchanges, Reserve Bank of India etc. as |
| Aug 31, 2009 | SRF Limited | 77AA, and 77B and other applicable provisions of the Companies Act, 1956 ( the “Act” ) and the provisions contained in the Buyback Regulations subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to Securities and Exchange Board of India, stock exchanges, Reserve Bank of India etc. as |
| Sep 02, 2009 | Oil India Limited | not effective as of the date of this Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. On June 25, 2007, SEBI has decided to discontinue with the requirement of UIN under the SEBI MAPIN |
| Sep 02, 2009 | Oil India Limited | not effective as of the date of this Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. On June 25, 2007, SEBI has decided to discontinue with the requirement of UIN under the SEBI MAPIN |
| Sep 02, 2009 | Oil India Limited | not effective as of the date of this Red Herring Prospectus and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. On June 25, 2007, SEBI has decided to discontinue with the requirement of UIN under the SEBI MAPIN |
| Sep 17, 2009 | Format for providing inputs / suggestions on the Takeover Regulations to Takeover Regulations Advisory Committee - TRAC | (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 (“Takeover Regulations”) and to suggest suitable recommendations for amendments to the Takeover Regulations as it considers necessary. |
| Sep 17, 2009 | Globus Spirits Limited | changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 17, 2009 | Format for providing inputs / suggestions on the Takeover Regulations to Takeover Regulations Advisory Committee - TRAC | (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 (“Takeover Regulations”) and to suggest suitable recommendations for amendments to the Takeover Regulations as it considers necessary. |
| Sep 24, 2009 | Wire and Wireless (India) Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 24, 2009 | Wire and Wireless (India) Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 24, 2009 | Wire and Wireless (India) Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 24, 2009 | Wire and Wireless (India) Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 24, 2009 | Wire and Wireless (India) Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 24, 2009 | Wire and Wireless (India) Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 24, 2009 | Wire and Wireless (India) Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Sep 30, 2009 | M/s Uttam Sugar Mills Limited | In the application, the ASBA Investor shall, inter alia, give the following confirmations/declarations: A) That he / she is an ASBA Investor as per the SEBI ICDR Regulations and B) That he / she has authorized the SCSBs to do all acts as are necessary to make an application in the Issue, |
| Sep 30, 2009 | M/s Uttam Sugar Mills Limited | In the application, the ASBA Investor shall, inter alia, give the following confirmations/declarations: A) That he / she is an ASBA Investor as per the SEBI ICDR Regulations and B) That he / she has authorized the SCSBs to do all acts as are necessary to make an application in the Issue, |
| Oct 01, 2009 | Intellivate Capital Ventures Limited | The present promoters, Mr. Vipul J. Modi, Ms. Leena V. Modi and Vipul J. Modi (HUF), had acquired substantial paid up equity share capital and management control of the Company pursuant to regulations 10 & 12 of SEBI (SAST) Regulations from the erstwhile promoters/promoter group comprising Mr. Kaushik KansarsarsarsarSEBI (SAST) Regulations 1997. The present promoters do not have track record of managing any other listed company and their business experience is limited to managing closely held companies in the field of |
| Oct 05, 2009 | Dewas Metal Sections Limited | entitlement and shall be covered under 3(1)(b)(ii) of the SEBI (Substantial Acquisition of Shares and Takeover) Regulations, 1997 and proviso thereto. Further such increase in their shareholding, if any, will not result in change of control of the management of the Company. In the event of the minimum public shareholding falling below the prescribed minimum (i.e. 25% of the total issued capital), the Company will take the necessary steps in ensuring that the minimum public shareholding is restored in compliance with SEBI regulations. As such, other than meeting the requirements indicated in the section on “Objects of the Issue” on page 34 of this Draft Letter of Offer, there is no other |
| Oct 05, 2009 | REI Agro Limited | the name of the concerned schemescheme shall invest more than 10% of its net asset value in the Rights Equity Shares or equity |
| Oct 06, 2009 | Uttam Sugar Mills Limited | In the application, the ASBA Investor shall, inter alia, give the following confirmations/declarations: A) That he / she is an ASBA Investor as per the SEBI ICDR Regulations and B) That he / she has authorized the SCSBs to do all acts as are necessary to make an application in the Issue, |
| Oct 06, 2009 | Uttam Sugar Mills Limited | In the application, the ASBA Investor shall, inter alia, give the following confirmations/declarations: A) That he / she is an ASBA Investor as per the SEBI ICDR Regulations and B) That he / she has authorized the SCSBs to do all acts as are necessary to make an application in the Issue, |
| Oct 09, 2009 | Order against Shri Laxmanbhai Patel | exchange, any manipulative or deceptive device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or issue of securities which are listed or |
| Oct 09, 2009 | Order against Rajesh Kantilal Shah | exchange, any manipulative or deceptive device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or issue of securities which are listed or |
| Oct 14, 2009 | Sand Plast (India) Limited | Tax Acts, environment clearances under the Water and Air (Prevention and Control of Pollution) Acts. The cost, liabilities and requirements associated with complying with these laws and regulations may be substantial and time consuming and may delay the commencement or continuation of production activities. Failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals may result in the loss of the right to operate the business. There have been no major instances of non- |
| Oct 26, 2009 | Astec Lifesciences Limited | The registration (regulation) of pesticide worldwide is necessary to prevent the dangers/risk arising from the manufacture, import, transport, sales and distribution of the spurious pesticides. It |
| Nov 04, 2009 | M/s. Goldiam International Ltd - Buyback | accordance with the provisions of Sections 77A, 77B and all other applicable provisions, if any, of the Companies Act, 1956 (“the Act”) and the provisions of the Securities and Exchange Board of India (Buy Back of Securities) Regulations, 1998 (“the Buy-Back Regulations”) [including any statutory modification(s) or re-enactment of the Act or Rules framed thereunder from time to time or the Buy-Back Regulations, for the time being in force] and subject to such approval(s), consent(s), permission(s) and sanction(s) as may be necessary from the authorities, institutions or bodies (“the |
| Nov 06, 2009 | Market Access Through Authorised Persons | 2. The stock exchanges are advised to make necessaramendments to the bye-laws, rules and regulations to implement the framework for market access through authorized persons. |
| Nov 09, 2009 | Show Cause Notice in respect of Jaitra Estate Holdings Pvt. Ltd. In the matter of Soundcraft Industries Ltd | necessary disclosures u/s 7(1A) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations. |
| Nov 13, 2009 | Zensar Technologies Limited - Letter of Offer | to you as an equity shareholder(s) of Zensar Technologies Limited in accordance with Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998, as amended. If you require any clarification about the actions to be taken, you may consult your stockbroker or your investment consultant or the |
| Nov 16, 2009 | ISF Limited | In the application, the ASBA Investor shall, inter alia, give the following confirmations/declarations: A) That he / she is an ASBA Investor as per the SEBI ICDR Regulations and B) That he / she has authorized the SCSBs to do all acts as are necessary to make an application in the Issue, |
| Nov 16, 2009 | The Andhra Pradesh Paper Mills Ltd | prescribed in the Listing Agreements, our Company will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. As such, other than meeting the requirements indicated in the |
| Nov 16, 2009 | Astec Lifesciences Limited | The registration (regulation) of pesticide worldwide is necessary to prevent the dangers/risk arising from the manufacture, import, transport, sales and distribution of the spurious pesticides. It |
| Nov 19, 2009 | Cox and Kings (India) Limited | in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. On June 25, 2007 the SEBI has decided to discontinue with the requirement of UIN under the SEBI MAPIN Regulations. |
| Nov 19, 2009 | Cox and Kings (India) Limited | in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. On June 25, 2007 the SEBI has decided to discontinue with the requirement of UIN under the SEBI MAPIN Regulations. |
| Nov 25, 2009 | Issue of No Objection Certificate for release of 1% of issue amount | b. make amendments to the relevant Listing Agreement, bye-laws, rules and regulationsary. |
| Dec 01, 2009 | Kavveri Telecom Products Limited | confirmations/declarations: A) That he/she is an ASBA Investor as per the SEBI (ICDR) Regulationssary to make an |
| Dec 01, 2009 | Kavveri Telecom Products Limited | confirmations/declarations: A) That he/she is an ASBA Investor as per the SEBI (ICDR) Regulationssary to make an |
| Dec 02, 2009 | Annual Report 2008-2009 | Amended SEBI (Mutual Funds) Regulationsscheme-wise Annual Report Format and reduction in time period |
| Dec 02, 2009 | Annual Report 2008-2009 | Amended SEBI (Mutual Funds) Regulationsscheme-wise Annual Report Format and reduction in time period |
| Dec 02, 2009 | Annual Report 2008-2009 | Amended SEBI (Mutual Funds) Regulationsscheme-wise Annual Report Format and reduction in time period |
| Dec 02, 2009 | Annual Report 2008-2009 | Amended SEBI (Mutual Funds) Regulationsscheme-wise Annual Report Format and reduction in time period |
| Dec 02, 2009 | Annual Report 2008-2009 | Amended SEBI (Mutual Funds) Regulationsscheme-wise Annual Report Format and reduction in time period |
| Dec 02, 2009 | Annual Report 2008-2009 | Amended SEBI (Mutual Funds) Regulationsscheme-wise Annual Report Format and reduction in time period |
| Dec 02, 2009 | Annual Report 2008-2009 | Amended SEBI (Mutual Funds) Regulationsscheme-wise Annual Report Format and reduction in time period |
| Dec 02, 2009 | Annual Report 2008-2009 | Amended SEBI (Mutual Funds) Regulationsscheme-wise Annual Report Format and reduction in time period |
| Dec 03, 2009 | Arihant Superstructures Limited | Consequently, pursuant to an amendment dated August 6, 2008, regulation 33(23A) and regulation 33(23B) were inserted in the DCR, wherein directions in relation to construction of rental houses on unencumbered land were issued. In terms of the said regulationrbsrbs of greater Mumbai, the |
| Dec 03, 2009 | Dealings between a client and a stock broker - trading members included | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one another to |
| Dec 03, 2009 | Cox and Kings (India) Limited | in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. On June 25, 2007 the SEBI has decided to discontinue with the requirement of UIN under the SEBI MAPIN Regulations. |
| Dec 03, 2009 | Cox and Kings (India) Limited | in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. On June 25, 2007 the SEBI has decided to discontinue with the requirement of UIN under the SEBI MAPIN Regulations. |
| Dec 03, 2009 | Dealings between a client and a stock broker - trading members included | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one another to |
| Dec 04, 2009 | Godrej Properties Limited | The RBI by its letters dated January 25, 2008 and March 19, 2008 has clarified that „FIIs may subscribe to the proposed IPO of your company under the portfolio investment scheme (PIS) in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000‟. However, it is provided that FII |
| Dec 04, 2009 | Godrej Properties Limited | The RBI by its letters dated January 25, 2008 and March 19, 2008 has clarified that „FIIs may subscribe to the proposed IPO of your company under the portfolio investment scheme (PIS) in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000‟. However, it is provided that FII |
| Dec 04, 2009 | Godrej Properties Limited | The RBI by its letters dated January 25, 2008 and March 19, 2008 has clarified that „FIIs may subscribe to the proposed IPO of your company under the portfolio investment scheme (PIS) in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000‟. However, it is provided that FII |
| Dec 04, 2009 | Godrej Properties Limited | The RBI by its letters dated January 25, 2008 and March 19, 2008 has clarified that „FIIs may subscribe to the proposed IPO of your company under the portfolio investment scheme (PIS) in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000‟. However, it is provided that FII |
| Dec 04, 2009 | Godrej Properties Limited | The RBI by its letters dated January 25, 2008 and March 19, 2008 has clarified that „FIIs may subscribe to the proposed IPO of your company under the portfolio investment scheme (PIS) in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000‟. However, it is provided that FII |
| Dec 04, 2009 | Godrej Properties Limited | The RBI by its letters dated January 25, 2008 and March 19, 2008 has clarified that „FIIs may subscribe to the proposed IPO of your company under the portfolio investment scheme (PIS) in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000‟. However, it is provided that FII |
| Dec 04, 2009 | Godrej Properties Limited | The RBI by its letters dated January 25, 2008 and March 19, 2008 has clarified that „FIIs may subscribe to the proposed IPO of your company under the portfolio investment scheme (PIS) in terms of Regulation 1(5) of schedule 2 to RBI Notification No. FEMA 20/2000-RB dated May 3, 2000‟. However, it is provided that FII |
| Dec 11, 2009 | SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 (Last amended on July 31, 2017) | (b) an issuer whose specified securities have been listed consequent to relaxation granted by the Board under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for listing of its specified securities pursuant to a scheme sanctioned by a High Court |
| Dec 11, 2009 | SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 (Last amended on July 31, 2017) | (b) an issuer whose specified securities have been listed consequent to relaxation granted by the Board under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for listing of its specified securities pursuant to a scheme sanctioned by a High Court |
| Dec 11, 2009 | SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 (Last amended on July 31, 2017) | (b) an issuer whose specified securities have been listed consequent to relaxation granted by the Board under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for listing of its specified securities pursuant to a scheme sanctioned by a High Court |
| Dec 11, 2009 | SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 (Last amended on July 31, 2017) | (b) an issuer whose specified securities have been listed consequent to relaxation granted by the Board under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for listing of its specified securities pursuant to a scheme sanctioned by a High Court |
| Dec 11, 2009 | SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 (Last amended on July 31, 2017) | (b) an issuer whose specified securities have been listed consequent to relaxation granted by the Board under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for listing of its specified securities pursuant to a scheme sanctioned by a High Court |
| Dec 11, 2009 | SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 (Last amended on July 31, 2017) | (b) an issuer whose specified securities have been listed consequent to relaxation granted by the Board under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for listing of its specified securities pursuant to a scheme sanctioned by a High Court |
| Dec 11, 2009 | SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 (Last amended on July 31, 2017) | (b) an issuer whose specified securities have been listed consequent to relaxation granted by the Board under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for listing of its specified securities pursuant to a scheme sanctioned by a High Court |
| Dec 15, 2009 | Adjudication Order passed against G R Magnets Limited in the matter of Zigma Software Limited | 13. Further, the Noticee had failed to make necessary disclosures as per Regulation 7 (1) of the said Takeover Regulations for having increased its holding from 8.56% to 10.36% by quarter ending Dec.31, 2003 |
| Dec 15, 2009 | Adjudication Order passed against G R Magnets Limited in the matter of Zigma Software Limited | 13. Further, the Noticee had failed to make necessary disclosures as per Regulation 7 (1) of the said Takeover Regulations for having increased its holding from 8.56% to 10.36% by quarter ending Dec.31, 2003 |
| Dec 15, 2009 | Adjudication Order passed against G R Magnets Limited in the matter of Zigma Software Limited | 13. Further, the Noticee had failed to make necessary disclosures as per Regulation 7 (1) of the said Takeover Regulations for having increased its holding from 8.56% to 10.36% by quarter ending Dec.31, 2003 |
| Dec 29, 2009 | Adani Enterprises Limited | Under Section 79(1)(j) of the Electricity Act, CERC can fix the trading margins for inter-state trades of a trading licensee, if considered necessary. Under Chapter IV of the Electricity Trading Regulation, CERC declared that power trader licensees are subject to the trading margins for inter-state trading as fixed by the commission, from |
| Dec 29, 2009 | Comfort Intech Limited | Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Dec 29, 2009 | Comfort Intech Limited | Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Dec 29, 2009 | Comfort Intech Limited | Offer and SEBI has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Dec 30, 2009 | Applications Supported by Blocked Amount (ASBA) facility in public issues and rights issues | Banks who are registered with SEBI as Bankers to issue in terms of SEBI (Bankers to an Issue) Regulations, 1994 and are desirous of participating as Self Certificate Syndicate Bank (SCSB ) in ASBA Phase II, are advised to (i) undertake the necessary modifications |
| Jan 01, 2010 | Master Circular-Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Jan 01, 2010 | Master Circular-Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Jan 01, 2010 | Master Circular-Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Jan 01, 2010 | Master Circular-Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Jan 01, 2010 | Master Circular-Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Jan 01, 2010 | Master Circular-Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Jan 01, 2010 | Master Circular-Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Jan 01, 2010 | Master Circular-Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Jan 01, 2010 | Master Circular-Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Jan 01, 2010 | Master Circular-Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Jan 01, 2010 | Master Circular-Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Jan 01, 2010 | Master Circular-Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Jan 06, 2010 | Birla Sholka Edutech Limited | As per the current regulations, the following restrictions are applicable for investments by mutual funds: No mutual fund scheme shall invest more than 10% of its net asset value in equity shares or equity related instruments of |
| Jan 12, 2010 | Order against Systel Infotech Ltd in the case of Systel Infotech Ltd | ‘the noticee’) has failed to file necessarSEBI (Prohibition of Insider Trading) RegulationsSEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 (hereinafter referred to as ‘SAST Regulations’). |
| Jan 12, 2010 | Order against Systel Infotech Ltd in the case of Systel Infotech Ltd | ‘the noticee’) has failed to file necessarSEBI (Prohibition of Insider Trading) RegulationsSEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 (hereinafter referred to as ‘SAST Regulations’). |
| Jan 13, 2010 | Jubilant Foodworks Limited | schemes and perform functions in relation to matters listed in the Twelfth Schedule to the Constitution of India which includes regulation of public health. The respective States of India have enacted laws empowering the Municipalities to regulate public health including the issuance of a health trade license for operating eating outlets and implementation of regulations relating to such license along with prescribing penalties for non compliance. |
| Jan 13, 2010 | Jubilant Foodworks Limited | schemes and perform functions in relation to matters listed in the Twelfth Schedule to the Constitution of India which includes regulation of public health. The respective States of India have enacted laws empowering the Municipalities to regulate public health including the issuance of a health trade license for operating eating outlets and implementation of regulations relating to such license along with prescribing penalties for non compliance. |
| Jan 14, 2010 | NTPC LImited | Bids by FVCIs without obtaining necessary consents and approvals, if required in terms of any applicable law, rule, regulation or guideline. |
| Jan 20, 2010 | Aqua Logistics Limited | In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any company provided |
| Jan 28, 2010 | Rural Electrification Corporation Limited | Bids by FVCIs without obtaining necessary consents and approvals, if required in terms of any applicable law, rule, regulation or guideline; Bids by persons who are not eligible to acquire Equity Shares in terms of any applicable law, rule, regulation, guideline or approval; |
| Jan 28, 2010 | Rural Electrification Corporation Limited | Bids by FVCIs without obtaining necessary consents and approvals, if required in terms of any applicable law, rule, regulation or guideline; Bids by persons who are not eligible to acquire Equity Shares in terms of any applicable law, rule, regulation, guideline or approval; |
| Jan 28, 2010 | Emmbi Polyarns Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jan 28, 2010 | Emmbi Polyarns Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jan 28, 2010 | Emmbi Polyarns Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jan 28, 2010 | Emmbi Polyarns Limited | has stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jan 28, 2010 | Jubilant Foodworks Limited | schemes and perform functions in relation to matters listed in the Twelfth Schedule to the Constitution of India which includes regulation of public health. The respective States of India have enacted laws empowering the Municipalities to regulate public health including the issuance of a health trade license for operating eating outlets and implementation of regulations relating to such license along with prescribing penalties for non compliance. |
| Jan 29, 2010 | DB Realty Limited | investment scheme in terms of the Foreign Exchange Management(Transfer and Issue of Securities by a Resident outside India) Regulations, 2000. |
| Jan 29, 2010 | DB Realty Limited | investment scheme in terms of the Foreign Exchange Management(Transfer and Issue of Securities by a Resident outside India) Regulations, 2000. |
| Jan 29, 2010 | DB Realty Limited | investment scheme in terms of the Foreign Exchange Management(Transfer and Issue of Securities by a Resident outside India) Regulations, 2000. |
| Jan 29, 2010 | DB Realty Limited | investment scheme in terms of the Foreign Exchange Management(Transfer and Issue of Securities by a Resident outside India) Regulations, 2000. |
| Jan 29, 2010 | DB Realty Limited | investment scheme in terms of the Foreign Exchange Management(Transfer and Issue of Securities by a Resident outside India) Regulations, 2000. |
| Jan 29, 2010 | DB Realty Limited | investment scheme in terms of the Foreign Exchange Management(Transfer and Issue of Securities by a Resident outside India) Regulations, 2000. |
| Jan 29, 2010 | Zensar Technologies Limited - Post Buyback PA | by Zensarsary. The Buyback Shares constitute 10.11% of the total number of |
| Feb 01, 2010 | Kemrock Industries and Exports Limited | prescribed in the Listing Agreements, the Company will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. As such, other than meeting the |
| Feb 01, 2010 | Ram Kaashyap Investment Limited | A) That he / she is an ASBA Investor as per the SEBI (ICDR) Regulationssary to make an application in |
| Feb 01, 2010 | Ram Kaashyap Investment Limited | A) That he / she is an ASBA Investor as per the SEBI (ICDR) Regulationssary to make an application in |
| Feb 01, 2010 | Ram Kaashyap Investment Limited | A) That he / she is an ASBA Investor as per the SEBI (ICDR) Regulationssary to make an application in |
| Feb 09, 2010 | Vascon Engineers Limited | The RBI has by a letter dated December 18, 2007 permitted FIIs to subscribe to the present Issue under the portfolio investment scheme in terms of Regulation 1(5) of Schedule 2 to RBI notification no FEMA 20/2000- RB dated May 3, 2000. However it provided that FII investments in any pre-ipo placement would |
| Feb 09, 2010 | Vascon Engineers Limited | The RBI has by a letter dated December 18, 2007 permitted FIIs to subscribe to the present Issue under the portfolio investment scheme in terms of Regulation 1(5) of Schedule 2 to RBI notification no FEMA 20/2000- RB dated May 3, 2000. However it provided that FII investments in any pre-ipo placement would |
| Feb 09, 2010 | Vascon Engineers Limited | The RBI has by a letter dated December 18, 2007 permitted FIIs to subscribe to the present Issue under the portfolio investment scheme in terms of Regulation 1(5) of Schedule 2 to RBI notification no FEMA 20/2000- RB dated May 3, 2000. However it provided that FII investments in any pre-ipo placement would |
| Feb 09, 2010 | Vascon Engineers Limited | The RBI has by a letter dated December 18, 2007 permitted FIIs to subscribe to the present Issue under the portfolio investment scheme in terms of Regulation 1(5) of Schedule 2 to RBI notification no FEMA 20/2000- RB dated May 3, 2000. However it provided that FII investments in any pre-ipo placement would |
| Feb 09, 2010 | Vascon Engineers Limited | The RBI has by a letter dated December 18, 2007 permitted FIIs to subscribe to the present Issue under the portfolio investment scheme in terms of Regulation 1(5) of Schedule 2 to RBI notification no FEMA 20/2000- RB dated May 3, 2000. However it provided that FII investments in any pre-ipo placement would |
| Feb 09, 2010 | Vascon Engineers Limited | The RBI has by a letter dated December 18, 2007 permitted FIIs to subscribe to the present Issue under the portfolio investment scheme in terms of Regulation 1(5) of Schedule 2 to RBI notification no FEMA 20/2000- RB dated May 3, 2000. However it provided that FII investments in any pre-ipo placement would |
| Feb 11, 2010 | Adjudication Order passed against Prakash Electronics Systems Limited in the matter of Zigma Software Limited | that M/s. Prakash Electronics Systems Limited failed to make necessarsary information to the Investigating |
| Feb 11, 2010 | Adjudication Order passed against Prakash Electronics Systems Limited in the matter of Zigma Software Limited | that M/s. Prakash Electronics Systems Limited failed to make necessarsary information to the Investigating |
| Feb 11, 2010 | Adjudication Order passed against Prakash Electronics Systems Limited in the matter of Zigma Software Limited | that M/s. Prakash Electronics Systems Limited failed to make necessarsary information to the Investigating |
| Feb 11, 2010 | Adjudication Order passed against Prakash Electronics Systems Limited in the matter of Zigma Software Limited | that M/s. Prakash Electronics Systems Limited failed to make necessarsary information to the Investigating |
| Feb 19, 2010 | United Bank of India | The committee referred to in sub-regulation 61.2 shall make such enquiry as it deems necessary and if it finds that the election was a valid election, it shall confirm the declared result of the election or, if it finds |
| Feb 19, 2010 | United Bank of India | The committee referred to in sub-regulation 61.2 shall make such enquiry as it deems necessary and if it finds that the election was a valid election, it shall confirm the declared result of the election or, if it finds |
| Feb 19, 2010 | United Bank of India | The committee referred to in sub-regulation 61.2 shall make such enquiry as it deems necessary and if it finds that the election was a valid election, it shall confirm the declared result of the election or, if it finds |
| Feb 19, 2010 | United Bank of India | The committee referred to in sub-regulation 61.2 shall make such enquiry as it deems necessary and if it finds that the election was a valid election, it shall confirm the declared result of the election or, if it finds |
| Feb 19, 2010 | Hathway Cable and Datacom Limited | Our Company undertakes to take all necessary steps to comply with all the requirements of the SEBI ICDR Regulations on corporate governance and adopt the corporate governance code as per Clause 49 of the Listing Agreement to be entered into with the Stock Exchanges. |
| Feb 25, 2010 | NMDC Limited | Numerous governmental permits, approvals and leases are required for the Company's operations as the sectors in which the Company operates and seeks to operate are subject to numerous laws and extensive regulation by national, state and local authorities in India and any other jurisdictions where it may operate in the future. Failure to comply with any laws or regulations or to obtain or renew the necessary permits, approvals and leases may result in various enforcement measures such as the loss of the right to mine or operate facilities, the assessment of administrative, civil or |
| Feb 25, 2010 | Camlin Fine Chemicals Limited | • Changes in laws and regulations that apply to the industry; There are some laws and regulations applicable to the industry in which we operate, which we have to comply/ follow. In case of a failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals our business may be affected. |
| Feb 25, 2010 | Camlin Fine Chemicals Limited | • Changes in laws and regulations that apply to the industry; There are some laws and regulations applicable to the industry in which we operate, which we have to comply/ follow. In case of a failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals our business may be affected. |
| Feb 25, 2010 | Adjudication Order against Shri Vikas Sheth in the matter of Adam Comsof Ltd | contravention of the provisions of the Act or the rules or the regulations made thereunder; (c) employ any device, scheme or artifice to defraud in connection |
| Feb 25, 2010 | Adjudication Order against Shri Umesh Khariwala in the matter of Adam Comsof Ltd | contravention of the provisions of the Act or the rules or the regulations made thereunder; (c) employ any device, scheme or artifice to defraud in connection |
| Feb 25, 2010 | Adjudication Order against Shri Raja Yadav in the matter of Adam Comsof Ltd | contravention of the provisions of the Act or the rules or the regulations made thereunder; (c) employ any device, scheme or artifice to defraud in connection |
| Feb 26, 2010 | Syncom Healthcare Limited | 3. Banks who are registered with SEBI as Bankers to issue in terms of SEBI (Bankers to an Issue) Regulations, 1994 and are desirous of participating as Self Certificate Syndicate Bank (SCSB ) in ASBA Phase II, are advised to (i) undertake the necessary modifications in their system as per the |
| Feb 26, 2010 | ARSS Infrastructure Projects Limited | (g) To approve a suitable policy on insider trading as required under applicable laws, regulations and guidelines and to approve any other corporate governance requirement that may be considered necessary by the Board or the IPO Committee or as may be required under applicable laws, regulations or guidelines in connection with the Issue; |
| Mar 02, 2010 | DQ Entertainment (International) Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| Mar 02, 2010 | DQ Entertainment (International) Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| Mar 02, 2010 | DQ Entertainment (International) Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| Mar 02, 2010 | DQ Entertainment (International) Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| Mar 11, 2010 | Pradip Overseas Limited | KEY INDUSTRY REGULATIONS AND POLICIES The Government of India has over the years formulated various regulations, policies and schemes for textile industry in India in order to encourage upgradation of textile sector and to give a fillip to exports of textile products. We are engaged in the business of manufacturing of Home Linen Products. We are required to obtain licenses and approvals, depending upon the prevailing laws and regulations applicable at the central level/in the relevant states and/or local governing bodies. For details of our material licenses and approvals, please refer chapter titled “Government and Other Statutory Approvals” beginning on page 199 of the Red Herring |
| Mar 15, 2010 | Circular for Mutual Funds | collect any additional management fees referred to in Regulation 52(3) of SEBI Mutual Funds Regulation, 1996. Necessary amendments to Regulation 52 will be notified in due course. |
| Mar 15, 2010 | Circular for Mutual Funds | collect any additional management fees referred to in Regulation 52(3) of SEBI Mutual Funds Regulation, 1996. Necessary amendments to Regulation 52 will be notified in due course. |
| Mar 17, 2010 | Master Circular on Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any Segment of Stock Exchanges and Clearing Corporations) | necessarsaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately, if the same has not |
| Mar 17, 2010 | Master Circular on Oversight of Members (Stock Brokers/Trading Members/Clearing Members of any Segment of Stock Exchanges and Clearing Corporations) | necessarsaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately, if the same has not |
| Mar 18, 2010 | Andhra Paper Mills Ltd | prescribed in the Listing Agreements, our Company will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. As such, other than meeting the requirements indicated in the |
| Mar 23, 2010 | Adjudication order against Million Investrade Ltd. in the matter of Adam Comsof Ltd | disclosure regarding the same was made to ACL and to the BSE as required under regulations 7(1) & (2) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulationssary disclosures to ACL and to the BSE, it can be concluded that violations of Regulations 7 (1) & 7 (2) of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 is established against the noticee . The text of the said provisions is as |
| Mar 25, 2010 | DQ Entertainment International Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| Mar 25, 2010 | DQ Entertainment International Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| Mar 25, 2010 | DQ Entertainment International Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| Mar 25, 2010 | DQ Entertainment International Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| Mar 31, 2010 | Clarification on dealings between a client and a stock broker | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one another to achieve uniformity in approach. |
| Apr 01, 2010 | Jyoti Structures Limited | will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. |
| Apr 01, 2010 | Jyoti Structures Limited | will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. |
| Apr 01, 2010 | Krypton Industries Limited | Rs.15000/- p.a. Company's Contribution towards Provident Fund : As per rules and regulations of the Company. Company's Contribution towards superannuation fund and Annuity Fund : As per the rules and regulation of the Company. Gratuity payable : As per gratuity scheme of the company payable at the end |
| Apr 06, 2010 | Master Circular on Allotment of codes to Stock Exchanges, Subsidiary management by Stock Exchanges, Governance of recognised Stock Exchanges and Arbitration in recognised Stock Exchanges | subsidiaries have to make the necessary provisions in their rules, regulations and the byelaws to provide for the above requirement. |
| Apr 20, 2010 | SJVN Limited | dollar and the Rupee. Our capital expenditures are generally subject to the receipt of necessary approvals from the Government and state governments. For details on regulations governing us please see section titled “Regulations and Policies in India” on page 87. |
| Apr 23, 2010 | Nitesh Estates Limited | third anniversary of the closing date being January 10, 2010 and expires after a period of 30 days thereof, that is, February 9, 2010. However, in light of the fact that SEBI Regulations mandate that the capital structure of the Company and the list of the shareholder are finalised prior to the date of filing of the Draft Red Herring Prospectus, |
| Apr 23, 2010 | Nitesh Estates Limited | third anniversary of the closing date being January 10, 2010 and expires after a period of 30 days thereof, that is, February 9, 2010. However, in light of the fact that SEBI Regulations mandate that the capital structure of the Company and the list of the shareholder are finalised prior to the date of filing of the Draft Red Herring Prospectus, |
| Apr 23, 2010 | Nitesh Estates Limited | third anniversary of the closing date being January 10, 2010 and expires after a period of 30 days thereof, that is, February 9, 2010. However, in light of the fact that SEBI Regulations mandate that the capital structure of the Company and the list of the shareholder are finalised prior to the date of filing of the Draft Red Herring Prospectus, |
| Apr 23, 2010 | Nitesh Estates Limited | third anniversary of the closing date being January 10, 2010 and expires after a period of 30 days thereof, that is, February 9, 2010. However, in light of the fact that SEBI Regulations mandate that the capital structure of the Company and the list of the shareholder are finalised prior to the date of filing of the Draft Red Herring Prospectus, |
| Apr 23, 2010 | Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant | b) make necessaramendments to the relevant bye-laws, rules and regulations for |
| Apr 23, 2010 | Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant | b) make necessaramendments to the relevant bye-laws, rules and regulations for |
| Apr 26, 2010 | Guidelines for market makers on Small and Medium Enterprise (SME) exchange/separate platform of existing exchange having nation wide terminal | referred to as the ‘Exchange/ SME Exchange’). In order to operationalise the said framework, necessary changes have been made to applicable Regulations, circulars etc. As per the framework, market making has been made mandatory in |
| Apr 28, 2010 | Jaypee Infratech Limited | Approving any corporate governance requirement that may be considered necessary by the Board or the IPO Committee or as may be required under applicable laws, regulations or guidelines in connection with the Issue; |
| Apr 28, 2010 | Jaypee Infratech Limited | Approving any corporate governance requirement that may be considered necessary by the Board or the IPO Committee or as may be required under applicable laws, regulations or guidelines in connection with the Issue; |
| Apr 28, 2010 | Jaypee Infratech Limited | Approving any corporate governance requirement that may be considered necessary by the Board or the IPO Committee or as may be required under applicable laws, regulations or guidelines in connection with the Issue; |
| Apr 28, 2010 | Margining of institutional trades in the cash market | a. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Apr 28, 2010 | Margining of institutional trades in the cash market | a. make necessaramendments to the relevant bye-laws, rules and regulations for |
| May 06, 2010 | Automotive Stampings and Assemblies Limited | That he / she is an ASBA Investor as per the SEBI ICDR Regulations and That he / she has authorized the SCSBs to do all acts as are necessary to make an application in |
| May 11, 2010 | SJVN Limited | dollar and the Rupee. Our capital expenditures are generally subject to the receipt of necessary approvals from the Government and state governments. For details on regulations governing us please see section titled “Regulations and Policies in India” on page 87. |
| May 12, 2010 | Trent Limited | In accordance with the current regulations, the following restrictions are applicable for investment by FIIs under the portfolio investment scheme: |
| May 13, 2010 | Report of Committee on Review of Eligibility Norms (CORE) | C) In terms of FII and Mutual fund regulations, these entities necessarily need to appoint a SEBI registered custodian for their activities in India. It |
| May 13, 2010 | Report of Committee on Review of Eligibility Norms (CORE) | C) In terms of FII and Mutual fund regulations, these entities necessarily need to appoint a SEBI registered custodian for their activities in India. It |
| May 13, 2010 | Report of Committee on Review of Eligibility Norms (CORE) | C) In terms of FII and Mutual fund regulations, these entities necessarily need to appoint a SEBI registered custodian for their activities in India. It |
| May 13, 2010 | Report of Committee on Review of Eligibility Norms (CORE) | C) In terms of FII and Mutual fund regulations, these entities necessarily need to appoint a SEBI registered custodian for their activities in India. It |
| May 17, 2010 | Standard Chartered PLC | us by the Company and to the best of our knowledge, we believe that the Company has complied with necessary and applicable securities market regulations in jurisdictions of incorporation and |
| May 17, 2010 | Standard Chartered PLC | us by the Company and to the best of our knowledge, we believe that the Company has complied with necessary and applicable securities market regulations in jurisdictions of incorporation and |
| May 18, 2010 | Setting up of a Stock exchange/ a trading platform by a recognized stock exchange having nationwide trading terminals for SME | securities issued by the SMEs, necessarSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009, SEBI (Merchant Bankers) Regulations, 1992, SEBI (Foreign |
| May 18, 2010 | Setting up of a Stock exchange/ a trading platform by a recognized stock exchange having nationwide trading terminals for SME | securities issued by the SMEs, necessarSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009, SEBI (Merchant Bankers) Regulations, 1992, SEBI (Foreign |
| May 19, 2010 | Geodesic Limited - Buyback Public Announcement | 77A,77AA, 77B and all other applicable provisions, if any, of the Companies Act, 1956 (the Act) and the provisions contained in the SEBI (Buy Back of Securities) Regulationssary and subject to such conditions and modifications as may be prescribed |
| May 19, 2010 | Geodesic Limited - Buyback Public Announcement | 77A,77AA, 77B and all other applicable provisions, if any, of the Companies Act, 1956 (the Act) and the provisions contained in the SEBI (Buy Back of Securities) Regulationssary and subject to such conditions and modifications as may be prescribed |
| May 31, 2010 | Adjudication Order against Smt. Parul Shah in the matter of Wellworth Overseas Ltd | exchange, any manipulative or deceptive device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or issue of securities which are listed or |
| May 31, 2010 | Adjudication Order against Shri Nilesh Bhuta in the matter of Wellworth Overseas Ltd | exchange, any manipulative or deceptive device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or issue of securities which are listed or |
| May 31, 2010 | Adjudication Order agaisnt Shri krishan Agarwal in the matter of Wellworth Overseas Ltd | exchange, any manipulative or deceptive device or contrivance in contravention of the provisions of the Act or the rules or the regulations made there under; (c) employ any device, scheme or artifice to defraud in connection with dealing in or issue of securities which are listed or |
| Jun 08, 2010 | Adjudication order in respect of Softrak Venture Investment Ltd. | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, |
| Jun 08, 2010 | Adjudication order in respect of Softrak Technology Exports Ltd. | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jun 11, 2010 | Parabolic Drugs Limited | necessary changes in this Red Herring Prospectus and the Bid cum Application Form as would be required under the ICDR Regulations and other applicable laws, for filing the Prospectus with the RoC and as would be required by SEBI and/or the RoC after such filing, without prior or subsequent notice of such changes to the |
| Jun 24, 2010 | Adjudication order in respect of Gujarat Texspin Ltd | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jun 24, 2010 | Adjudication order in respect of Biowin Pharma (India) Ltd. | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jun 24, 2010 | Adjudication order in respect of Kunal Overseas Ltd | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jun 24, 2010 | Adjudication order in respect of Nexus Software Ltd. | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jun 24, 2010 | Adjudication Order in respect of Iccon Oil and Specialities Limited | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jun 24, 2010 | Adjudication order in respect of Chicago Software Industries Ltd | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jun 25, 2010 | Adjudication order in respect of Bharat Commerce & Industries Ltd. | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jun 25, 2010 | Adjudication order in respect of Gleitlager (India) Ltd. | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jun 25, 2010 | Adjudication order in respect of Duck Tarpaulins Ltd | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jun 25, 2010 | Adjudication order in respect of Datapro Information Technology Ltd | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jul 07, 2010 | Panacea Biotec Limited - Public Announcement | back”) in accordance with the above said provisions of the Act and the provisions contained in the Buy Back Regulations, (including any statutory modification(s) or re-enactment of the Act or Buy-Back Regulations, for the time being in force) and such other approvals, permissions and sanctions as may be necessary and subject to such conditions and modifications as may be prescribed or imposed while |
| Jul 07, 2010 | Panacea Biotec Limited - Public Announcement | back”) in accordance with the above said provisions of the Act and the provisions contained in the Buy Back Regulations, (including any statutory modification(s) or re-enactment of the Act or Buy-Back Regulations, for the time being in force) and such other approvals, permissions and sanctions as may be necessary and subject to such conditions and modifications as may be prescribed or imposed while |
| Jul 08, 2010 | Adjudication Order in respect of Penta Biotech Limited | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jul 09, 2010 | Adjudication Order in respect of Rane Computers Consultancy Limited | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Jul 13, 2010 | Applications Supported by Blocked Amount (ASBA) facility in public issues | 1) I/ We hereby undertake that, I/ we have read the instructions contained in this Bid cum Application Form and Red Herring Prospectus and I am/ we are an eligible ASBA bidder(s) as per the applicable provisions of the SEBI (Issue of Capital and Disclosure Requirement) Regulation, 2009. 2) In accordance with provisions of ASBA in the SEBI ICDR Regulations, 2009 and as disclosed in the Red Herring Prospectus, I/We authorize (a) the SCSB to do all acts as are necessary to make an application in the Issue, including uploading of bid, blocking the |
| Jul 15, 2010 | Rights Issue of KMC Speciality Hospitals (India) Limited | the Company will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. |
| Jul 15, 2010 | Rights Issue of KMC Speciality Hospitals (India) Limited | the Company will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. |
| Jul 19, 2010 | Report of the Takeover Regulations Advisory Committee | exemption under sub-regulation (1) may, if considered necessary, be referred to make |
| Jul 19, 2010 | Report of the Takeover Regulations Advisory Committee | exemption under sub-regulation (1) may, if considered necessary, be referred to make |
| Jul 19, 2010 | Report of the Takeover Regulations Advisory Committee | exemption under sub-regulation (1) may, if considered necessary, be referred to make |
| Jul 20, 2010 | Hindustan Media Ventures Limited | deemed to have authorised our Company to make the necessary changes in the Red Herring Prospectus and the Bid cum Application Form as would be required under the ICDR Regulations and other applicable laws, for filing the Prospectus with the RoC and as would be required by SEBI and/or |
| Jul 23, 2010 | Market Access through Authorised Persons | 3. The stock exchanges are advised to make necessaramendments to the bye-laws, rules and regulations to implement the framework for market access through authorized persons. |
| Jul 28, 2010 | Birla Sun Life FTP - Series CE to Series CK | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Jul 28, 2010 | Birla Sun Life FTP - Series CE to Series CK | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Jul 28, 2010 | Birla Sun Life FTP - Series CE to Series CK | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Jul 28, 2010 | Birla Sun Life FTP - Series CE to Series CK | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Jul 28, 2010 | Birla Sun Life FTP - Series CE to Series CK | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Jul 28, 2010 | Birla Sun Life FTP - Series CE to Series CK | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Jul 28, 2010 | Birla Sun Life FTP - Series CE to Series CK | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Jul 28, 2010 | Birla Sun Life FTP - Series CE to Series CK | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Jul 28, 2010 | Birla Sun Life FTP - Series CE to Series CK | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Jul 28, 2010 | Principal Pnb FMP - 182 Days - Series II | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 28, 2010 | Principal Pnb FMP - 182 Days - Series II | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 28, 2010 | Principal Pnb FMP - 182 Days - Series II | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 28, 2010 | Principal Pnb FMP - 182 Days - Series II | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 28, 2010 | Principal Pnb FMP - 182 Days - Series II | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 28, 2010 | Principal Pnb FMP - 182 Days - Series I | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 28, 2010 | Principal Pnb FMP - 182 Days - Series I | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 28, 2010 | Principal Pnb FMP - 182 Days - Series I | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 28, 2010 | Principal Pnb FMP - 182 Days - Series I | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 28, 2010 | Principal Pnb FMP - 182 Days - Series I | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata FMP Series 28 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata FMP Series 28 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata FMP Series 28 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata FMP Series 28 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata FMP Series 28 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata FMP Series 28 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata FMP Series 28 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata FMP Series 28 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata Natural Resources Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata FMP Series 28 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata FMP Series 28 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata FMP Series 28 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Tata FMP Series 28 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 28, 2010 | Principal Pnb FMP - 182 Days - Series II | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 28, 2010 | Principal Pnb FMP - 182 Days - Series I | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 29, 2010 | Principal Pnb FMP - 367 Days - Series II | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 29, 2010 | Principal Pnb FMP - 367 Days - Series II | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 29, 2010 | Principal Pnb FMP - 367 Days - Series II | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 29, 2010 | Principal Pnb FMP - 367 Days - Series II | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 29, 2010 | Principal Pnb FMP - 367 Days - Series 1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 29, 2010 | Principal Pnb FMP - 367 Days - Series 1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 29, 2010 | Principal Pnb FMP - 367 Days - Series 1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 29, 2010 | Principal Pnb FMP - 367 Days - Series 1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 29, 2010 | Principal Pnb FMP - 367 Days - Series II | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 29, 2010 | Principal Pnb FMP - 367 Days - Series 1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 30, 2010 | Prakash Steelage Limited | press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jul 30, 2010 | Prakash Steelage Limited | press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jul 30, 2010 | Prakash Steelage Limited | press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jul 30, 2010 | Prakash Steelage Limited | press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Jul 30, 2010 | Adjudication Order in respect of Synthetics and Chemicals Limited | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 03, 2010 | Franklin Templeton Fixed Tenure Fund - Series XV | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series 1 | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series 1 | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series 1 | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series 1 | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series 1 | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series II | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series II | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series II | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series II | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series II | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series III | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series III | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series III | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series III | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 04, 2010 | Kotak Hybrid Fixed Term Plan - Series III | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 05, 2010 | Adjudication Order in respect of Solid Carbide Tools Limited | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Aug 05, 2010 | Adjudication order in respect of Solid Carbide Tools Ltd. | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Aug 06, 2010 | Adjudication order in respect of Trillenium Technologies Ltd. | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Aug 06, 2010 | Adjudication Order in respect of Ventron Polymers Limited | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Aug 06, 2010 | Amendment to SEBI MF Regulations, 1996 | 3. Fund of Fund schemes, existing as on July 29, 2010, shall, with the approval of trustees, adopt either of the total expense structures laid out in Regulation 52(6)(a) and change the total expense structure after giving the unitholders an option to exit in accordance with Regulation 18(15A). |
| Aug 06, 2010 | Amendment to SEBI MF Regulations, 1996 | 3. Fund of Fund schemes, existing as on July 29, 2010, shall, with the approval of trustees, adopt either of the total expense structures laid out in Regulation 52(6)(a) and change the total expense structure after giving the unitholders an option to exit in accordance with Regulation 18(15A). |
| Aug 12, 2010 | IDFC Retirement Fund | In accordance with the Regulations, if the scheme fails to collect the minimum subscription amount as specified above, the Fund shall be liable to refund the money to the applicants. |
| Aug 12, 2010 | IDFC Retirement Fund | In accordance with the Regulations, if the scheme fails to collect the minimum subscription amount as specified above, the Fund shall be liable to refund the money to the applicants. |
| Aug 12, 2010 | IDFC Retirement Fund | In accordance with the Regulations, if the scheme fails to collect the minimum subscription amount as specified above, the Fund shall be liable to refund the money to the applicants. |
| Aug 12, 2010 | IDFC Retirement Fund | In accordance with the Regulations, if the scheme fails to collect the minimum subscription amount as specified above, the Fund shall be liable to refund the money to the applicants. |
| Aug 12, 2010 | IDFC Retirement Fund | In accordance with the Regulations, if the scheme fails to collect the minimum subscription amount as specified above, the Fund shall be liable to refund the money to the applicants. |
| Aug 12, 2010 | IDFC Retirement Fund | In accordance with the Regulations, if the scheme fails to collect the minimum subscription amount as specified above, the Fund shall be liable to refund the money to the applicants. |
| Aug 12, 2010 | IDFC Retirement Fund | In accordance with the Regulations, if the scheme fails to collect the minimum subscription amount as specified above, the Fund shall be liable to refund the money to the applicants. |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Fortis Fixed Term Fund - Series 19 A, B, C, D, E, F | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 12, 2010 | Fortis Fixed Term Fund - Series 19 A, B, C, D, E, F | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 12, 2010 | Fortis Fixed Term Fund - Series 19 A, B, C, D, E, F | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 12, 2010 | Fortis Fixed Term Fund - Series 19 A, B, C, D, E, F | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 12, 2010 | Religare Infrastructure Fund | INVESTMENT BY THE AMC IN THE SCHEME The AMC may invest in the Scheme on an ongoing basis subject to the SEBI (MF) RegulationsSEBI (MF) Regulationsschemes of the Mutual Fund. |
| Aug 12, 2010 | Religare Infrastructure Fund | INVESTMENT BY THE AMC IN THE SCHEME The AMC may invest in the Scheme on an ongoing basis subject to the SEBI (MF) RegulationsSEBI (MF) Regulationsschemes of the Mutual Fund. |
| Aug 12, 2010 | Religare Infrastructure Fund | INVESTMENT BY THE AMC IN THE SCHEME The AMC may invest in the Scheme on an ongoing basis subject to the SEBI (MF) RegulationsSEBI (MF) Regulationsschemes of the Mutual Fund. |
| Aug 12, 2010 | Baroda Pioneer Sector Focus Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Aug 12, 2010 | Baroda Pioneer Sector Focus Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Dual Advantage Fixed Teure Fund I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Reliance Interval Fund II - Fortnightly | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Aug 12, 2010 | Fortis Fixed Term Fund - Series 19 A, B, C, D, E, F | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 12, 2010 | Religare Infrastructure Fund | INVESTMENT BY THE AMC IN THE SCHEME The AMC may invest in the Scheme on an ongoing basis subject to the SEBI (MF) RegulationsSEBI (MF) Regulationsschemes of the Mutual Fund. |
| Aug 13, 2010 | Kotak Dynamic Bond Fund | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 13, 2010 | Kotak Dynamic Bond Fund | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 13, 2010 | Kotak Dynamic Bond Fund | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 13, 2010 | Kotak Dynamic Bond Fund | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 13, 2010 | Kotak Dynamic Bond Fund | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 13, 2010 | Kotak Dynamic Bond Fund | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 13, 2010 | Kotak Dynamic Bond Fund | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 13, 2010 | Kotak Dynamic Bond Fund | Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 13, 2010 | Fortis Fixed Term Fund - Series 17 D | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 13, 2010 | Fortis Fixed Term Fund - Series 17 D | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 13, 2010 | Fortis Fixed Term Fund - Series 17 D | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 13, 2010 | Fortis Fixed Term Fund - Series 17 D | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 13, 2010 | Fortis Fixed Term Fund - Series 17 D | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | HDFC FMP - Series XVI | 14. Other schemeSEBI (MF) Regulations; |
| Aug 17, 2010 | HDFC FMP - Series XVI | 14. Other schemeSEBI (MF) Regulations; |
| Aug 17, 2010 | HDFC FMP - Series XVI | 14. Other schemeSEBI (MF) Regulations; |
| Aug 17, 2010 | HDFC FMP - Series XVI | 14. Other schemeSEBI (MF) Regulations; |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | Reliance Fixed Horizon Bond Fund | of the respective schemeSEBI (Mutual Funds) RegulationsSEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009. SCSB is a bank which is recognized as a bank capable of providing ASBA services to its customers. Names of |
| Aug 17, 2010 | HDFC FMP - Series XVI | 14. Other schemeSEBI (MF) Regulations; |
| Aug 17, 2010 | HDFC FMP - Series XVI | 14. Other schemeSEBI (MF) Regulations; |
| Aug 18, 2010 | Transferability of Mutual Fund units | 1. Regulation 37(1) of SEBI (Mutual Fund) Regulations, 1996 states that “a unit unless otherwise restricted or prohibited under the scheme, shall be freely transferable by act of parties or by operation of law.”The spirit and intention of this regulation is not to prohibit transferability of units as a general rule or practice. However, it is noticed that mutual fund |
| Aug 18, 2010 | Consolidated Securities Limited - Buyback Offer | of Sections 77A, 77AA, 77B and other applicable provisions of the Act read with Article 6A of the Articles of Association of the Company and the Buy-back Regulations, subject to approval(s) as may be necessary, from time to time from Statutory Authorities including but not limited to Securities and Exchange Board of India, Stock Exchanges, Reserve |
| Aug 18, 2010 | Pramerica Residual Maturity Fund -Series 1, 2 , 3 | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 18, 2010 | Pramerica Residual Maturity Fund -Series 1, 2 , 3 | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 18, 2010 | Pramerica Residual Maturity Fund -Series 1, 2 , 3 | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 20, 2010 | Arrow Coated Products Limited | In the application, the ASBA Investor shall, inter alia, give the following confirmations/declarations: a) That he / she is an ASBA Investor as per the SEBI ICDR Regulations and b) That he / she has authorized the SCSBs to do all acts as are necessary to make an application in the |
| Aug 25, 2010 | L and T FMP - II | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Aug 25, 2010 | L and T FMP - II | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Aug 25, 2010 | L and T FMP - II | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Aug 25, 2010 | L and T FMP - II | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Aug 25, 2010 | L and T FMP - II | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Aug 25, 2010 | L and T FMP - II | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Aug 25, 2010 | L and T FMP - II | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Aug 25, 2010 | L and T FMP - II | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Aug 26, 2010 | Peerless MF Child Plan | Scheme may also invest in units of debt and liquid mutual fund schemeSEBI (Mutual Fund) Regulationsschemes of the Mutual Fund or any other mutual fund |
| Aug 26, 2010 | Peerless MF Child Plan | Scheme may also invest in units of debt and liquid mutual fund schemeSEBI (Mutual Fund) Regulationsschemes of the Mutual Fund or any other mutual fund |
| Aug 26, 2010 | Annual Report 2009-2010 | and wind up the schemes in accordance with SEBI CIS Regulations. The Hon’ble SAT observed that the company had not made |
| Aug 26, 2010 | Annual Report 2009-2010 | and wind up the schemes in accordance with SEBI CIS Regulations. The Hon’ble SAT observed that the company had not made |
| Aug 26, 2010 | Annual Report 2009-2010 | and wind up the schemes in accordance with SEBI CIS Regulations. The Hon’ble SAT observed that the company had not made |
| Aug 26, 2010 | Annual Report 2009-2010 | and wind up the schemes in accordance with SEBI CIS Regulations. The Hon’ble SAT observed that the company had not made |
| Aug 26, 2010 | Annual Report 2009-2010 | and wind up the schemes in accordance with SEBI CIS Regulations. The Hon’ble SAT observed that the company had not made |
| Aug 26, 2010 | Annual Report 2009-2010 | and wind up the schemes in accordance with SEBI CIS Regulations. The Hon’ble SAT observed that the company had not made |
| Aug 26, 2010 | Peerless MF Child Plan | Scheme may also invest in units of debt and liquid mutual fund schemeSEBI (Mutual Fund) Regulationsschemes of the Mutual Fund or any other mutual fund |
| Aug 27, 2010 | M/s Rajendra Seclease Ltd. (formerly known as Vipul Finport & Lease Ltd.) in the matter of Sai Info Ltd. | have noted the submission of the Noticee that taking into consideration the provisions of regulation 3(1) (j) (ii) of SAST Regulations and the fact that the transfer of shares were consequent to the merger duly approved by Hon’ble court, Noticee was of the view that regulation 7(1) read with regulation 7(2) of SAST Regulations are not applicable and henceforth failed to make the requisite disclosure. Upon perusal of the provisions of regulation 3(1) (j) (ii) of SAST Regulations, I find that it provides exemption from regulations 10, 11 and 12 of SAST Regulations in case of acquisition of shares pursuant to a scheme of arrangement or reconstruction including amalgamation or merger or demerger under any law of regulation, Indian or foreign. The exemption given under regulation 3(1) specifically states that “Nothing contained in regulations 10, 11 and 12 of these regulations shall apply to (“a”)…..( “b”)…..(”j”)…..(l). Thus, regulation 3(1) provides the exemption from the applicability of regulation 10, 11 and 12 of SAST Regulations which deals with public announcement and not regulation 6, 7 and 8 of the SAST Regulations which deals with disclosure of acquisition of shares. Therefore, the provision of Chapter II i.e. Regulation 6, 7 and 8 of the SAST Regulations are required to be complied with even by a person who has got exemption under regulation 3(1) of SAST Regulations. In view of the above, the contention taken by the Noticee is not acceptable. |
| Aug 27, 2010 | Securities Trading using Wireless Technology | a) make necessaramendments to the relevant bye-laws, rules and regulations for the |
| Aug 27, 2010 | Birla Sun Life Nifty ETF | Units allotted under this scheme are transferable subject to the provisions of the Depositories Act, SEBI (Depository and Depository Participant) Regulations, 1996 and other applicable provisions. |
| Aug 27, 2010 | Birla Sun Life Nifty ETF | Units allotted under this scheme are transferable subject to the provisions of the Depositories Act, SEBI (Depository and Depository Participant) Regulations, 1996 and other applicable provisions. |
| Aug 27, 2010 | Birla Sun Life Nifty ETF | Units allotted under this scheme are transferable subject to the provisions of the Depositories Act, SEBI (Depository and Depository Participant) Regulations, 1996 and other applicable provisions. |
| Aug 27, 2010 | Birla Sun Life Nifty ETF | Units allotted under this scheme are transferable subject to the provisions of the Depositories Act, SEBI (Depository and Depository Participant) Regulations, 1996 and other applicable provisions. |
| Aug 27, 2010 | Birla Sun Life Nifty ETF | Units allotted under this scheme are transferable subject to the provisions of the Depositories Act, SEBI (Depository and Depository Participant) Regulations, 1996 and other applicable provisions. |
| Aug 27, 2010 | Birla Sun Life Nifty ETF | Units allotted under this scheme are transferable subject to the provisions of the Depositories Act, SEBI (Depository and Depository Participant) Regulations, 1996 and other applicable provisions. |
| Aug 27, 2010 | Securities Trading using Wireless Technology | a) make necessaramendments to the relevant bye-laws, rules and regulations for the |
| Aug 30, 2010 | IDFC FMP - 36 Mths - Series 3-4 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Aug 30, 2010 | IDFC FMP - 36 Mths - Series 3-4 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Aug 31, 2010 | Adjudication order in respect of Sunku Tools Ltd. | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Aug 31, 2010 | Adjudication order in respect of Vishwas Steels Ltd. | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Aug 31, 2010 | Arbitration Mechanism in Stock Exchanges | a. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately; |
| Aug 31, 2010 | Kotak FMP 370 Days - Series 8-10 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 31, 2010 | Kotak FMP 370 Days - Series 8-10 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 31, 2010 | Kotak FMP 370 Days - Series 8-10 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Aug 31, 2010 | Kotak FMP 370 Days - Series 8-10 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 01, 2010 | L and T MIP Advantage Fund | Apart from the Investment Restrictions prescribed under the Regulations, internal risk parameters for limiting exposure to a particular scheme may be prescribed from time to time to respond to the |
| Sep 01, 2010 | L and T MIP Advantage Fund | Apart from the Investment Restrictions prescribed under the Regulations, internal risk parameters for limiting exposure to a particular scheme may be prescribed from time to time to respond to the |
| Sep 01, 2010 | L and T MIP Advantage Fund | Apart from the Investment Restrictions prescribed under the Regulations, internal risk parameters for limiting exposure to a particular scheme may be prescribed from time to time to respond to the |
| Sep 01, 2010 | IDBI Monthly Income Plan | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Sep 01, 2010 | IDBI Monthly Income Plan | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Sep 01, 2010 | IDBI Monthly Income Plan | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Sep 01, 2010 | IDBI Monthly Income Plan | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Sep 01, 2010 | IDBI Monthly Income Plan | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Sep 01, 2010 | IDBI Monthly Income Plan | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Sep 01, 2010 | IDBI Monthly Income Plan | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Sep 01, 2010 | Birla Sun Life Infra ETF | Units allotted under this scheme are transferable subject to the provisions of the Depositories Act, SEBI (Depository and Depository Participant) Regulations, 1996 and other applicable provisions. |
| Sep 01, 2010 | Birla Sun Life Infra ETF | Units allotted under this scheme are transferable subject to the provisions of the Depositories Act, SEBI (Depository and Depository Participant) Regulations, 1996 and other applicable provisions. |
| Sep 01, 2010 | Birla Sun Life Infra ETF | Units allotted under this scheme are transferable subject to the provisions of the Depositories Act, SEBI (Depository and Depository Participant) Regulations, 1996 and other applicable provisions. |
| Sep 01, 2010 | Birla Sun Life Infra ETF | Units allotted under this scheme are transferable subject to the provisions of the Depositories Act, SEBI (Depository and Depository Participant) Regulations, 1996 and other applicable provisions. |
| Sep 01, 2010 | Birla Sun Life Infra ETF | Units allotted under this scheme are transferable subject to the provisions of the Depositories Act, SEBI (Depository and Depository Participant) Regulations, 1996 and other applicable provisions. |
| Sep 01, 2010 | Birla Sun Life Infra ETF | Units allotted under this scheme are transferable subject to the provisions of the Depositories Act, SEBI (Depository and Depository Participant) Regulations, 1996 and other applicable provisions. |
| Sep 01, 2010 | IDBI Monthly Income Plan | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Sep 01, 2010 | IDBI Monthly Income Plan | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Sep 01, 2010 | IDBI Monthly Income Plan | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Sep 01, 2010 | IDBI Monthly Income Plan | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Sep 01, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Sep 03, 2010 | Trading Rules and shareholding in dematerialized mode | • make necessaramendments to the relevant bye-laws, rules and regulations for the |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 78 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 78 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 78 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 78 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 78 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 76 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 76 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 76 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 76 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 76 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 77 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 77 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 77 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 77 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | DWS Fixed Term Fund - Series 77 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Sep 03, 2010 | Trading Rules and shareholding in dematerialized mode | • make necessaramendments to the relevant bye-laws, rules and regulations for the |
| Sep 06, 2010 | Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996 | make necessaramendments, if required, to the relevant bye- laws/rules and regulations/circulars for the implementation of the above decision immediately. |
| Sep 06, 2010 | Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996 | make necessaramendments, if required, to the relevant bye- laws/rules and regulations/circulars for the implementation of the above decision immediately. |
| Sep 07, 2010 | Taurus Quarterly Interval Fund - Series I | expenses of the Scheme, including the additional management fees, will, however, be limited to the ceilings as prescribed under Regulation 52(6) of the Regulations. In terms of Regulation 52(3) read with Para (f) of the Tenth Schedule of the Regulations, the AMC will not charge to the Scheme ongoing distribution expenses as long as additional management fees are charged to the schemeSEBI (MF) Regulations. |
| Sep 07, 2010 | Taurus Quarterly Interval Fund - Series I | expenses of the Scheme, including the additional management fees, will, however, be limited to the ceilings as prescribed under Regulation 52(6) of the Regulations. In terms of Regulation 52(3) read with Para (f) of the Tenth Schedule of the Regulations, the AMC will not charge to the Scheme ongoing distribution expenses as long as additional management fees are charged to the schemeSEBI (MF) Regulations. |
| Sep 07, 2010 | Taurus Quarterly Interval Fund - Series I | expenses of the Scheme, including the additional management fees, will, however, be limited to the ceilings as prescribed under Regulation 52(6) of the Regulations. In terms of Regulation 52(3) read with Para (f) of the Tenth Schedule of the Regulations, the AMC will not charge to the Scheme ongoing distribution expenses as long as additional management fees are charged to the schemeSEBI (MF) Regulations. |
| Sep 07, 2010 | Taurus Quarterly Interval Fund - Series I | expenses of the Scheme, including the additional management fees, will, however, be limited to the ceilings as prescribed under Regulation 52(6) of the Regulations. In terms of Regulation 52(3) read with Para (f) of the Tenth Schedule of the Regulations, the AMC will not charge to the Scheme ongoing distribution expenses as long as additional management fees are charged to the schemeSEBI (MF) Regulations. |
| Sep 07, 2010 | Taurus Monthly Interval Fund - Series 1 | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Sep 07, 2010 | Taurus Monthly Interval Fund - Series 1 | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Sep 07, 2010 | Taurus Monthly Interval Fund - Series 1 | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Sep 07, 2010 | Taurus Monthly Interval Fund - Series 1 | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Sep 07, 2010 | Taurus Monthly Interval Fund - Series 1 | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Sep 07, 2010 | Taurus Monthly Interval Fund - Series 1 | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Sep 07, 2010 | Taurus Monthly Interval Fund - Series 1 | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Sep 13, 2010 | Tirupati Inks Limited | In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any company provided that the limit of 10% shall not |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Series XXIV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Series XXIV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Series XXIV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Series XXIV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Series XXIV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Series XXIV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | L and T Double Advantage Fund | Apart from the Investment Restrictions prescribed under the Regulations, internal risk parameters for limiting exposure to a particular scheme may be prescribed from time to time to respond to the |
| Sep 13, 2010 | L and T Double Advantage Fund | Apart from the Investment Restrictions prescribed under the Regulations, internal risk parameters for limiting exposure to a particular scheme may be prescribed from time to time to respond to the |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Sereis XXV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Sereis XXV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Sereis XXV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Sereis XXV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Sereis XXV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Sereis XXV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Series XXIV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 13, 2010 | Principal PNB FMP - 91 days - Sereis XXV | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 14, 2010 | Fidelity India Childrens Plan | period of holding of Units. The Regulations provide that a CDSC may be charged only for a no-Load scheme and only for the first four years after |
| Sep 16, 2010 | Birla Sun Life Short Term FMP - Series 1 to 3 | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Sep 16, 2010 | Birla Sun Life Short Term FMP - Series 1 to 3 | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Sep 16, 2010 | Birla Sun Life Short Term FMP - Series 1 to 3 | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Sep 16, 2010 | Birla Sun Life Short Term FMP - Series 1 to 3 | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Sep 16, 2010 | Birla Sun Life Short Term FMP - Series 1 to 3 | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Sep 16, 2010 | Birla Sun Life Short Term FMP - Series 1 to 3 | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Sep 16, 2010 | Birla Sun Life Short Term FMP - Series 1 to 3 | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Sep 16, 2010 | Birla Sun Life Short Term FMP - Series 1 to 3 | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Sep 16, 2010 | Birla Sun Life Short Term FMP - Series 1 to 3 | a. SEBI has imposed a penalty of Rs. 75,000/- on Birla Sun Life Mutual Fund for non-compliance of disclosure requirements under Regulation 7(1) and (2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulationsschemes of Birla |
| Sep 17, 2010 | Orient Green Power Company Limited | Tariffs under our wind PPAs in India currently range from Rs. 2.70 to Rs. 5.00/kWh. In September 2009, the Central Electricity Regulatory Commission (CERC) announced new tariff regulations for renewable energy companies. These regulations provide for a system of feed-in tariffs for central sector renewable energy generating stations or generating stations with a composite scheme for sale of electricity from renewable energy sources to more than one state (the CERC Regulations). The CERC Regulations set tariff parameters for each type of renewable energy technology based on certain financial assumptions intended to generate a set rate of |
| Sep 17, 2010 | Orient Green Power Company Limited | Tariffs under our wind PPAs in India currently range from Rs. 2.70 to Rs. 5.00/kWh. In September 2009, the Central Electricity Regulatory Commission (CERC) announced new tariff regulations for renewable energy companies. These regulations provide for a system of feed-in tariffs for central sector renewable energy generating stations or generating stations with a composite scheme for sale of electricity from renewable energy sources to more than one state (the CERC Regulations). The CERC Regulations set tariff parameters for each type of renewable energy technology based on certain financial assumptions intended to generate a set rate of |
| Sep 17, 2010 | IDFC FMP - Quarterly Series 61, 62 and 63 and IDFC FMP - Half Yearly Series 12, 13 and 14 | corporate instruments. All necessarSEBI (Mutual Funds) Regulationsschemes investments in Securitized debt and the |
| Sep 17, 2010 | IDFC FMP - Quarterly Series 61, 62 and 63 and IDFC FMP - Half Yearly Series 12, 13 and 14 | corporate instruments. All necessarSEBI (Mutual Funds) Regulationsschemes investments in Securitized debt and the |
| Sep 17, 2010 | IDFC FMP - Quarterly Series 61, 62 and 63 and IDFC FMP - Half Yearly Series 12, 13 and 14 | corporate instruments. All necessarSEBI (Mutual Funds) Regulationsschemes investments in Securitized debt and the |
| Sep 17, 2010 | IDFC FMP - Quarterly Series 61, 62 and 63 and IDFC FMP - Half Yearly Series 12, 13 and 14 | corporate instruments. All necessarSEBI (Mutual Funds) Regulationsschemes investments in Securitized debt and the |
| Sep 17, 2010 | IDFC FMP - Quarterly Series 61, 62 and 63 and IDFC FMP - Half Yearly Series 12, 13 and 14 | corporate instruments. All necessarSEBI (Mutual Funds) Regulationsschemes investments in Securitized debt and the |
| Sep 20, 2010 | Electrosteel Steels Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| Sep 20, 2010 | Electrosteel Steels Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| Sep 20, 2010 | Electrosteel Steels Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| Sep 22, 2010 | Tonira Pharma Limited | • In the application, the ASBA Investor shall, inter alia, give the following confirmations/declarations: A) That he / she is an ASBA Investor as per the SEBI ICDR Regulations and B) That he / she has authorized the SCSBs to do all acts as are necessary to make an application in the Issue, upload his / |
| Sep 22, 2010 | Principal Pnb FMP - 367 Days - Series III | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 22, 2010 | Principal Pnb FMP - 367 Days - Series III | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 22, 2010 | Principal Pnb FMP - 367 Days - Series III | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 22, 2010 | Principal Pnb FMP - 367 Days - Series III | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 22, 2010 | Principal Pnb FMP - 367 Days - Series III | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 22, 2010 | Birla Sun Life T-20 Fund | assets of the schemeSEBI (MF) Regulations, 1996. The Scheme may use derivatives instruments such as Stock Index Futures, Options on indices or such |
| Sep 22, 2010 | Birla Sun Life T-20 Fund | assets of the schemeSEBI (MF) Regulations, 1996. The Scheme may use derivatives instruments such as Stock Index Futures, Options on indices or such |
| Sep 22, 2010 | Birla Sun Life T-20 Fund | assets of the schemeSEBI (MF) Regulations, 1996. The Scheme may use derivatives instruments such as Stock Index Futures, Options on indices or such |
| Sep 22, 2010 | Birla Sun Life T-20 Fund | assets of the schemeSEBI (MF) Regulations, 1996. The Scheme may use derivatives instruments such as Stock Index Futures, Options on indices or such |
| Sep 22, 2010 | Birla Sun Life T-20 Fund | assets of the schemeSEBI (MF) Regulations, 1996. The Scheme may use derivatives instruments such as Stock Index Futures, Options on indices or such |
| Sep 22, 2010 | Birla Sun Life T-20 Fund | assets of the schemeSEBI (MF) Regulations, 1996. The Scheme may use derivatives instruments such as Stock Index Futures, Options on indices or such |
| Sep 22, 2010 | Birla Sun Life T-20 Fund | assets of the schemeSEBI (MF) Regulations, 1996. The Scheme may use derivatives instruments such as Stock Index Futures, Options on indices or such |
| Sep 22, 2010 | Birla Sun Life T-20 Fund | assets of the schemeSEBI (MF) Regulations, 1996. The Scheme may use derivatives instruments such as Stock Index Futures, Options on indices or such |
| Sep 22, 2010 | Birla Sun Life T-20 Fund | assets of the schemeSEBI (MF) Regulations, 1996. The Scheme may use derivatives instruments such as Stock Index Futures, Options on indices or such |
| Sep 22, 2010 | Birla Sun Life T-20 Fund | assets of the schemeSEBI (MF) Regulations, 1996. The Scheme may use derivatives instruments such as Stock Index Futures, Options on indices or such |
| Sep 22, 2010 | Birla Sun Life T-20 Fund | assets of the schemeSEBI (MF) Regulations, 1996. The Scheme may use derivatives instruments such as Stock Index Futures, Options on indices or such |
| Sep 22, 2010 | Birla Sun Life T-20 Fund | assets of the schemeSEBI (MF) Regulations, 1996. The Scheme may use derivatives instruments such as Stock Index Futures, Options on indices or such |
| Sep 22, 2010 | Principal Pnb FMP - 367 Days - Series III | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 24, 2010 | HDFC FMP - Series XVII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Sep 24, 2010 | HDFC FMP - Series XVII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Sep 24, 2010 | HDFC FMP - Series XVII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Sep 24, 2010 | HDFC FMP - Series XVII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Sep 24, 2010 | Sundaram BNP Paribas Fixed Term Plan AT - AY | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Sep 24, 2010 | Sundaram BNP Paribas Fixed Term Plan AT - AY | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Sep 24, 2010 | Sundaram BNP Paribas Fixed Term Plan AT - AY | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Sep 24, 2010 | Sundaram BNP Paribas Fixed Term Plan AT - AY | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Sep 24, 2010 | Sundaram BNP Paribas Fixed Term Plan AT - AY | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Sep 24, 2010 | Sundaram BNP Paribas Fixed Term Plan AT - AY | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Sep 24, 2010 | Sundaram BNP Paribas Fixed Term Plan AT - AY | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Sep 24, 2010 | Sundaram BNP Paribas Fixed Term Plan AT - AY | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Sep 24, 2010 | Sundaram BNP Paribas Fixed Term Plan AT - AY | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Sep 24, 2010 | Sundaram BNP Paribas Fixed Term Plan AT - AY | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Sep 24, 2010 | Fortis Fixed Term Fund - Series 20 A, B, C | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 24, 2010 | Fortis Fixed Term Fund - Series 20 A, B, C | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 24, 2010 | Fortis Fixed Term Fund - Series 20 A, B, C | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 24, 2010 | Fortis Fixed Term Fund - Series 20 A, B, C | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 24, 2010 | HDFC FMP - Series XVII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Sep 24, 2010 | HDFC FMP - Series XVII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Sep 24, 2010 | HDFC FMP - Series XVII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Sep 24, 2010 | Fortis Fixed Term Fund - Series 20 A, B, C | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 27, 2010 | Bedmutha Industries Limited | As per the current regulations, the following restrictions are applicable for investments by Mutual Funds: No Mutual Fund scheme shall invest more than 10% of its net asset value in equity shares or equity related |
| Sep 27, 2010 | Sea TV Network Limited | necessary changes in this Red Herring Prospectus and the Bid cum Application Form as would be required under the ICDR Regulations and other applicable laws, for filing the Prospectus with the RoC and as would be |
| Sep 27, 2010 | Ankit Metal and Power Limited | Company will take such as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. |
| Sep 27, 2010 | Kotak FMP - 15M Series 6 and 7, Kotak FMP - 18M Series 6 and 7 and Kotak FMP - 24M Series 4 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Sep 27, 2010 | Kotak FMP - 15M Series 6 and 7, Kotak FMP - 18M Series 6 and 7 and Kotak FMP - 24M Series 4 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Sep 27, 2010 | Kotak FMP - 15M Series 6 and 7, Kotak FMP - 18M Series 6 and 7 and Kotak FMP - 24M Series 4 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Sep 27, 2010 | Kotak FMP - 15M Series 6 and 7, Kotak FMP - 18M Series 6 and 7 and Kotak FMP - 24M Series 4 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Sep 27, 2010 | DWS Hybrid Fixed Term Fund - Series 2 and 3 | The Regulations require that every close-end scheme be mandatorily listed on a recognised |
| Sep 27, 2010 | DWS Hybrid Fixed Term Fund - Series 2 and 3 | The Regulations require that every close-end scheme be mandatorily listed on a recognised |
| Sep 27, 2010 | DWS Hybrid Fixed Term Fund - Series 2 and 3 | The Regulations require that every close-end scheme be mandatorily listed on a recognised |
| Sep 27, 2010 | DWS Hybrid Fixed Term Fund - Series 2 and 3 | The Regulations require that every close-end scheme be mandatorily listed on a recognised |
| Sep 27, 2010 | Principal Pnb FMP - 540 Days - Series V | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 27, 2010 | Principal Pnb FMP - 540 Days - Series V | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 27, 2010 | Principal Pnb FMP - 540 Days - Series V | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 27, 2010 | Principal Pnb FMP - 540 Days - Series V | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 27, 2010 | Principal Pnb FMP - 540 Days - Series V | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 27, 2010 | Principal Pnb FMP - 540 Days - Series V | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Oct 01, 2010 | EIH Limited | We are subject to a number of environmental regulations, and our environmental management policy requires compliance with applicable local, state and central laws and regulations concerning environmental protection and related matters. We believe that we have obtained all necessary environmental certificates and consents |
| Oct 04, 2010 | Axis Fixed Term Plan - Series 11-13 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 04, 2010 | Axis Fixed Term Plan - Series 11-13 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 04, 2010 | Axis Fixed Term Plan - Series 11-13 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 04, 2010 | Axis Midcap Fund | the Regulations, and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Oct 04, 2010 | Axis Fixed Term Plan - Series 11-13 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 04, 2010 | Axis Fixed Term Plan - Series 11-13 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 06, 2010 | IDFC Small Cap Equity Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Oct 07, 2010 | Review of Securities Lending and Borrowing (SLB) Framework | a) make necessaramendments to the relevant bye-laws, rules and regulations for |
| Oct 07, 2010 | JM Fixed Maturity Fund - Series XIX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Oct 07, 2010 | JM Fixed Maturity Fund - Series XIX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Oct 07, 2010 | JM Fixed Maturity Fund - Series XIX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Oct 07, 2010 | JM Fixed Maturity Fund - Series XIX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Oct 07, 2010 | JM Fixed Maturity Fund - Series XIX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Oct 07, 2010 | JM Fixed Maturity Fund - Series XIX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Oct 07, 2010 | JM Fixed Maturity Fund - Series XIX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Oct 07, 2010 | Birla Sun Life Gold ETF | Units allotted under this schemeSEBI (Depositories and Participants) Regulations, 1996 and other applicable provisions. |
| Oct 07, 2010 | Birla Sun Life Gold ETF | Units allotted under this schemeSEBI (Depositories and Participants) Regulations, 1996 and other applicable provisions. |
| Oct 07, 2010 | Birla Sun Life Gold ETF | Units allotted under this schemeSEBI (Depositories and Participants) Regulations, 1996 and other applicable provisions. |
| Oct 07, 2010 | Birla Sun Life Gold ETF | Units allotted under this schemeSEBI (Depositories and Participants) Regulations, 1996 and other applicable provisions. |
| Oct 07, 2010 | Birla Sun Life Gold ETF | Units allotted under this schemeSEBI (Depositories and Participants) Regulations, 1996 and other applicable provisions. |
| Oct 07, 2010 | Birla Sun Life Gold ETF | Units allotted under this schemeSEBI (Depositories and Participants) Regulations, 1996 and other applicable provisions. |
| Oct 07, 2010 | Birla Sun Life Gold ETF | Units allotted under this schemeSEBI (Depositories and Participants) Regulations, 1996 and other applicable provisions. |
| Oct 07, 2010 | Birla Sun Life Gold ETF | Units allotted under this schemeSEBI (Depositories and Participants) Regulations, 1996 and other applicable provisions. |
| Oct 07, 2010 | Birla Sun Life Gold ETF | Units allotted under this schemeSEBI (Depositories and Participants) Regulations, 1996 and other applicable provisions. |
| Oct 07, 2010 | Birla Sun Life Gold ETF | Units allotted under this schemeSEBI (Depositories and Participants) Regulations, 1996 and other applicable provisions. |
| Oct 07, 2010 | Review of Securities Lending and Borrowing (SLB) Framework | a) make necessaramendments to the relevant bye-laws, rules and regulations for |
| Oct 13, 2010 | Prestige Estates Projects Limited | changes, as we may determine are necessary in light of various factors such as prevailing economic conditions, preferences of our customers and laws and regulations applicable to us from time to time. |
| Oct 13, 2010 | JP Morgan Global Natural Resources Equity Off-shore | together with the management fee and recurring expenses charged to the Scheme shall not exceed the total limits on expenses as prescribed under Regulation 52(6) of the SEBI Regulations as applicable to a Fund of Funds scheme. Regulation 52(6)(a)ii of the SEBI Regulations states that the total expenses of the Scheme excluding issue or Redemption expenses, whether initially borne by the Mutual Fund or by the AMC, but including the investment management and advisory |
| Oct 13, 2010 | JP Morgan Global Natural Resources Equity Off-shore | together with the management fee and recurring expenses charged to the Scheme shall not exceed the total limits on expenses as prescribed under Regulation 52(6) of the SEBI Regulations as applicable to a Fund of Funds scheme. Regulation 52(6)(a)ii of the SEBI Regulations states that the total expenses of the Scheme excluding issue or Redemption expenses, whether initially borne by the Mutual Fund or by the AMC, but including the investment management and advisory |
| Oct 13, 2010 | JP Morgan Global Natural Resources Equity Off-shore | together with the management fee and recurring expenses charged to the Scheme shall not exceed the total limits on expenses as prescribed under Regulation 52(6) of the SEBI Regulations as applicable to a Fund of Funds scheme. Regulation 52(6)(a)ii of the SEBI Regulations states that the total expenses of the Scheme excluding issue or Redemption expenses, whether initially borne by the Mutual Fund or by the AMC, but including the investment management and advisory |
| Oct 18, 2010 | DWS 3-in-1 Fund | The Scheme does not intend to enter into underwriting obligations. However, if the Scheme does enter into an underwriting agreement, it would do so after complying with the Regulations and with the requisite approval of the Board of the AMC / Trustee. This would not require change in the fundamental attributes of the schemeschemes unless full disclosure of its intention to invest has |
| Oct 18, 2010 | IDFC FMP - Yearly Series 35-36, 18 Months Series 8, 17 Months Series 3, 16 Months Series 3 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Oct 18, 2010 | IDFC FMP - Yearly Series 35-36, 18 Months Series 8, 17 Months Series 3, 16 Months Series 3 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Oct 18, 2010 | IDFC FMP - Yearly Series 35-36, 18 Months Series 8, 17 Months Series 3, 16 Months Series 3 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Oct 18, 2010 | DSP BlackRock FMP - 3M - Series 25-32 and 12 M Series 13-16 | The scheme of the Mutual Fund, subject to the conditions and limits prescribed in SEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Oct 18, 2010 | IDFC FMP - 100 Days Series 1, 2 and 3 and 200 Days Series 1, 2 and 3 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Oct 18, 2010 | IDFC FMP - 100 Days Series 1, 2 and 3 and 200 Days Series 1, 2 and 3 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Oct 18, 2010 | IDFC FMP - 100 Days Series 1, 2 and 3 and 200 Days Series 1, 2 and 3 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Oct 19, 2010 | Adjudication order in respect of Uniport Computers Ltd. | as on January 15, 2008, necessary cognizance of the non adherence of the mandate laid down in the Regulations is very much necessitated. Moreover, the Noticee did not bother to reply to the SCN and appear in person before |
| Oct 19, 2010 | ICICI Prudential FMP - Series 55 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Oct 19, 2010 | ICICI Prudential FMP - Series 55 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Oct 19, 2010 | ICICI Prudential FMP - Series 55 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Oct 19, 2010 | ICICI Prudential FMP - Series 55 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Oct 19, 2010 | ICICI Prudential FMP - Series 55 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Oct 19, 2010 | Oberoi Realty Limited | investment schemescheme, covered under notification FEMA No. |
| Oct 22, 2010 | Crisil Limited - Buyback | provisions of sections 77A of the Companies Act, 1956 (the ‘Act’) and the Securities and Exchange Board of India (buy back of securities) Regulations, 1998, as amended, and based on the information and explanations and representations given to us which were to the best of our knowledge and belief necessary for this purpose, we report that: |
| Oct 22, 2010 | Crisil Limited - Buyback | provisions of sections 77A of the Companies Act, 1956 (the ‘Act’) and the Securities and Exchange Board of India (buy back of securities) Regulations, 1998, as amended, and based on the information and explanations and representations given to us which were to the best of our knowledge and belief necessary for this purpose, we report that: |
| Oct 22, 2010 | Sundaram Money Opportunities Fund | or less than specified in the table. Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should |
| Oct 22, 2010 | Sundaram Money Opportunities Fund | or less than specified in the table. Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should |
| Oct 22, 2010 | Sundaram Money Opportunities Fund | or less than specified in the table. Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should |
| Oct 22, 2010 | Sundaram Money Opportunities Fund | or less than specified in the table. Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should |
| Oct 22, 2010 | Sundaram Money Opportunities Fund | or less than specified in the table. Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should |
| Oct 22, 2010 | Sundaram Money Opportunities Fund | or less than specified in the table. Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should |
| Oct 22, 2010 | Sundaram Money Opportunities Fund | or less than specified in the table. Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should |
| Oct 22, 2010 | Principal PNB FMP - 91 days - Series XXVI | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Oct 22, 2010 | Principal PNB FMP - 91 days - Series XXVI | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Oct 22, 2010 | Principal PNB FMP - 91 days - Series XXVI | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Oct 22, 2010 | Principal PNB FMP - 91 days - Series XXVI | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Oct 22, 2010 | Principal PNB FMP - 91 days - Series XXVI | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Oct 26, 2010 | Power Grid Corporation of India Limited | Bidding), the Bidder is deemed to have authorized our Company to make the necessary changes in the Bid cum Application Form as may be required under the SEBI Regulations and other applicable law, for filing the Prospectus with the RoC and as required by SEBI and/or the RoC after such filing, |
| Oct 26, 2010 | Power Grid Corporation of India Limited | Bidding), the Bidder is deemed to have authorized our Company to make the necessary changes in the Bid cum Application Form as may be required under the SEBI Regulations and other applicable law, for filing the Prospectus with the RoC and as required by SEBI and/or the RoC after such filing, |
| Oct 26, 2010 | Power Grid Corporation of India Limited | Bidding), the Bidder is deemed to have authorized our Company to make the necessary changes in the Bid cum Application Form as may be required under the SEBI Regulations and other applicable law, for filing the Prospectus with the RoC and as required by SEBI and/or the RoC after such filing, |
| Oct 26, 2010 | Power Grid Corporation of India Limited | Bidding), the Bidder is deemed to have authorized our Company to make the necessary changes in the Bid cum Application Form as may be required under the SEBI Regulations and other applicable law, for filing the Prospectus with the RoC and as required by SEBI and/or the RoC after such filing, |
| Oct 26, 2010 | Power Grid Corporation of India Limited | Bidding), the Bidder is deemed to have authorized our Company to make the necessary changes in the Bid cum Application Form as may be required under the SEBI Regulations and other applicable law, for filing the Prospectus with the RoC and as required by SEBI and/or the RoC after such filing, |
| Oct 26, 2010 | Power Grid Corporation of India Limited | Bidding), the Bidder is deemed to have authorized our Company to make the necessary changes in the Bid cum Application Form as may be required under the SEBI Regulations and other applicable law, for filing the Prospectus with the RoC and as required by SEBI and/or the RoC after such filing, |
| Oct 26, 2010 | Power Grid Corporation of India Limited | Bidding), the Bidder is deemed to have authorized our Company to make the necessary changes in the Bid cum Application Form as may be required under the SEBI Regulations and other applicable law, for filing the Prospectus with the RoC and as required by SEBI and/or the RoC after such filing, |
| Oct 26, 2010 | Gravita India Limited | stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 26, 2010 | Gravita India Limited | stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 26, 2010 | Gravita India Limited | stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 26, 2010 | Gravita India Limited | stated in the press release that the changes will be implemented only after necessary amendments are made to the SEBI MAPIN Regulations. |
| Oct 26, 2010 | Clarification on Trading Rules and shareholding in dematerialized mode | • make necessaramendments to the relevant bye-laws, rules and regulations for the |
| Oct 26, 2010 | Clarification on Trading Rules and shareholding in dematerialized mode | • make necessaramendments to the relevant bye-laws, rules and regulations for the |
| Oct 27, 2010 | Arman Financial Services Ltd | confirmations/declarations: a) That he / she is an ASBA Investor as per the SEBI ICDR Regulations and b) That he / she has authorized the SCSBs to do all acts as are necessary to make an application |
| Oct 27, 2010 | Arrow Textiles Limited | the Company will take such as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. |
| Oct 27, 2010 | European Style Stock Options | b make necessaramendments to the relevant bye-laws, rules and regulations for |
| Oct 27, 2010 | Principal PNB FMP - 91 Days - Series XXVII | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Oct 27, 2010 | Principal PNB FMP - 91 Days - Series XXVII | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Oct 27, 2010 | Principal PNB FMP - 91 Days - Series XXVII | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Oct 27, 2010 | Principal PNB FMP - 91 Days - Series XXVII | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | SBI Debt Fund Series - 90 Days Fund - 38 -43, 180 Days Fund - 15 -18, 370 Days Fund -9-10, 13 Months Fund -11,15 Months Fund - 6 and 36 Months Fund - 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Oct 27, 2010 | European Style Stock Options | b make necessaramendments to the relevant bye-laws, rules and regulations for |
| Oct 27, 2010 | Principal PNB FMP - 91 Days - Series XXVII | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Oct 29, 2010 | Tata FMP - Series 30 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 29, 2010 | Tata FMP - Series 30 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 29, 2010 | Tata FMP - Series 30 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 29, 2010 | Tata FMP - Series 30 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 29, 2010 | Tata FMP - Series 30 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 29, 2010 | Tata FMP - Series 30 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 29, 2010 | Tata FMP - Series 30 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 29, 2010 | Tata FMP - Series 30 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 29, 2010 | Tata FMP - Series 30 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 29, 2010 | Tata FMP - Series 30 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 29, 2010 | Tata FMP - Series 30 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 29, 2010 | Tata FMP - Series 30 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Nov 01, 2010 | Taurus FMP - Series A to E | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Nov 01, 2010 | Taurus FMP - Series A to E | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Nov 01, 2010 | Taurus FMP - Series A to E | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Nov 01, 2010 | Taurus FMP - Series A to E | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Nov 01, 2010 | Taurus FMP - Series A to E | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Nov 01, 2010 | Taurus FMP - Series A to E | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Nov 01, 2010 | Taurus FMP - Series A to E | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Nov 01, 2010 | Taurus FMP - Series A to E | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 02, 2010 | Reliance Dual Advantage Fixed Tenure Fund - I | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 04, 2010 | Rodium Reality Limited | • That he/ she is an ASBA Investor as per the SEBI (ICDR) Regulationssary to make an application in the |
| Nov 04, 2010 | Display of Details by Stock Brokers including Trading Members | 3. The stock exchanges are directed to bring this to the notice of their members and make necessaramendments to the bye-laws, rules and regulations to implement the above decision. They shall include the compliance of the said |
| Nov 04, 2010 | HDFC FMP - Series XVIII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Nov 04, 2010 | HDFC FMP - Series XVIII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Nov 04, 2010 | HDFC FMP - Series XVIII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Nov 04, 2010 | HDFC FMP - Series XVIII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Nov 04, 2010 | HDFC FMP - Series XVIII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Nov 04, 2010 | HDFC FMP - Series XVIII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Nov 04, 2010 | HDFC FMP - Series XVIII | 14. Other schemeSEBI (MF) Regulations; 15. Trustee, AMC, Sponsor and their associates may subscribe |
| Nov 04, 2010 | Rodium Reality Limited | • That he/ she is an ASBA Investor as per the SEBI (ICDR) Regulationssary to make an application in the |
| Nov 04, 2010 | Display of Details by Stock Brokers including Trading Members | 3. The stock exchanges are directed to bring this to the notice of their members and make necessaramendments to the bye-laws, rules and regulations to implement the above decision. They shall include the compliance of the said |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Kotak FMPs - Series 30 to 39 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Nov 09, 2010 | Kotak FMPs - Series 30 to 39 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Nov 09, 2010 | Kotak FMPs - Series 30 to 39 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Nov 09, 2010 | Kotak FMPs - Series 30 to 39 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 09, 2010 | Reliance Banking and PSU Debt Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Nov 11, 2010 | Shree Ram Urban Infrastructure Limited | In addition, the Indian regulations on foreign investment in housing, built-up infrastructure and construction and development projects impose significant restrictions on us. Further, under current Indian regulations except for certain limited purposes, external commercial borrowings cannot be raised for investment in real estate, which may further restrict our ability to obtain necessary financing. |
| Nov 11, 2010 | Baroda Pioneer 90 day FMP - Series 1, 2 | AMC shall not be entitled to charge any management fees on their investment in the Schemes. Investments by the AMC will be in accordance with Regulation 24(3) of the SEBI (MF) Regulationsschemes unless full disclosure of its intention to invest has been made in the |
| Nov 11, 2010 | Baroda Pioneer 90 day FMP - Series 1, 2 | AMC shall not be entitled to charge any management fees on their investment in the Schemes. Investments by the AMC will be in accordance with Regulation 24(3) of the SEBI (MF) Regulationsschemes unless full disclosure of its intention to invest has been made in the |
| Nov 11, 2010 | Baroda Pioneer 90 day FMP - Series 1, 2 | AMC shall not be entitled to charge any management fees on their investment in the Schemes. Investments by the AMC will be in accordance with Regulation 24(3) of the SEBI (MF) Regulationsschemes unless full disclosure of its intention to invest has been made in the |
| Nov 11, 2010 | Baroda Pioneer 380 day FMP - Series 1 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Nov 11, 2010 | Baroda Pioneer 30 Day FMP - Series 1, 2 | AMC shall not be entitled to charge any management fees on their investment in the Schemes. Investments by the AMC will be in accordance with Regulation 24(3) of the SEBI (MF) Regulationsschemes unless full disclosure of its intention to invest has been made in the |
| Nov 11, 2010 | Baroda Pioneer 30 Day FMP - Series 1, 2 | AMC shall not be entitled to charge any management fees on their investment in the Schemes. Investments by the AMC will be in accordance with Regulation 24(3) of the SEBI (MF) Regulationsschemes unless full disclosure of its intention to invest has been made in the |
| Nov 11, 2010 | Baroda Pioneer 30 Day FMP - Series 1, 2 | AMC shall not be entitled to charge any management fees on their investment in the Schemes. Investments by the AMC will be in accordance with Regulation 24(3) of the SEBI (MF) Regulationsschemes unless full disclosure of its intention to invest has been made in the |
| Nov 11, 2010 | Baroda Pioneer 90 day FMP - Series 1, 2 | AMC shall not be entitled to charge any management fees on their investment in the Schemes. Investments by the AMC will be in accordance with Regulation 24(3) of the SEBI (MF) Regulationsschemes unless full disclosure of its intention to invest has been made in the |
| Nov 11, 2010 | Baroda Pioneer 30 Day FMP - Series 1, 2 | AMC shall not be entitled to charge any management fees on their investment in the Schemes. Investments by the AMC will be in accordance with Regulation 24(3) of the SEBI (MF) Regulationsschemes unless full disclosure of its intention to invest has been made in the |
| Nov 12, 2010 | Principal PNB FMP - 91 Days - Series XXVIII | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Nov 12, 2010 | Principal PNB FMP - 91 Days - Series XXVIII | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Nov 12, 2010 | Principal PNB FMP - 91 Days - Series XXVIII | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Nov 12, 2010 | Principal PNB FMP - 91 Days - Series XXVIII | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Nov 12, 2010 | Principal PNB FMP - 91 days - Series XXIX | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Nov 12, 2010 | Principal PNB FMP - 91 days - Series XXIX | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Nov 12, 2010 | Principal PNB FMP - 91 days - Series XXIX | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Nov 12, 2010 | Principal PNB FMP - 91 days - Series XXIX | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Nov 12, 2010 | Principal PNB FMP - 91 Days - Series XXVIII | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Nov 12, 2010 | Principal PNB FMP - 91 days - Series XXIX | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Nov 15, 2010 | Canara Robeco FMP - Series 6 | As per the Regulation 52, the investment management fee and total annual scheme recurring expenses chargeable to the Scheme are as under: |
| Nov 15, 2010 | Canara Robeco FMP - Series 6 | As per the Regulation 52, the investment management fee and total annual scheme recurring expenses chargeable to the Scheme are as under: |
| Nov 15, 2010 | Canara Robeco FMP - Series 6 | As per the Regulation 52, the investment management fee and total annual scheme recurring expenses chargeable to the Scheme are as under: |
| Nov 15, 2010 | Canara Robeco FMP - Series 6 | As per the Regulation 52, the investment management fee and total annual scheme recurring expenses chargeable to the Scheme are as under: |
| Nov 15, 2010 | Canara Robeco FMP - Series 6 | As per the Regulation 52, the investment management fee and total annual scheme recurring expenses chargeable to the Scheme are as under: |
| Nov 15, 2010 | Canara Robeco FMP - Series 6 | As per the Regulation 52, the investment management fee and total annual scheme recurring expenses chargeable to the Scheme are as under: |
| Nov 15, 2010 | Canara Robeco Interval Fund - Series 3 | based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme recurring expenses chargeable to the Scheme are as under: |
| Nov 15, 2010 | Canara Robeco Interval Fund - Series 3 | based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme recurring expenses chargeable to the Scheme are as under: |
| Nov 15, 2010 | Canara Robeco Interval Fund - Series 3 | based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme recurring expenses chargeable to the Scheme are as under: |
| Nov 15, 2010 | Canara Robeco Interval Fund - Series 3 | based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme recurring expenses chargeable to the Scheme are as under: |
| Nov 15, 2010 | Canara Robeco Interval Fund - Series 3 | based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme recurring expenses chargeable to the Scheme are as under: |
| Nov 15, 2010 | Canara Robeco Interval Fund - Series 3 | based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme recurring expenses chargeable to the Scheme are as under: |
| Nov 16, 2010 | IDBI FMP - 90 Days Series 1, 367Days Series 1 and 395 Days Series 1 | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Nov 16, 2010 | IDBI FMP - 90 Days Series 1, 367Days Series 1 and 395 Days Series 1 | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Nov 16, 2010 | IDBI FMP - 90 Days Series 1, 367Days Series 1 and 395 Days Series 1 | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Nov 16, 2010 | IDBI FMP - 90 Days Series 1, 367Days Series 1 and 395 Days Series 1 | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Nov 16, 2010 | IDBI FMP - 90 Days Series 1, 367Days Series 1 and 395 Days Series 1 | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Nov 16, 2010 | IDBI FMP - 90 Days Series 1, 367Days Series 1 and 395 Days Series 1 | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Nov 16, 2010 | IDBI Tax Savings Plan | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Nov 16, 2010 | IDBI Tax Savings Plan | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Nov 16, 2010 | IDBI Tax Savings Plan | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Nov 16, 2010 | IDBI Tax Savings Plan | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Nov 16, 2010 | IDBI Tax Savings Plan | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Nov 16, 2010 | IDBI FMP - 90 Days Series 1, 367Days Series 1 and 395 Days Series 1 | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Nov 16, 2010 | IDBI FMP - 90 Days Series 1, 367Days Series 1 and 395 Days Series 1 | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Nov 16, 2010 | IDBI FMP - 90 Days Series 1, 367Days Series 1 and 395 Days Series 1 | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Nov 16, 2010 | IDBI Tax Savings Plan | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Nov 16, 2010 | IDBI Tax Savings Plan | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Nov 16, 2010 | IDBI Tax Savings Plan | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Nov 19, 2010 | Birla Sun Life Short Term FMP - Series 4 to 8 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 19, 2010 | Birla Sun Life Short Term FMP - Series 4 to 8 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 19, 2010 | Birla Sun Life Short Term FMP - Series 4 to 8 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 19, 2010 | Birla Sun Life Short Term FMP - Series 4 to 8 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 19, 2010 | Birla Sun Life Short Term FMP - Series 4 to 8 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 19, 2010 | Birla Sun Life Short Term FMP - Series 4 to 8 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 19, 2010 | Birla Sun Life Short Term FMP - Series 4 to 8 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 19, 2010 | Birla Sun Life Short Term FMP - Series 4 to 8 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 22, 2010 | The Shipping Corporation of India Limited | Company to make the necessary changes in the Red Herring Prospectus and the Bid cum Application Form as would be required under the SEBI Regulations and other applicable laws, for filing the Prospectus with the RoC and as would be required by SEBI and/or the RoC after such filing, without prior or subsequent notice of such |
| Nov 23, 2010 | Report of the Committee on 'Review of Ownership and Governance of Market Infrastructure Institutions | 5.5. REPLACEMENT OF SCR(MIMPS) REGULATIONS: The MIMPS Regulations were notified at the time of corporatisation and demutualisation and Regulation 3 of the MIMPS Regulations reads as under:- “These Regulations shall be applicable to all recognised stock exchanges in respect of which the scheme of corporatisation and demutualisation has been approved by the Board |
| Nov 23, 2010 | Report of the Committee on 'Review of Ownership and Governance of Market Infrastructure Institutions | 5.5. REPLACEMENT OF SCR(MIMPS) REGULATIONS: The MIMPS Regulations were notified at the time of corporatisation and demutualisation and Regulation 3 of the MIMPS Regulations reads as under:- “These Regulations shall be applicable to all recognised stock exchanges in respect of which the scheme of corporatisation and demutualisation has been approved by the Board |
| Nov 24, 2010 | One97 Communications Limited | The Restated Consolidated Summary Statements have been prepared by applying the necessary adjustments as required by the SEBI Regulations to the Consolidated Financial Statements of our Group. The consolidated financial statements are prepared under historical cost convention, on accrual basis of accounting in accordance |
| Nov 24, 2010 | One97 Communications Limited | The Restated Consolidated Summary Statements have been prepared by applying the necessary adjustments as required by the SEBI Regulations to the Consolidated Financial Statements of our Group. The consolidated financial statements are prepared under historical cost convention, on accrual basis of accounting in accordance |
| Nov 25, 2010 | BNP Paribas Fixed Term Fund Sr.21 A to J | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 25, 2010 | BNP Paribas Fixed Term Fund Sr.21 A to J | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 25, 2010 | BNP Paribas Fixed Term Fund Sr.21 A to J | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 25, 2010 | BNP Paribas Fixed Term Fund Sr.21 A to J | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | Templeton India Corporate Bond Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Nov 25, 2010 | BNP Paribas Fixed Term Fund Sr.21 A to J | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 26, 2010 | Circular for Mutual Funds | Fourth Schedule of Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 provides that the AMC shall not acquire any of the assets out of the scheme property which involves the assumption of any liability which is unlimited or |
| Nov 26, 2010 | Circular for Mutual Funds | Fourth Schedule of Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 provides that the AMC shall not acquire any of the assets out of the scheme property which involves the assumption of any liability which is unlimited or |
| Nov 26, 2010 | Circular for Mutual Funds | Fourth Schedule of Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 provides that the AMC shall not acquire any of the assets out of the scheme property which involves the assumption of any liability which is unlimited or |
| Nov 29, 2010 | JP Morgan JF Asean Equity Off-shore Fund | the Underlying fund together with the management fee and recurring expenses charged to the Scheme shall not exceed the total limits on expenses as prescribed under Regulation 52(6) of the SEBI Regulations as applicable to a Fund of Funds scheme. Regulation 52(6)(a)ii of the SEBI Regulations states that the total expenses of the Scheme excluding issue or Redemption expenses, whether initially borne by the Mutual Fund or by the AMC, but including the investment management and |
| Nov 29, 2010 | JP Morgan JF Asean Equity Off-shore Fund | the Underlying fund together with the management fee and recurring expenses charged to the Scheme shall not exceed the total limits on expenses as prescribed under Regulation 52(6) of the SEBI Regulations as applicable to a Fund of Funds scheme. Regulation 52(6)(a)ii of the SEBI Regulations states that the total expenses of the Scheme excluding issue or Redemption expenses, whether initially borne by the Mutual Fund or by the AMC, but including the investment management and |
| Nov 29, 2010 | JP Morgan JF Asean Equity Off-shore Fund | the Underlying fund together with the management fee and recurring expenses charged to the Scheme shall not exceed the total limits on expenses as prescribed under Regulation 52(6) of the SEBI Regulations as applicable to a Fund of Funds scheme. Regulation 52(6)(a)ii of the SEBI Regulations states that the total expenses of the Scheme excluding issue or Redemption expenses, whether initially borne by the Mutual Fund or by the AMC, but including the investment management and |
| Nov 29, 2010 | JP Morgan JF Asean Equity Off-shore Fund | the Underlying fund together with the management fee and recurring expenses charged to the Scheme shall not exceed the total limits on expenses as prescribed under Regulation 52(6) of the SEBI Regulations as applicable to a Fund of Funds scheme. Regulation 52(6)(a)ii of the SEBI Regulations states that the total expenses of the Scheme excluding issue or Redemption expenses, whether initially borne by the Mutual Fund or by the AMC, but including the investment management and |
| Nov 30, 2010 | Motilal Oswal MOSt Shares NASDAQ - 100ETF | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Nov 30, 2010 | Motilal Oswal MOSt Shares NASDAQ - 100ETF | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Nov 30, 2010 | Motilal Oswal MOSt Shares NASDAQ - 100ETF | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Nov 30, 2010 | Motilal Oswal MOSt Shares NASDAQ - 100ETF | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Nov 30, 2010 | Motilal Oswal MOSt Shares NASDAQ - 100ETF | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Dec 01, 2010 | Reliance Indonesia Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Dec 01, 2010 | Reliance Indonesia Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Dec 01, 2010 | Reliance Indonesia Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Dec 01, 2010 | Reliance Indonesia Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Dec 01, 2010 | Reliance Indonesia Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Dec 01, 2010 | Reliance Indonesia Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Dec 01, 2010 | Reliance Indonesia Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Dec 01, 2010 | Reliance Indonesia Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Dec 01, 2010 | Reliance Indonesia Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Dec 01, 2010 | Reliance Indonesia Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Dec 01, 2010 | Reliance Indonesia Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Dec 02, 2010 | Motilal Oswal MOSt Shares Midcap ETF | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Dec 02, 2010 | Motilal Oswal MOSt Shares Midcap ETF | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Dec 09, 2010 | DWS FTF - Series 79-81 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Dec 09, 2010 | DWS FTF - Series 79-81 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Dec 09, 2010 | DWS FTF - Series 79-81 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Dec 09, 2010 | DWS FTF - Series 79-81 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Dec 09, 2010 | DWS FTF - Series 79-81 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Pramerica Treasury Advantage Fund | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Dec 09, 2010 | Pramerica Treasury Advantage Fund | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Dec 09, 2010 | Pramerica Short Term Income Fund | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Dec 09, 2010 | Pramerica Short Term Income Fund | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Dec 09, 2010 | Birla Sun Life FTP - Series CL to CT | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 09, 2010 | Birla Sun Life FTP - Series CL to CT | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 09, 2010 | Birla Sun Life FTP - Series CL to CT | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 09, 2010 | Birla Sun Life FTP - Series CL to CT | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 09, 2010 | Birla Sun Life FTP - Series CL to CT | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 09, 2010 | Birla Sun Life FTP - Series CL to CT | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 09, 2010 | Birla Sun Life FTP - Series CL to CT | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 09, 2010 | Birla Sun Life FTP - Series CL to CT | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 09, 2010 | Birla Sun Life FTP - Series CL to CT | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 09, 2010 | Franklin Templeton Fixed Tenure Fund - Series XVI | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Dec 09, 2010 | Pramerica Treasury Advantage Fund | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Dec 09, 2010 | Pramerica Short Term Income Fund | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Dec 10, 2010 | A2Z Maintenance and Engineering Services Limited | vide Board resolution dated November 8, 2010, have also stated that we shall not undertake any activity in the atomic power sector otherwise than in complete compliance with all applicable laws and regulations, including obtaining the necessary approvals from all regulatory authorities, including the Government of |
| Dec 10, 2010 | A2Z Maintenance and Engineering Services Limited | vide Board resolution dated November 8, 2010, have also stated that we shall not undertake any activity in the atomic power sector otherwise than in complete compliance with all applicable laws and regulations, including obtaining the necessary approvals from all regulatory authorities, including the Government of |
| Dec 10, 2010 | A2Z Maintenance and Engineering Services Limited | vide Board resolution dated November 8, 2010, have also stated that we shall not undertake any activity in the atomic power sector otherwise than in complete compliance with all applicable laws and regulations, including obtaining the necessary approvals from all regulatory authorities, including the Government of |
| Dec 10, 2010 | A2Z Maintenance and Engineering Services Limited | vide Board resolution dated November 8, 2010, have also stated that we shall not undertake any activity in the atomic power sector otherwise than in complete compliance with all applicable laws and regulations, including obtaining the necessary approvals from all regulatory authorities, including the Government of |
| Dec 14, 2010 | Acceptance of Third Party Address as Correspondence Address | 5.1. make necessaramendments, if required, to the relevant byelaws/ rules and regulations/circulars for the implementation of the above decision immediately. |
| Dec 16, 2010 | L and T FMP - III | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Dec 16, 2010 | L and T FMP - III | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Dec 16, 2010 | L and T FMP - III | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Dec 16, 2010 | L and T FMP - III | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Dec 16, 2010 | L and T FMP - III | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Dec 16, 2010 | L and T FMP - III | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Dec 16, 2010 | L and T FMP - III | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Dec 16, 2010 | Principal Pnb FMP - 91 Days Series XXX | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Dec 16, 2010 | Principal Pnb FMP - 91 Days Series XXX | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Dec 16, 2010 | Principal Pnb FMP - 91 Days Series XXX | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Dec 16, 2010 | Principal Pnb FMP - 91 Days Series XXX | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Dec 16, 2010 | MOIL Limited | of occupational diseases and casualty to persons employed in mines, is the regulatory agency for safety in mines and oversees compliance with the Mines Act and the rules and regulations thereunder. Metalliferous Mines Regulations, 1961 The Metalliferous Mine Regulations, 1961 provide guidelines to obtain permissions and exemptions to carry out stoping operations, permissions to use explosives, assess the fitness and abilities of all levels of mining staff, including, but not limited to, mine managers, engineers, supervisors, and surveyors. The regulations deal with the prevention of accidents, and with the necessary steps in case of accidents or disease. The regulations also outline the types of mining plans, the methods of working under various conditions, the types of instruments and equipment to |
| Dec 16, 2010 | MOIL Limited | of occupational diseases and casualty to persons employed in mines, is the regulatory agency for safety in mines and oversees compliance with the Mines Act and the rules and regulations thereunder. Metalliferous Mines Regulations, 1961 The Metalliferous Mine Regulations, 1961 provide guidelines to obtain permissions and exemptions to carry out stoping operations, permissions to use explosives, assess the fitness and abilities of all levels of mining staff, including, but not limited to, mine managers, engineers, supervisors, and surveyors. The regulations deal with the prevention of accidents, and with the necessary steps in case of accidents or disease. The regulations also outline the types of mining plans, the methods of working under various conditions, the types of instruments and equipment to |
| Dec 16, 2010 | The Shipping Corporation of India Limited | Company to make the necessary changes in the Red Herring Prospectus and the Bid cum Application Form as would be required under the SEBI Regulations and other applicable laws, for filing the Prospectus with the RoC and as would be required by SEBI and/or the RoC after such filing, without prior or subsequent notice of such |
| Dec 16, 2010 | Principal Pnb FMP - 91 Days Series XXX | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Dec 20, 2010 | Ravi Kumar Distilleries Limited | The purpose of Contract Labour (Regulation and Abolition) Act 1970, is to regulate the employment and protect the interests of the workers who are hired on the basis of individual contracts in certain establishments. In the event that any activity is outsourced, and is carried out by labourers hired on contractual basis, then compliance with the Contract Labour (Regulation and Abolition) Act, including registration will be necessary and the principal employer will be held liable in the event of |
| Dec 20, 2010 | Ravi Kumar Distilleries Limited | The purpose of Contract Labour (Regulation and Abolition) Act 1970, is to regulate the employment and protect the interests of the workers who are hired on the basis of individual contracts in certain establishments. In the event that any activity is outsourced, and is carried out by labourers hired on contractual basis, then compliance with the Contract Labour (Regulation and Abolition) Act, including registration will be necessary and the principal employer will be held liable in the event of |
| Dec 21, 2010 | ICICI Prudential Multiple Yield Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Dec 21, 2010 | ICICI Prudential Multiple Yield Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Dec 21, 2010 | ICICI Prudential Multiple Yield Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Dec 21, 2010 | ICICI Prudential Multiple Yield Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Dec 21, 2010 | ICICI Prudential Multiple Yield Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Dec 21, 2010 | A to Z Maintenance and Engineering Services Limited | vide Board resolution dated November 8, 2010, have also stated that we shall not undertake any activity in the atomic power sector otherwise than in complete compliance with all applicable laws and regulations, including obtaining the necessary approvals from all regulatory authorities, including the Government of |
| Dec 21, 2010 | A to Z Maintenance and Engineering Services Limited | vide Board resolution dated November 8, 2010, have also stated that we shall not undertake any activity in the atomic power sector otherwise than in complete compliance with all applicable laws and regulations, including obtaining the necessary approvals from all regulatory authorities, including the Government of |
| Dec 21, 2010 | A to Z Maintenance and Engineering Services Limited | vide Board resolution dated November 8, 2010, have also stated that we shall not undertake any activity in the atomic power sector otherwise than in complete compliance with all applicable laws and regulations, including obtaining the necessary approvals from all regulatory authorities, including the Government of |
| Dec 21, 2010 | A to Z Maintenance and Engineering Services Limited | vide Board resolution dated November 8, 2010, have also stated that we shall not undertake any activity in the atomic power sector otherwise than in complete compliance with all applicable laws and regulations, including obtaining the necessary approvals from all regulatory authorities, including the Government of |
| Dec 23, 2010 | Show Cause Notice in respect of Dhirajlal Patel in the matter Kewal Kiran Clothing Limited | deceptive device or contrivance in contravention of the provisions of the Act or the rules or the regulations made thereunder. Regulation 3(c) prohibits a person directly or indirectly to employ any device, scheme or artifice to defraud in connection with dealing in or issue of securities which are listed or proposed to be listed on a recognized stock exchange; Regulation 3(d) prohibits a person directly or indirectly to engage in any act, practice, course of business which operates or would operate |
| Dec 23, 2010 | Peerless Infrastructure Fund | Trustee reserves the right to list the Units as and when open-end Schemes are permitted to be listed under the Regulations, and the Trustee considers it necessary in the interest of Unit holders of the |
| Dec 23, 2010 | Peerless Infrastructure Fund | Trustee reserves the right to list the Units as and when open-end Schemes are permitted to be listed under the Regulations, and the Trustee considers it necessary in the interest of Unit holders of the |
| Dec 23, 2010 | Peerless Infrastructure Fund | Trustee reserves the right to list the Units as and when open-end Schemes are permitted to be listed under the Regulations, and the Trustee considers it necessary in the interest of Unit holders of the |
| Dec 23, 2010 | Peerless Infrastructure Fund | Trustee reserves the right to list the Units as and when open-end Schemes are permitted to be listed under the Regulations, and the Trustee considers it necessary in the interest of Unit holders of the |
| Dec 24, 2010 | Fidelity Fixed Maturity Plan Series - V | The following are the fundamental attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI Regulations: i. Type of the scheme i.e. a closed - ended debt Scheme with six plans - Plans A to F |
| Dec 24, 2010 | Fidelity Fixed Maturity Plan Series - V | The following are the fundamental attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI Regulations: i. Type of the scheme i.e. a closed - ended debt Scheme with six plans - Plans A to F |
| Dec 24, 2010 | Fidelity Fixed Maturity Plan Series - V | The following are the fundamental attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI Regulations: i. Type of the scheme i.e. a closed - ended debt Scheme with six plans - Plans A to F |
| Dec 27, 2010 | C Mahendra Exports Limited | as necessary in accordance with paragraph B(1) of Schedule II of The Companies Act, 1956 and SEBI Regulations. |
| Dec 27, 2010 | C Mahendra Exports Limited | as necessary in accordance with paragraph B(1) of Schedule II of The Companies Act, 1956 and SEBI Regulations. |
| Dec 27, 2010 | C Mahendra Exports Limited | as necessary in accordance with paragraph B(1) of Schedule II of The Companies Act, 1956 and SEBI Regulations. |
| Dec 27, 2010 | C Mahendra Exports Limited | as necessary in accordance with paragraph B(1) of Schedule II of The Companies Act, 1956 and SEBI Regulations. |
| Dec 27, 2010 | C Mahendra Exports Limited | as necessary in accordance with paragraph B(1) of Schedule II of The Companies Act, 1956 and SEBI Regulations. |
| Dec 27, 2010 | C Mahendra Exports Limited | as necessary in accordance with paragraph B(1) of Schedule II of The Companies Act, 1956 and SEBI Regulations. |
| Dec 28, 2010 | Buyback offer of India Infoline Limited | 77AA and 77B of the Companies Act, 1956 ("the Act") and the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 and subsequent amendments thereof ("the Buy-Back Regulations"), and based on the information and explanations given to us which to the best of our knowledge and belief were necessary |
| Dec 28, 2010 | Buyback offer of India Infoline Limited | 77AA and 77B of the Companies Act, 1956 ("the Act") and the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 and subsequent amendments thereof ("the Buy-Back Regulations"), and based on the information and explanations given to us which to the best of our knowledge and belief were necessary |
| Dec 28, 2010 | Buyback offer of India Infoline Limited | 77AA and 77B of the Companies Act, 1956 ("the Act") and the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 and subsequent amendments thereof ("the Buy-Back Regulations"), and based on the information and explanations given to us which to the best of our knowledge and belief were necessary |
| Dec 28, 2010 | Buyback offer of India Infoline Limited | 77AA and 77B of the Companies Act, 1956 ("the Act") and the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 and subsequent amendments thereof ("the Buy-Back Regulations"), and based on the information and explanations given to us which to the best of our knowledge and belief were necessary |
| Dec 29, 2010 | JM FMP - Series XX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Dec 29, 2010 | JM FMP - Series XX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Dec 29, 2010 | JM FMP - Series XX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Dec 29, 2010 | JM FMP - Series XX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Dec 29, 2010 | JM FMP - Series XX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Dec 29, 2010 | JM FMP - Series XX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Dec 29, 2010 | JM FMP - Series XX | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Dec 29, 2010 | IDFC FMP - Yearly Series 37- 42 and Monthly Series 28 -31 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Dec 29, 2010 | IDFC FMP - Yearly Series 37- 42 and Monthly Series 28 -31 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Dec 29, 2010 | IDFC FMP - Yearly Series 37- 42 and Monthly Series 28 -31 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Dec 29, 2010 | Tata FMP - Series 31 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 31 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 31 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 31 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 31 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 31 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 31 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 31 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 32 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 32 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 32 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 32 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 32 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 32 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 32 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 32 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 31 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 31 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 31 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 31 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 32 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 32 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 32 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 29, 2010 | Tata FMP - Series 32 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 30, 2010 | Mid Valley Entertainment Limited | sector in total employment, income, and investment has gone up significantly. Issues in the national scenario of this sector revolved around foreign investment, regulation, intellectual property rights, content enrichment, restructuring of Prasar Bharati, digitalization and maintaining archives of the entire spectrum of I&B media unit. |
| Dec 30, 2010 | DSP Blackrock FMP - 3M- Sr.33 to 38, 12M Sr.17 to 20 and 13M Sr. 4 to 6 | The scheme of the Mutual Fund, subject to the conditions and limits prescribed in SEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 31, 2010 | Master circular for Exchange Traded Derivatives | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Dec 31, 2010 | Baroda Pioneer Banking and Financial Services Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Dec 31, 2010 | Baroda Pioneer Banking and Financial Services Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Dec 31, 2010 | Master circular for Exchange Traded Derivatives | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Jan 03, 2011 | Claris Lifesciences Limited | Our Company undertakes to take all necessary steps to comply with all the requirements of the SEBI ICDR Regulations on corporate governance and adopt the corporate governance code as per Clause 49 of the Listing Agreement to be entered into with the Stock Exchange. |
| Jan 06, 2011 | Religare FMP - Series VI - Plan A to F | Fixed Maturity Plan being a distinct entity is of the nature of a schemeSEBI (MF) Regulations. Securities and Exchange Board of India established under the SEBI Act, |
| Jan 06, 2011 | Religare FMP - Series VI - Plan A to F | Fixed Maturity Plan being a distinct entity is of the nature of a schemeSEBI (MF) Regulations. Securities and Exchange Board of India established under the SEBI Act, |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | Reliance Fixed Horizon Fund - XIX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 06, 2011 | JP Morgan India FMP - 95D - Series 1, 2 and 400 D Series 1 | Any other Securities / asset class / instruments / units of mutual fund schemes as permitted under the SEBI Regulations. |
| Jan 06, 2011 | JP Morgan India FMP - 95D - Series 1, 2 and 400 D Series 1 | Any other Securities / asset class / instruments / units of mutual fund schemes as permitted under the SEBI Regulations. |
| Jan 06, 2011 | Religare FMP - Series VI - Plan A to F | Fixed Maturity Plan being a distinct entity is of the nature of a schemeSEBI (MF) Regulations. Securities and Exchange Board of India established under the SEBI Act, |
| Jan 07, 2011 | Atul Auto Limited | Company will take such as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. |
| Jan 07, 2011 | Atul Auto Limited | Company will take such as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. |
| Jan 12, 2011 | Dewas Metal Sections Limited | prescribed minimum (i.e. 25% of the total issued capital), the Company will take the necessary steps in ensuring that the minimum public shareholding is restored in compliance with SEBI regulations. As (cid:86)(cid:88)(cid:70)(cid:75)(cid:15)(cid:3)(cid:82)(cid:87)(cid:75)(cid:72)(cid:85)(cid:3)(cid:87)(cid:75)(cid:68)(cid:81)(cid:3)(cid:80)(cid:72)(cid:72)(cid:87)(cid:76)(cid:81)(cid:74)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:85)(cid:72)(cid:84)(cid:88)(cid:76)(cid:85)(cid:72)(cid:80)(cid:72)(cid:81)(cid:87)(cid:86)(cid:3)(cid:76)(cid:81)(cid:71)(cid:76)(cid:70)(cid:68)(cid:87)(cid:72)(cid:71)(cid:3)(cid:76)(cid:81)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:86)(cid:72)(cid:70)(cid:87)(cid:76)(cid:82)(cid:81)(cid:3)(cid:82)(cid:81)(cid:3)(cid:179)(cid:50)(cid:69)(cid:77)(cid:72)(cid:70)(cid:87)(cid:86)(cid:3)(cid:82)(cid:73)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:44)(cid:86)(cid:86)(cid:88)(cid:72)(cid:180)(cid:3)(cid:82)(cid:81)(cid:3)(cid:83)(cid:68)(cid:74)(cid:72) no. |
| Jan 13, 2011 | Birla Sun Life Short Term FMP - Series 9-13 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 13, 2011 | Birla Sun Life Short Term FMP - Series 9-13 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 13, 2011 | Birla Sun Life Short Term FMP - Series 9-13 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 13, 2011 | Birla Sun Life Short Term FMP - Series 9-13 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 13, 2011 | Birla Sun Life Short Term FMP - Series 9-13 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 13, 2011 | Birla Sun Life Short Term FMP - Series 9-13 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 13, 2011 | Birla Sun Life Short Term FMP - Series 9-13 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 13, 2011 | Birla Sun Life Short Term FMP - Series 9-13 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 13, 2011 | Birla Sun Life Short Term FMP - Series 9-13 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 14, 2011 | ICICI Prudential FMP - Series 56 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 14, 2011 | ICICI Prudential FMP - Series 56 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 14, 2011 | ICICI Prudential FMP - Series 56 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 14, 2011 | ICICI Prudential FMP - Series 56 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 14, 2011 | ICICI Prudential FMP - Series 56 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 17, 2011 | Sundaram Fixed Term Plan - AZ - BJ | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jan 17, 2011 | Sundaram Fixed Term Plan - AZ - BJ | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jan 17, 2011 | Sundaram Fixed Term Plan - AZ - BJ | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jan 17, 2011 | Sundaram Fixed Term Plan - AZ - BJ | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jan 17, 2011 | Sundaram Fixed Term Plan - AZ - BJ | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jan 17, 2011 | Sundaram Fixed Term Plan - AZ - BJ | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jan 17, 2011 | Sundaram Fixed Term Plan - AZ - BJ | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jan 17, 2011 | Sundaram Fixed Term Plan - AZ - BJ | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jan 17, 2011 | Sundaram Fixed Term Plan - AZ - BJ | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jan 17, 2011 | Sundaram Fixed Term Plan - AZ - BJ | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jan 17, 2011 | ING FMP 2011 - 375 Days - Series 1 and Series 2 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 17, 2011 | ING FMP 2011 - 375 Days - Series 1 and Series 2 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 17, 2011 | ING FMP 2011 - 375 Days - Series 1 and Series 2 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 17, 2011 | ING FMP 2011 - 375 Days - Series 1 and Series 2 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 17, 2011 | ING FMP 2011 - 375 Days - Series 1 and Series 2 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 20, 2011 | Tata FMP - Series 33 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 33 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 33 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 33 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 33 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 33 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 33 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 33 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | S and P 500 Benchmark Exchange Traded Scheme | 8. The Scheme shall not make any investment in any fund of funds schemes. 9. The Scheme will comply with any other Regulations applicable to the investments of Mutual Funds |
| Jan 20, 2011 | Tata FMP - Series 34 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 34 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 34 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 34 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 34 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 34 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 34 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 34 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 33 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 33 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 33 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 33 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 34 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 34 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 34 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 20, 2011 | Tata FMP - Series 34 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jan 21, 2011 | DWS Fixed Term Fund - Series 82, 83 and 84 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 21, 2011 | DWS Fixed Term Fund - Series 82, 83 and 84 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 21, 2011 | DWS Fixed Term Fund - Series 82, 83 and 84 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 21, 2011 | DWS Fixed Term Fund - Series 82, 83 and 84 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 21, 2011 | DWS Fixed Term Fund - Series 82, 83 and 84 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jan 27, 2011 | Central Bank of India | On selecting the ASBA option in the CAF, the ASBA applicant confirms that he/she is an ASBA Applicant under the applicable provisions of the SEBI ICDR Regulations and is deemed to have authorized: (i) the SCSBs to do all acts as are necessary to make an application in the Issue, blocking or unblocking of funds in the ASBA |
| Jan 27, 2011 | Central Bank of India | On selecting the ASBA option in the CAF, the ASBA applicant confirms that he/she is an ASBA Applicant under the applicable provisions of the SEBI ICDR Regulations and is deemed to have authorized: (i) the SCSBs to do all acts as are necessary to make an application in the Issue, blocking or unblocking of funds in the ASBA |
| Jan 27, 2011 | ABG Infralogistics Limited | the Company and in accordance with Sections 77A, 77AA and 77B of the Companies Act, 1956 and the Securities and Exchange Board of India (Buy Back of Securities) Regulations, 1998 and subject to such other approvals, permissions and sanctions as may be necessary, at a price of |
| Jan 27, 2011 | ABG Infralogistics Limited | the Company and in accordance with Sections 77A, 77AA and 77B of the Companies Act, 1956 and the Securities and Exchange Board of India (Buy Back of Securities) Regulations, 1998 and subject to such other approvals, permissions and sanctions as may be necessary, at a price of |
| Jan 28, 2011 | Hindustan Composites Limited - Public Annoucement | 1956 (”the Act”), if any, and the provisions contained in the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998, as amended from time to time (hereinafter referred to as “Buy- Back Regulations”), subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to |
| Jan 28, 2011 | Hindustan Composites Limited - Public Annoucement | 1956 (”the Act”), if any, and the provisions contained in the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998, as amended from time to time (hereinafter referred to as “Buy- Back Regulations”), subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to |
| Jan 28, 2011 | Pramerica Fixed Duration Fund - Series 1, 2, 3 and 4 | the principal fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 28, 2011 | Pramerica Fixed Duration Fund - Series 1, 2, 3 and 4 | the principal fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 28, 2011 | Kotak FMP - Series 40 - 49 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Jan 28, 2011 | Kotak FMP - Series 40 - 49 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Jan 28, 2011 | Kotak FMP - Series 40 - 49 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Jan 28, 2011 | Kotak FMP - Series 40 - 49 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Jan 28, 2011 | Taurus FMP - Series F to J | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Jan 28, 2011 | Taurus FMP - Series F to J | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Jan 28, 2011 | Taurus FMP - Series F to J | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Jan 28, 2011 | Taurus FMP - Series F to J | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Jan 28, 2011 | Taurus FMP - Series F to J | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Jan 28, 2011 | Taurus FMP - Series F to J | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Jan 28, 2011 | Taurus FMP - Series F to J | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Jan 28, 2011 | Taurus FMP - Series F to J | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities and deemed payable would be |
| Jan 28, 2011 | Pramerica Fixed Duration Fund - Series 1, 2, 3 and 4 | the principal fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 31, 2011 | ICICI Prudential Lakshya Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 31, 2011 | ICICI Prudential Lakshya Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 31, 2011 | ICICI Prudential Lakshya Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 31, 2011 | ICICI Prudential Lakshya Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 31, 2011 | ICICI Prudential Lakshya Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 31, 2011 | ICICI Prudential Lakshya Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 31, 2011 | ICICI Prudential Lakshya Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 31, 2011 | ICICI Prudential Lakshya Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 31, 2011 | ICICI Prudential Lakshya Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 31, 2011 | Birla Sun Life Fixed Term Plan - Series CU to Series DD | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Fixed Term Plan - Series CU to Series DD | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Fixed Term Plan - Series CU to Series DD | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Fixed Term Plan - Series CU to Series DD | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Fixed Term Plan - Series CU to Series DD | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Fixed Term Plan - Series CU to Series DD | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Fixed Term Plan - Series CU to Series DD | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Fixed Term Plan - Series CU to Series DD | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | ING FMP 2011 - Series 3 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 31, 2011 | ING FMP 2011 - Series 3 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 31, 2011 | ING FMP 2011 - Series 3 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 31, 2011 | ING FMP 2011 - Series 3 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 31, 2011 | ING FMP 2011 - Series 3 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 31, 2011 | Daiwa Government Securities Fund (Short Term Plan and Long Term Plan) | as they deem necessarSEBI (MF) Regulations. |
| Jan 31, 2011 | Daiwa Government Securities Fund (Short Term Plan and Long Term Plan) | as they deem necessarSEBI (MF) Regulations. |
| Jan 31, 2011 | IDFC Quarterly, Monthly, Bi Monthly and Half Yearly Series Interval Fund - Series I, II and III | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Jan 31, 2011 | IDFC Quarterly, Monthly, Bi Monthly and Half Yearly Series Interval Fund - Series I, II and III | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Jan 31, 2011 | IDFC Quarterly, Monthly, Bi Monthly and Half Yearly Series Interval Fund - Series I, II and III | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Jan 31, 2011 | Birla Sun Life Short Term FMP - Series 14 to 18 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Short Term FMP - Series 14 to 18 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Short Term FMP - Series 14 to 18 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Short Term FMP - Series 14 to 18 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Short Term FMP - Series 14 to 18 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Short Term FMP - Series 14 to 18 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Short Term FMP - Series 14 to 18 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Short Term FMP - Series 14 to 18 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | Birla Sun Life Short Term FMP - Series 14 to 18 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Jan 31, 2011 | ING FMP 2011 - Series 3 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 31, 2011 | Daiwa Government Securities Fund (Short Term Plan and Long Term Plan) | as they deem necessarSEBI (MF) Regulations. |
| Feb 01, 2011 | Arvind International Limited | Company will take such as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. |
| Feb 01, 2011 | State Bank of India | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 01, 2011 | State Bank of India | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 01, 2011 | State Bank of India | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 01, 2011 | State Bank of India | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 01, 2011 | State Bank of India | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 01, 2011 | State Bank of India | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 01, 2011 | State Bank of India | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 01, 2011 | State Bank of India | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 03, 2011 | LIC FMP - Series 46 - 49 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Feb 04, 2011 | BNP Paribas Capital Protection Oriented Fund - Series I, II and III | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Feb 04, 2011 | BNP Paribas Capital Protection Oriented Fund - Series I, II and III | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Feb 04, 2011 | BNP Paribas Capital Protection Oriented Fund - Series I, II and III | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Feb 04, 2011 | BNP Paribas Capital Protection Oriented Fund - Series I, II and III | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Feb 04, 2011 | BNP Paribas Capital Protection Oriented Fund - Series I, II and III | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Feb 04, 2011 | BNP Paribas Capital Protection Oriented Fund - Series I, II and III | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Feb 04, 2011 | BNP Paribas Capital Protection Oriented Fund - Series I, II and III | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Feb 07, 2011 | ICICI Prudential FMP - Series 57 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Feb 07, 2011 | ICICI Prudential FMP - Series 57 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Feb 07, 2011 | ICICI Prudential FMP - Series 57 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Feb 07, 2011 | ICICI Prudential FMP - Series 57 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Feb 07, 2011 | ICICI Prudential FMP - Series 57 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Feb 09, 2011 | Birla Sun Life Interval Income Fund - Quarterly Plan Series - IV to VII and Monthly Plan - Series - III to V | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Feb 09, 2011 | Birla Sun Life Interval Income Fund - Quarterly Plan Series - IV to VII and Monthly Plan - Series - III to V | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Feb 09, 2011 | Birla Sun Life Interval Income Fund - Quarterly Plan Series - IV to VII and Monthly Plan - Series - III to V | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Feb 09, 2011 | Birla Sun Life Interval Income Fund - Quarterly Plan Series - IV to VII and Monthly Plan - Series - III to V | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Feb 09, 2011 | Birla Sun Life Interval Income Fund - Quarterly Plan Series - IV to VII and Monthly Plan - Series - III to V | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Feb 09, 2011 | Birla Sun Life Interval Income Fund - Quarterly Plan Series - IV to VII and Monthly Plan - Series - III to V | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Feb 09, 2011 | Birla Sun Life Interval Income Fund - Quarterly Plan Series - IV to VII and Monthly Plan - Series - III to V | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Feb 09, 2011 | Birla Sun Life Interval Income Fund - Quarterly Plan Series - IV to VII and Monthly Plan - Series - III to V | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Feb 09, 2011 | Birla Sun Life Interval Income Fund - Quarterly Plan Series - IV to VII and Monthly Plan - Series - III to V | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Feb 09, 2011 | Birla Sun Life Interval Income Fund - Quarterly Plan Series - IV to VII and Monthly Plan - Series - III to V | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | Sundaram Capital Protection Oriented Fund - Series 3 - 3 years | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Feb 10, 2011 | DWS Fixed Term Fund - Series 85 to 90 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Feb 10, 2011 | DWS Fixed Term Fund - Series 85 to 90 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Feb 10, 2011 | DWS Fixed Term Fund - Series 85 to 90 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Feb 10, 2011 | DWS Fixed Term Fund - Series 85 to 90 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Feb 10, 2011 | DWS Fixed Term Fund - Series 85 to 90 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Feb 10, 2011 | DSP BlackRock FMP - 6M - Series 9 to 12 | The scheme of the Mutual Fund, subject to the conditions and limits prescribed in SEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Feb 14, 2011 | State Bank of India Shelf Prospectus | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 14, 2011 | State Bank of India Shelf Prospectus | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 14, 2011 | State Bank of India Shelf Prospectus | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 14, 2011 | State Bank of India Shelf Prospectus | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 14, 2011 | State Bank of India Shelf Prospectus | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 14, 2011 | Show Cause Notice for Smt. Shilpa Dave in the matter of Vision Organics Ltd | the shares of VOL and also had not made necessary disclosure to the stock exchange. These actions have led to the violation of Regulations 10 and 7 of SEBI (Substantial Acquisition of Shares and Takeovers) Regulation, 1997. The text of the said provisions are as follows: Acquisition of fifteen per cent or more of the shares or voting rights of any |
| Feb 14, 2011 | FDC Limited - Public Announcement | of the Companies Act, 1956 (the “Act”) and the provisions contained in the SEBI (Buy- back of Securities) Regulationssary, from time to time, from statutory authorities including but not limited to |
| Feb 14, 2011 | State Bank of India Shelf Prospectus | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 14, 2011 | State Bank of India Shelf Prospectus | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 14, 2011 | State Bank of India Shelf Prospectus | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the ―NAV‖) in debt instruments issued by a single company, which are rated |
| Feb 21, 2011 | Religare FMP - Series VII - Plan A to F | Fixed Maturity Plan being a distinct entity is of the nature of a schemeSEBI (MF) Regulations. Securities and Exchange Board of India established under the SEBI Act, |
| Feb 21, 2011 | Religare FMP - Series VII - Plan A to F | Fixed Maturity Plan being a distinct entity is of the nature of a schemeSEBI (MF) Regulations. Securities and Exchange Board of India established under the SEBI Act, |
| Feb 21, 2011 | Edelweiss FMP - 91 days - Series 1 to 3 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. |
| Feb 21, 2011 | Edelweiss FMP - 91 days - Series 1 to 3 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. |
| Feb 21, 2011 | Edelweiss FMP - 91 days - Series 1 to 3 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. |
| Feb 21, 2011 | Edelweiss FMP - 91 days - Series 1 to 3 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. |
| Feb 21, 2011 | Edelweiss FMP - 91 days - Series 1 to 3 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. |
| Feb 21, 2011 | IDBI Sensex Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Feb 21, 2011 | IDBI Sensex Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Feb 21, 2011 | IDBI Sensex Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Feb 21, 2011 | IDBI Sensex Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Feb 21, 2011 | IDBI Sensex Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Feb 21, 2011 | Religare FMP - Series VII - Plan A to F | Fixed Maturity Plan being a distinct entity is of the nature of a schemeSEBI (MF) Regulations. Securities and Exchange Board of India established under the SEBI Act, |
| Feb 21, 2011 | IDBI Sensex Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Feb 21, 2011 | IDBI Sensex Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Feb 21, 2011 | IDBI Sensex Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Feb 24, 2011 | Motilal Oswal MOSt Shares S and P 500 ETF (MOSt Shares SP500) | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Feb 24, 2011 | Motilal Oswal MOSt Shares S and P 500 ETF (MOSt Shares SP500) | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Feb 24, 2011 | Motilal Oswal MOSt Shares S and P 500 ETF (MOSt Shares SP500) | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Feb 24, 2011 | Motilal Oswal MOSt Shares S and P 500 ETF (MOSt Shares SP500) | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Feb 24, 2011 | Motilal Oswal MOSt Shares S and P 500 ETF (MOSt Shares SP500) | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Feb 25, 2011 | Tata FMP - Series 35 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 25, 2011 | Tata FMP - Series 35 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 25, 2011 | Tata FMP - Series 35 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 25, 2011 | Tata FMP - Series 35 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 25, 2011 | Tata FMP - Series 35 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 25, 2011 | Tata FMP - Series 35 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 25, 2011 | Tata FMP - Series 35 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 25, 2011 | Tata FMP - Series 35 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 25, 2011 | Tata FMP - Series 35 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 25, 2011 | Tata FMP - Series 35 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 25, 2011 | Tata FMP - Series 35 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 25, 2011 | Tata FMP - Series 35 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 28, 2011 | Tata Fixed Tenure Fund - Series 2 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 28, 2011 | Tata Fixed Tenure Fund - Series 2 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 28, 2011 | Tata Fixed Tenure Fund - Series 2 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 28, 2011 | Tata Fixed Tenure Fund - Series 2 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 28, 2011 | Tata Fixed Tenure Fund - Series 2 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 28, 2011 | Tata Fixed Tenure Fund - Series 2 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 28, 2011 | Tata Fixed Tenure Fund - Series 2 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 28, 2011 | Tata Fixed Tenure Fund - Series 2 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 28, 2011 | Tata Fixed Tenure Fund - Series 2 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 28, 2011 | Tata Fixed Tenure Fund - Series 2 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 28, 2011 | Tata Fixed Tenure Fund - Series 2 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Feb 28, 2011 | Tata Fixed Tenure Fund - Series 2 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 01, 2011 | ABG Infralogistics Limited - Post Buy Back PA | a tender offer method at a price of Rs.244.50 per Equity Share for a total consideration of Rs. 21,39,37,500 (“Buy Back”) in accordance with Section 77A, 77AA and 77B of the Companies Act, 1956, the Regulations and Article 4A of the Articles of Association of the Company and subject to such other approvals, permissions and sanctions as may be necessary. The Buy |
| Mar 03, 2011 | Lovable Lingerie Limited | own shares or securities as it may think necessarSEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Mar 03, 2011 | Lovable Lingerie Limited | own shares or securities as it may think necessarSEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Mar 03, 2011 | Lovable Lingerie Limited | own shares or securities as it may think necessarSEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Mar 03, 2011 | Lovable Lingerie Limited | own shares or securities as it may think necessarSEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Mar 03, 2011 | Lovable Lingerie Limited | own shares or securities as it may think necessarSEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Mar 03, 2011 | Lovable Lingerie Limited | own shares or securities as it may think necessarSEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Mar 04, 2011 | DSP BlackRock Interval Fund | The scheme of the Mutual Fund, subject to the conditions and limits prescribed in SEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | Axis Capital Protection Oriented Fund - Series 1 to 4 | The total expenses of the schemeSEBI (MF) Regulations. |
| Mar 04, 2011 | Axis Capital Protection Oriented Fund - Series 1 to 4 | The total expenses of the schemeSEBI (MF) Regulations. |
| Mar 04, 2011 | Axis Capital Protection Oriented Fund - Series 1 to 4 | The total expenses of the schemeSEBI (MF) Regulations. |
| Mar 04, 2011 | Axis Capital Protection Oriented Fund - Series 1 to 4 | The total expenses of the schemeSEBI (MF) Regulations. |
| Mar 04, 2011 | Axis Capital Protection Oriented Fund - Series 1 to 4 | The total expenses of the schemeSEBI (MF) Regulations. |
| Mar 04, 2011 | Axis Capital Protection Oriented Fund - Series 1 to 4 | The total expenses of the schemeSEBI (MF) Regulations. |
| Mar 04, 2011 | FT India Feeder - Templeton Asian Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 04, 2011 | FT India Feeder - Templeton Asian Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 04, 2011 | FT India Feeder - Templeton Asian Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 04, 2011 | FT India Feeder - Templeton Asian Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 04, 2011 | FT India Feeder - Templeton Asian Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 04, 2011 | FT India Feeder - Templeton Asian Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 04, 2011 | FT India Feeder - Templeton Asian Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 04, 2011 | FT India Feeder - Templeton Asian Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 04, 2011 | FT India Feeder - Templeton Asian Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 04, 2011 | FT India Feeder - Templeton Asian Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 04, 2011 | Piramal Healthcare Limited - Corrigendum to Public Announcement | 600/- per Share in accordance with Section 77A and other applicable provisions of the Companies Act, 1956, the Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998 as amended (“Regulations”) and the relevant provisions of the Memorandum of Association and Articles of Association of the Company and subject to such other approvals, permissions and sanctions as may be necessary. |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | SBI Debt Fund Series - 370 Days Fund - 11 to 15 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 04, 2011 | Axis Capital Protection Oriented Fund - Series 1 to 4 | The total expenses of the schemeSEBI (MF) Regulations. |
| Mar 04, 2011 | Axis Capital Protection Oriented Fund - Series 1 to 4 | The total expenses of the schemeSEBI (MF) Regulations. |
| Mar 04, 2011 | Axis Capital Protection Oriented Fund - Series 1 to 4 | The total expenses of the schemeSEBI (MF) Regulations. |
| Mar 04, 2011 | Axis Capital Protection Oriented Fund - Series 1 to 4 | The total expenses of the schemeSEBI (MF) Regulations. |
| Mar 07, 2011 | ICICI Prudential Pharma and Life Sciences Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 07, 2011 | ICICI Prudential Pharma and Life Sciences Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 07, 2011 | ICICI Prudential Pharma and Life Sciences Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 07, 2011 | ICICI Prudential Pharma and Life Sciences Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 08, 2011 | Acropetal Technologies Limited | In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any company provided that the |
| Mar 10, 2011 | Zodiac Ventures Limited | In addition, the Draft REITs Regulations prohibit a REIT from launching a schemeschemescheme has been appraised by an appraising agency. The Draft REITs Regulations also contemplate filing of an offer document providing details of the |
| Mar 10, 2011 | Zodiac Ventures Limited | In addition, the Draft REITs Regulations prohibit a REIT from launching a schemeschemescheme has been appraised by an appraising agency. The Draft REITs Regulations also contemplate filing of an offer document providing details of the |
| Mar 10, 2011 | Zodiac Ventures Limited | In addition, the Draft REITs Regulations prohibit a REIT from launching a schemeschemescheme has been appraised by an appraising agency. The Draft REITs Regulations also contemplate filing of an offer document providing details of the |
| Mar 10, 2011 | Zodiac Ventures Limited | In addition, the Draft REITs Regulations prohibit a REIT from launching a schemeschemescheme has been appraised by an appraising agency. The Draft REITs Regulations also contemplate filing of an offer document providing details of the |
| Mar 10, 2011 | Zodiac Ventures Limited | In addition, the Draft REITs Regulations prohibit a REIT from launching a schemeschemescheme has been appraised by an appraising agency. The Draft REITs Regulations also contemplate filing of an offer document providing details of the |
| Mar 10, 2011 | Zodiac Ventures Limited | In addition, the Draft REITs Regulations prohibit a REIT from launching a schemeschemescheme has been appraised by an appraising agency. The Draft REITs Regulations also contemplate filing of an offer document providing details of the |
| Mar 10, 2011 | Zodiac Ventures Limited | In addition, the Draft REITs Regulations prohibit a REIT from launching a schemeschemescheme has been appraised by an appraising agency. The Draft REITs Regulations also contemplate filing of an offer document providing details of the |
| Mar 10, 2011 | Zodiac Ventures Limited | In addition, the Draft REITs Regulations prohibit a REIT from launching a schemeschemescheme has been appraised by an appraising agency. The Draft REITs Regulations also contemplate filing of an offer document providing details of the |
| Mar 10, 2011 | Adjudication Order in respect of Mahendra Panchani in the matter of Baffin Engineering Projects Ltd | device or contrivance in contravention of the provisions of this Act or the rules or the regulations made thereunder; (b) employ any device, scheme or artifice to defraud in connection with issue or dealing |
| Mar 10, 2011 | Adjudication Order in respect of Bankim Patel in the matter of Baffin Engineering Projects Ltd | device or contrivance in contravention of the provisions of this Act or the rules or the regulations made thereunder; (b) employ any device, scheme or artifice to defraud in connection with issue or dealing |
| Mar 10, 2011 | Adjudication Order in respect of Arvind Thesia in the matter of Baffin Engineering Projects Ltd | device or contrivance in contravention of the provisions of this Act or the rules or the regulations made thereunder; (b) employ any device, scheme or artifice to defraud in connection with issue or dealing |
| Mar 11, 2011 | Tata FMP - Series 36 Scheme A B and C | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 11, 2011 | Tata FMP - Series 36 Scheme A B and C | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 11, 2011 | Tata FMP - Series 36 Scheme A B and C | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 11, 2011 | Tata FMP - Series 36 Scheme A B and C | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 11, 2011 | Tata FMP - Series 36 Scheme A B and C | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 11, 2011 | Tata FMP - Series 36 Scheme A B and C | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 11, 2011 | Tata FMP - Series 36 Scheme A B and C | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 11, 2011 | Tata FMP - Series 36 Scheme A B and C | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 11, 2011 | Axis Hybrid Fund - Series 1 to 4 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Mar 11, 2011 | Axis Hybrid Fund - Series 1 to 4 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Mar 11, 2011 | Axis Hybrid Fund - Series 1 to 4 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Mar 11, 2011 | Axis Hybrid Fund - Series 1 to 4 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Mar 11, 2011 | Tata FMP - Series 36 Scheme A B and C | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 11, 2011 | Tata FMP - Series 36 Scheme A B and C | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 11, 2011 | Tata FMP - Series 36 Scheme A B and C | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 11, 2011 | Tata FMP - Series 36 Scheme A B and C | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Mar 11, 2011 | Axis Hybrid Fund - Series 1 to 4 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Mar 11, 2011 | Axis Hybrid Fund - Series 1 to 4 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Mar 14, 2011 | PTC India Financial Services Limited | resolution passed at the separate meeting of the holders of the shares of that class. To every such separate meeting, the provisions of these regulations relating to general meetings shall mutatis mutandis apply. However, in each such meeting the necessary quorum shall be two persons at least holding or |
| Mar 14, 2011 | PTC India Financial Services Limited | resolution passed at the separate meeting of the holders of the shares of that class. To every such separate meeting, the provisions of these regulations relating to general meetings shall mutatis mutandis apply. However, in each such meeting the necessary quorum shall be two persons at least holding or |
| Mar 22, 2011 | SRF Limited - Public Announcement | the Company, Section 77A, 77AA, and 77B and other applicable provisions of the Companies Act, 1956 (the “Act”) and the provisions contained in the Buyback Regulations subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to Securities and Exchange Board of India, stock exchanges, Reserve |
| Mar 22, 2011 | SRF Limited - Public Announcement | the Company, Section 77A, 77AA, and 77B and other applicable provisions of the Companies Act, 1956 (the “Act”) and the provisions contained in the Buyback Regulations subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to Securities and Exchange Board of India, stock exchanges, Reserve |
| Mar 23, 2011 | Unauthenticated news circulated by SEBI Registered Market Intermediaries through various modes of communication | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one another |
| Mar 23, 2011 | Unauthenticated news circulated by SEBI Registered Market Intermediaries through various modes of communication | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one another |
| Mar 24, 2011 | Addendum to Circular no. Cir/ISD/1/2011 dated March 23, 2011 | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one another |
| Mar 24, 2011 | Addendum to Circular no. Cir/ISD/1/2011 dated March 23, 2011 | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one another |
| Mar 25, 2011 | HEG Limited -Buyback Offer | warrants, stock option schemes, sweat equity or conversion of preference shares or debentures into Equity Shares. As per the provisions of the Act and the Buy-back Regulations, the Company shall not make any issue of Equity Shares during the Buy-back period, whether pursuant to a bonus issue or conversion of an outstanding convertible instrument, stock options or otherwise. |
| Mar 25, 2011 | HEG Limited -Buyback Offer | warrants, stock option schemes, sweat equity or conversion of preference shares or debentures into Equity Shares. As per the provisions of the Act and the Buy-back Regulations, the Company shall not make any issue of Equity Shares during the Buy-back period, whether pursuant to a bonus issue or conversion of an outstanding convertible instrument, stock options or otherwise. |
| Mar 25, 2011 | HEG Limited -Buyback Offer | warrants, stock option schemes, sweat equity or conversion of preference shares or debentures into Equity Shares. As per the provisions of the Act and the Buy-back Regulations, the Company shall not make any issue of Equity Shares during the Buy-back period, whether pursuant to a bonus issue or conversion of an outstanding convertible instrument, stock options or otherwise. |
| Mar 25, 2011 | HEG Limited -Buyback Offer | warrants, stock option schemes, sweat equity or conversion of preference shares or debentures into Equity Shares. As per the provisions of the Act and the Buy-back Regulations, the Company shall not make any issue of Equity Shares during the Buy-back period, whether pursuant to a bonus issue or conversion of an outstanding convertible instrument, stock options or otherwise. |
| Mar 28, 2011 | Kamadgiri Fashions Limited | On selecting the ASBA option in the CAF, the ASBA Investor confirms that he/she is an ASBA Investor under the applicable provisions of the SEBI Regulations and is deemed to have authorized: (i) the SCSBs to do all acts as are necessary to make an application in the Issue, blocking or unblocking of funds in the ASBA Account and |
| Mar 28, 2011 | L and T FMP - IV | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Mar 28, 2011 | L and T FMP - IV | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Mar 28, 2011 | L and T FMP - IV | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Mar 28, 2011 | L and T FMP - IV | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Mar 28, 2011 | L and T FMP - IV | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Mar 28, 2011 | L and T FMP - IV | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Mar 28, 2011 | FT India Feeder - Franklin US Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 28, 2011 | FT India Feeder - Franklin US Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 28, 2011 | FT India Feeder - Franklin US Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 28, 2011 | FT India Feeder - Franklin US Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 28, 2011 | FT India Feeder - Franklin US Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 28, 2011 | FT India Feeder - Franklin US Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 28, 2011 | FT India Feeder - Franklin US Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 28, 2011 | FT India Feeder - Franklin US Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 28, 2011 | FT India Feeder - Franklin US Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 28, 2011 | FT India Feeder - Franklin US Opportunities Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Mar 29, 2011 | ICICI Prudential FMP - Series 58 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Mar 29, 2011 | ICICI Prudential FMP - Series 58 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Mar 29, 2011 | ICICI Prudential FMP - Series 58 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Mar 29, 2011 | ICICI Prudential FMP - Series 58 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Mar 29, 2011 | ICICI Prudential FMP - Series 58 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 05, 2011 | Advanta India Limited | Applicant/renouncer(s)/renouncee(s) must obtain the approval of the FIPB and/or necessary permission of the RBI, if so required, under the FEMA Regulations and/or any notification or circular issued under FEMA and such permissions should be attached to the CAF. Applications not accompanied by the |
| Apr 05, 2011 | L and T Short Term Debt Fund | The scheme shall bear the dividend distribution tax as per section 115R of Income Tax Act, 1961. As per extract Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities |
| Apr 05, 2011 | L and T Short Term Debt Fund | The scheme shall bear the dividend distribution tax as per section 115R of Income Tax Act, 1961. As per extract Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities |
| Apr 05, 2011 | L and T Short Term Debt Fund | The scheme shall bear the dividend distribution tax as per section 115R of Income Tax Act, 1961. As per extract Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities |
| Apr 05, 2011 | L and T Short Term Debt Fund | The scheme shall bear the dividend distribution tax as per section 115R of Income Tax Act, 1961. As per extract Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities |
| Apr 05, 2011 | L and T Short Term Debt Fund | The scheme shall bear the dividend distribution tax as per section 115R of Income Tax Act, 1961. As per extract Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. Any additional tax liability due to demand raised on the fund by the IT authorities |
| Apr 05, 2011 | Tata SIP Fund Series 3 and 4 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 05, 2011 | Tata SIP Fund Series 3 and 4 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 05, 2011 | Tata SIP Fund Series 3 and 4 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 05, 2011 | Tata SIP Fund Series 3 and 4 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 05, 2011 | Tata SIP Fund Series 3 and 4 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 05, 2011 | Tata SIP Fund Series 3 and 4 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 05, 2011 | Tata SIP Fund Series 3 and 4 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 05, 2011 | Tata SIP Fund Series 3 and 4 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 05, 2011 | Tata SIP Fund Series 3 and 4 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 05, 2011 | Tata SIP Fund Series 3 and 4 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 05, 2011 | Tata SIP Fund Series 3 and 4 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 05, 2011 | Tata SIP Fund Series 3 and 4 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 06, 2011 | Reliance Infrastructure Buyback Public Announcement | or arrangement pursuant to the provisions of the Act, or convert any outstanding warrants or stock options into Equity Shares or re-issue forfeited Equity Shares, till the date of closure of the proposed Buy-back. Further, except as provided in the Buy-back Regulations and the Act, other than by way of bonus issue or in discharge of subsisting obligations such as conversion of warrants, stock option schemes, sweat equity or conversion of |
| Apr 06, 2011 | Reliance Infrastructure Buyback Public Announcement | or arrangement pursuant to the provisions of the Act, or convert any outstanding warrants or stock options into Equity Shares or re-issue forfeited Equity Shares, till the date of closure of the proposed Buy-back. Further, except as provided in the Buy-back Regulations and the Act, other than by way of bonus issue or in discharge of subsisting obligations such as conversion of warrants, stock option schemes, sweat equity or conversion of |
| Apr 06, 2011 | Fidelity FMP - Series VI | The Regulations provide that a CDSC may be charged only for a no-Load scheme and only for the first four years after the Purchase and caps the |
| Apr 06, 2011 | Fidelity FMP - Series VI | The Regulations provide that a CDSC may be charged only for a no-Load scheme and only for the first four years after the Purchase and caps the |
| Apr 08, 2011 | Baroda Pioneer 367 Days FMP - Series 1 and 2 | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 08, 2011 | Baroda Pioneer 367 Days FMP - Series 1 and 2 | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 08, 2011 | Baroda Pioneer 367 Days FMP - Series 1 and 2 | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 08, 2011 | Fidelity Income Saver Fund | the SEBI Regulations and the scheme |
| Apr 08, 2011 | Baroda Pioneer 90 Days FMP - Series 3-4 | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 08, 2011 | Baroda Pioneer 90 Days FMP - Series 3-4 | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 08, 2011 | Baroda Pioneer 90 Days FMP - Series 3-4 | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 11, 2011 | Axis Gold Fund | the Regulations, and the Trustee considers it necessary in the |
| Apr 11, 2011 | DSP Blackrock FMP - 12M - Series 21-26 | The scheme of the Mutual Fund, subject to the conditions and limits prescribed in SEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Apr 13, 2011 | Tata Retirement Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 13, 2011 | Tata Retirement Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 13, 2011 | Tata Retirement Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 13, 2011 | Tata Retirement Fund | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 18, 2011 | Muthoot Finance Limited | The Company undertakes to take all necessary steps to comply with all the requirements of the SEBI ICDR Regulations on corporate governance and adopt the corporate governance code as per Clause 49 of the Listing Agreement to be entered into with the Stock Exchanges. |
| Apr 19, 2011 | Union KBC Liquid Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Apr 19, 2011 | Union KBC Equity Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Apr 19, 2011 | Union KBC Equity Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Apr 19, 2011 | Union KBC Equity Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Apr 19, 2011 | Union KBC Equity Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Apr 20, 2011 | Religare Gold Fund | The AMC may invest in the Scheme in the New Fund Offer Period or on an ongoing basis subject to the SEBI (MF) RegulationsSEBI (MF) Regulationsschemes of the |
| Apr 20, 2011 | Religare Gold Fund | The AMC may invest in the Scheme in the New Fund Offer Period or on an ongoing basis subject to the SEBI (MF) RegulationsSEBI (MF) Regulationsschemes of the |
| Apr 20, 2011 | Religare Gold Fund | The AMC may invest in the Scheme in the New Fund Offer Period or on an ongoing basis subject to the SEBI (MF) RegulationsSEBI (MF) Regulationsschemes of the |
| Apr 20, 2011 | Religare Gold Fund | The AMC may invest in the Scheme in the New Fund Offer Period or on an ongoing basis subject to the SEBI (MF) RegulationsSEBI (MF) Regulationsschemes of the |
| Apr 25, 2011 | DSP BlackRock Latin American Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| Apr 25, 2011 | DSP BlackRock Latin American Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| Apr 25, 2011 | DSP BlackRock Latin American Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| Apr 25, 2011 | DSP BlackRock World Agriculture Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| Apr 25, 2011 | DSP BlackRock World Agriculture Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| Apr 25, 2011 | DSP BlackRock World Agriculture Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 26, 2011 | Reliance Fixed Horizon Fund - XX | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Apr 27, 2011 | Vaswani Industries Limited | In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any company provided that the limit of |
| Apr 27, 2011 | HDFC Gold Fund | purposes of determination of the thinly traded / non traded securities the definitions in the SEBI regulations pertaining to equity schemes shall be applied, since there are no specific |
| May 02, 2011 | JM Fixed Maturity Fund - Series XXI | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| May 02, 2011 | JM Fixed Maturity Fund - Series XXI | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| May 02, 2011 | JM Fixed Maturity Fund - Series XXI | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| May 02, 2011 | JM Fixed Maturity Fund - Series XXI | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| May 02, 2011 | JM Fixed Maturity Fund - Series XXI | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| May 02, 2011 | JM Fixed Maturity Fund - Series XXI | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| May 03, 2011 | UTI - Fixed Term Income Fund - Series X | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 03, 2011 | UTI - Fixed Term Income Fund - Series X | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 03, 2011 | UTI - Fixed Term Income Fund - Series X | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 03, 2011 | UTI - Fixed Term Income Fund - Series X | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 03, 2011 | UTI - Fixed Term Income Fund - Series X | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 03, 2011 | UTI - Fixed Term Income Fund - Series X | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 03, 2011 | UTI - Fixed Term Income Fund - Series X | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2011 | DSP Blackrock China Fund | schemeSEBI (MF) Regulations, 1996 and includes investment management and advisory fees. The AMC will strive to reduce the level of these |
| May 05, 2011 | DSP Blackrock China Fund | schemeSEBI (MF) Regulations, 1996 and includes investment management and advisory fees. The AMC will strive to reduce the level of these |
| May 05, 2011 | DSP Blackrock China Fund | schemeSEBI (MF) Regulations, 1996 and includes investment management and advisory fees. The AMC will strive to reduce the level of these |
| May 05, 2011 | DSP Blackrock China Fund | schemeSEBI (MF) Regulations, 1996 and includes investment management and advisory fees. The AMC will strive to reduce the level of these |
| May 05, 2011 | L and T Capital Protection Oriented Fund - Series 1, II and III | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| May 05, 2011 | L and T Capital Protection Oriented Fund - Series 1, II and III | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| May 05, 2011 | L and T Capital Protection Oriented Fund - Series 1, II and III | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| May 05, 2011 | L and T Capital Protection Oriented Fund - Series 1, II and III | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| May 05, 2011 | ICICI Prudential FMP - Series 59 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| May 05, 2011 | ICICI Prudential FMP - Series 59 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| May 05, 2011 | ICICI Prudential FMP - Series 59 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| May 05, 2011 | ICICI Prudential FMP - Series 59 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| May 05, 2011 | ICICI Prudential FMP - Series 59 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| May 05, 2011 | ICICI Prudential FMP - Series 59 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| May 05, 2011 | JP Morgan India FMP - Series 2 and 3 | Any other Securities / asset class / instruments / units of mutual fund schemes as permitted under the SEBI Regulations. |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | Sundaram Capital Protection Oriented Fund 3 Years (Series 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| May 05, 2011 | DSP Blackrock China Fund | schemeSEBI (MF) Regulations, 1996 and includes investment management and advisory fees. The AMC will strive to reduce the level of these |
| May 06, 2011 | Axis Metal ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis Metal ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis Metal ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis FMCG ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis FMCG ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis FMCG ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis Banking ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis Banking ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis Banking ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis Energy ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis Energy ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis Energy ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis Metal ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis FMCG ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis Banking ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 06, 2011 | Axis Energy ETF | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2011 | Daiwa FMP - 3M - Series 1 and 2 | Exchange Board of India (Foreign Institutional Investors) Regulations, 1995 as amended from time to time. A mutual fund scheme that invests primarily in other |
| May 09, 2011 | Daiwa FMP - 3M - Series 1 and 2 | Exchange Board of India (Foreign Institutional Investors) Regulations, 1995 as amended from time to time. A mutual fund scheme that invests primarily in other |
| May 10, 2011 | Aanjaneya Lifecare Limited | FCL and its then existing promoters had complied with all the applicable provision of Chapter II of the SEBI (SAST) Regulations. However there was a delay in compliance by IVL (under the previous management), for the period 1997-2002 (as defined below), which was regularized through the SEBI Regularization scheme, 2002. |
| May 10, 2011 | Aanjaneya Lifecare Limited | FCL and its then existing promoters had complied with all the applicable provision of Chapter II of the SEBI (SAST) Regulations. However there was a delay in compliance by IVL (under the previous management), for the period 1997-2002 (as defined below), which was regularized through the SEBI Regularization scheme, 2002. |
| May 10, 2011 | Aanjaneya Lifecare Limited | FCL and its then existing promoters had complied with all the applicable provision of Chapter II of the SEBI (SAST) Regulations. However there was a delay in compliance by IVL (under the previous management), for the period 1997-2002 (as defined below), which was regularized through the SEBI Regularization scheme, 2002. |
| May 10, 2011 | Aanjaneya Lifecare Limited | FCL and its then existing promoters had complied with all the applicable provision of Chapter II of the SEBI (SAST) Regulations. However there was a delay in compliance by IVL (under the previous management), for the period 1997-2002 (as defined below), which was regularized through the SEBI Regularization scheme, 2002. |
| May 10, 2011 | Baroda Pioneer Dynamic Bond Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustees may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| May 10, 2011 | Baroda Pioneer Dynamic Bond Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustees may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Capital Protection Oriented Fund - Series III | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Capital Protection Oriented Fund - Series III | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Capital Protection Oriented Fund - Series III | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Capital Protection Oriented Fund - Series III | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Capital Protection Oriented Fund - Series III | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Capital Protection Oriented Fund - Series III | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Capital Protection Oriented Fund - Series III | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Capital Protection Oriented Fund - Series III | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Debt Fund - Series - 90 days -44 to 55, 180Days - 19 to 24, 367 Days - 1 to 12, 18 Months - 7-8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Gold Fund | Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Capital Protection Oriented Fund - Series III | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Capital Protection Oriented Fund - Series III | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Capital Protection Oriented Fund - Series III | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 10, 2011 | SBI Capital Protection Oriented Fund - Series III | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 11, 2011 | Galaxy Surfactants Limited | The EOU schemescheme, the units undertaking to export their entire production of goods are allowed to be set up. The EOU’s basically function under the administrative control of the |
| May 11, 2011 | Religare Enterprises Limited | resolution passed at a separate meeting of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to General Meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or |
| May 11, 2011 | Religare Enterprises Limited | resolution passed at a separate meeting of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to General Meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or |
| May 11, 2011 | Religare Enterprises Limited | resolution passed at a separate meeting of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to General Meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or |
| May 11, 2011 | Religare Enterprises Limited | resolution passed at a separate meeting of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to General Meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or |
| May 11, 2011 | Religare Enterprises Limited | resolution passed at a separate meeting of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to General Meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or |
| May 11, 2011 | Religare Enterprises Limited | resolution passed at a separate meeting of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to General Meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or |
| May 11, 2011 | Religare Enterprises Limited | resolution passed at a separate meeting of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to General Meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or |
| May 11, 2011 | Religare Enterprises Limited | resolution passed at a separate meeting of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to General Meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or |
| May 11, 2011 | Religare Enterprises Limited | resolution passed at a separate meeting of the holders of three fourths of the issued shares of that class. To every such separate meeting the provisions of these regulations relating to General Meeting shall mutatis mutandis apply but so that necessary quorum shall be five members or all the members holding or |
| May 11, 2011 | Deccan Chronicle Holdings Limited - Public Notice | 6.7 Except as provided in the Buy-back Regulations and the Act, other than by way of bonus issue or in discharge of subsisting obligations such as conversion of FCCBs, warrants, stock option schemes, sweat equity or conversion |
| May 11, 2011 | Principal PNB FMP - Series A1 -A3 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 11, 2011 | Principal PNB FMP - Series A1 -A3 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 11, 2011 | Principal PNB FMP - Series A1 -A3 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 11, 2011 | Principal PNB FMP - Series A1 -A3 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 11, 2011 | Principal PNB FMP - Series A1 -A3 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 11, 2011 | Principal PNB FMP - Series A1 -A3 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 13, 2011 | Clarification on circular dated December 3, 2009 on 'Dealings between a Client and a Stock broker | stock exchanges shall also make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. |
| May 13, 2011 | DWS Gold and Precious Metal Offshore Fund | benchmark for evaluation of performance of the scheme from time to time in conformity with the Investment objectives and appropriateness of the benchmark subject to SEBI Regulations, and other prevailing guidelines, if any. |
| May 13, 2011 | DWS Gold and Precious Metal Offshore Fund | benchmark for evaluation of performance of the scheme from time to time in conformity with the Investment objectives and appropriateness of the benchmark subject to SEBI Regulations, and other prevailing guidelines, if any. |
| May 13, 2011 | Taurus Balance Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| May 13, 2011 | Taurus Balance Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| May 13, 2011 | Taurus Balance Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| May 13, 2011 | Taurus Balance Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| May 13, 2011 | Taurus Balance Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| May 13, 2011 | Taurus Balance Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| May 13, 2011 | Taurus Balance Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| May 13, 2011 | Taurus Balance Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| May 13, 2011 | Taurus Balance Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| May 13, 2011 | Taurus Balance Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| May 13, 2011 | Taurus Balance Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| May 16, 2011 | DSP Blackrock FMP - Series 1 to 10 | The scheme of the Mutual Fund, subject to the conditions and limits prescribed in SEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| May 19, 2011 | Tata FMP Series 37 - Scheme A to Scheme F | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 19, 2011 | Tata FMP Series 37 - Scheme A to Scheme F | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 19, 2011 | Tata FMP Series 37 - Scheme A to Scheme F | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 19, 2011 | Tata FMP Series 37 - Scheme A to Scheme F | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 19, 2011 | Tata FMP Series 37 - Scheme A to Scheme F | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 19, 2011 | Tata FMP Series 37 - Scheme A to Scheme F | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 19, 2011 | Tata FMP Series 37 - Scheme A to Scheme F | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 19, 2011 | Tata FMP Series 37 - Scheme A to Scheme F | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 19, 2011 | Tata FMP Series 37 - Scheme A to Scheme F | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 19, 2011 | Tata FMP Series 37 - Scheme A to Scheme F | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 19, 2011 | Tata FMP Series 37 - Scheme A to Scheme F | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 19, 2011 | Tata FMP Series 37 - Scheme A to Scheme F | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 23, 2011 | Bajaj Hindustan Limited | equipment failure or breakdown; failure to comply with applicable regulations and standards and to maintain necessary licenses; disruptions in the supply of raw material and/or energy; |
| May 23, 2011 | JP Morgan America Large Cap Equity Offshore Fund | estimated above under any head and / or in total. The AMC will charge the Scheme such actual expenses incurred, subject to the statutory limit prescribed in the SEBI Regulations. Investors should also note that they will be bearing the recurring expenses of the Scheme in addition to the expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| May 23, 2011 | JP Morgan America Large Cap Equity Offshore Fund | estimated above under any head and / or in total. The AMC will charge the Scheme such actual expenses incurred, subject to the statutory limit prescribed in the SEBI Regulations. Investors should also note that they will be bearing the recurring expenses of the Scheme in addition to the expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| May 23, 2011 | JP Morgan America Large Cap Equity Offshore Fund | estimated above under any head and / or in total. The AMC will charge the Scheme such actual expenses incurred, subject to the statutory limit prescribed in the SEBI Regulations. Investors should also note that they will be bearing the recurring expenses of the Scheme in addition to the expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| May 24, 2011 | VMS Industries Limited | In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any company provided that the limit of 10% shall not be |
| May 24, 2011 | Timbor Home Limited | In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any company provided that the limit of |
| May 24, 2011 | Morgan Stanley Liquid Fund | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 [15A] of the SEBI [MF] Regulations: |
| May 24, 2011 | Morgan Stanley Liquid Fund | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 [15A] of the SEBI [MF] Regulations: |
| May 24, 2011 | Morgan Stanley Liquid Fund | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 [15A] of the SEBI [MF] Regulations: |
| May 24, 2011 | Morgan Stanley Saving Plus | Following are the Fu ndamental Attributes of t he scheme, in terms of Regulation 18[15A] of the SEBI [MF] Regulations: |
| May 24, 2011 | Morgan Stanley Saving Plus | Following are the Fu ndamental Attributes of t he scheme, in terms of Regulation 18[15A] of the SEBI [MF] Regulations: |
| May 24, 2011 | Morgan Stanley Saving Plus | Following are the Fu ndamental Attributes of t he scheme, in terms of Regulation 18[15A] of the SEBI [MF] Regulations: |
| May 24, 2011 | Birla Sun Life FTP - Series DE to Series DS | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series DE to Series DS | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series DE to Series DS | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series DE to Series DS | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series DE to Series DS | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series DE to Series DS | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series DE to Series DS | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series DE to Series DS | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series DE to Series DS | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Morgan Stanley Ultra Short- Term Fund | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 [15A] of the SEBI [MF] Regulations: |
| May 24, 2011 | Morgan Stanley Ultra Short- Term Fund | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 [15A] of the SEBI [MF] Regulations: |
| May 24, 2011 | Morgan Stanley Mid Cap Fund | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18[15A] of the SEBI [MF] Regulations: |
| May 24, 2011 | Morgan Stanley Mid Cap Fund | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18[15A] of the SEBI [MF] Regulations: |
| May 24, 2011 | Morgan Stanley Mid Cap Fund | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18[15A] of the SEBI [MF] Regulations: |
| May 24, 2011 | Birla Sun Life FTP - Series 19 to Series 28 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series 19 to Series 28 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series 19 to Series 28 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series 19 to Series 28 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series 19 to Series 28 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series 19 to Series 28 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series 19 to Series 28 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series 19 to Series 28 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Birla Sun Life FTP - Series 19 to Series 28 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| May 24, 2011 | Axis Fixed Term Plan - Series 14-16 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| May 24, 2011 | Axis Fixed Term Plan - Series 14-16 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| May 24, 2011 | Axis Fixed Term Plan - Series 14-16 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| May 24, 2011 | Axis Fixed Term Plan - Series 14-16 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| May 24, 2011 | Axis Fixed Term Plan - Series 14-16 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| May 24, 2011 | Axis Fixed Term Plan - Series 14-16 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| May 24, 2011 | Axis Fixed Term Plan - Series 14-16 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| May 26, 2011 | IDFC FMP Half Yearly Series 15,16 and 17 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| May 26, 2011 | IDFC FMP Half Yearly Series 15,16 and 17 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| May 26, 2011 | IDFC FMP Half Yearly Series 15,16 and 17 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| May 26, 2011 | IDFC FMP Quarterly Series 66,67,68 and 69 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| May 26, 2011 | IDFC FMP Quarterly Series 66,67,68 and 69 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| May 26, 2011 | IDFC FMP Quarterly Series 66,67,68 and 69 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| May 26, 2011 | IDFC FMP Nine Month Series 1 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| May 26, 2011 | IDFC FMP Nine Month Series 1 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| May 26, 2011 | IDFC FMP Nine Month Series 1 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 27, 2011 | Reliance Dual Advantage Fixed Tenure Fund II | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| May 31, 2011 | IDFC FMP Quarterly Series 64 and 65 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| May 31, 2011 | IDFC FMP Quarterly Series 64 and 65 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| May 31, 2011 | IDFC FMP Quarterly Series 64 and 65 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Jun 01, 2011 | IDFC FMP Yearly Series 47, 48, 49, 50, 51 and other Series | Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Jun 01, 2011 | IDFC FMP Yearly Series 47, 48, 49, 50, 51 and other Series | Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Jun 01, 2011 | IDFC FMP Yearly Series 47, 48, 49, 50, 51 and other Series | Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Jun 01, 2011 | DSP BlackRock Global Allocation Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| Jun 01, 2011 | DSP BlackRock Global Allocation Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| Jun 02, 2011 | Religare FMP - Series IX - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 02, 2011 | Religare FMP - Series IX - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 02, 2011 | Religare FMP - Series IX - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 02, 2011 | Religare FMP - Series IX - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 02, 2011 | Religare FMP - Series IX - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 03, 2011 | Periodical Report - Grant of prior approval to members of stock exchanges/sub- brokers | (b) make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co- ordination with one another to achieve uniformity in approach. |
| Jun 07, 2011 | Principal Pnb FMP - Series A4 to A6 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jun 07, 2011 | Principal Pnb FMP - Series A4 to A6 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jun 07, 2011 | Principal Pnb FMP - Series A4 to A6 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jun 07, 2011 | Principal Pnb FMP - Series A4 to A6 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jun 07, 2011 | Principal Pnb FMP - Series A4 to A6 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jun 07, 2011 | Principal Pnb FMP - Series A4 to A6 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 7 and Series 8 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 7 and Series 8 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 7 and Series 8 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 7 and Series 8 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 7 and Series 8 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 7 and Series 8 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 7 and Series 8 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 7 and Series 8 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 7 and Series 8 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 7 and Series 8 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 7 and Series 8 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations and within the limits as specified by the Rating Agency. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations and within the limits as specified by the Rating Agency. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations and within the limits as specified by the Rating Agency. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations and within the limits as specified by the Rating Agency. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations and within the limits as specified by the Rating Agency. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations and within the limits as specified by the Rating Agency. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations and within the limits as specified by the Rating Agency. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations and within the limits as specified by the Rating Agency. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations and within the limits as specified by the Rating Agency. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations and within the limits as specified by the Rating Agency. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations and within the limits as specified by the Rating Agency. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 08, 2011 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | recurring expenses that can be charged to the scheme will be subject to limits prescribed from time to time, under the SEBI Regulations and within the limits as specified by the Rating Agency. The purpose of the above table is to assist the investor in understanding the various costs and expenses that an investor in the Scheme(s) will bear directly or indirectly. Expenses over and above the limits prescribed under the SEBI Regulations shall be borne by the AMC. However, as per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a percentage limit of weekly average net assets as given in the table below. Subject to the SEBI Regulations and SID, expenses over and above the prescribed ceiling will be borne by the AMC. |
| Jun 13, 2011 | Timbor Home Ltd | In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any company provided that the limit of |
| Jun 15, 2011 | Rushil Décor Ltd | Rushil Decor Limited In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any company provided that the limit of |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 15, 2011 | Tata Capital Protection Oriented Fund - Series I and II | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 17, 2011 | Shareholding of promoter/promoter group to be in dematerialized mode | b) make necessaramendments to the relevant bye-laws, rules and regulations as |
| Jun 17, 2011 | Daiwa Equity Fund | as they deem necessarSEBI (MF) Regulations. Rs. 5,000/- and in multiples of Re. 1/- thereafter. |
| Jun 17, 2011 | Daiwa Equity Fund | as they deem necessarSEBI (MF) Regulations. Rs. 5,000/- and in multiples of Re. 1/- thereafter. |
| Jun 17, 2011 | Sundaram Fixed Term Plan BK-BN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 17, 2011 | Sundaram Fixed Term Plan BK-BN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 17, 2011 | Sundaram Fixed Term Plan BK-BN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 17, 2011 | Sundaram Fixed Term Plan BK-BN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 17, 2011 | Sundaram Fixed Term Plan BK-BN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 17, 2011 | Sundaram Fixed Term Plan BK-BN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 17, 2011 | Sundaram Fixed Term Plan BK-BN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 17, 2011 | Sundaram Fixed Term Plan BK-BN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 17, 2011 | Sundaram Fixed Term Plan BK-BN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 17, 2011 | Sundaram Fixed Term Plan BK-BN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 17, 2011 | Daiwa Equity Fund | as they deem necessarSEBI (MF) Regulations. Rs. 5,000/- and in multiples of Re. 1/- thereafter. |
| Jun 17, 2011 | Shareholding of promoter/promoter group to be in dematerialized mode | b) make necessaramendments to the relevant bye-laws, rules and regulations as |
| Jun 20, 2011 | Readymade Steel India Limited | As per the existing regulations, no mutual fund scheme shall invest more than 10% of its net asset value in equity shares or equity related instruments of any single company provided that |
| Jun 20, 2011 | Readymade Steel India Limited | As per the existing regulations, no mutual fund scheme shall invest more than 10% of its net asset value in equity shares or equity related instruments of any single company provided that |
| Jun 20, 2011 | Readymade Steel India Limited | As per the existing regulations, no mutual fund scheme shall invest more than 10% of its net asset value in equity shares or equity related instruments of any single company provided that |
| Jun 20, 2011 | Periodical Report - Grant of prior approval to Depository Participants | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one another to |
| Jun 20, 2011 | Periodical Report - Grant of prior approval to Depository Participants | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one another to |
| Jun 22, 2011 | Union KBC Tax Saver Scheme | The units of the schemeschemesary in the interest of Unit holders of the Fund. |
| Jun 22, 2011 | Union KBC Tax Saver Scheme | The units of the schemeschemesary in the interest of Unit holders of the Fund. |
| Jun 22, 2011 | Union KBC Tax Saver Scheme | The units of the schemeschemesary in the interest of Unit holders of the Fund. |
| Jun 22, 2011 | Union KBC Tax Saver Scheme | The units of the schemeschemesary in the interest of Unit holders of the Fund. |
| Jun 22, 2011 | Union KBC Tax Saver Scheme | The units of the schemeschemesary in the interest of Unit holders of the Fund. |
| Jun 22, 2011 | ICICI Prudential Regular Gold Saving Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jun 22, 2011 | ICICI Prudential Regular Gold Saving Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jun 22, 2011 | ICICI Prudential Regular Gold Saving Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jun 22, 2011 | ICICI Prudential Regular Gold Saving Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jun 22, 2011 | ICICI Prudential Regular Gold Saving Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jun 22, 2011 | ICICI Prudential Regular Gold Saving Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jun 22, 2011 | ICICI Prudential Regular Gold Saving Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jun 22, 2011 | ICICI Prudential Regular Gold Saving Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jun 22, 2011 | ICICI Prudential Regular Gold Saving Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 22, 2011 | SBI Global Emerging Market Fund | However, as per Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2010, a fund of fund scheme can charge the expenses as under: |
| Jun 27, 2011 | Motilal Oswal MOSt Shares NASDAQ FoF | the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Jun 27, 2011 | Religare FMP Series X - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 27, 2011 | Religare FMP Series X - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 27, 2011 | Tata FMP Series - 38 Scheme A to Scheme J | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 27, 2011 | Tata FMP Series - 38 Scheme A to Scheme J | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 27, 2011 | Tata FMP Series - 38 Scheme A to Scheme J | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 27, 2011 | Tata FMP Series - 38 Scheme A to Scheme J | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 27, 2011 | Tata FMP Series - 38 Scheme A to Scheme J | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 27, 2011 | Tata FMP Series - 38 Scheme A to Scheme J | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 27, 2011 | Tata FMP Series - 38 Scheme A to Scheme J | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 27, 2011 | Tata FMP Series - 38 Scheme A to Scheme J | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 27, 2011 | Religare FMP Series X - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 27, 2011 | Religare FMP Series X - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 27, 2011 | Tata FMP Series - 38 Scheme A to Scheme J | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 27, 2011 | Tata FMP Series - 38 Scheme A to Scheme J | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 27, 2011 | Tata FMP Series - 38 Scheme A to Scheme J | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 27, 2011 | Tata FMP Series - 38 Scheme A to Scheme J | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jun 27, 2011 | Religare FMP Series X - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 30, 2011 | Show Cause Notice against Mahadev Impexs in the matter of Edserv Softsystems Ltd | any manipulative or deceptive device or contrivance in contravention of the provisions of this Act or the rules or the regulations made thereunder; employ any device, scheme or artifice to defraud in connection with issue |
| Jun 30, 2011 | Show Cause Notice against Shiv Impexs in the matter of Edserv Softsysytems Ltd | any manipulative or deceptive device or contrivance in contravention of the provisions of this Act or the rules or the regulations made thereunder; employ any device, scheme or artifice to defraud in connection with issue |
| Jun 30, 2011 | DSP Blackrock Emerging Europe Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| Jun 30, 2011 | DSP Blackrock Emerging Europe Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| Jun 30, 2011 | DSP Blackrock Emerging Europe Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| Jun 30, 2011 | UTI Credit Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 30, 2011 | UTI Credit Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 30, 2011 | UTI Credit Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 30, 2011 | UTI Credit Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 30, 2011 | UTI Credit Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 30, 2011 | UTI Credit Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 30, 2011 | UTI Credit Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 30, 2011 | Indiabulls Blue Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Jun 30, 2011 | Indiabulls Blue Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Jun 30, 2011 | Indiabulls Blue Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Jun 30, 2011 | Baroda Pioneer 90 Days FMP - Series 5, 6 180 Days FMP - Series 1,2 and 367 Days FMP - Series 3, 4 | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jun 30, 2011 | Baroda Pioneer 90 Days FMP - Series 5, 6 180 Days FMP - Series 1,2 and 367 Days FMP - Series 3, 4 | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jun 30, 2011 | Baroda Pioneer 90 Days FMP - Series 5, 6 180 Days FMP - Series 1,2 and 367 Days FMP - Series 3, 4 | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jun 30, 2011 | Indiabulls Liquid Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Jun 30, 2011 | Indiabulls Liquid Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Jun 30, 2011 | Indiabulls Liquid Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Jun 30, 2011 | UTI Credit Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 30, 2011 | Indiabulls Blue Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Jun 30, 2011 | Indiabulls Liquid Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Jul 04, 2011 | DSP BlackRock FMP - Series 11 to 20 | • The scheme of the Mutual Fund, subject to the conditions and limits prescribed in SEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jul 07, 2011 | DSP BlackRock Long Term FMP Series 1 to 10 | • The scheme of the Mutual Fund, subject to the conditions and limits prescribed in SEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jul 07, 2011 | ICICI Prudential Multiple Yield Fund - Series 2 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jul 07, 2011 | ICICI Prudential Multiple Yield Fund - Series 2 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jul 07, 2011 | ICICI Prudential Multiple Yield Fund - Series 2 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jul 07, 2011 | ICICI Prudential Multiple Yield Fund - Series 2 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jul 07, 2011 | ICICI Prudential Multiple Yield Fund - Series 2 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jul 07, 2011 | HDFC Fixed Maturity Plans - Series XIX | 14. Other schemeSEBI (MF) Regulations; |
| Jul 07, 2011 | HDFC Fixed Maturity Plans - Series XIX | 14. Other schemeSEBI (MF) Regulations; |
| Jul 07, 2011 | HDFC Fixed Maturity Plans - Series XIX | 14. Other schemeSEBI (MF) Regulations; |
| Jul 07, 2011 | HDFC Fixed Maturity Plans - Series XIX | 14. Other schemeSEBI (MF) Regulations; |
| Jul 07, 2011 | Kotak FMP Series 60 -69 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Jul 07, 2011 | Kotak FMP Series 60 -69 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Jul 07, 2011 | Kotak FMP Series 60 -69 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Jul 07, 2011 | Kotak FMP Series 60 -69 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Jul 07, 2011 | Indiabulls FMP 370 Days - Series 1 | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe |
| Jul 07, 2011 | HDFC Fixed Maturity Plans - Series XIX | 14. Other schemeSEBI (MF) Regulations; |
| Jul 07, 2011 | HDFC Fixed Maturity Plans - Series XIX | 14. Other schemeSEBI (MF) Regulations; |
| Jul 07, 2011 | Indiabulls FMP 370 Days - Series 1 | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe |
| Jul 08, 2011 | HSBC Fixed Term Series (HFTS) | other schemeSEBI (MF) Regulations. |
| Jul 08, 2011 | HSBC Fixed Term Series (HFTS) | other schemeSEBI (MF) Regulations. |
| Jul 08, 2011 | HSBC Fixed Term Series (HFTS) | other schemeSEBI (MF) Regulations. |
| Jul 08, 2011 | HSBC Fixed Term Series (HFTS) | other schemeSEBI (MF) Regulations. |
| Jul 08, 2011 | HSBC Fixed Term Series (HFTS) | other schemeSEBI (MF) Regulations. |
| Jul 08, 2011 | HSBC Fixed Term Series (HFTS) | other schemeSEBI (MF) Regulations. |
| Jul 08, 2011 | HSBC Fixed Term Series (HFTS) | other schemeSEBI (MF) Regulations. |
| Jul 11, 2011 | Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges | b) Make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in coordination with one another to achieve uniformity in approach. |
| Jul 11, 2011 | Sundaram Fixed Term Plan - BO-BR | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jul 11, 2011 | Sundaram Fixed Term Plan - BO-BR | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jul 11, 2011 | Sundaram Fixed Term Plan - BO-BR | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jul 11, 2011 | Sundaram Fixed Term Plan - BO-BR | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jul 11, 2011 | Sundaram Fixed Term Plan - BO-BR | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jul 11, 2011 | Sundaram Fixed Term Plan - BO-BR | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jul 11, 2011 | Sundaram Fixed Term Plan - BO-BR | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jul 11, 2011 | Sundaram Fixed Term Plan - BO-BR | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jul 11, 2011 | Sundaram Fixed Term Plan - BO-BR | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jul 11, 2011 | Sundaram Fixed Term Plan - BO-BR | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jul 12, 2011 | Taurus FMP Series K to M | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Jul 12, 2011 | Taurus FMP Series K to M | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Jul 12, 2011 | Taurus FMP Series K to M | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Jul 12, 2011 | Taurus FMP Series K to M | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Jul 12, 2011 | Taurus FMP Series K to M | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Jul 12, 2011 | Taurus FMP Series K to M | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Jul 12, 2011 | Taurus FMP Series K to M | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Jul 12, 2011 | Taurus FMP Series K to M | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Jul 15, 2011 | Pramerica Capital Protection Oriented Fund - 3 Years Series 1 | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Jul 15, 2011 | Pramerica Capital Protection Oriented Fund - 3 Years Series 1 | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Jul 15, 2011 | Pramerica Capital Protection Oriented Fund - 3 Years Series 1 | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Jul 15, 2011 | DWS Fixed Term Fund - Series 91 to 96 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 15, 2011 | DWS Fixed Term Fund - Series 91 to 96 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 15, 2011 | DWS Fixed Term Fund - Series 91 to 96 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 15, 2011 | DWS Fixed Term Fund - Series 91 to 96 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 15, 2011 | DWS Fixed Term Fund - Series 91 to 96 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 15, 2011 | DWS Fixed Term Fund - Series 91 to 96 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 15, 2011 | Taurus Banking and Financial Services Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 15, 2011 | Taurus Banking and Financial Services Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 15, 2011 | Taurus Banking and Financial Services Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 15, 2011 | Taurus Banking and Financial Services Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 15, 2011 | Taurus Banking and Financial Services Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 15, 2011 | Taurus Banking and Financial Services Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 15, 2011 | Taurus Banking and Financial Services Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 15, 2011 | Taurus Banking and Financial Services Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 15, 2011 | Taurus Banking and Financial Services Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 15, 2011 | Pramerica Capital Protection Oriented Fund - 3 Years Series 2 | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Jul 15, 2011 | Pramerica Capital Protection Oriented Fund - 3 Years Series 2 | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Jul 15, 2011 | Pramerica Capital Protection Oriented Fund - 3 Years Series 2 | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Jul 15, 2011 | L and T FMP - V | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jul 15, 2011 | L and T FMP - V | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jul 15, 2011 | L and T FMP - V | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jul 15, 2011 | L and T FMP - V | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jul 15, 2011 | L and T FMP - V | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jul 15, 2011 | L and T FMP - V | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jul 15, 2011 | Pramerica Capital Protection Oriented Fund - 3 Years Series 1 | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Jul 15, 2011 | Taurus Banking and Financial Services Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 15, 2011 | Taurus Banking and Financial Services Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 15, 2011 | Pramerica Capital Protection Oriented Fund - 3 Years Series 2 | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Jul 20, 2011 | L and T Finance Holdings Limited | Our Company undertakes to take all necessary steps to comply with all the requirements of the SEBI ICDR Regulations on corporate governance and adopt the corporate governance code as per Clause 49 of the Listing Agreements to be entered into with the Stock Exchanges. |
| Jul 20, 2011 | L and T Finance Holdings Limited | Our Company undertakes to take all necessary steps to comply with all the requirements of the SEBI ICDR Regulations on corporate governance and adopt the corporate governance code as per Clause 49 of the Listing Agreements to be entered into with the Stock Exchanges. |
| Jul 21, 2011 | Edelweiss FMP - Series 4 to Series 6 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. In accordance with the Regulation, Edelweiss Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close |
| Jul 21, 2011 | Edelweiss FMP - Series 4 to Series 6 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. In accordance with the Regulation, Edelweiss Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close |
| Jul 21, 2011 | Edelweiss FMP - Series 4 to Series 6 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. In accordance with the Regulation, Edelweiss Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close |
| Jul 21, 2011 | Edelweiss FMP - Series 4 to Series 6 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. In accordance with the Regulation, Edelweiss Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close |
| Jul 21, 2011 | Edelweiss FMP - Series 4 to Series 6 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. In accordance with the Regulation, Edelweiss Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close |
| Jul 22, 2011 | L and T Interval Fund | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jul 22, 2011 | L and T Interval Fund | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jul 22, 2011 | L and T Interval Fund | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jul 22, 2011 | L and T Interval Fund | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jul 22, 2011 | L and T Interval Fund | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jul 22, 2011 | L and T Interval Fund | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jul 22, 2011 | Union KBC FMP - Series 1 to 8 | Following are the Fundamental attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations, 1996: |
| Jul 25, 2011 | L and T Savings Fund | schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jul 25, 2011 | L and T Savings Fund | schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jul 25, 2011 | L and T Savings Fund | schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jul 25, 2011 | L and T Savings Fund | schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jul 25, 2011 | L and T Savings Fund | schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jul 25, 2011 | L and T Savings Fund | schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | AIG Monthly Income Plan | Subject to Regulations, expenses over and above the prescribed limit shall be borne by the Asset Management Company. In terms of the Investment Management Agreement and the Regulations, the AMC is entitled to an investment management fee at 1.25% per annum of the average net assets for a corpus up to ` 100 crores and at 1.00% per annum for the corpus amount in excess of ` 100 crores. Further, pursuant to SEBI Circular No. SEBI/IMD/CIR No. 18/198647/2010 dated March 15, 2010 it has been clarified that AMC shall not collect any additional management fees as per the Regulation 52(3) of SEBI MF Regulations, 1996 for the scheme launched on no load basis. |
| Jul 25, 2011 | L and T Savings Fund | schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | Reliance Fixed Horizon Fund - XXI | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Jul 26, 2011 | IIFL Nifty ETF | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) RegulationsschemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the |
| Jul 26, 2011 | IIFL Nifty ETF | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) RegulationsschemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the |
| Jul 26, 2011 | IIFL Nifty ETF | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) RegulationsschemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the |
| Jul 26, 2011 | IIFL Nifty ETF | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) RegulationsschemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the |
| Jul 26, 2011 | IIFL Nifty ETF | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) RegulationsschemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the |
| Jul 26, 2011 | Tata Fixed Tenure Fund Series 4 and 5 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 26, 2011 | Tata Fixed Tenure Fund Series 4 and 5 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 26, 2011 | Tata Fixed Tenure Fund Series 4 and 5 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 26, 2011 | Tata Fixed Tenure Fund Series 4 and 5 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 26, 2011 | Tata Fixed Tenure Fund Series 4 and 5 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 26, 2011 | Tata Fixed Tenure Fund Series 4 and 5 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 26, 2011 | Tata Fixed Tenure Fund Series 4 and 5 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 26, 2011 | Tata Fixed Tenure Fund Series 4 and 5 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 26, 2011 | IIFL Dividend Opportunities ETF | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) RegulationsschemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the |
| Jul 26, 2011 | IIFL Dividend Opportunities ETF | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) RegulationsschemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the |
| Jul 26, 2011 | IIFL Dividend Opportunities ETF | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) RegulationsschemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the |
| Jul 26, 2011 | IIFL Dividend Opportunities ETF | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) RegulationsschemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the |
| Jul 26, 2011 | IIFL Dividend Opportunities ETF | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) RegulationsschemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the |
| Jul 26, 2011 | IDBI Gold Exchange Traded Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jul 26, 2011 | IDBI Gold Exchange Traded Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jul 26, 2011 | IDBI Gold Exchange Traded Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jul 26, 2011 | IDBI Gold Exchange Traded Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jul 26, 2011 | IDBI Gold Exchange Traded Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jul 26, 2011 | IDBI Gold Exchange Traded Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jul 26, 2011 | IIFL Nifty ETF | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) RegulationsschemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the |
| Jul 26, 2011 | Tata Fixed Tenure Fund Series 4 and 5 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 26, 2011 | Tata Fixed Tenure Fund Series 4 and 5 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 26, 2011 | Tata Fixed Tenure Fund Series 4 and 5 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 26, 2011 | Tata Fixed Tenure Fund Series 4 and 5 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Jul 26, 2011 | IIFL Dividend Opportunities ETF | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) RegulationsschemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the |
| Jul 26, 2011 | IDBI Gold Exchange Traded Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jul 26, 2011 | IDBI Gold Exchange Traded Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jul 26, 2011 | IDBI Gold Exchange Traded Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Aug 01, 2011 | Concept Paper On Proposed Alternative Investment Funds Regulation | (2) The funds already registered as VCF under SEBI (VCF) Regulation, 1996 shall continue to be regulated by the said regulations till the existing fund or scheme managed by the fund is wound up. |
| Aug 01, 2011 | Concept Paper On Proposed Alternative Investment Funds Regulation | (2) The funds already registered as VCF under SEBI (VCF) Regulation, 1996 shall continue to be regulated by the said regulations till the existing fund or scheme managed by the fund is wound up. |
| Aug 01, 2011 | Union KBC Ultra Short Term Debt Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Aug 01, 2011 | ICICI Prudential FMP - Series 61 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Aug 01, 2011 | ICICI Prudential FMP - Series 61 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Aug 01, 2011 | ICICI Prudential FMP - Series 61 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Aug 01, 2011 | ICICI Prudential FMP - Series 61 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Aug 02, 2011 | SMS and E-mail alerts to investors by stock exchanges | b. make amendments to the relevant bye-laws, rules and regulationsary, in coordination with |
| Aug 02, 2011 | Revised procedure for seeking prior approval for change in control through single window | (ii) make amendments to the relevant bye-laws, rules and regulationsary for the implementation of the above decision in co- |
| Aug 02, 2011 | Motilal Oswal MOSt Shares Gold ETF | the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Aug 02, 2011 | Motilal Oswal MOSt Shares Gold ETF | the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Aug 02, 2011 | Birla Sun Life Gold Fund | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. In calculating net assets of the schemescheme (Birla Sun Life Gold ETF) |
| Aug 02, 2011 | Birla Sun Life Gold Fund | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. In calculating net assets of the schemescheme (Birla Sun Life Gold ETF) |
| Aug 02, 2011 | Birla Sun Life Gold Fund | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. In calculating net assets of the schemescheme (Birla Sun Life Gold ETF) |
| Aug 02, 2011 | Birla Sun Life Gold Fund | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. In calculating net assets of the schemescheme (Birla Sun Life Gold ETF) |
| Aug 02, 2011 | Birla Sun Life Gold Fund | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. In calculating net assets of the schemescheme (Birla Sun Life Gold ETF) |
| Aug 02, 2011 | Birla Sun Life Gold Fund | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. In calculating net assets of the schemescheme (Birla Sun Life Gold ETF) |
| Aug 02, 2011 | Daiwa FMP - Series I - Plan A | Exchange Board of India (Foreign Institutional Investors) Regulations, 1995 as amended from time to time. A mutual fund scheme that invests primarily in other |
| Aug 02, 2011 | Daiwa FMP - Series I - Plan A | Exchange Board of India (Foreign Institutional Investors) Regulations, 1995 as amended from time to time. A mutual fund scheme that invests primarily in other |
| Aug 02, 2011 | SMS and E-mail alerts to investors by stock exchanges | b. make amendments to the relevant bye-laws, rules and regulationsary, in coordination with |
| Aug 02, 2011 | Revised procedure for seeking prior approval for change in control through single window | (ii) make amendments to the relevant bye-laws, rules and regulationsary for the implementation of the above decision in co- |
| Aug 04, 2011 | SRS Limited | the Bidder shall be deemed to have authorised the Company to make the necessary changes in the Red Herring Prospectus and the Bid cum Application Form as would be required under the ICDR Regulations and other applicable laws, for filing the Prospectus with the RoC and as would be required by SEBI and/or |
| Aug 04, 2011 | SRS Limited | the Bidder shall be deemed to have authorised the Company to make the necessary changes in the Red Herring Prospectus and the Bid cum Application Form as would be required under the ICDR Regulations and other applicable laws, for filing the Prospectus with the RoC and as would be required by SEBI and/or |
| Aug 04, 2011 | SRS Limited | the Bidder shall be deemed to have authorised the Company to make the necessary changes in the Red Herring Prospectus and the Bid cum Application Form as would be required under the ICDR Regulations and other applicable laws, for filing the Prospectus with the RoC and as would be required by SEBI and/or |
| Aug 09, 2011 | Investment by Foreign Investors in Mutual Fund Schemes | regulations) or in Indian rupees in the respective MF scheme account held in |
| Aug 09, 2011 | Pramerica Capital Protection Oriented Fund - Series 3 - 12M | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Aug 09, 2011 | Pramerica Capital Protection Oriented Fund - Series 3 - 12M | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Aug 09, 2011 | Pramerica Capital Protection Oriented Fund - Series 3 - 12M | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Aug 09, 2011 | Pramerica Capital Protection Oriented Fund - Series 3 - 12M | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Aug 09, 2011 | Pramerica Capital Protection Oriented Fund - Series 3 - 12M | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations. |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 7 - 8) | 1)l/We hereby undertake that l/We am/are an ASBA lnvestor as per the applicable provisions of the SEBl (lssue of Capital and Disclosure Requirements), Regulations 2009 (‘SEBl Regulations’) as amended from time to time. 2) ln accordance with ASBA process provided in the SEBl Regulations and as disclosed in this application, l/We authorize (a) the SCSB to do all necessary acts including blocking of application money towards the Subscription of Units of the Scheme, to the extent mentioned above in the “SCSB / ASBA Account details” or unblocking of funds in the bank account maintained with the SCSB specified in this application form, |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 7 - 8) | 1)l/We hereby undertake that l/We am/are an ASBA lnvestor as per the applicable provisions of the SEBl (lssue of Capital and Disclosure Requirements), Regulations 2009 (‘SEBl Regulations’) as amended from time to time. 2) ln accordance with ASBA process provided in the SEBl Regulations and as disclosed in this application, l/We authorize (a) the SCSB to do all necessary acts including blocking of application money towards the Subscription of Units of the Scheme, to the extent mentioned above in the “SCSB / ASBA Account details” or unblocking of funds in the bank account maintained with the SCSB specified in this application form, |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 7 - 8) | 1)l/We hereby undertake that l/We am/are an ASBA lnvestor as per the applicable provisions of the SEBl (lssue of Capital and Disclosure Requirements), Regulations 2009 (‘SEBl Regulations’) as amended from time to time. 2) ln accordance with ASBA process provided in the SEBl Regulations and as disclosed in this application, l/We authorize (a) the SCSB to do all necessary acts including blocking of application money towards the Subscription of Units of the Scheme, to the extent mentioned above in the “SCSB / ASBA Account details” or unblocking of funds in the bank account maintained with the SCSB specified in this application form, |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 7 - 8) | 1)l/We hereby undertake that l/We am/are an ASBA lnvestor as per the applicable provisions of the SEBl (lssue of Capital and Disclosure Requirements), Regulations 2009 (‘SEBl Regulations’) as amended from time to time. 2) ln accordance with ASBA process provided in the SEBl Regulations and as disclosed in this application, l/We authorize (a) the SCSB to do all necessary acts including blocking of application money towards the Subscription of Units of the Scheme, to the extent mentioned above in the “SCSB / ASBA Account details” or unblocking of funds in the bank account maintained with the SCSB specified in this application form, |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 3-4) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 10, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 4 - 5) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2011 | IDBI Fixed Maturity Plan - Series II | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Aug 16, 2011 | IDBI Fixed Maturity Plan - Series II | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Aug 16, 2011 | IDBI Fixed Maturity Plan - Series II | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Aug 16, 2011 | IDBI Fixed Maturity Plan - Series II | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Aug 16, 2011 | IDBI Fixed Maturity Plan - Series II | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Aug 16, 2011 | IDBI Fixed Maturity Plan - Series II | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Aug 16, 2011 | IDBI Fixed Maturity Plan - Series II | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Aug 16, 2011 | IDBI Fixed Maturity Plan - Series II | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Aug 16, 2011 | IDBI Fixed Maturity Plan - Series II | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Aug 18, 2011 | Peerless Flexible Income Fund | Trustee reserves the right to list the Units as and when open-end Schemes are permitted to be listed under the Regulations, and the Trustee considers it necessary in the interest of Unit holders of the |
| Aug 18, 2011 | Peerless Flexible Income Fund | Trustee reserves the right to list the Units as and when open-end Schemes are permitted to be listed under the Regulations, and the Trustee considers it necessary in the interest of Unit holders of the |
| Aug 18, 2011 | Peerless Flexible Income Fund | Trustee reserves the right to list the Units as and when open-end Schemes are permitted to be listed under the Regulations, and the Trustee considers it necessary in the interest of Unit holders of the |
| Aug 18, 2011 | Peerless Flexible Income Fund | Trustee reserves the right to list the Units as and when open-end Schemes are permitted to be listed under the Regulations, and the Trustee considers it necessary in the interest of Unit holders of the |
| Aug 24, 2011 | T D Power Systems Limited | The Contract Labour (Regulation and Abolition) Act, 1970 In the event that any aspect of the activities of our Company is outsourced and carried on by labourers hired on contractual basis, then compliance with the Contract Labour (Regulation and Abolition) Act, 1970 (“CLRA”) becomes necessary. The CLRA regulates the employment of contract labour in establishments in which twenty |
| Aug 25, 2011 | Redressal of investor grievances against stock brokers and sub- brokers in SEBI Complaints Redress System (SCORES) | b) make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above in co-ordination with one another to achieve uniformity in approach; |
| Aug 25, 2011 | IDFC FMP Yearly Series 52,53,54,55,56,57,58,59,60 and 61 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Aug 25, 2011 | IDFC FMP Yearly Series 52,53,54,55,56,57,58,59,60 and 61 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Aug 25, 2011 | IDFC FMP Yearly Series 52,53,54,55,56,57,58,59,60 and 61 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Aug 25, 2011 | IDFC FMP Yearly Series 52,53,54,55,56,57,58,59,60 and 61 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Aug 26, 2011 | Annual Report 2010-2011 | of SEBI. SEBI Board approved the proposal and necessaramendments to the regulations are being carried out. |
| Aug 26, 2011 | Annual Report 2010-2011 | of SEBI. SEBI Board approved the proposal and necessaramendments to the regulations are being carried out. |
| Aug 26, 2011 | Annual Report 2010-2011 | of SEBI. SEBI Board approved the proposal and necessaramendments to the regulations are being carried out. |
| Aug 26, 2011 | Annual Report 2010-2011 | of SEBI. SEBI Board approved the proposal and necessaramendments to the regulations are being carried out. |
| Aug 26, 2011 | Annual Report 2010-2011 | of SEBI. SEBI Board approved the proposal and necessaramendments to the regulations are being carried out. |
| Aug 26, 2011 | Annual Report 2010-2011 | of SEBI. SEBI Board approved the proposal and necessaramendments to the regulations are being carried out. |
| Aug 26, 2011 | Annual Report 2010-2011 | of SEBI. SEBI Board approved the proposal and necessaramendments to the regulations are being carried out. |
| Aug 26, 2011 | Annual Report 2010-2011 | of SEBI. SEBI Board approved the proposal and necessaramendments to the regulations are being carried out. |
| Aug 26, 2011 | Annual Report 2010-2011 | of SEBI. SEBI Board approved the proposal and necessaramendments to the regulations are being carried out. |
| Aug 26, 2011 | Annual Report 2010-2011 | of SEBI. SEBI Board approved the proposal and necessaramendments to the regulations are being carried out. |
| Aug 26, 2011 | Annual Report 2010-2011 | of SEBI. SEBI Board approved the proposal and necessaramendments to the regulations are being carried out. |
| Aug 29, 2011 | Tata FMP Series 39 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Aug 29, 2011 | Tata FMP Series 39 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Aug 29, 2011 | Tata FMP Series 39 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Aug 29, 2011 | Tata FMP Series 39 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Aug 29, 2011 | Tata FMP Series 39 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Aug 29, 2011 | Tata FMP Series 39 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Aug 29, 2011 | Tata FMP Series 39 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Aug 29, 2011 | Tata FMP Series 39 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Aug 29, 2011 | Tata FMP Series 39 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Aug 29, 2011 | Tata FMP Series 39 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Aug 29, 2011 | Tata FMP Series 39 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Aug 29, 2011 | Tata FMP Series 39 | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Aug 30, 2011 | Rodium Realty Limited | • • That he/ she is an ASBA Investor as per the SEBI (ICDR) Regulationssary to make an application in the Issue, |
| Aug 30, 2011 | Rodium Realty Limited | • • That he/ she is an ASBA Investor as per the SEBI (ICDR) Regulationssary to make an application in the Issue, |
| Aug 30, 2011 | Amtek Auto Limited - Public Notice | exceeding Rs. 200/- per Equity Share, in accordance with the provisions of Article 54(c) of Articles of Association, Section 77A, 77AA, 77B and other applicable provisions of the Act and the provisions of Buy Back Regulations. The Board approved the Buy-back subject to approval(s) as may be necessary from time to time from statutory |
| Aug 30, 2011 | Securities and Exchange Board Of India (Mutual Funds) (Amendment) Regulations, 2011 | (2) Subject to sub-regulation (1), every infrastructure debt fund scheme may invest the balance amount in equity shares, convertibles including mezzanine |
| Aug 30, 2011 | Securities and Exchange Board Of India (Mutual Funds) (Amendment) Regulations, 2011 | (2) Subject to sub-regulation (1), every infrastructure debt fund scheme may invest the balance amount in equity shares, convertibles including mezzanine |
| Aug 30, 2011 | Securities and Exchange Board Of India (Mutual Funds) (Amendment) Regulations, 2011 | (2) Subject to sub-regulation (1), every infrastructure debt fund scheme may invest the balance amount in equity shares, convertibles including mezzanine |
| Aug 30, 2011 | Securities and Exchange Board Of India (Mutual Funds) (Amendment) Regulations, 2011 | (2) Subject to sub-regulation (1), every infrastructure debt fund scheme may invest the balance amount in equity shares, convertibles including mezzanine |
| Aug 30, 2011 | Rodium Realty Limited | • • That he/ she is an ASBA Investor as per the SEBI (ICDR) Regulationssary to make an application in the Issue, |
| Sep 02, 2011 | Baroda Pioneer Gold Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Sep 02, 2011 | Baroda Pioneer Gold Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Sep 02, 2011 | Baroda Pioneer Gold Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Sep 02, 2011 | Baroda Pioneer Gold Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Sep 02, 2011 | Baroda Pioneer Gold Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Sep 02, 2011 | Baroda Pioneer Global Equity - Gold and Mining Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Sep 02, 2011 | Baroda Pioneer Global Equity - Gold and Mining Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Sep 02, 2011 | Baroda Pioneer Global Equity - Gold and Mining Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Sep 02, 2011 | Baroda Pioneer Global Equity - Gold and Mining Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Sep 02, 2011 | Baroda Pioneer Global Equity - Gold and Mining Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Sep 02, 2011 | Baroda Pioneer Global Equity - Gold and Mining Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Sep 02, 2011 | Baroda Pioneer Global Equity - Gold and Mining Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Sep 02, 2011 | Brooks Laboratories Ltd | issue of preference shares, debentures, buy back of shares, conversion, capital reduction etc.; issue of or cancellation o any ‘Securities’, as defined under the Securities Contracts (Regulation) act, 1956, including (i) grant of employee stock options or issue of sweat equity shares by the Company, |
| Sep 02, 2011 | Brooks Laboratories Ltd | issue of preference shares, debentures, buy back of shares, conversion, capital reduction etc.; issue of or cancellation o any ‘Securities’, as defined under the Securities Contracts (Regulation) act, 1956, including (i) grant of employee stock options or issue of sweat equity shares by the Company, |
| Sep 05, 2011 | PG Electroplast Limited | (b) Subject to the provisions of the Act, to every such separate meeting, the provisions of these regulations relating to meetings shall mutatis mutandis apply, but so that the necessary quorum shall be five persons at least holding or representing by proxy or one-third of the |
| Sep 06, 2011 | Sundaram Select Micro Cap Fund | As per SEBI regulations. the new fund offer expenses shall not be charged to the scheme.The New Fund Offer expenses will be borne by Sundaram |
| Sep 06, 2011 | Sundaram Select Micro Cap Fund | As per SEBI regulations. the new fund offer expenses shall not be charged to the scheme.The New Fund Offer expenses will be borne by Sundaram |
| Sep 06, 2011 | Sundaram Select Micro Cap Fund | As per SEBI regulations. the new fund offer expenses shall not be charged to the scheme.The New Fund Offer expenses will be borne by Sundaram |
| Sep 06, 2011 | Sundaram Select Micro Cap Fund | As per SEBI regulations. the new fund offer expenses shall not be charged to the scheme.The New Fund Offer expenses will be borne by Sundaram |
| Sep 06, 2011 | Sundaram Select Micro Cap Fund | As per SEBI regulations. the new fund offer expenses shall not be charged to the scheme.The New Fund Offer expenses will be borne by Sundaram |
| Sep 06, 2011 | Pramerica Dynamic Bond Fund | the principal fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 06, 2011 | Pramerica Dynamic Bond Fund | the principal fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 06, 2011 | Pramerica Dynamic Bond Fund | the principal fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 06, 2011 | Pramerica Dynamic Bond Fund | the principal fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 08, 2011 | Amendments to SEBI (Mutual Funds) Regulations, 1996 | on Abridged Schemewise Annual Report Format and periodic disclosures to the unitholders and proviso to Regulation 56 (1) of SEBI (Mutual Funds) Regulationsscheme wise annual report or abridged summary thereof. |
| Sep 08, 2011 | Amendments to SEBI (Mutual Funds) Regulations, 1996 | on Abridged Schemewise Annual Report Format and periodic disclosures to the unitholders and proviso to Regulation 56 (1) of SEBI (Mutual Funds) Regulationsscheme wise annual report or abridged summary thereof. |
| Sep 09, 2011 | DSP BlackRock FMP - Series 21 to 40 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Sep 09, 2011 | DSP BlackRock FMP - Series 21 to 40 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Sep 09, 2011 | DSP BlackRock FMP - Series 21 to 40 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Sep 09, 2011 | DSP BlackRock FMP - Series 21 to 40 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Sep 09, 2011 | DSP BlackRock FMP - Series 21 to 40 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Sep 12, 2011 | Redressal of investor grievances against Depository Participants (DPs) in SEBI Complaints Redress System (SCORES) | b) make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above in co-ordination with one another to |
| Sep 12, 2011 | Redressal of investor grievances against Depository Participants (DPs) in SEBI Complaints Redress System (SCORES) | b) make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above in co-ordination with one another to |
| Sep 13, 2011 | Prakash Constrowell Limited | and when, options are granted to our employees under the ESOP schemeSEBI (ICDR) Regulations. |
| Sep 13, 2011 | Prakash Constrowell Limited | and when, options are granted to our employees under the ESOP schemeSEBI (ICDR) Regulations. |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund Series VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund Series VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund Series VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund Series VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund Series VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund Series VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund Series VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund Series VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series IV | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series IV | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series IV | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series IV | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series IV | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series IV | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series IV | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series IV | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series V | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series V | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series V | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series V | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series V | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series V | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series V | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series V | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund Series VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund Series VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund Series VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund Series VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series IV | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series IV | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series IV | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series IV | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series V | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series V | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series V | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | SBI Capital Protection Oriented Fund - Series V | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 13, 2011 | Prakash Constrowell Limited | and when, options are granted to our employees under the ESOP schemeSEBI (ICDR) Regulations. |
| Sep 16, 2011 | DSP BlackRock Dual Advantage Fund - Series 1 to 10 | • The scheme of the Mutual Fund, subject to the conditions and limits prescribed in SEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Sep 16, 2011 | DSP BlackRock Dual Advantage Fund - Series 1 to 10 | • The scheme of the Mutual Fund, subject to the conditions and limits prescribed in SEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Sep 16, 2011 | DSP BlackRock Dual Advantage Fund - Series 1 to 10 | • The scheme of the Mutual Fund, subject to the conditions and limits prescribed in SEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Sep 16, 2011 | Escort Fixed Maturity Plan - Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 16, 2011 | Escort Fixed Maturity Plan - Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 16, 2011 | Escort Fixed Maturity Plan - Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 16, 2011 | Escort Fixed Maturity Plan - Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 16, 2011 | Escort Fixed Maturity Plan - Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 16, 2011 | Escort Fixed Maturity Plan - Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 16, 2011 | Escort Fixed Maturity Plan - Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 16, 2011 | Escort Fixed Maturity Plan - Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 16, 2011 | Escort Fixed Maturity Plan - Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 20, 2011 | Flexituff International Limited | authorised our Company and the Selling Shareholder to make the necessary changes in the RHP and the Bid cum Application Form/ ASBA Bid cum Application Form as would be required under the ICDR Regulations and other applicable laws, for filing the Prospectus with the RoC and as would be required by SEBI and/ or the RoC after such |
| Sep 20, 2011 | Flexituff International Limited | authorised our Company and the Selling Shareholder to make the necessary changes in the RHP and the Bid cum Application Form/ ASBA Bid cum Application Form as would be required under the ICDR Regulations and other applicable laws, for filing the Prospectus with the RoC and as would be required by SEBI and/ or the RoC after such |
| Sep 20, 2011 | Flexituff International Limited | authorised our Company and the Selling Shareholder to make the necessary changes in the RHP and the Bid cum Application Form/ ASBA Bid cum Application Form as would be required under the ICDR Regulations and other applicable laws, for filing the Prospectus with the RoC and as would be required by SEBI and/ or the RoC after such |
| Sep 23, 2011 | M and B Switchgears Limited | issue of or cancellation of any ‘Securities’, as defined under the Securities Contract (Regulation) Act, 1956, including (i) grant of employee stock options or issue of sweat equity shares by the |
| Sep 23, 2011 | M and B Switchgears Limited | issue of or cancellation of any ‘Securities’, as defined under the Securities Contract (Regulation) Act, 1956, including (i) grant of employee stock options or issue of sweat equity shares by the |
| Sep 26, 2011 | Onlife Capital Advisors Limited | Indian securities in India under the portfolio investment route are required to register with the SEBI under the Securities and Exchange Board of India (Foreign Institutional Investors) Regulations 1995 (‘‘FII Regulations’’). Foreign investors are not necessarily required to register with the SEBI under the FII Regulations, as FIIs may invest in securities of Indian companies pursuant to the FDI route discussed above. FIIs that are registered with SEBI are required to comply with the provisions of the FII Regulations. A registered FII may buy, subject to certain ownership restrictions, and sell freely securities issued by any Indian company |
| Sep 26, 2011 | Onlife Capital Advisors Limited | Indian securities in India under the portfolio investment route are required to register with the SEBI under the Securities and Exchange Board of India (Foreign Institutional Investors) Regulations 1995 (‘‘FII Regulations’’). Foreign investors are not necessarily required to register with the SEBI under the FII Regulations, as FIIs may invest in securities of Indian companies pursuant to the FDI route discussed above. FIIs that are registered with SEBI are required to comply with the provisions of the FII Regulations. A registered FII may buy, subject to certain ownership restrictions, and sell freely securities issued by any Indian company |
| Sep 26, 2011 | Concept Paper on Regulation of Investment Advisors | private bankers etc. This causes much confusion as to their role and responsibility. Hence the regulations will provide that no person can carry on the activity of offering investment advice unless he is registered as an Investment Advisor under the regulations. On the other hand any person who has obtained the certificate of registration as an Investment Advisor must necessarily use the word “investment |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 27, 2011 | J.P. Morgan Global Financial Equity Offshore Fund | estimated above under any head and / or in total. The AMC will charge the Scheme such actual expenses incurred, subject to the statutory limit prescribed in the SEBI Regulations. Investors should also note that they will be bearing the recurring expenses of the Scheme in addition to the expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| Sep 27, 2011 | J.P. Morgan Global Financial Equity Offshore Fund | estimated above under any head and / or in total. The AMC will charge the Scheme such actual expenses incurred, subject to the statutory limit prescribed in the SEBI Regulations. Investors should also note that they will be bearing the recurring expenses of the Scheme in addition to the expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| Sep 27, 2011 | J.P. Morgan Global Financial Equity Offshore Fund | estimated above under any head and / or in total. The AMC will charge the Scheme such actual expenses incurred, subject to the statutory limit prescribed in the SEBI Regulations. Investors should also note that they will be bearing the recurring expenses of the Scheme in addition to the expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 27, 2011 | Tata Capital Protection Oriented Fund Series 3 and 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Sep 28, 2011 | Indo Thai Securities Limited | In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any company provided that the limit of |
| Sep 29, 2011 | Show Cause Notice Watta Finance and Investment company Limited in the matter of A.V. Cotex Limited | mentioned that it does not have any documentary evidence to confirm about your having made the necessary disclosures required under regulation 13(1) of PIT Regulations to it (Annexure - II). Thus, it is alleged that you have violated the provisions of regulation 13(1) of PIT Regulations. |
| Sep 30, 2011 | Clarification on 100% promoter holding in demat form | make necessaramendments to the relevant bye-laws, rules and regulations |
| Sep 30, 2011 | Birla sun Life FTP - Series DT to Series EC | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Sep 30, 2011 | Birla sun Life FTP - Series DT to Series EC | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Sep 30, 2011 | Birla sun Life FTP - Series DT to Series EC | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Sep 30, 2011 | Birla sun Life FTP - Series DT to Series EC | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Sep 30, 2011 | Birla sun Life FTP - Series DT to Series EC | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Sep 30, 2011 | Birla sun Life FTP - Series DT to Series EC | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Sep 30, 2011 | Birla sun Life FTP - Series DT to Series EC | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Sep 30, 2011 | Birla sun Life FTP - Series DT to Series EC | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Sep 30, 2011 | Motilal Oswal MOSt Liquid Shares ETF | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Sundaram Fixed Term Plan - BS - CI | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Sep 30, 2011 | Motilal Oswal MOSt Benchmark Government Bond Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Sep 30, 2011 | Motilal Oswal MOSt Benchmark Government Bond Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Sep 30, 2011 | Motilal Oswal MOSt Benchmark Government Bond Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Sep 30, 2011 | Clarification on 100% promoter holding in demat form | make necessaramendments to the relevant bye-laws, rules and regulations |
| Oct 03, 2011 | Axis Fixed Term Plan - Series 17-19 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Oct 03, 2011 | Axis Fixed Term Plan - Series 17-19 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Oct 03, 2011 | Axis Fixed Term Plan - Series 17-19 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Oct 03, 2011 | Axis Fixed Term Plan - Series 17-19 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Oct 03, 2011 | Axis Fixed Term Plan - Series 17-19 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Oct 03, 2011 | Axis Fixed Term Plan - Series 17-19 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Oct 03, 2011 | Axis Fixed Term Plan - Series 17-19 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Oct 03, 2011 | Axis Fixed Term Plan - Series 17-19 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Oct 04, 2011 | IDream Film Infrastructure Company Limited | focus on the concepts which shall stimulate seven types of intelligences amongst the young ones. All the laws and regulations applicable to the industry in which we operate shall also be applicable to us. In case of a failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals our business may be affected. |
| Oct 04, 2011 | Principal Dynamic Bond Fund | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. Portfolio : Portfolio at any time shall include all Permissible Investments and Cash. |
| Oct 04, 2011 | Principal Dynamic Bond Fund | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. Portfolio : Portfolio at any time shall include all Permissible Investments and Cash. |
| Oct 04, 2011 | Principal Dynamic Bond Fund | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. Portfolio : Portfolio at any time shall include all Permissible Investments and Cash. |
| Oct 04, 2011 | Principal Dynamic Bond Fund | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. Portfolio : Portfolio at any time shall include all Permissible Investments and Cash. |
| Oct 05, 2011 | Uniform Know Your Client (KYC) requirements for the securities market | their Depository Participants, make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in coordination with each other and verify its compliance through internal audits and inspections. |
| Oct 05, 2011 | Eon Electric Limited - Buyback Public Announcement | accordance with the provisions of Article 5A of Articles of Association, Section 77A, 77AA, 77B and other applicable provisions of the Act and the provisions of Buy Back Regulations The Board Meeting approved the Buy-back subject to approval(s) as may be necessary from time to time from statutory authorities, including but not limited to, making an application to the Securities and Exchange Board of India (the "SEBI") under Regulation 4(2) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 ("SEBI Takeover Regulations") by the Promoters / promoters group, persons in control / Persons acting in concert for seeking exemption to the Buy -Back which may result in the promoter's holding going beyond 5% in the current financial year. The Buy-back is proposed to be implemented by the Company through the methodology of "Open Market Purchases through Stock Exchanges", as provided in the Buy-Back Regulations. The Buy-back will be implemented in the manner and following the procedure prescribed in the Act and the Buy-Back Regulations and as may be determined by the Board and on such terms and conditions, as may be permitted by law from time to time. There will be no negotiated deals (whether on or off Stock |
| Oct 05, 2011 | Eon Electric Limited - Buyback Public Announcement | accordance with the provisions of Article 5A of Articles of Association, Section 77A, 77AA, 77B and other applicable provisions of the Act and the provisions of Buy Back Regulations The Board Meeting approved the Buy-back subject to approval(s) as may be necessary from time to time from statutory authorities, including but not limited to, making an application to the Securities and Exchange Board of India (the "SEBI") under Regulation 4(2) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 ("SEBI Takeover Regulations") by the Promoters / promoters group, persons in control / Persons acting in concert for seeking exemption to the Buy -Back which may result in the promoter's holding going beyond 5% in the current financial year. The Buy-back is proposed to be implemented by the Company through the methodology of "Open Market Purchases through Stock Exchanges", as provided in the Buy-Back Regulations. The Buy-back will be implemented in the manner and following the procedure prescribed in the Act and the Buy-Back Regulations and as may be determined by the Board and on such terms and conditions, as may be permitted by law from time to time. There will be no negotiated deals (whether on or off Stock |
| Oct 05, 2011 | Eon Electric Limited - Buyback Public Announcement | accordance with the provisions of Article 5A of Articles of Association, Section 77A, 77AA, 77B and other applicable provisions of the Act and the provisions of Buy Back Regulations The Board Meeting approved the Buy-back subject to approval(s) as may be necessary from time to time from statutory authorities, including but not limited to, making an application to the Securities and Exchange Board of India (the "SEBI") under Regulation 4(2) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997 ("SEBI Takeover Regulations") by the Promoters / promoters group, persons in control / Persons acting in concert for seeking exemption to the Buy -Back which may result in the promoter's holding going beyond 5% in the current financial year. The Buy-back is proposed to be implemented by the Company through the methodology of "Open Market Purchases through Stock Exchanges", as provided in the Buy-Back Regulations. The Buy-back will be implemented in the manner and following the procedure prescribed in the Act and the Buy-Back Regulations and as may be determined by the Board and on such terms and conditions, as may be permitted by law from time to time. There will be no negotiated deals (whether on or off Stock |
| Oct 07, 2011 | Show Cause Notice Sahil Electronics Limited in the matter of A.V. Cotex Limited | confirm about your having made the necessary disclosures required under regulation 13(3) read with regulation 13(5) of PIT Regulations to it (Annexure - III). Thus, it is alleged that you have violated the provisions of regulation 13(3) read with regulation 13(5) of PIT Regulations. |
| Oct 07, 2011 | ICICI Prudential FMP - Series 62 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Oct 07, 2011 | ICICI Prudential FMP - Series 62 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Oct 07, 2011 | ICICI Prudential FMP - Series 62 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Oct 07, 2011 | ICICI Prudential FMP - Series 62 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Oct 07, 2011 | ICICI Prudential Capital Protection Oriented Fund II (Series VI to XIII) | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 07, 2011 | ICICI Prudential Capital Protection Oriented Fund II (Series VI to XIII) | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 07, 2011 | ICICI Prudential Capital Protection Oriented Fund II (Series VI to XIII) | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 07, 2011 | ICICI Prudential Capital Protection Oriented Fund II (Series VI to XIII) | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 07, 2011 | ICICI Prudential Capital Protection Oriented Fund II (Series VI to XIII) | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 07, 2011 | ICICI Prudential Capital Protection Oriented Fund II (Series VI to XIII) | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 07, 2011 | ICICI Prudential Capital Protection Oriented Fund II (Series VI to XIII) | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 10, 2011 | Daiwa Gilt Fund | deem necessarSEBI (MF) Regulations. Investors must clearly indicate their choice of |
| Oct 10, 2011 | Daiwa Gilt Fund | deem necessarSEBI (MF) Regulations. Investors must clearly indicate their choice of |
| Oct 10, 2011 | Daiwa Gilt Fund | deem necessarSEBI (MF) Regulations. Investors must clearly indicate their choice of |
| Oct 10, 2011 | Daiwa Dynamic Bond Fund | Redemption) based on the period of holding of Units. The SEBI (MF) Regulationsscheme and only for the first four years |
| Oct 10, 2011 | Daiwa Dynamic Bond Fund | Redemption) based on the period of holding of Units. The SEBI (MF) Regulationsscheme and only for the first four years |
| Oct 10, 2011 | Daiwa Gilt Fund | deem necessarSEBI (MF) Regulations. Investors must clearly indicate their choice of |
| Oct 10, 2011 | Daiwa Gilt Fund | deem necessarSEBI (MF) Regulations. Investors must clearly indicate their choice of |
| Oct 10, 2011 | Daiwa Dynamic Bond Fund | Redemption) based on the period of holding of Units. The SEBI (MF) Regulationsscheme and only for the first four years |
| Oct 10, 2011 | Daiwa Dynamic Bond Fund | Redemption) based on the period of holding of Units. The SEBI (MF) Regulationsscheme and only for the first four years |
| Oct 11, 2011 | Religare FMP - Series XI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Oct 11, 2011 | Religare FMP - Series XI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Oct 11, 2011 | Religare FMP - Series XI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Oct 11, 2011 | Religare FMP - Series XI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Oct 11, 2011 | Religare FMP - Series XI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Oct 13, 2011 | Onelife Capital Advisors Limited | Indian securities in India under the portfolio investment route are required to register with the SEBI under the Securities and Exchange Board of India (Foreign Institutional Investors) Regulations 1995 (‘‘FII Regulations’’). Foreign investors are not necessarily required to register with the SEBI under the FII Regulations, as FIIs may invest in securities of Indian companies pursuant to the FDI route discussed above. FIIs that are registered with SEBI are required to comply with the provisions of the FII Regulations. A registered FII may buy, subject to certain ownership restrictions, and sell freely securities issued by any Indian company |
| Oct 13, 2011 | Onelife Capital Advisors Limited | Indian securities in India under the portfolio investment route are required to register with the SEBI under the Securities and Exchange Board of India (Foreign Institutional Investors) Regulations 1995 (‘‘FII Regulations’’). Foreign investors are not necessarily required to register with the SEBI under the FII Regulations, as FIIs may invest in securities of Indian companies pursuant to the FDI route discussed above. FIIs that are registered with SEBI are required to comply with the provisions of the FII Regulations. A registered FII may buy, subject to certain ownership restrictions, and sell freely securities issued by any Indian company |
| Oct 14, 2011 | Indiabulls Ultra Short Term Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Oct 14, 2011 | Indiabulls Ultra Short Term Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Oct 14, 2011 | Indiabulls Ultra Short Term Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Oct 14, 2011 | Baroda Pioneer Sensex Plus Fund | As laid down by SEBI Circular MFD/CIR/09/014/2000, dated January 5, 2000, the Proviso to Clause 10 of the Seventh Schedule to the SEBI (Mutual Funds) Regulationsscheme, the upper ceiling on investments will be in accordance with the weightage of the scrips in the representative index as disclosed |
| Oct 14, 2011 | Baroda Pioneer Sensex Plus Fund | As laid down by SEBI Circular MFD/CIR/09/014/2000, dated January 5, 2000, the Proviso to Clause 10 of the Seventh Schedule to the SEBI (Mutual Funds) Regulationsscheme, the upper ceiling on investments will be in accordance with the weightage of the scrips in the representative index as disclosed |
| Oct 14, 2011 | Baroda Pioneer Sensex Plus Fund | As laid down by SEBI Circular MFD/CIR/09/014/2000, dated January 5, 2000, the Proviso to Clause 10 of the Seventh Schedule to the SEBI (Mutual Funds) Regulationsscheme, the upper ceiling on investments will be in accordance with the weightage of the scrips in the representative index as disclosed |
| Oct 14, 2011 | Baroda Pioneer Sensex Plus Fund | As laid down by SEBI Circular MFD/CIR/09/014/2000, dated January 5, 2000, the Proviso to Clause 10 of the Seventh Schedule to the SEBI (Mutual Funds) Regulationsscheme, the upper ceiling on investments will be in accordance with the weightage of the scrips in the representative index as disclosed |
| Oct 14, 2011 | Baroda Pioneer Sensex Plus Fund | As laid down by SEBI Circular MFD/CIR/09/014/2000, dated January 5, 2000, the Proviso to Clause 10 of the Seventh Schedule to the SEBI (Mutual Funds) Regulationsscheme, the upper ceiling on investments will be in accordance with the weightage of the scrips in the representative index as disclosed |
| Oct 14, 2011 | Indiabulls Ultra Short Term Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Oct 14, 2011 | Baroda Pioneer Sensex Plus Fund | As laid down by SEBI Circular MFD/CIR/09/014/2000, dated January 5, 2000, the Proviso to Clause 10 of the Seventh Schedule to the SEBI (Mutual Funds) Regulationsscheme, the upper ceiling on investments will be in accordance with the weightage of the scrips in the representative index as disclosed |
| Oct 20, 2011 | Kotak FMP Series 70-79 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Oct 20, 2011 | Kotak FMP Series 70-79 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Oct 20, 2011 | Kotak FMP Series 70-79 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Oct 20, 2011 | Kotak FMP Series 70-79 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Oct 20, 2011 | Taksheel Solutions Ltd | As per the current regulations, the following restrictions are applicable to investments made by mutual funds: In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any single company provided that the limit |
| Oct 20, 2011 | Taksheel Solutions Ltd | As per the current regulations, the following restrictions are applicable to investments made by mutual funds: In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any single company provided that the limit |
| Oct 20, 2011 | Taksheel Solutions Ltd | As per the current regulations, the following restrictions are applicable to investments made by mutual funds: In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any single company provided that the limit |
| Oct 20, 2011 | Taksheel Solutions Ltd | As per the current regulations, the following restrictions are applicable to investments made by mutual funds: In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any single company provided that the limit |
| Oct 20, 2011 | Taksheel Solutions Ltd | As per the current regulations, the following restrictions are applicable to investments made by mutual funds: In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any single company provided that the limit |
| Oct 20, 2011 | Taksheel Solutions Ltd | As per the current regulations, the following restrictions are applicable to investments made by mutual funds: In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any single company provided that the limit |
| Oct 20, 2011 | Taksheel Solutions Ltd | As per the current regulations, the following restrictions are applicable to investments made by mutual funds: In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any single company provided that the limit |
| Oct 20, 2011 | Kotak FMP Series 70-79 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Oct 24, 2011 | DWS FMP - Series 1 to 6 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Oct 24, 2011 | DWS FMP - Series 1 to 6 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Oct 24, 2011 | DWS FMP - Series 1 to 6 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Oct 24, 2011 | DWS FMP - Series 1 to 6 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Oct 25, 2011 | In-person verification (IPV) of clients by subsidiaries of Stock Exchanges, acting as Stock Brokers | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one |
| Oct 25, 2011 | In-person verification (IPV) of clients by subsidiaries of Stock Exchanges, acting as Stock Brokers | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one |
| Nov 01, 2011 | Axis Banking Debt Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 01, 2011 | Axis Banking Debt Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 01, 2011 | Axis Focused 25 Fund | the Regulations, and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Nov 01, 2011 | Axis Banking Debt Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 02, 2011 | Birla Sun Life FTP - Series ED to Series EM | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 02, 2011 | Birla Sun Life FTP - Series ED to Series EM | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 02, 2011 | Birla Sun Life FTP - Series ED to Series EM | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 02, 2011 | Birla Sun Life FTP - Series ED to Series EM | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 02, 2011 | Birla Sun Life FTP - Series ED to Series EM | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 02, 2011 | Birla Sun Life FTP - Series ED to Series EM | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 02, 2011 | Birla Sun Life FTP - Series ED to Series EM | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 02, 2011 | Birla Sun Life FTP - Series ED to Series EM | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 02, 2011 | Birla Sun Life FTP - Series ED to Series EM | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 09, 2011 | IDBI Dynamic Bond Fund | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Nov 09, 2011 | IDBI Dynamic Bond Fund | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Nov 09, 2011 | IDBI Dynamic Bond Fund | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Nov 09, 2011 | IDBI Dynamic Bond Fund | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Nov 09, 2011 | IDBI Dynamic Bond Fund | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Nov 09, 2011 | IDBI Dynamic Bond Fund | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Nov 09, 2011 | IDBI Dynamic Bond Fund | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Nov 09, 2011 | HDFC FMP - Series XX (19 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Nov 09, 2011 | HDFC FMP - Series XX (19 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Nov 09, 2011 | HDFC FMP - Series XX (19 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Nov 09, 2011 | HDFC FMP - Series XX (19 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Nov 09, 2011 | ICICI Prudential US Bluechip Equity Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 09, 2011 | ICICI Prudential US Bluechip Equity Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 09, 2011 | ICICI Prudential US Bluechip Equity Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 09, 2011 | Quantum Multi Asset Fund | money market instruments / short term corporate debt securities / CBLO as per the prevailing regulations and except to the extent necessarschemes of other mutual funds as |
| Nov 09, 2011 | Quantum Multi Asset Fund | money market instruments / short term corporate debt securities / CBLO as per the prevailing regulations and except to the extent necessarschemes of other mutual funds as |
| Nov 09, 2011 | Quantum Multi Asset Fund | money market instruments / short term corporate debt securities / CBLO as per the prevailing regulations and except to the extent necessarschemes of other mutual funds as |
| Nov 09, 2011 | Axis Constant Maturity 10 Year Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 09, 2011 | Axis Constant Maturity 10 Year Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 09, 2011 | Axis Constant Maturity 10 Year Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 09, 2011 | Taurus FMP Series N to R | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Nov 09, 2011 | Taurus FMP Series N to R | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Nov 09, 2011 | Taurus FMP Series N to R | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Nov 09, 2011 | Taurus FMP Series N to R | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Nov 09, 2011 | Taurus FMP Series N to R | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Nov 09, 2011 | Taurus FMP Series N to R | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | IDFC Fixed Maturity Plan - Eighteen Months Series 9 and 10, Seventeen Months Series 3 and 4, Sixteen Months Sereis 3 and 4, Fifteen Months Series 5 and 6, Yearly Series 62, 63 and 64 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Nov 09, 2011 | IDFC Fixed Maturity Plan - Eighteen Months Series 9 and 10, Seventeen Months Series 3 and 4, Sixteen Months Sereis 3 and 4, Fifteen Months Series 5 and 6, Yearly Series 62, 63 and 64 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Nov 09, 2011 | IDFC Fixed Maturity Plan - Eighteen Months Series 9 and 10, Seventeen Months Series 3 and 4, Sixteen Months Sereis 3 and 4, Fifteen Months Series 5 and 6, Yearly Series 62, 63 and 64 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Nov 09, 2011 | IDFC Fixed Maturity Plan - Eighteen Months Series 9 and 10, Seventeen Months Series 3 and 4, Sixteen Months Sereis 3 and 4, Fifteen Months Series 5 and 6, Yearly Series 62, 63 and 64 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Nov 09, 2011 | Birla Sun Life Short Term FMP Series 29 to Series 38 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 09, 2011 | Birla Sun Life Short Term FMP Series 29 to Series 38 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 09, 2011 | Birla Sun Life Short Term FMP Series 29 to Series 38 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 09, 2011 | Birla Sun Life Short Term FMP Series 29 to Series 38 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 09, 2011 | Birla Sun Life Short Term FMP Series 29 to Series 38 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 09, 2011 | Birla Sun Life Short Term FMP Series 29 to Series 38 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 09, 2011 | Birla Sun Life Short Term FMP Series 29 to Series 38 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 09, 2011 | Birla Sun Life Short Term FMP Series 29 to Series 38 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 09, 2011 | Birla Sun Life Short Term FMP Series 29 to Series 38 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 09, 2011 | Birla Sun Life Short Term FMP Series 29 to Series 38 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 09, 2011 | Birla Sun Life Short Term FMP Series 29 to Series 38 | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 09, 2011 | IDBI Dynamic Bond Fund | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Nov 09, 2011 | IDBI Dynamic Bond Fund | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Nov 09, 2011 | IDBI Dynamic Bond Fund | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Nov 09, 2011 | IDBI Dynamic Bond Fund | available to the Investment Manager and are subject to change inter-se. Types of expenses charged shall be as prescribed under the SEBI (MF) Regulationsscheme excluding issue or redemption expenses, whether initially borne by the |
| Nov 09, 2011 | HDFC FMP - Series XX (19 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Nov 09, 2011 | HDFC FMP - Series XX (19 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Nov 09, 2011 | ICICI Prudential US Bluechip Equity Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 09, 2011 | Axis Constant Maturity 10 Year Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 09, 2011 | LIC Nomura MF Fixed Maturity Plan Series - 50-51-52-53 | number of Units outstanding under the schemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 11, 2011 | SBI Debt Fund Series 90 Days 53 to 62, 180 Days 24 to 29, 367 Days 12 to 19, 13 Months 12 to 13, 15 Months Fund 7 to 10 & 18 Months Fund 9 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 14, 2011 | Union KBC Asset Allocation Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Nov 14, 2011 | Union KBC Asset Allocation Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Nov 14, 2011 | Pramerica Short Term Floating Rate Fund | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 14, 2011 | Pramerica Short Term Floating Rate Fund | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 14, 2011 | Union KBC Dynamic Bond Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Nov 14, 2011 | Pramerica Short Term Floating Rate Fund | fundamental attributes of the Scheme. Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 15, 2011 | Hinduja Foundries Limited | Agreements, we will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI ICDR Regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. |
| Nov 15, 2011 | Hinduja Foundries Limited | Agreements, we will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI ICDR Regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. |
| Nov 15, 2011 | Hinduja Foundries Limited | Agreements, we will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI ICDR Regulations and undertakes to comply with such directions as may be issued by the Stock Exchanges. |
| Nov 15, 2011 | HDFC FMP - Series XXI (19 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Nov 15, 2011 | HDFC FMP - Series XXI (19 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Nov 15, 2011 | HDFC FMP - Series XXI (19 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Nov 15, 2011 | HDFC FMP - Series XXI (19 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Nov 15, 2011 | HDFC FMP - Series XXI (19 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Nov 15, 2011 | HDFC FMP - Series XXI (19 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 3 Years - (Series 9-10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 2 Years - (Series 6-7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | Sundaram Capital Protection Oriented Fund 5 Years - (Series 5-6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Nov 17, 2011 | BNP Paribas Gold and Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Nov 17, 2011 | BNP Paribas Gold and Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Nov 17, 2011 | BNP Paribas Gold and Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Nov 17, 2011 | BNP Paribas Gold and Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Nov 17, 2011 | BNP Paribas Gold and Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Nov 17, 2011 | BNP Paribas Gold and Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Nov 17, 2011 | BNP Paribas Gold and Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Nov 17, 2011 | BNP Paribas Gold and Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Nov 17, 2011 | BNP Paribas Gold and Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Nov 17, 2011 | BNP Paribas Gold and Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Nov 17, 2011 | BNP Paribas Gold and Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Nov 18, 2011 | Borosil Glass Works Limited - Buyback Public Announcement | warrants or stock options into Equity Shares or re-issue forfeited Equity Shares, till the date of closure of the proposed Buy Back. Further, except as provided in the Buy Back Regulations and the Act, other than by way of bonus issue or in discharge of subsisting obligations such as conversion of warrants, stock option schemes, sweat equity or |
| Nov 18, 2011 | Borosil Glass Works Limited - Buyback Public Announcement | warrants or stock options into Equity Shares or re-issue forfeited Equity Shares, till the date of closure of the proposed Buy Back. Further, except as provided in the Buy Back Regulations and the Act, other than by way of bonus issue or in discharge of subsisting obligations such as conversion of warrants, stock option schemes, sweat equity or |
| Nov 18, 2011 | Borosil Glass Works Limited - Buyback Public Announcement | warrants or stock options into Equity Shares or re-issue forfeited Equity Shares, till the date of closure of the proposed Buy Back. Further, except as provided in the Buy Back Regulations and the Act, other than by way of bonus issue or in discharge of subsisting obligations such as conversion of warrants, stock option schemes, sweat equity or |
| Nov 23, 2011 | Birla Sun Life FTP - Series EN to Series EW | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 23, 2011 | Birla Sun Life FTP - Series EN to Series EW | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 23, 2011 | Birla Sun Life FTP - Series EN to Series EW | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 23, 2011 | Birla Sun Life FTP - Series EN to Series EW | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 23, 2011 | Birla Sun Life FTP - Series EN to Series EW | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 23, 2011 | Birla Sun Life FTP - Series EN to Series EW | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 23, 2011 | Birla Sun Life FTP - Series EN to Series EW | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 23, 2011 | Birla Sun Life FTP - Series EN to Series EW | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 23, 2011 | Birla Sun Life FTP - Series EN to Series EW | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Nov 24, 2011 | Avantel Limited - Public Annoucnement | Articles of Association of the Company, Section 77A, 77AA, 77B and other applicable provisions of the Act and the SEBI Buy-Back Regulations including any statutory modifications and amendments from time to time for the time being in force and subject to such other approvals, permissions and sanctions as may be necessary. |
| Nov 24, 2011 | Avantel Limited - Public Annoucnement | Articles of Association of the Company, Section 77A, 77AA, 77B and other applicable provisions of the Act and the SEBI Buy-Back Regulations including any statutory modifications and amendments from time to time for the time being in force and subject to such other approvals, permissions and sanctions as may be necessary. |
| Nov 24, 2011 | Amtek Auto Limited - Public Announcement | 6.5 As per the provisions of the Buy-back Regulations and the Act, the Company shall not make any issue of Equity Shares during the Buy-back period, whether pursuant to a bonus issue or conversion of an outstanding convertible instrument, stock options or otherwise. Further, except as provided in the Buy-back Regulations and the Act, other than by way of bonus issue or in discharge of subsisting obligations such as conversion of warrants, stock option schemes, sweat equity or conversion of |
| Nov 24, 2011 | Amtek Auto Limited - Public Announcement | 6.5 As per the provisions of the Buy-back Regulations and the Act, the Company shall not make any issue of Equity Shares during the Buy-back period, whether pursuant to a bonus issue or conversion of an outstanding convertible instrument, stock options or otherwise. Further, except as provided in the Buy-back Regulations and the Act, other than by way of bonus issue or in discharge of subsisting obligations such as conversion of warrants, stock option schemes, sweat equity or conversion of |
| Nov 24, 2011 | Avantel Limited - Public Annoucnement | Articles of Association of the Company, Section 77A, 77AA, 77B and other applicable provisions of the Act and the SEBI Buy-Back Regulations including any statutory modifications and amendments from time to time for the time being in force and subject to such other approvals, permissions and sanctions as may be necessary. |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 25, 2011 | SBI Tax Advantage Fund - Series II | SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Nov 28, 2011 | Union KBC Small and Midcap Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Nov 28, 2011 | Union KBC Small and Midcap Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Nov 28, 2011 | Union KBC Small and Midcap Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Dec 01, 2011 | LIC Nomura MF Midcap Fund | In cases where the fund manager deems necessary, the fund may take exposure to debt derivatives in accordance with SEBI Regulations as amended from time to time. The derivative instruments would include Overnight Indexed Swaps (“OIS”), forward rate agreements, interest rate futures or such other derivative instruments as may be permitted under the applicable regulations. Further, the Fund will adhere to the applicable guidelines issued by RBI as amended from time to time, for undertaking |
| Dec 01, 2011 | LIC Nomura MF Midcap Fund | In cases where the fund manager deems necessary, the fund may take exposure to debt derivatives in accordance with SEBI Regulations as amended from time to time. The derivative instruments would include Overnight Indexed Swaps (“OIS”), forward rate agreements, interest rate futures or such other derivative instruments as may be permitted under the applicable regulations. Further, the Fund will adhere to the applicable guidelines issued by RBI as amended from time to time, for undertaking |
| Dec 01, 2011 | LIC Nomura MF Midcap Fund | In cases where the fund manager deems necessary, the fund may take exposure to debt derivatives in accordance with SEBI Regulations as amended from time to time. The derivative instruments would include Overnight Indexed Swaps (“OIS”), forward rate agreements, interest rate futures or such other derivative instruments as may be permitted under the applicable regulations. Further, the Fund will adhere to the applicable guidelines issued by RBI as amended from time to time, for undertaking |
| Dec 01, 2011 | LIC Nomura MF Midcap Fund | In cases where the fund manager deems necessary, the fund may take exposure to debt derivatives in accordance with SEBI Regulations as amended from time to time. The derivative instruments would include Overnight Indexed Swaps (“OIS”), forward rate agreements, interest rate futures or such other derivative instruments as may be permitted under the applicable regulations. Further, the Fund will adhere to the applicable guidelines issued by RBI as amended from time to time, for undertaking |
| Dec 01, 2011 | LIC Nomura MF Midcap Fund | In cases where the fund manager deems necessary, the fund may take exposure to debt derivatives in accordance with SEBI Regulations as amended from time to time. The derivative instruments would include Overnight Indexed Swaps (“OIS”), forward rate agreements, interest rate futures or such other derivative instruments as may be permitted under the applicable regulations. Further, the Fund will adhere to the applicable guidelines issued by RBI as amended from time to time, for undertaking |
| Dec 01, 2011 | LIC Nomura MF Midcap Fund | In cases where the fund manager deems necessary, the fund may take exposure to debt derivatives in accordance with SEBI Regulations as amended from time to time. The derivative instruments would include Overnight Indexed Swaps (“OIS”), forward rate agreements, interest rate futures or such other derivative instruments as may be permitted under the applicable regulations. Further, the Fund will adhere to the applicable guidelines issued by RBI as amended from time to time, for undertaking |
| Dec 01, 2011 | Canara Robeco Multicap Scheme | past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. As per the Regulation 52, the investment management fee and total annual scheme recurring expenses chargeable to the Scheme are as under: |
| Dec 01, 2011 | Canara Robeco Multicap Scheme | past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. As per the Regulation 52, the investment management fee and total annual scheme recurring expenses chargeable to the Scheme are as under: |
| Dec 01, 2011 | Canara Robeco Multicap Scheme | past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. As per the Regulation 52, the investment management fee and total annual scheme recurring expenses chargeable to the Scheme are as under: |
| Dec 02, 2011 | Uttam Sugar Mills Limited | In the application, the ASBA Investor shall, inter alia, give the following confirmations/declarations: A) That he / she is an ASBA Investor as per the SEBI ICDR Regulations and B) That he / she has authorized the SCSBs to do all acts as are necessary to make an application in the Issue, |
| Dec 02, 2011 | Uttam Sugar Mills Limited | In the application, the ASBA Investor shall, inter alia, give the following confirmations/declarations: A) That he / she is an ASBA Investor as per the SEBI ICDR Regulations and B) That he / she has authorized the SCSBs to do all acts as are necessary to make an application in the Issue, |
| Dec 02, 2011 | The Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011 | b. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Dec 02, 2011 | Religare FMP - Series XII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 02, 2011 | Religare FMP - Series XII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 3 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Sundaram Capital Protection Oriented Fund - 2 Years - Series A and Series B | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Dec 02, 2011 | Religare FMP - Series XII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 02, 2011 | Religare FMP - Series XII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 02, 2011 | The Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011 | b. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Dec 02, 2011 | Religare FMP - Series XII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 05, 2011 | Indiabulls Tax Saver Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Dec 05, 2011 | Indiabulls Tax Saver Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Dec 05, 2011 | Indiabulls Tax Saver Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Dec 08, 2011 | Fidelity Maturity Plan- Series VII | The following are the fundamental attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI Regulations: i. Type of the scheme i.e. a closed - ended debt Scheme with twelve plans - Plans A to L |
| Dec 08, 2011 | Fidelity Maturity Plan- Series VII | The following are the fundamental attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI Regulations: i. Type of the scheme i.e. a closed - ended debt Scheme with twelve plans - Plans A to L |
| Dec 08, 2011 | Fidelity Maturity Plan- Series VII | The following are the fundamental attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI Regulations: i. Type of the scheme i.e. a closed - ended debt Scheme with twelve plans - Plans A to L |
| Dec 08, 2011 | BNP Paribas Russia Fund | Pursuant to the SEBI Regulations, the following investment restrictions are applicable to the scheme: |
| Dec 08, 2011 | BNP Paribas Russia Fund | Pursuant to the SEBI Regulations, the following investment restrictions are applicable to the scheme: |
| Dec 08, 2011 | BNP Paribas Russia Fund | Pursuant to the SEBI Regulations, the following investment restrictions are applicable to the scheme: |
| Dec 09, 2011 | IDBI FMP Series II (Plan F to J) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 09, 2011 | IDBI FMP Series II (Plan F to J) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 09, 2011 | IDBI FMP Series II (Plan F to J) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 09, 2011 | IDBI FMP Series II (Plan F to J) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 09, 2011 | IDBI FMP Series II (Plan F to J) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 09, 2011 | IDBI FMP Series II (Plan F to J) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | Sundaram Fixed Term Plan - CJ -CW | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Dec 09, 2011 | IDBI FMP Series II (Plan F to J) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 09, 2011 | IDBI FMP Series II (Plan F to J) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 09, 2011 | IDBI FMP Series II (Plan F to J) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 13, 2011 | Revised format of Monthly Cumulative Report (MCR) incorporating investments in Infrastructure Debt Fund | 2. Since the SEBI(Mutual Funds) Regulations, 1996 have been amended to enable mutual funds to launch Infrastructure Debt Fund schemeschemes as per Annexure A. |
| Dec 13, 2011 | Praj Industries Limited - Buyback Public Announcement | the provisions of Article 9(A) of Articles of Association, Section 77A, 77AA, 77B and other applicable provisions of the Act and the provisions of Buy Back Regulations. The Board approved the Buy-back subject to approval(s) as may be necessary |
| Dec 14, 2011 | Mirae Asset Twin Advantage Fund - Series I - III | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Dec 14, 2011 | Mirae Asset Twin Advantage Fund - Series I - III | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Dec 14, 2011 | Mirae Asset Twin Advantage Fund - Series I - III | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Dec 14, 2011 | Mirae Asset Twin Advantage Fund - Series I - III | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Dec 14, 2011 | Mirae Asset Twin Advantage Fund - Series I - III | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Dec 14, 2011 | Mirae Asset Twin Advantage Fund - Series I - III | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Dec 14, 2011 | Morgan Stanley Gilt Fund | F: FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the scheme, in terms of Regulation 18[15A] of the SEBI [MF] Regulations: |
| Dec 14, 2011 | Morgan Stanley Gilt Fund | F: FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the scheme, in terms of Regulation 18[15A] of the SEBI [MF] Regulations: |
| Dec 14, 2011 | Morgan Stanley Gilt Fund | F: FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the scheme, in terms of Regulation 18[15A] of the SEBI [MF] Regulations: |
| Dec 14, 2011 | Mirae Asset Twin Advantage Fund - Series I - III | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Dec 15, 2011 | Arihant Superstructures Limited | adversely affect the sales of, and market rates for, our projects, and, consequently, our profitability. In addition, Indian regulations on foreign investment in housing, built-up infrastructure and construction and development projects impose significant restrictions, which may impact the availability of financing for our operations. Further, under current Indian regulations except for certain limited purposes, external commercial borrowings cannot be raised for investment in real estate, which may further restrict our ability to obtain necessary financing. In the event we are not |
| Dec 15, 2011 | CRISIL Limited - Public Announcement | provisions of sections 77A of the Companies Act, 1956 (the ‘Act’) and the Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998, as amended, and based on the information and explanations and representations given to us which were to the best of our knowledge and belief necessary for this purpose, we report that: |
| Dec 15, 2011 | CRISIL Limited - Public Announcement | provisions of sections 77A of the Companies Act, 1956 (the ‘Act’) and the Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998, as amended, and based on the information and explanations and representations given to us which were to the best of our knowledge and belief necessary for this purpose, we report that: |
| Dec 15, 2011 | IIFL Short Term Income Fund | IIFL has received Adjudication proceedings notice dated January 03, 2011from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Dec 15, 2011 | IIFL Short Term Income Fund | IIFL has received Adjudication proceedings notice dated January 03, 2011from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Dec 15, 2011 | IIFL Short Term Income Fund | IIFL has received Adjudication proceedings notice dated January 03, 2011from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Dec 15, 2011 | IIFL Short Term Income Fund | IIFL has received Adjudication proceedings notice dated January 03, 2011from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Dec 15, 2011 | IIFL Short Term Income Fund | IIFL has received Adjudication proceedings notice dated January 03, 2011from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Dec 16, 2011 | IDFC FMP - 1) Yearly Series 65, 66, 67, 68, 69 and 70 II) Quarterly Series 70, 71 and 72 III)100 Days Series 4, 5 and 6 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Dec 16, 2011 | IDFC FMP - 1) Yearly Series 65, 66, 67, 68, 69 and 70 II) Quarterly Series 70, 71 and 72 III)100 Days Series 4, 5 and 6 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Dec 16, 2011 | IDFC FMP - 1) Yearly Series 65, 66, 67, 68, 69 and 70 II) Quarterly Series 70, 71 and 72 III)100 Days Series 4, 5 and 6 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Dec 16, 2011 | IDFC FMP - 1) Yearly Series 65, 66, 67, 68, 69 and 70 II) Quarterly Series 70, 71 and 72 III)100 Days Series 4, 5 and 6 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Dec 16, 2011 | IDBI India Top 100 Equity Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI India Top 100 Equity Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI India Top 100 Equity Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI India Top 100 Equity Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI India Top 100 Equity Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI India Top 100 Equity Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI Gold FOF | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI Gold FOF | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI Gold FOF | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI Gold FOF | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI Gold FOF | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI Gold FOF | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI India Top 100 Equity Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI India Top 100 Equity Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI India Top 100 Equity Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI Gold FOF | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI Gold FOF | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 16, 2011 | IDBI Gold FOF | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Dec 19, 2011 | Infinite Computer Solutions (India) Limited | 1956 (“the Act”), pursuant to Article 35 of the Articles of Association of the Company, the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 (“the Buy-Back Regulations”) and subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to |
| Dec 20, 2011 | Axis Fixed Term Plan - Series 20 - 25 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 20, 2011 | Axis Fixed Term Plan - Series 20 - 25 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 20, 2011 | Axis Fixed Term Plan - Series 20 - 25 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 20, 2011 | Axis Fixed Term Plan - Series 20 - 25 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 20, 2011 | Axis Fixed Term Plan - Series 20 - 25 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 20, 2011 | DSP BlackRock FMP - Series 41 to 60 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 20, 2011 | DSP BlackRock FMP - Series 41 to 60 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 20, 2011 | DSP BlackRock FMP - Series 41 to 60 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 20, 2011 | ICICI Prudential FMP - Series 63 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Dec 20, 2011 | ICICI Prudential FMP - Series 63 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Dec 20, 2011 | ICICI Prudential FMP - Series 63 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Dec 20, 2011 | ICICI Prudential FMP - Series 63 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Dec 20, 2011 | BNP Paribas Fixed Term Fund - Series 23, A, B, C, D,E | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Dec 20, 2011 | BNP Paribas Fixed Term Fund - Series 23, A, B, C, D,E | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Dec 20, 2011 | BNP Paribas Fixed Term Fund - Series 23, A, B, C, D,E | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Dec 20, 2011 | BNP Paribas Fixed Term Fund - Series 23, A, B, C, D,E | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Dec 20, 2011 | BNP Paribas Fixed Term Fund - Series 23, A, B, C, D,E | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Dec 20, 2011 | BNP Paribas Fixed Term Fund - Series 23, A, B, C, D,E | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Dec 20, 2011 | BNP Paribas Fixed Term Fund - Series 23, A, B, C, D,E | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Dec 20, 2011 | BNP Paribas Fixed Term Fund - Series 23, A, B, C, D,E | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Dec 20, 2011 | BNP Paribas Fixed Term Fund - Series 23, A, B, C, D,E | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Dec 20, 2011 | Axis Fixed Term Plan - Series 20 - 25 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 20, 2011 | Axis Fixed Term Plan - Series 20 - 25 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 20, 2011 | Axis Fixed Term Plan - Series 20 - 25 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 20, 2011 | DSP BlackRock FMP - Series 41 to 60 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 20, 2011 | DSP BlackRock FMP - Series 41 to 60 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 20, 2011 | ICICI Prudential FMP - Series 63 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Dec 21, 2011 | Goodwill Hospital and Resesrch Centre Limited | has the necessary qualification, training and experience in performing medical termination of pregnancy and only at a place which has facilities that meet the standards specified in the rules and regulations issued under the MTP. Under the MTP, private hospitals and clinics need government approval and authorization |
| Dec 22, 2011 | Canara Robeco Gold Savings Fund | Investments made from the net assets of the Scheme would be in accordance with the investment objective of the Scheme and the provisions of the SEBI (MF) Regulationsscheme, Reverse repo and /or CBLO and / |
| Dec 22, 2011 | Canara Robeco Gold Savings Fund | Investments made from the net assets of the Scheme would be in accordance with the investment objective of the Scheme and the provisions of the SEBI (MF) Regulationsscheme, Reverse repo and /or CBLO and / |
| Dec 22, 2011 | Canara Robeco Gold Savings Fund | Investments made from the net assets of the Scheme would be in accordance with the investment objective of the Scheme and the provisions of the SEBI (MF) Regulationsscheme, Reverse repo and /or CBLO and / |
| Dec 22, 2011 | Canara Robeco Gold Savings Fund | Investments made from the net assets of the Scheme would be in accordance with the investment objective of the Scheme and the provisions of the SEBI (MF) Regulationsscheme, Reverse repo and /or CBLO and / |
| Dec 22, 2011 | Canara Robeco Gold Savings Fund | Investments made from the net assets of the Scheme would be in accordance with the investment objective of the Scheme and the provisions of the SEBI (MF) Regulationsscheme, Reverse repo and /or CBLO and / |
| Dec 22, 2011 | Canara Robeco Gold Exchange Traded Fund | 15. Investment in other Schemes : The investment by this Scheme in other Mutual Fund Schemes will be in accordance with Regulation 44(1) read with Clause 4 of the VII Schedule to the SEBI (Mutual Funds) Regulations, 1996 according to which the Scheme may invest in another scheme under the same asset management company or in any other mutual fund without charging any fees, provided the aggregate |
| Dec 22, 2011 | Canara Robeco Gold Exchange Traded Fund | 15. Investment in other Schemes : The investment by this Scheme in other Mutual Fund Schemes will be in accordance with Regulation 44(1) read with Clause 4 of the VII Schedule to the SEBI (Mutual Funds) Regulations, 1996 according to which the Scheme may invest in another scheme under the same asset management company or in any other mutual fund without charging any fees, provided the aggregate |
| Dec 22, 2011 | Canara Robeco Gold Savings Fund | Investments made from the net assets of the Scheme would be in accordance with the investment objective of the Scheme and the provisions of the SEBI (MF) Regulationsscheme, Reverse repo and /or CBLO and / |
| Dec 23, 2011 | Power Finance Corporation Limited Addendum to Shelf Prospectus | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the “NAV”) in debt instruments issued by a single company, which are rated not below investment |
| Dec 23, 2011 | Power Finance Corporation Limited Addendum to Shelf Prospectus | In terms of the SEBI (Mutual Funds) Regulationsscheme is allowed to invest more than 15% of its net asset value (the “NAV”) in debt instruments issued by a single company, which are rated not below investment |
| Dec 27, 2011 | Religare FMP - Series XIII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 27, 2011 | Religare FMP - Series XIII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 27, 2011 | Tata FMP Series 40 (Scheme A to Scheme J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 27, 2011 | Tata FMP Series 40 (Scheme A to Scheme J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 27, 2011 | Tata FMP Series 40 (Scheme A to Scheme J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 27, 2011 | Tata FMP Series 40 (Scheme A to Scheme J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 27, 2011 | Tata FMP Series 40 (Scheme A to Scheme J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 27, 2011 | Tata FMP Series 40 (Scheme A to Scheme J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 27, 2011 | Tata FMP Series 40 (Scheme A to Scheme J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 27, 2011 | Tata FMP Series 40 (Scheme A to Scheme J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 27, 2011 | Religare FMP - Series XIII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 27, 2011 | Religare FMP - Series XIII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 27, 2011 | Tata FMP Series 40 (Scheme A to Scheme J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 27, 2011 | Tata FMP Series 40 (Scheme A to Scheme J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 27, 2011 | Tata FMP Series 40 (Scheme A to Scheme J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 27, 2011 | Tata FMP Series 40 (Scheme A to Scheme J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Dec 27, 2011 | Religare FMP - Series XIII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 28, 2011 | Birla Sun Life FTP - Series EX to Series FG | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 28, 2011 | Birla Sun Life FTP - Series EX to Series FG | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 28, 2011 | Birla Sun Life FTP - Series EX to Series FG | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 28, 2011 | Birla Sun Life FTP - Series EX to Series FG | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 28, 2011 | Birla Sun Life FTP - Series EX to Series FG | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 28, 2011 | Birla Sun Life FTP - Series EX to Series FG | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 28, 2011 | Birla Sun Life FTP - Series EX to Series FG | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 28, 2011 | Birla Sun Life FTP - Series EX to Series FG | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 28, 2011 | Birla Sun Life FTP - Series EX to Series FG | Fund will value its investments according to the valuation norms, as specified in Schedule VIII of the SEBI Regulations, or such norms as may be specified by SEBI from time to time. NAV of Units under the scheme shall be calculated as shown below: |
| Dec 29, 2011 | National Highways Authority of India - Tranche Prospectus | In terms of SEBI (Mutual Fund) Regulation, 1996, as amended, no mutual fund scheme shall invest more than 15% of its NAV in debt instruments issued by a single company which are rated not below investment grade by a credit rating |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Dec 29, 2011 | Daiwa FMP - Series II | Exchange Board of India (Foreign Institutional Investors) Regulations, 1995 as amended from time to time. A mutual fund scheme that invests primarily in other |
| Dec 29, 2011 | Daiwa FMP - Series II | Exchange Board of India (Foreign Institutional Investors) Regulations, 1995 as amended from time to time. A mutual fund scheme that invests primarily in other |
| Dec 29, 2011 | IDFC Dynamic Plan | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jan 02, 2012 | Master Circular on Matters relating to Exchange Traded Derivatives | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Jan 02, 2012 | Master Circular on Matters relating to Exchange Traded Derivatives | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Jan 05, 2012 | L & T Prudence Fund | the schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jan 05, 2012 | L & T Prudence Fund | the schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jan 05, 2012 | L & T Prudence Fund | the schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jan 05, 2012 | L & T Prudence Fund | the schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jan 05, 2012 | L & T Prudence Fund | the schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jan 05, 2012 | L & T Prudence Fund | the schemeschemeschemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time. |
| Jan 06, 2012 | DWS Banking and PSU Debt Fund | The Scheme does not intend to enter into underwriting obligations. However, if the Scheme does enter into an underwriting agreement, it would do so after complying with the Regulations and with the requisite approval of the Board of the AMC / Trustee. This would not require change in the fundamental attributes of the schemescheme in the New Fund Offer Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 06, 2012 | DWS Banking and PSU Debt Fund | The Scheme does not intend to enter into underwriting obligations. However, if the Scheme does enter into an underwriting agreement, it would do so after complying with the Regulations and with the requisite approval of the Board of the AMC / Trustee. This would not require change in the fundamental attributes of the schemescheme in the New Fund Offer Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 06, 2012 | Axis Life Plan | the Regulations, and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Jan 09, 2012 | IDFC FMP : I) Half Yearly Series 18, 19 and 20 II) Quarterly Series 73, 74 and 75 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Jan 09, 2012 | IDFC FMP : I) Half Yearly Series 18, 19 and 20 II) Quarterly Series 73, 74 and 75 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Jan 09, 2012 | IDFC FMP : I) Half Yearly Series 18, 19 and 20 II) Quarterly Series 73, 74 and 75 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Jan 09, 2012 | IDFC FMP : I) Half Yearly Series 18, 19 and 20 II) Quarterly Series 73, 74 and 75 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net assets in money market |
| Jan 10, 2012 | Valiant Communications Limited | the provisions contained in the Article 11 of the Articles of Association of the Company, Section 77A, 77AA & 77B and other applicable provisions of the Companies Act, 1956 (the "Act") and the provisions contained in the Securities and Exchange Board of India (Buy-back of Securities) Regulations, 1998 including amendments made from time to time (hereinafter referred to as “Buy-back Regulations”) and subject to approval(s) as may be necessary, from time to time, from statutory authorities including but not limited to Securities and Exchange Board of India (“SEBI”), Stock Exchanges, Reserve Bank of India, etc. as may be required and further |
| Jan 10, 2012 | Valiant Communications Limited | the provisions contained in the Article 11 of the Articles of Association of the Company, Section 77A, 77AA & 77B and other applicable provisions of the Companies Act, 1956 (the "Act") and the provisions contained in the Securities and Exchange Board of India (Buy-back of Securities) Regulations, 1998 including amendments made from time to time (hereinafter referred to as “Buy-back Regulations”) and subject to approval(s) as may be necessary, from time to time, from statutory authorities including but not limited to Securities and Exchange Board of India (“SEBI”), Stock Exchanges, Reserve Bank of India, etc. as may be required and further |
| Jan 10, 2012 | Valiant Communications Limited | the provisions contained in the Article 11 of the Articles of Association of the Company, Section 77A, 77AA & 77B and other applicable provisions of the Companies Act, 1956 (the "Act") and the provisions contained in the Securities and Exchange Board of India (Buy-back of Securities) Regulations, 1998 including amendments made from time to time (hereinafter referred to as “Buy-back Regulations”) and subject to approval(s) as may be necessary, from time to time, from statutory authorities including but not limited to Securities and Exchange Board of India (“SEBI”), Stock Exchanges, Reserve Bank of India, etc. as may be required and further |
| Jan 10, 2012 | Valiant Communications Limited | the provisions contained in the Article 11 of the Articles of Association of the Company, Section 77A, 77AA & 77B and other applicable provisions of the Companies Act, 1956 (the "Act") and the provisions contained in the Securities and Exchange Board of India (Buy-back of Securities) Regulations, 1998 including amendments made from time to time (hereinafter referred to as “Buy-back Regulations”) and subject to approval(s) as may be necessary, from time to time, from statutory authorities including but not limited to Securities and Exchange Board of India (“SEBI”), Stock Exchanges, Reserve Bank of India, etc. as may be required and further |
| Jan 10, 2012 | Valiant Communications Limited | the provisions contained in the Article 11 of the Articles of Association of the Company, Section 77A, 77AA & 77B and other applicable provisions of the Companies Act, 1956 (the "Act") and the provisions contained in the Securities and Exchange Board of India (Buy-back of Securities) Regulations, 1998 including amendments made from time to time (hereinafter referred to as “Buy-back Regulations”) and subject to approval(s) as may be necessary, from time to time, from statutory authorities including but not limited to Securities and Exchange Board of India (“SEBI”), Stock Exchanges, Reserve Bank of India, etc. as may be required and further |
| Jan 13, 2012 | Amtek Auto Limited - Corrigendum to PA | the Buy-Back Regulations. In terms of Regulation 19(2) of the SEBI (Buy Back of Securities) Regulationsscheme of amalgamation/ merger/restructuring of AAL pursuant to provisions of the Companies Act, 1956 is pending before any court or |
| Jan 13, 2012 | Indiabulls Fixed Maturity Plans- Series II | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe |
| Jan 13, 2012 | Indiabulls Fixed Maturity Plans- Series II | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe |
| Jan 13, 2012 | Indiabulls Fixed Maturity Plans- Series II | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe |
| Jan 13, 2012 | Kotak FMP Series 80-89 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Jan 13, 2012 | Kotak FMP Series 80-89 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Jan 13, 2012 | Kotak FMP Series 80-89 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Jan 13, 2012 | Kotak FMP Series 80-89 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Jan 13, 2012 | Kotak FMP Series 80-89 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Jan 13, 2012 | Amtek Auto Limited - Corrigendum to PA | the Buy-Back Regulations. In terms of Regulation 19(2) of the SEBI (Buy Back of Securities) Regulationsscheme of amalgamation/ merger/restructuring of AAL pursuant to provisions of the Companies Act, 1956 is pending before any court or |
| Jan 13, 2012 | Indiabulls Fixed Maturity Plans- Series II | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe |
| Jan 13, 2012 | Indiabulls Fixed Maturity Plans- Series II | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe |
| Jan 13, 2012 | Kotak FMP Series 80-89 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Jan 13, 2012 | Kotak FMP Series 80-89 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Jan 16, 2012 | J P Morgan India FMP Series 6 and 7 | higher allocation of up to 100% to cash and cash equivalents/in units of money market/liquid schemescheme investments. |
| Jan 16, 2012 | J P Morgan India FMP Series 6 and 7 | higher allocation of up to 100% to cash and cash equivalents/in units of money market/liquid schemescheme investments. |
| Jan 18, 2012 | EPC Industrie Limited | convertible debentures of an Indian company under the portfolio investment scheme through registered brokers on recognized stock exchanges in India. Regulation 1 (4) of schedule II of the FEMA Regulations mandates that the total holding by each FII or SEBI approved sub-account of an FII shall not exceed 10% of the total paid-up equity capital of |
| Jan 19, 2012 | UTI Fixed Term Income Fund - Series XI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 19, 2012 | UTI Fixed Term Income Fund - Series XI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 19, 2012 | UTI Fixed Term Income Fund - Series XI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 19, 2012 | UTI Fixed Term Income Fund - Series XI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 19, 2012 | UTI Fixed Term Income Fund - Series XI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 19, 2012 | UTI Fixed Term Income Fund - Series XI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | Reliance Fixed Horizon Fund - XXII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jan 19, 2012 | UTI Fixed Term Income Fund - Series XI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 20, 2012 | Call Auction in Pre-open session for Initial Public Offering (IPO) and other category of scrips | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Jan 20, 2012 | Trade controls in Normal Trading Session for Initial Public Offering (IPO) and other category of scrips | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Jan 20, 2012 | Call Auction in Pre-open session for Initial Public Offering (IPO) and other category of scrips | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Jan 20, 2012 | Trade controls in Normal Trading Session for Initial Public Offering (IPO) and other category of scrips | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Jan 23, 2012 | Housing and Urban Development Corporation Limited Tranche I Prospectus | In terms of SEBI (Mutual Fund) Regulation, 1996, no mutual fund scheme shall invest more than 15% of its Net Asset Value (“NAV”) in debt instruments issued by a single company which are rated not below investment grade |
| Jan 23, 2012 | HSBC China Consumer Opportunities Fund | Scheme (including the charging of fees and expenses) offered under this SID to the extent permitted by the applicable Regulations. However, in terms of the Regulations a scheme may be wound up after repaying the amount due to the Unitholders: |
| Jan 23, 2012 | HSBC China Consumer Opportunities Fund | Scheme (including the charging of fees and expenses) offered under this SID to the extent permitted by the applicable Regulations. However, in terms of the Regulations a scheme may be wound up after repaying the amount due to the Unitholders: |
| Jan 23, 2012 | HSBC China Consumer Opportunities Fund | Scheme (including the charging of fees and expenses) offered under this SID to the extent permitted by the applicable Regulations. However, in terms of the Regulations a scheme may be wound up after repaying the amount due to the Unitholders: |
| Jan 23, 2012 | HSBC China Consumer Opportunities Fund | Scheme (including the charging of fees and expenses) offered under this SID to the extent permitted by the applicable Regulations. However, in terms of the Regulations a scheme may be wound up after repaying the amount due to the Unitholders: |
| Jan 23, 2012 | JP Morgan India Hybrid Fund Series 1 | allocation of up to 100% to cash and cash equivalents/in units of money market/liquid schemes of Mutual Fund and/any other mutual fund in terms of applicable regulations, for temporary period subject to the applicable investment restrictions. |
| Jan 23, 2012 | JP Morgan India Hybrid Fund Series 1 | allocation of up to 100% to cash and cash equivalents/in units of money market/liquid schemes of Mutual Fund and/any other mutual fund in terms of applicable regulations, for temporary period subject to the applicable investment restrictions. |
| Jan 27, 2012 | IIFL Fixed Maturity Plan - Series 3/4/5 | IIFL has received Adjudication proceedings notice dated January 03, 2011 from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Jan 27, 2012 | IIFL Fixed Maturity Plan - Series 3/4/5 | IIFL has received Adjudication proceedings notice dated January 03, 2011 from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Jan 27, 2012 | IIFL Fixed Maturity Plan - Series 3/4/5 | IIFL has received Adjudication proceedings notice dated January 03, 2011 from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Jan 27, 2012 | IIFL Fixed Maturity Plan - Series 3/4/5 | IIFL has received Adjudication proceedings notice dated January 03, 2011 from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Jan 27, 2012 | IIFL Fixed Maturity Plan - Series 3/4/5 | IIFL has received Adjudication proceedings notice dated January 03, 2011 from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Jan 27, 2012 | JM Financial Fixed Maturity Fund - Series XXII | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Jan 27, 2012 | JM Financial Fixed Maturity Fund - Series XXII | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Jan 27, 2012 | JM Financial Fixed Maturity Fund - Series XXII | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Jan 27, 2012 | JM Financial Fixed Maturity Fund - Series XXII | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Jan 27, 2012 | JM Financial Fixed Maturity Fund - Series XXII | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Jan 27, 2012 | JM Financial Fixed Maturity Fund - Series XXII | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Jan 30, 2012 | Adjudication Order in respect of M/s Sahil Electronics Limited in the matter of M/s A.V. Cottex Limited | necessary disclosures required under regulation 13(3) read with regulation 13(5) of PIT Regulations to it. Thus, the Noticee had violated the provisions of regulation 13(3) read with regulation 13(5) of PIT Regulations. 15. In terms of regulation 13(3) of PIT Regulations disclosures are required to be made to the company. "Disclose to the company and to the stock exchange" |
| Jan 30, 2012 | Adjudication Order in respect of M/s Watta Finance & Investment Company Limited in the matter of M/s A.V. Cottex Limited | have any documentary evidence to confirm about Noticee having made the necessary disclosures required under regulation 13(1) of PIT Regulations to it. Thus, the Noticee had violated the provisions of regulation 13(1) of PIT Regulations. 14. In terms of regulation 13(1) of PIT Regulations disclosures are required to be made to the company. "Disclose to the company and to the stock exchange" |
| Jan 30, 2012 | Adjudication Order in respect of Dhirajlal Patel in the matter of M/s Kewal Kiran Clothing Ltd | manipulative or deceptive device or contrivance in contravention of the provisions of the Act or the rules or the regulations made thereunder. Regulation 3(c) of PFUTP Regulations prohibits a person directly or indirectly to employ any device, scheme or artifice to defraud in connection with dealing in or issue of securities which are listed or proposed to be listed on a recognized stock exchange; Regulation 3(d) of PFUTP Regulations prohibits a person directly or indirectly to engage in any act, practice, course |
| Jan 30, 2012 | Geecee Ventures Limited - Public Announcement | The Promoters do not intend to participate in the Buy-back process of the Company as they are prohibited from doing so by virtue of Regulation 15 (b) of the Buy-back Regulations. No scheme of amalgamation or compromise or arrangement pursuant to the |
| Jan 30, 2012 | L and T FMP - VI | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jan 30, 2012 | L and T FMP - VI | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jan 30, 2012 | L and T FMP - VI | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jan 30, 2012 | L and T FMP - VI | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jan 30, 2012 | L and T FMP - VI | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Jan 30, 2012 | L and T FMP - VI | 2) Notwithstanding anything contained in the scheme information document the provisions of the SEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. 3) Besides the AMC, the Trustee / Sponsor may also absorb expenditures in addition to the limits laid down under Regulation 52. Further, any amendment / clarification and guidelines including in the form of notes or circulars issued from time to time by SEBI for the operation and management of mutual fund shall be |
| Feb 01, 2012 | Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Feb 01, 2012 | Indiabulls Short Term Fund | 16. Other schemes of Indiabulls Mutual Fund subject to the conditions and limits prescribed by SEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Feb 01, 2012 | Indiabulls Short Term Fund | 16. Other schemes of Indiabulls Mutual Fund subject to the conditions and limits prescribed by SEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Feb 01, 2012 | Indiabulls Short Term Fund | 16. Other schemes of Indiabulls Mutual Fund subject to the conditions and limits prescribed by SEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Feb 01, 2012 | Indiabulls Short Term Fund | 16. Other schemes of Indiabulls Mutual Fund subject to the conditions and limits prescribed by SEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Feb 01, 2012 | Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Feb 02, 2012 | Sun Pharma Advanced Research Company Limited | On selecting the ASBA option in the CAF, the ASBA Investor confirms that he/she is an ASBA Investor under the applicable provisions of the SEBI ICDR Regulations and is deemed to have authorized: (i) the SCSBs to do all acts as are necessary to make an application in the Issue, blocking |
| Feb 03, 2012 | DWS Fixed Maturity Plan - Series 7-12 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Feb 03, 2012 | DWS Fixed Maturity Plan - Series 7-12 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Feb 03, 2012 | DWS Fixed Maturity Plan - Series 7-12 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Feb 03, 2012 | DWS Fixed Maturity Plan - Series 7-12 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Feb 06, 2012 | Kale Consultants Limited - Public Notice cum Public Announcement | 77AA, 77B and other applicable provisions, if any, of the Companies Act, 1956 (“the Act”) and in compliance with the Securities and Exchange Board of India (Buy Back of Securities) Regulations, 1998, including any statutory modifications or re-enactments thereof, for the time being in force (“the Buy-back Regulations”) and, subject to such other approvals, permissions and sanctions as may be necessary and subject to such other conditions and |
| Feb 06, 2012 | Kale Consultants Limited - Public Notice cum Public Announcement | 77AA, 77B and other applicable provisions, if any, of the Companies Act, 1956 (“the Act”) and in compliance with the Securities and Exchange Board of India (Buy Back of Securities) Regulations, 1998, including any statutory modifications or re-enactments thereof, for the time being in force (“the Buy-back Regulations”) and, subject to such other approvals, permissions and sanctions as may be necessary and subject to such other conditions and |
| Feb 06, 2012 | Kale Consultants Limited - Public Notice cum Public Announcement | 77AA, 77B and other applicable provisions, if any, of the Companies Act, 1956 (“the Act”) and in compliance with the Securities and Exchange Board of India (Buy Back of Securities) Regulations, 1998, including any statutory modifications or re-enactments thereof, for the time being in force (“the Buy-back Regulations”) and, subject to such other approvals, permissions and sanctions as may be necessary and subject to such other conditions and |
| Feb 07, 2012 | IIFL Gold Exchange Traded Fund | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) Regulationsscheme recurring expenses including the investment management fees that can be charged to the Scheme is 2.50% of weekly average net assets. The recurring expenses incurred in |
| Feb 07, 2012 | IIFL Gold Exchange Traded Fund | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) Regulationsscheme recurring expenses including the investment management fees that can be charged to the Scheme is 2.50% of weekly average net assets. The recurring expenses incurred in |
| Feb 07, 2012 | IIFL Gold Exchange Traded Fund | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) Regulationsscheme recurring expenses including the investment management fees that can be charged to the Scheme is 2.50% of weekly average net assets. The recurring expenses incurred in |
| Feb 07, 2012 | IIFL Gold Exchange Traded Fund | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) Regulationsscheme recurring expenses including the investment management fees that can be charged to the Scheme is 2.50% of weekly average net assets. The recurring expenses incurred in |
| Feb 07, 2012 | IIFL Gold Exchange Traded Fund | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) Regulationsscheme recurring expenses including the investment management fees that can be charged to the Scheme is 2.50% of weekly average net assets. The recurring expenses incurred in |
| Feb 07, 2012 | IIFL Gold Exchange Traded Fund | subject to change inter-se and the maximum investment management fees charged shall be as per SEBI (MF) Regulations. The types of expenses charged would be in accordance with SEBI (MF) Regulationsscheme recurring expenses including the investment management fees that can be charged to the Scheme is 2.50% of weekly average net assets. The recurring expenses incurred in |
| Feb 07, 2012 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Feb 07, 2012 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Feb 07, 2012 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Feb 07, 2012 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Feb 07, 2012 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Feb 07, 2012 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Feb 07, 2012 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Feb 07, 2012 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Feb 07, 2012 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Feb 07, 2012 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Feb 07, 2012 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Feb 07, 2012 | Birla Sun Life Capital Protection Oriented Fund - Series 9 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Feb 10, 2012 | Religare FMP - Series XIV - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 10, 2012 | Religare FMP - Series XIV - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 10, 2012 | Religare FMP - Series XIV - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 10, 2012 | Religare FMP - Series XIV - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 10, 2012 | Religare FMP - Series XIV - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 14, 2012 | Goldman Sachs India Equity Fund | plans/options as they deem necessary or desirable from time to time, in accordance with the SEBI Regulations. |
| Feb 14, 2012 | Goldman Sachs India Equity Fund | plans/options as they deem necessary or desirable from time to time, in accordance with the SEBI Regulations. |
| Feb 14, 2012 | Goldman Sachs India Equity Fund | plans/options as they deem necessary or desirable from time to time, in accordance with the SEBI Regulations. |
| Feb 14, 2012 | Goldman Sachs India Equity Fund | plans/options as they deem necessary or desirable from time to time, in accordance with the SEBI Regulations. |
| Feb 14, 2012 | Goldman Sachs India Equity Fund | plans/options as they deem necessary or desirable from time to time, in accordance with the SEBI Regulations. |
| Feb 15, 2012 | Investor Grievance Redressal Mechanism at Stock Exchanges | disseminate the same on their websites. b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one another |
| Feb 15, 2012 | Investor Grievance Redressal Mechanism at Stock Exchanges | disseminate the same on their websites. b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co-ordination with one another |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | ICICI Prudential Lakshya Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Feb 17, 2012 | ICICI Prudential Lakshya Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2012 | SBI Debt Fund Series - 90 Days -63 to 68, 366 Days - 1 to 10 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 21, 2012 | Kirloskar Oil Engines Limited - Public Announcement | Articles of Association of the Company, Section 77A, 77AA, and 77B and other applicable provisions of the Companies Act, 1956 (the "Act") and the provisions contained in the Buyback Regulations subject to other applicable laws, approval/s as may be necessary, from time to time from statutory authorities including but not limited to |
| Feb 21, 2012 | Peerless Fixed Maturity Plan Series 1-4 | (MF) Regulations. The AMC may also invest in existing schemeSEBI (MF) Regulations, the AMC will not charge Investment Management and Advisory |
| Feb 21, 2012 | Peerless Fixed Maturity Plan Series 1-4 | (MF) Regulations. The AMC may also invest in existing schemeSEBI (MF) Regulations, the AMC will not charge Investment Management and Advisory |
| Feb 21, 2012 | Peerless Fixed Maturity Plan Series 1-4 | (MF) Regulations. The AMC may also invest in existing schemeSEBI (MF) Regulations, the AMC will not charge Investment Management and Advisory |
| Feb 21, 2012 | JP Morgan India FMP - Series 8 and 9 | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | Sundaram Fixed Term Plan - CX - DB | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Feb 21, 2012 | SEBI(Mutual Funds) (Amendment) Regulations, 2012 | scheme transfers shall be maintained and preserved by the asset management company as per regulation 50 of these regulations to enable audit trail. |
| Feb 21, 2012 | Peerless Fixed Maturity Plan Series 1-4 | (MF) Regulations. The AMC may also invest in existing schemeSEBI (MF) Regulations, the AMC will not charge Investment Management and Advisory |
| Feb 23, 2012 | Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism | b. make necessaramendments to the relevant bye-laws, rules and regulations for the |
| Feb 23, 2012 | Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism | b. make necessaramendments to the relevant bye-laws, rules and regulations for the |
| Feb 24, 2012 | Bhushan Steel Limited | assessing any sector or company performance, both globally and in India. The MoS through various schemes and regulations by the government is facilitating reduction in energy consumption and emission levels. |
| Feb 24, 2012 | IDFC Balanced Fund | the scheme in line with SEBI Regulations. In consideration of the mutual fund from time to time |
| Feb 24, 2012 | IDFC Balanced Fund | the scheme in line with SEBI Regulations. In consideration of the mutual fund from time to time |
| Feb 24, 2012 | IDFC Balanced Fund | the scheme in line with SEBI Regulations. In consideration of the mutual fund from time to time |
| Feb 24, 2012 | IDFC Balanced Fund | the scheme in line with SEBI Regulations. In consideration of the mutual fund from time to time |
| Feb 24, 2012 | IDFC Balanced Fund | the scheme in line with SEBI Regulations. In consideration of the mutual fund from time to time |
| Feb 24, 2012 | IDFC Balanced Fund | the scheme in line with SEBI Regulations. In consideration of the mutual fund from time to time |
| Feb 24, 2012 | Canara Robeco FMP - Series 7 (Plan A and Plan B) | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Feb 24, 2012 | Canara Robeco FMP - Series 7 (Plan A and Plan B) | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Feb 24, 2012 | Canara Robeco FMP - Series 7 (Plan A and Plan B) | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Feb 24, 2012 | Canara Robeco FMP - Series 7 (Plan A and Plan B) | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Feb 24, 2012 | Canara Robeco FMP - Series 7 (Plan A and Plan B) | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Feb 27, 2012 | Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism -Clarification | b. make necessaramendments to the relevant bye-laws, rules and regulations for the |
| Feb 27, 2012 | Offer For Sale of Shares by Promoters through the Stock Exchange Mechanism -Clarification | b. make necessaramendments to the relevant bye-laws, rules and regulations for the |
| Feb 28, 2012 | Circular for Mutual Funds | schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 28, 2012 | Monnet Ispat and Energy Limited | accordance with the provisions of Sections 77A, 77AA, 77B of the Act and other applicable provisions of the Act read with Article 3 of the AoA and the Buy-back Regulations, and subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to, SEBI, Stock Exchanges, Reserve Bank of India(“RBI”) |
| Feb 28, 2012 | Monnet Ispat and Energy Limited | accordance with the provisions of Sections 77A, 77AA, 77B of the Act and other applicable provisions of the Act read with Article 3 of the AoA and the Buy-back Regulations, and subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to, SEBI, Stock Exchanges, Reserve Bank of India(“RBI”) |
| Feb 28, 2012 | Kotak Hybrid Fixed Term Plan Series 2, 3 and 4 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Feb 28, 2012 | Kotak Hybrid Fixed Term Plan Series 2, 3 and 4 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Feb 28, 2012 | Kotak Hybrid Fixed Term Plan Series 2, 3 and 4 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Feb 28, 2012 | Kotak Hybrid Fixed Term Plan Series 2, 3 and 4 | • Other schemes of Kotak Mahindra Mutual Fund may, subject to the conditions and limits prescribed in the SEBI Regulations and/or by the Trustee, AMC or Sponsor, subscribe to the Units under the Scheme. |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | Circular for Mutual Funds | schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 28, 2012 | SBI Edge Fund | on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulations. However, as per regulation 52 of SEBI (MF) Regulationsscheme |
| Feb 29, 2012 | IDFC FMP Thirteen months Series 9 and 10 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net |
| Feb 29, 2012 | IDFC FMP Thirteen months Series 9 and 10 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net |
| Feb 29, 2012 | IDFC FMP Thirteen months Series 9 and 10 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net |
| Feb 29, 2012 | IDFC FMP Thirteen months Series 9 and 10 | 1. Debt instruments in which the Scheme invests should be rated as investment grade by a credit rating agency. Till the regulations so require, not more than 15% of the Net Assets of the Scheme shall be invested in debt instruments issued by a single issuer. Provided that such investment limit may be exceeded to 20% of the Net Assets of the Scheme with the prior approval of the Board of Trustees and the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall invest more than thirty percent of its net |
| Mar 02, 2012 | Rural Electrification Corporation Limited-Prospectus | making necessary regrouping as considered appropriate have been prepared in accordance with Paragraph B, Part II of Schedule II of the Companies Act, 1956 and SEBI Regulations.. |
| Mar 02, 2012 | Rural Electrification Corporation Limited-Prospectus | making necessary regrouping as considered appropriate have been prepared in accordance with Paragraph B, Part II of Schedule II of the Companies Act, 1956 and SEBI Regulations.. |
| Mar 02, 2012 | ICICI Prudential FMP - Series 64 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 02, 2012 | ICICI Prudential FMP - Series 64 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 02, 2012 | ICICI Prudential FMP - Series 64 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | ICICI Prudential FMP - Series 64 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 02, 2012 | SBI Sensex ETF | As per SEBI Regulations, the maximum annual schemeSEBI (MF) RegulationsSEBI (MF) Regulations will be borne by the AMC. The Mutual Fund would update the current expense ratios on its website within two working days mentioning the effective date of the change. |
| Mar 05, 2012 | HDFC FMP - Series 22 (25 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Mar 05, 2012 | HDFC FMP - Series 22 (25 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Mar 05, 2012 | HDFC FMP - Series 22 (25 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Mar 05, 2012 | HDFC FMP - Series 22 (25 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Mar 05, 2012 | HDFC FMP - Series 22 (25 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Mar 05, 2012 | HDFC FMP - Series 22 (25 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Mar 06, 2012 | Olympic Cards Ltd | In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any single company provided that the limit of 10% shall not be |
| Mar 06, 2012 | Birla Sun Life Fixed Term Plan - Series FH to Series FQ | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Mar 06, 2012 | Birla Sun Life Fixed Term Plan - Series FH to Series FQ | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Mar 06, 2012 | Birla Sun Life Fixed Term Plan - Series FH to Series FQ | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Mar 06, 2012 | Birla Sun Life Fixed Term Plan - Series FH to Series FQ | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Mar 06, 2012 | Birla Sun Life Fixed Term Plan - Series FH to Series FQ | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Mar 06, 2012 | Birla Sun Life Fixed Term Plan - Series FH to Series FQ | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Mar 06, 2012 | Birla Sun Life Fixed Term Plan - Series FH to Series FQ | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Mar 06, 2012 | Birla Sun Life Fixed Term Plan - Series FH to Series FQ | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Mar 06, 2012 | Birla Sun Life Fixed Term Plan - Series FH to Series FQ | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Mar 06, 2012 | Birla Sun Life Fixed Term Plan - Series FH to Series FQ | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Mar 06, 2012 | Birla Sun Life Fixed Term Plan - Series FH to Series FQ | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Mar 06, 2012 | Franklin Templeton Fixed Tenure Fund Series - XVII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Mar 06, 2012 | Franklin Templeton Fixed Tenure Fund Series - XVII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Mar 06, 2012 | Franklin Templeton Fixed Tenure Fund Series - XVII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Mar 06, 2012 | Franklin Templeton Fixed Tenure Fund Series - XVII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Mar 06, 2012 | Franklin Templeton Fixed Tenure Fund Series - XVII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Mar 06, 2012 | Franklin Templeton Fixed Tenure Fund Series - XVII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Mar 06, 2012 | Franklin Templeton Fixed Tenure Fund Series - XVII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Mar 06, 2012 | Franklin Templeton Fixed Tenure Fund Series - XVII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Mar 06, 2012 | Franklin Templeton Fixed Tenure Fund Series - XVII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Mar 06, 2012 | Birla Sun Life Fixed Term Plan - Series FH to Series FQ | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Mar 06, 2012 | Franklin Templeton Fixed Tenure Fund Series - XVII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Mar 09, 2012 | Network18 Media and Investments Limited | The failure to maintain necessary licenses, approvals and permits and the introduction of new laws or regulations pertaining to licensing requirements, access requirements, programming transmission, uplinking and downlinking requirements, spectrum specifications, content restrictions and consumer protection might further |
| Mar 09, 2012 | TV 18 Broadcast Limited | The failure to maintain necessary licenses, approvals and permits and the introduction of new laws or regulations pertaining to licensing requirements, access requirements, programming transmission, uplinking and downlinking requirements, spectrum specifications, content restrictions and consumer |
| Mar 09, 2012 | DWS Fixed Maturity Plan - Series 13 to 15 | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Mar 09, 2012 | DWS Fixed Maturity Plan - Series 13 to 15 | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Mar 09, 2012 | DWS Fixed Maturity Plan - Series 13 to 15 | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Mar 09, 2012 | DWS Fixed Maturity Plan - Series 13 to 15 | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Mar 09, 2012 | DSP Blackrock US Flexible Equity Fund | those expenses which are specifically prohibited, may be charged with the approval of the Trustee within the overall limits specified in the SEBI (MF) Regulations. The total expense structure (excluding brokerage, commissions, stamp duties and other (transaction) expenses, if any, directly associated with the purchase, sale and registration of transfer, if applicable, of the Scheme’ s investment/securities) shall be in line with the Regulation 52(6) (a) (ii) of the SEBI (MF) Regulation, which limits the total expense upto 2.50% of daily average net assets including expenses charged by underlying schemes. |
| Mar 09, 2012 | DSP Blackrock US Flexible Equity Fund | those expenses which are specifically prohibited, may be charged with the approval of the Trustee within the overall limits specified in the SEBI (MF) Regulations. The total expense structure (excluding brokerage, commissions, stamp duties and other (transaction) expenses, if any, directly associated with the purchase, sale and registration of transfer, if applicable, of the Scheme’ s investment/securities) shall be in line with the Regulation 52(6) (a) (ii) of the SEBI (MF) Regulation, which limits the total expense upto 2.50% of daily average net assets including expenses charged by underlying schemes. |
| Mar 09, 2012 | DSP Blackrock US Flexible Equity Fund | those expenses which are specifically prohibited, may be charged with the approval of the Trustee within the overall limits specified in the SEBI (MF) Regulations. The total expense structure (excluding brokerage, commissions, stamp duties and other (transaction) expenses, if any, directly associated with the purchase, sale and registration of transfer, if applicable, of the Scheme’ s investment/securities) shall be in line with the Regulation 52(6) (a) (ii) of the SEBI (MF) Regulation, which limits the total expense upto 2.50% of daily average net assets including expenses charged by underlying schemes. |
| Mar 09, 2012 | DSP Blackrock US Flexible Equity Fund | those expenses which are specifically prohibited, may be charged with the approval of the Trustee within the overall limits specified in the SEBI (MF) Regulations. The total expense structure (excluding brokerage, commissions, stamp duties and other (transaction) expenses, if any, directly associated with the purchase, sale and registration of transfer, if applicable, of the Scheme’ s investment/securities) shall be in line with the Regulation 52(6) (a) (ii) of the SEBI (MF) Regulation, which limits the total expense upto 2.50% of daily average net assets including expenses charged by underlying schemes. |
| Mar 09, 2012 | Reliance US Dollar Fund | expenses shall be reported to the Board of the AMC and the Trustees and shall also be disclosed in the Annual Report of the schemeSEBI (MF) Regulations, the Trustees shall ensure that no change in the fundamental attributes of the Scheme(s) and the Plan(s) / Option(s) thereunder or the trust or fee and expenses payable or any other change which would modify |
| Mar 09, 2012 | Reliance US Dollar Fund | expenses shall be reported to the Board of the AMC and the Trustees and shall also be disclosed in the Annual Report of the schemeSEBI (MF) Regulations, the Trustees shall ensure that no change in the fundamental attributes of the Scheme(s) and the Plan(s) / Option(s) thereunder or the trust or fee and expenses payable or any other change which would modify |
| Mar 09, 2012 | Reliance US Dollar Fund | expenses shall be reported to the Board of the AMC and the Trustees and shall also be disclosed in the Annual Report of the schemeSEBI (MF) Regulations, the Trustees shall ensure that no change in the fundamental attributes of the Scheme(s) and the Plan(s) / Option(s) thereunder or the trust or fee and expenses payable or any other change which would modify |
| Mar 09, 2012 | Reliance US Dollar Fund | expenses shall be reported to the Board of the AMC and the Trustees and shall also be disclosed in the Annual Report of the schemeSEBI (MF) Regulations, the Trustees shall ensure that no change in the fundamental attributes of the Scheme(s) and the Plan(s) / Option(s) thereunder or the trust or fee and expenses payable or any other change which would modify |
| Mar 09, 2012 | Reliance US Dollar Fund | expenses shall be reported to the Board of the AMC and the Trustees and shall also be disclosed in the Annual Report of the schemeSEBI (MF) Regulations, the Trustees shall ensure that no change in the fundamental attributes of the Scheme(s) and the Plan(s) / Option(s) thereunder or the trust or fee and expenses payable or any other change which would modify |
| Mar 09, 2012 | Reliance US Dollar Fund | expenses shall be reported to the Board of the AMC and the Trustees and shall also be disclosed in the Annual Report of the schemeSEBI (MF) Regulations, the Trustees shall ensure that no change in the fundamental attributes of the Scheme(s) and the Plan(s) / Option(s) thereunder or the trust or fee and expenses payable or any other change which would modify |
| Mar 09, 2012 | Reliance US Dollar Fund | expenses shall be reported to the Board of the AMC and the Trustees and shall also be disclosed in the Annual Report of the schemeSEBI (MF) Regulations, the Trustees shall ensure that no change in the fundamental attributes of the Scheme(s) and the Plan(s) / Option(s) thereunder or the trust or fee and expenses payable or any other change which would modify |
| Mar 09, 2012 | IDBI Infrastructure Debt Fund - Plan I | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Mar 09, 2012 | IDBI Infrastructure Debt Fund - Plan I | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Mar 09, 2012 | IDBI Infrastructure Debt Fund - Plan I | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Mar 09, 2012 | IDBI Infrastructure Debt Fund - Plan I | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Mar 09, 2012 | IDBI Infrastructure Debt Fund - Plan I | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Mar 09, 2012 | IDBI Infrastructure Debt Fund - Plan I | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Mar 09, 2012 | IDBI Infrastructure Debt Fund - Plan I | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Mar 09, 2012 | Religare Fixed Maturity Plan - Series XV - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Mar 09, 2012 | Religare Fixed Maturity Plan - Series XV - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Mar 09, 2012 | IDFC Bank CD Fund | until time stamped appropriately as a valid transaction request in the scheme in line with SEBI Regulations. In |
| Mar 09, 2012 | IDFC Bank CD Fund | until time stamped appropriately as a valid transaction request in the scheme in line with SEBI Regulations. In |
| Mar 09, 2012 | IDFC Bank CD Fund | until time stamped appropriately as a valid transaction request in the scheme in line with SEBI Regulations. In |
| Mar 09, 2012 | Indiabulls Income Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Mar 09, 2012 | Indiabulls Income Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Mar 09, 2012 | Indiabulls Income Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Mar 09, 2012 | Reliance US Dollar Fund | expenses shall be reported to the Board of the AMC and the Trustees and shall also be disclosed in the Annual Report of the schemeSEBI (MF) Regulations, the Trustees shall ensure that no change in the fundamental attributes of the Scheme(s) and the Plan(s) / Option(s) thereunder or the trust or fee and expenses payable or any other change which would modify |
| Mar 09, 2012 | IDBI Infrastructure Debt Fund - Plan I | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Mar 09, 2012 | IDBI Infrastructure Debt Fund - Plan I | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Mar 09, 2012 | Religare Fixed Maturity Plan - Series XV - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Mar 09, 2012 | Religare Fixed Maturity Plan - Series XV - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Mar 09, 2012 | Indiabulls Income Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Mar 09, 2012 | Religare Fixed Maturity Plan - Series XV - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Mar 14, 2012 | IDFC Infrastructure Debt Fund - Series I | fulfillment with the condition of minimum 5 investors at the schemeschemeSEBI (MF) Regulations automatically without any reference from SEBI. In case of breach of 50% holding by a single investor on the date of allotment, the application to the extent of |
| Mar 14, 2012 | IDFC Infrastructure Debt Fund - Series I | fulfillment with the condition of minimum 5 investors at the schemeschemeSEBI (MF) Regulations automatically without any reference from SEBI. In case of breach of 50% holding by a single investor on the date of allotment, the application to the extent of |
| Mar 14, 2012 | IDFC Infrastructure Debt Fund - Series I | fulfillment with the condition of minimum 5 investors at the schemeschemeSEBI (MF) Regulations automatically without any reference from SEBI. In case of breach of 50% holding by a single investor on the date of allotment, the application to the extent of |
| Mar 14, 2012 | IDFC Infrastructure Debt Fund - Series I | fulfillment with the condition of minimum 5 investors at the schemeschemeSEBI (MF) Regulations automatically without any reference from SEBI. In case of breach of 50% holding by a single investor on the date of allotment, the application to the extent of |
| Mar 15, 2012 | National Buildings Construction Corporation Limited | actions and amendments to these Article, as are, based on a written opinion from the Company’s legal advisors to the IPO necessary to comply with applicable law and regulations, the requirements of the relevant Recognized Stock Exchanges where the Shares are proposed to be listed, and applicable SEBI regulations and which amendments shall become effective on the date of filing of a draft offer document with the SEBI in respect of an initial public offering of the securities of the |
| Mar 15, 2012 | National Buildings Construction Corporation Limited | actions and amendments to these Article, as are, based on a written opinion from the Company’s legal advisors to the IPO necessary to comply with applicable law and regulations, the requirements of the relevant Recognized Stock Exchanges where the Shares are proposed to be listed, and applicable SEBI regulations and which amendments shall become effective on the date of filing of a draft offer document with the SEBI in respect of an initial public offering of the securities of the |
| Mar 15, 2012 | National Buildings Construction Corporation Limited | actions and amendments to these Article, as are, based on a written opinion from the Company’s legal advisors to the IPO necessary to comply with applicable law and regulations, the requirements of the relevant Recognized Stock Exchanges where the Shares are proposed to be listed, and applicable SEBI regulations and which amendments shall become effective on the date of filing of a draft offer document with the SEBI in respect of an initial public offering of the securities of the |
| Mar 15, 2012 | National Buildings Construction Corporation Limited | actions and amendments to these Article, as are, based on a written opinion from the Company’s legal advisors to the IPO necessary to comply with applicable law and regulations, the requirements of the relevant Recognized Stock Exchanges where the Shares are proposed to be listed, and applicable SEBI regulations and which amendments shall become effective on the date of filing of a draft offer document with the SEBI in respect of an initial public offering of the securities of the |
| Mar 15, 2012 | National Buildings Construction Corporation Limited | actions and amendments to these Article, as are, based on a written opinion from the Company’s legal advisors to the IPO necessary to comply with applicable law and regulations, the requirements of the relevant Recognized Stock Exchanges where the Shares are proposed to be listed, and applicable SEBI regulations and which amendments shall become effective on the date of filing of a draft offer document with the SEBI in respect of an initial public offering of the securities of the |
| Mar 19, 2012 | ICICI Prudential Multiple Yield Fund - Series 3 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Mar 19, 2012 | ICICI Prudential Multiple Yield Fund - Series 3 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Mar 19, 2012 | ICICI Prudential Multiple Yield Fund - Series 3 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Mar 19, 2012 | ICICI Prudential Multiple Yield Fund - Series 3 | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Mar 19, 2012 | Taurus FMP Series S to W | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Mar 19, 2012 | Taurus FMP Series S to W | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Mar 19, 2012 | Taurus FMP Series S to W | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Mar 19, 2012 | Taurus FMP Series S to W | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Mar 19, 2012 | Taurus FMP Series S to W | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Mar 19, 2012 | Taurus FMP Series S to W | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Mar 20, 2012 | IDFC FMP Yearly Series 71,72,73,74,75 and 76 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Mar 20, 2012 | IDFC FMP Yearly Series 71,72,73,74,75 and 76 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Mar 21, 2012 | IDFC Fixed Maturity Plan - Quarterly Series 76,77,78,79,80 and 81 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Mar 21, 2012 | IDFC Fixed Maturity Plan - Quarterly Series 76,77,78,79,80 and 81 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Mar 22, 2012 | UTI Fixed Term Income Fund - Series XII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 22, 2012 | UTI Fixed Term Income Fund - Series XII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 22, 2012 | UTI Fixed Term Income Fund - Series XII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 22, 2012 | UTI Fixed Term Income Fund - Series XII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 22, 2012 | UTI Fixed Term Income Fund - Series XII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 22, 2012 | UTI Fixed Term Income Fund - Series XII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 22, 2012 | UTI Fixed Term Income Fund - Series XII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 22, 2012 | DWS Fixed Maturity Plan - Series 18 to 22 | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Mar 22, 2012 | DWS Fixed Maturity Plan - Series 18 to 22 | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Mar 22, 2012 | DWS Fixed Maturity Plan - Series 18 to 22 | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Mar 22, 2012 | DWS Fixed Maturity Plan - Series 18 to 22 | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Mar 22, 2012 | Union KBC Gold Fund | Further, the extract of Regulation 52 (6) of SEBI (Mutual Funds) Regulationsscheme is stated below: |
| Mar 22, 2012 | Union KBC Gold Fund | Further, the extract of Regulation 52 (6) of SEBI (Mutual Funds) Regulationsscheme is stated below: |
| Mar 22, 2012 | Union KBC Gold Fund | Further, the extract of Regulation 52 (6) of SEBI (Mutual Funds) Regulationsscheme is stated below: |
| Mar 22, 2012 | Union KBC Gold Fund | Further, the extract of Regulation 52 (6) of SEBI (Mutual Funds) Regulationsscheme is stated below: |
| Mar 22, 2012 | DWS Fixed Maturity Plan - Series 16 to 17 | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Mar 22, 2012 | DWS Fixed Maturity Plan - Series 16 to 17 | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Mar 22, 2012 | DWS Fixed Maturity Plan - Series 16 to 17 | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Mar 22, 2012 | DWS Fixed Maturity Plan - Series 16 to 17 | As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Mar 22, 2012 | UTI Fixed Term Income Fund - Series XII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 22, 2012 | Union KBC Gold Fund | Further, the extract of Regulation 52 (6) of SEBI (Mutual Funds) Regulationsscheme is stated below: |
| Mar 26, 2012 | Olympic Cards Limited | In accordance with the current regulations, no mutual fund scheme shall invest more than 10% of its net asset value in the Equity Shares or equity related instruments of any single company provided that the limit of 10% shall not be |
| Mar 27, 2012 | DSP BlackRock FMP - Series 61 to 80 | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Mar 27, 2012 | DSP BlackRock FMP - Series 61 to 80 | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Mar 27, 2012 | DSP BlackRock FMP - Series 61 to 80 | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Mar 27, 2012 | DSP BlackRock FMP - Series 61 to 80 | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Mar 27, 2012 | Canara Robeco Gold Savings Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention |
| Mar 27, 2012 | Canara Robeco Gold Savings Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention |
| Mar 27, 2012 | Canara Robeco Gold Savings Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention |
| Mar 27, 2012 | Canara Robeco Gold Savings Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention |
| Mar 27, 2012 | Canara Robeco Gold Savings Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention |
| Mar 27, 2012 | Canara Robeco Gold Savings Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention |
| Mar 27, 2012 | Canara Robeco Gold Savings Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention |
| Mar 27, 2012 | Taurus Twin Advantage Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Mar 27, 2012 | Taurus Twin Advantage Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Mar 27, 2012 | Taurus Twin Advantage Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Mar 27, 2012 | Taurus Twin Advantage Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Mar 27, 2012 | Taurus Twin Advantage Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Mar 27, 2012 | Taurus Twin Advantage Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Mar 27, 2012 | Taurus Twin Advantage Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Mar 27, 2012 | DSP BlackRock FMP - Series 61 to 80 | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Mar 27, 2012 | Canara Robeco Gold Savings Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention |
| Mar 27, 2012 | Canara Robeco Gold Savings Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention |
| Mar 27, 2012 | Canara Robeco Gold Savings Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention |
| Mar 27, 2012 | Taurus Twin Advantage Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Mar 30, 2012 | Broad Guidelines on Algorithmic Trading | (ii) make necessaramendments to the relevant bye-laws, rules and regulations |
| Mar 30, 2012 | Exemptions from 100% promoter(s) holding in demat form | b) Make necessaramendments to the relevant bye-laws, rules and regulations |
| Mar 30, 2012 | Broad Guidelines on Algorithmic Trading | (ii) make necessaramendments to the relevant bye-laws, rules and regulations |
| Mar 30, 2012 | Exemptions from 100% promoter(s) holding in demat form | b) Make necessaramendments to the relevant bye-laws, rules and regulations |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 02, 2012 | Tata FMP Series 41 (Scheme A to J) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Apr 12, 2012 | Kotak FMP Series 98-99 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 98-99 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 98-99 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 98-99 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 98-99 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 90-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 90-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 90-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 90-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 90-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 98-99 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 98-99 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 90-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 12, 2012 | Kotak FMP Series 90-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Apr 13, 2012 | Ace Tours Worldwide Limited | back of shares, conversion, capital reduction etc.; issue of or cancellation o any ‘Securities’, as defined under the Securities Contracts (Regulation) act, 1956, including (i) grant of employee stock options or issue of sweat |
| Apr 17, 2012 | Tribhovandas Bhimji Zaveri Limited | FIIs are permitted to invest in this Issue only under the “portfolio investment schemescheme” as set out in Schedule 3 and Schedule 4 of the FEMA Regulations. |
| Apr 17, 2012 | Tribhovandas Bhimji Zaveri Limited | FIIs are permitted to invest in this Issue only under the “portfolio investment schemescheme” as set out in Schedule 3 and Schedule 4 of the FEMA Regulations. |
| Apr 17, 2012 | Baroda Pioneer FMP - Series A, B, C, D | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 17, 2012 | Baroda Pioneer FMP - Series A, B, C, D | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 17, 2012 | Baroda Pioneer FMP - Series A, B, C, D | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 18, 2012 | Edelweiss FMP - Series 7 to Series 9 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. In accordance with the Regulation, Edelweiss Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close |
| Apr 18, 2012 | Edelweiss FMP - Series 7 to Series 9 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. In accordance with the Regulation, Edelweiss Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close |
| Apr 18, 2012 | Edelweiss FMP - Series 7 to Series 9 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. In accordance with the Regulation, Edelweiss Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close |
| Apr 18, 2012 | Edelweiss FMP - Series 7 to Series 9 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. In accordance with the Regulation, Edelweiss Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close |
| Apr 18, 2012 | Edelweiss FMP - Series 7 to Series 9 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. In accordance with the Regulation, Edelweiss Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close |
| Apr 18, 2012 | Edelweiss FMP - Series 7 to Series 9 | The NAV shall be published at least in two daily newspapers every day in accordance with SEBI Regulations. The information on NAV of the scheme may be obtained by the unit holders, on any day by calling the office of the AMC or any of the ISCs at various locations. In accordance with the Regulation, Edelweiss Mutual Fund shall publish a complete statement of the Scheme portfolio and the unaudited financial results, within one month from the close |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | BNP Paribas Medium Term Income Fund | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Apr 18, 2012 | IDBI Gilt Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Apr 18, 2012 | IDBI Gilt Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Apr 18, 2012 | IDBI Gilt Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Apr 18, 2012 | IDBI Gilt Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Apr 18, 2012 | IDBI Gilt Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Apr 18, 2012 | IDBI Gilt Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Apr 18, 2012 | IDBI Gilt Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Apr 23, 2012 | ICICI Prudential Global Stable Equity Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 23, 2012 | ICICI Prudential Global Stable Equity Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 23, 2012 | ICICI Prudential Global Stable Equity Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Apr 23, 2012 | Indiabulls MIP Gold Plus | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Apr 23, 2012 | Indiabulls MIP Gold Plus | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Apr 23, 2012 | Indiabulls MIP Gold Plus | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Apr 23, 2012 | Indiabulls MIP Gold Plus | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Apr 23, 2012 | Indiabulls MIP Gold Plus | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Apr 25, 2012 | Indiabulls Gilt Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Apr 25, 2012 | Indiabulls Gilt Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Apr 25, 2012 | Indiabulls Gilt Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 26-28 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 26-28 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 26-28 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 26-28 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 26-28 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 29-31 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 29-31 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 29-31 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 29-31 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 29-31 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Indiabulls Gilt Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 26-28 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 26-28 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 26-28 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 29-31 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 29-31 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 25, 2012 | Axis Fixed Term Plan- Series 29-31 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 27, 2012 | Principal Gold Exchange Traded Fund | scheme (or such other amount as the AMC may decide from time to time) or where the units are held by a unitholder in breach of any Regulation. |
| Apr 27, 2012 | Principal Gold Exchange Traded Fund | scheme (or such other amount as the AMC may decide from time to time) or where the units are held by a unitholder in breach of any Regulation. |
| Apr 27, 2012 | Principal Gold Exchange Traded Fund | scheme (or such other amount as the AMC may decide from time to time) or where the units are held by a unitholder in breach of any Regulation. |
| Apr 27, 2012 | Principal Gold Exchange Traded Fund | scheme (or such other amount as the AMC may decide from time to time) or where the units are held by a unitholder in breach of any Regulation. |
| Apr 30, 2012 | Arihant Superstructures Limited | adversely affect the sales of, and market rates for, our projects, and, consequently, our profitability. In addition, Indian regulations on foreign investment in housing, built-up infrastructure and construction and development projects impose significant restrictions, which may impact the availability of financing for our operations. Further, under current Indian regulations except for certain limited purposes, external commercial borrowings cannot be raised for investment in real estate, which may further restrict our ability to obtain necessary financing. In the event we are not |
| May 02, 2012 | IDFC Fixed Maturity Plan Half Yearly Series 21, 22, 23, 24, 25 and 26 and 90 Days Series 82, 83 and 84 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| May 02, 2012 | IDFC Fixed Maturity Plan Half Yearly Series 21, 22, 23, 24, 25 and 26 and 90 Days Series 82, 83 and 84 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| May 04, 2012 | Plastene India Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| May 04, 2012 | Plastene India Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| May 04, 2012 | Plastene India Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| May 04, 2012 | Plastene India Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| May 04, 2012 | Plastene India Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| May 04, 2012 | Plastene India Limited | OCBs are not permitted to invest under the portfolio investment scheme in India. However, OCBs would continue to be eligible for making foreign direct investment under FEMA and the regulations thereunder as per notification no. FEMA 20/20000 RB dated May 3, 2000. Also, OCBs can sell their existing shareholdings |
| May 07, 2012 | JP Morgan India FMP - Series 10 | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| May 07, 2012 | JP Morgan India FMP - Series II | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| May 08, 2012 | DSP Black Rock Dynamic Asset Allocation Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| May 08, 2012 | DSP Black Rock Dynamic Asset Allocation Fund | In terms of the extant SEBI (MF) Regulations, no mutual fund schemescheme, is permitted to subscribe to the Units under |
| May 09, 2012 | UTI Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | BNP Paribas Fixed Term Fund - Series 24 A | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| May 09, 2012 | BNP Paribas Fixed Term Fund - Series 24 A | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| May 09, 2012 | BNP Paribas Fixed Term Fund - Series 24 A | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| May 09, 2012 | BNP Paribas Fixed Term Fund - Series 24 A | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| May 09, 2012 | BNP Paribas Fixed Term Fund - Series 24 A | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| May 09, 2012 | BNP Paribas Fixed Term Fund - Series 24 A | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| May 09, 2012 | BNP Paribas Fixed Term Fund - Series 24 A | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| May 09, 2012 | BNP Paribas Fixed Term Fund - Series 24 A | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| May 09, 2012 | BNP Paribas Fixed Term Fund - Series 24 A | The AMC has estimated that up to 2.25% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| May 09, 2012 | UTI Capital Protection Oriented Scheme Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Capital Protection Oriented Scheme Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Capital Protection Oriented Scheme Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Capital Protection Oriented Scheme Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Capital Protection Oriented Scheme Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Capital Protection Oriented Scheme Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 09, 2012 | UTI Capital Protection Oriented Scheme Series III | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 10, 2012 | HSBC Mutual Fund Series 87-88 | or any other schemeSEBI (MF) Regulations. |
| May 10, 2012 | HSBC Mutual Fund Series 87-88 | or any other schemeSEBI (MF) Regulations. |
| May 10, 2012 | HSBC Mutual Fund Series 87-88 | or any other schemeSEBI (MF) Regulations. |
| May 10, 2012 | HSBC Mutual Fund Series 87-88 | or any other schemeSEBI (MF) Regulations. |
| May 10, 2012 | HSBC Mutual Fund Series 87-88 | or any other schemeSEBI (MF) Regulations. |
| May 11, 2012 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| May 11, 2012 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| May 11, 2012 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| May 11, 2012 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| May 11, 2012 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| May 14, 2012 | Speciality Restaurants Limited | the power to endow the Municipalities with the power to implement schemes and perform functions in relation to matters listed in the Twelfth Schedule to the Constitution of India which includes regulation of public health. The respective States of India have enacted laws empowering the Municipalities to regulate public health including the issuance of a health trade license for operating eating outlets and implementation of regulations relating to such license along with prescribing penalties for non compliance. |
| May 15, 2012 | JP Morgan US Growth Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| May 15, 2012 | JP Morgan US Growth Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| May 15, 2012 | JP Morgan US Growth Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| May 15, 2012 | JP Morgan US Growth Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| May 15, 2012 | JP Morgan US Growth Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| May 16, 2012 | ICICI Prudential FMP - Series 65 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| May 16, 2012 | ICICI Prudential FMP - Series 65 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| May 16, 2012 | ICICI Prudential FMP - Series 65 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| May 16, 2012 | Motilal Oswal Most FMP Sr.1 | the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| May 16, 2012 | Motilal Oswal Most FMP Sr.1 | the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| May 16, 2012 | ICICI Prudential FMP - Series 65 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| May 18, 2012 | Axis Fundamental Factors Equity Fund | the Regulations, and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| May 18, 2012 | Union KBC Capital Protection Oriented Fund Sr. 1 | The scheme intends to use derivatives as may be permitted under the Regulations from time to time. The same shall be within the permissible limit prescribed by SEBI (Mutual Fund) Regulations from time to time. |
| May 18, 2012 | Union KBC Capital Protection Oriented Fund Sr. 1 | The scheme intends to use derivatives as may be permitted under the Regulations from time to time. The same shall be within the permissible limit prescribed by SEBI (Mutual Fund) Regulations from time to time. |
| May 24, 2012 | IDBI Balanced Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| May 24, 2012 | IDBI Balanced Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| May 24, 2012 | IDBI Balanced Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| May 24, 2012 | IDBI Balanced Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| May 24, 2012 | IDBI Balanced Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 24, 2012 | IDBI Balanced Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| May 24, 2012 | IDBI Balanced Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| May 24, 2012 | IDBI Balanced Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 24, 2012 | Tata Capital Protection Oriented Fund Sr. 3 & 4 | appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| May 28, 2012 | IDFC Fixed Term Plan Sr. 1-6 | the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall |
| May 28, 2012 | IDFC Fixed Term Plan Sr. 1-6 | the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall |
| May 28, 2012 | IDFC Fixed Term Plan Sr. 1-6 | the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall |
| Jun 05, 2012 | LKP Finance Limited - Public Announcement | 10.6 The Company shall not withdraw the offer of the Buyback after the Public Announcement is made. 10.7 In terms of Regulation 19(2) of the Buyback Regulations, there is no pendency of any scheme of amalgamation or compromise or arrangement pursuant to the provisions of the Act outstanding as on date of this Public |
| Jun 05, 2012 | LKP Finance Limited - Public Announcement | 10.6 The Company shall not withdraw the offer of the Buyback after the Public Announcement is made. 10.7 In terms of Regulation 19(2) of the Buyback Regulations, there is no pendency of any scheme of amalgamation or compromise or arrangement pursuant to the provisions of the Act outstanding as on date of this Public |
| Jun 05, 2012 | IDBI FMP - Series III (Plan A to E) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jun 05, 2012 | IDBI FMP - Series III (Plan A to E) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jun 05, 2012 | IDBI FMP - Series III (Plan A to E) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jun 05, 2012 | IDBI FMP - Series III (Plan A to E) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jun 05, 2012 | IDBI FMP - Series III (Plan A to E) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jun 05, 2012 | IDBI FMP - Series III (Plan A to E) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jun 05, 2012 | Birla Sun Life FTP - Series FW to Series GA | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FW to Series GA | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FW to Series GA | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FW to Series GA | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FW to Series GA | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FW to Series GA | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FW to Series GA | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FW to Series GA | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FW to Series GA | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Axis Capital Protection Oriented Fund - Series 5 and 6 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 05, 2012 | Axis Capital Protection Oriented Fund - Series 5 and 6 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 05, 2012 | Axis Capital Protection Oriented Fund - Series 5 and 6 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 05, 2012 | Axis Capital Protection Oriented Fund - Series 5 and 6 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 05, 2012 | Axis Capital Protection Oriented Fund - Series 5 and 6 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 05, 2012 | Axis Capital Protection Oriented Fund - Series 5 and 6 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | JM Financial Maturity Fund - Series XXIII | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Jun 05, 2012 | JM Financial Maturity Fund - Series XXIII | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Jun 05, 2012 | JM Financial Maturity Fund - Series XXIII | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Jun 05, 2012 | JM Financial Maturity Fund - Series XXIII | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Jun 05, 2012 | JM Financial Maturity Fund - Series XXIII | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Jun 05, 2012 | JM Financial Maturity Fund - Series XXIII | may invest either directly or indirectly in the Schemes. The AMC shall not charge any fees on investment made by it in the units of the Schemes in accordance with sub-regulation 3 of Regulation 24 of the Regulations and shall charge fees on such amounts in future only if the SEBI Regulations so permit. The maximum amount the AMC can invest in any of the schemes shall be its networth. The affiliates, associates, the Sponsor, subsidiaries of the Sponsor and/or the AMC may acquire a substantial portion |
| Jun 05, 2012 | Goldman Sachs Gold Fund of Fund (GSGFOF) | make investment. The recurring expenses of the underlying scheme(s) would be subject to the SEBI Regulations. |
| Jun 05, 2012 | Goldman Sachs Gold Fund of Fund (GSGFOF) | make investment. The recurring expenses of the underlying scheme(s) would be subject to the SEBI Regulations. |
| Jun 05, 2012 | Goldman Sachs Gold Fund of Fund (GSGFOF) | make investment. The recurring expenses of the underlying scheme(s) would be subject to the SEBI Regulations. |
| Jun 05, 2012 | Goldman Sachs Gold Fund of Fund (GSGFOF) | make investment. The recurring expenses of the underlying scheme(s) would be subject to the SEBI Regulations. |
| Jun 05, 2012 | Goldman Sachs Gold Fund of Fund (GSGFOF) | make investment. The recurring expenses of the underlying scheme(s) would be subject to the SEBI Regulations. |
| Jun 05, 2012 | Goldman Sachs Gold Fund of Fund (GSGFOF) | make investment. The recurring expenses of the underlying scheme(s) would be subject to the SEBI Regulations. |
| Jun 05, 2012 | Goldman Sachs Gold Fund of Fund (GSGFOF) | make investment. The recurring expenses of the underlying scheme(s) would be subject to the SEBI Regulations. |
| Jun 05, 2012 | Goldman Sachs Gold Fund of Fund (GSGFOF) | make investment. The recurring expenses of the underlying scheme(s) would be subject to the SEBI Regulations. |
| Jun 05, 2012 | DSP Black Rock FTP - Series 11 to 20 | The non-convertible part of convertible securities. Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Jun 05, 2012 | DSP Black Rock FTP - Series 11 to 20 | The non-convertible part of convertible securities. Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Jun 05, 2012 | DSP Black Rock FTP - Series 11 to 20 | The non-convertible part of convertible securities. Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Jun 05, 2012 | Birla Sun Life FTP - Series FR to Series FV | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FR to Series FV | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FR to Series FV | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FR to Series FV | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FR to Series FV | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FR to Series FV | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FR to Series FV | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FR to Series FV | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Birla Sun Life FTP - Series FR to Series FV | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | IDBI FMP - Series III (Plan A to E) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jun 05, 2012 | IDBI FMP - Series III (Plan A to E) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jun 05, 2012 | IDBI FMP - Series III (Plan A to E) | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Jun 05, 2012 | Birla Sun Life FTP - Series FW to Series GA | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 05, 2012 | Axis Capital Protection Oriented Fund - Series 5 and 6 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 05, 2012 | Axis Capital Protection Oriented Fund - Series 5 and 6 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 05, 2012 | Axis Capital Protection Oriented Fund - Series 5 and 6 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 05, 2012 | Axis Capital Protection Oriented Fund - Series 5 and 6 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | SBI Gsec Fund | annual recurring expenses are only the estimates and the actual expenses may vary from the above estimates but will be restricted to the ceilings of recurring expenses stated in Regulation 52(6) of the SEBI (Mutual Funds) RegulationsSEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 05, 2012 | DSP Black Rock FTP - Series 11 to 20 | The non-convertible part of convertible securities. Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Jun 05, 2012 | Birla Sun Life FTP - Series FR to Series FV | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Axis Infrastructure Debt Fund Series - 1 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 08, 2012 | Axis Infrastructure Debt Fund Series - 1 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 08, 2012 | Axis Infrastructure Debt Fund Series - 1 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 08, 2012 | Axis Infrastructure Debt Fund Series - 1 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 08, 2012 | Axis Infrastructure Debt Fund Series - 1 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 08, 2012 | Axis Infrastructure Debt Fund Series - 1 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Birla Sun Life Interval Fund - Annual Plan (I - V) | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 08, 2012 | Axis Infrastructure Debt Fund Series - 1 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 08, 2012 | Axis Infrastructure Debt Fund Series - 1 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 08, 2012 | Axis Infrastructure Debt Fund Series - 1 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 08, 2012 | Axis Infrastructure Debt Fund Series - 1 | The total expenses of the schemeSEBI (MF) Regulations. |
| Jun 12, 2012 | Religare FMP - Series XVI - Plan A | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 12, 2012 | Religare FMP - Series XVI - Plan A | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 12, 2012 | IDFC FMP 366 days Series 81,82,83,84,85 and 86 | the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall |
| Jun 12, 2012 | IDFC FMP 366 days Series 81,82,83,84,85 and 86 | the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall |
| Jun 12, 2012 | IDFC FMP 366 days Series 81,82,83,84,85 and 86 | the Board of the AMC till such time the regulation requires such approvals. No mutual fund scheme shall |
| Jun 12, 2012 | Sundaram Fixed Term Plan -DC-DN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Jun 12, 2012 | Sundaram Fixed Term Plan -DC-DN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Jun 12, 2012 | Sundaram Fixed Term Plan -DC-DN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Jun 12, 2012 | Sundaram Fixed Term Plan -DC-DN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Jun 12, 2012 | Sundaram Fixed Term Plan -DC-DN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Jun 12, 2012 | Sundaram Fixed Term Plan -DC-DN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Jun 12, 2012 | Sundaram Fixed Term Plan -DC-DN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Jun 12, 2012 | Sundaram Fixed Term Plan -DC-DN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Jun 12, 2012 | Sundaram Fixed Term Plan -DC-DN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Jun 12, 2012 | Sundaram Fixed Term Plan -DC-DN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Jun 12, 2012 | Sundaram Fixed Term Plan -DC-DN | Investment Manager reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should refer |
| Jun 12, 2012 | Religare FMP - Series XVI - Plan A | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 12, 2012 | Religare FMP - Series XVI - Plan A | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 12, 2012 | Religare FMP - Series XVI - Plan A | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | Birla Sun Life Short Term FMP - Series 39 to 48 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 14, 2012 | Birla Sun Life Short Term FMP - Series 39 to 48 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 14, 2012 | Birla Sun Life Short Term FMP - Series 39 to 48 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 14, 2012 | Birla Sun Life Short Term FMP - Series 39 to 48 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 14, 2012 | Birla Sun Life Short Term FMP - Series 39 to 48 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 14, 2012 | Birla Sun Life Short Term FMP - Series 39 to 48 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 14, 2012 | Birla Sun Life Short Term FMP - Series 39 to 48 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 14, 2012 | Birla Sun Life Short Term FMP - Series 39 to 48 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 14, 2012 | Birla Sun Life Short Term FMP - Series 39 to 48 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 14, 2012 | Birla Sun Life Short Term FMP - Series 39 to 48 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | L and T Infrastructure Debt Fund Series - I | The calculation and the periodicity of publication of the NAV and redemption prices will be in conformity with the Eighth schedule of the SEBI (Mutual Funds) Regulationsscheme shall be calculated and declared at least once in each quarter |
| Jun 14, 2012 | Birla Sun Life Short Term FMP - Series 39 to 48 | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 15, 2012 | SBI Debt Fund Series - 90 Days Fund-69 to 80, 180 Days Fund - 26 to 28, 366 Days - 11 to 22, 18 Months Fund -11, 21 Months Fund - 1. | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | J P Morgan India Annual Interval Fund | Liquidity: SEBI Regulations require that every Interval Fund scheme shall be mandatorily listed on a recognised stock exchange. The Units |
| Jun 19, 2012 | J P Morgan India Annual Interval Fund | Liquidity: SEBI Regulations require that every Interval Fund scheme shall be mandatorily listed on a recognised stock exchange. The Units |
| Jun 19, 2012 | J P Morgan India Annual Interval Fund | Liquidity: SEBI Regulations require that every Interval Fund scheme shall be mandatorily listed on a recognised stock exchange. The Units |
| Jun 19, 2012 | Franklin Templeton Fixed Tenure Fund - Series -XVIII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Jun 19, 2012 | Franklin Templeton Fixed Tenure Fund - Series -XVIII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Jun 19, 2012 | Franklin Templeton Fixed Tenure Fund - Series -XVIII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Jun 19, 2012 | Franklin Templeton Fixed Tenure Fund - Series -XVIII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Jun 19, 2012 | Franklin Templeton Fixed Tenure Fund - Series -XVIII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Jun 19, 2012 | Franklin Templeton Fixed Tenure Fund - Series -XVIII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Jun 19, 2012 | Franklin Templeton Fixed Tenure Fund - Series -XVIII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Jun 19, 2012 | Franklin Templeton Fixed Tenure Fund - Series -XVIII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Jun 19, 2012 | Franklin Templeton Fixed Tenure Fund - Series -XVIII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Jun 19, 2012 | UTI - Fixed Term Income Fund - Series - XIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 19, 2012 | UTI - Fixed Term Income Fund - Series - XIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 19, 2012 | UTI - Fixed Term Income Fund - Series - XIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 19, 2012 | UTI - Fixed Term Income Fund - Series - XIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 19, 2012 | UTI - Fixed Term Income Fund - Series - XIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 19, 2012 | UTI - Fixed Term Income Fund - Series - XIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 19, 2012 | UTI - Fixed Term Income Fund - Series - XIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 19, 2012 | J P Morgan India Income Fund - Series - 301 | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| Jun 19, 2012 | Principal Gold Fund | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jun 19, 2012 | Principal Gold Fund | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | J P Morgan India Income Fund - Series 501 | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| Jun 19, 2012 | Franklin Templeton Fixed Tenure Fund - Series -XVIII | The investment policies of the schemeSEBI (Mutual Funds) Regulations, 1996, and within the following guidelines in conformity with Investment Management Agreement and Trust Deed. |
| Jun 19, 2012 | UTI - Fixed Term Income Fund - Series - XIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | SBI Debt Fund Series (90D : 69-80, 180D: 26-28, 366D : 11-22, 18M : 11, 21M : 1) | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jun 19, 2012 | Principal Gold Fund | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jun 20, 2012 | Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2012 (Last amended on February 15, 2017) | (4) An applicant seeking recognition as a clearing corporation shall, in addition to conditions as specified in sub-regulations (1) and (2), comply with the following conditions, namely:— (a) the applicant has necessary infrastructure to ensure timely clearing and settlement of |
| Jun 21, 2012 | L and T FMP - VII | 2) Notwithstanding anything contained in the schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. |
| Jun 21, 2012 | L and T FMP - VII | 2) Notwithstanding anything contained in the schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. |
| Jun 21, 2012 | L and T FMP - VII | 2) Notwithstanding anything contained in the schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. |
| Jun 21, 2012 | L and T FMP - VII | 2) Notwithstanding anything contained in the schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. |
| Jun 21, 2012 | L and T FMP - VII | 2) Notwithstanding anything contained in the schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. |
| Jun 21, 2012 | L and T FMP - VII | 2) Notwithstanding anything contained in the schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. |
| Jun 21, 2012 | L and T FMP - VII | 2) Notwithstanding anything contained in the schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines there under shall be applicable. |
| Jun 26, 2012 | Allcargo Logistics Limited - Buyback | Limited ('the Company') at its meeting held on June 20, 2012, in pursuance of the provisions of Sections 77A, 77AA and 77B of the Companies Act, 1956, and the Buy-back Regulations and based on the information, explanations and representations given to us which to the best of our knowledge and belief were necessary for this purpose, we report |
| Jun 28, 2012 | Sundaram Fixed Income Interval Fund | Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 28, 2012 | Sundaram Fixed Income Interval Fund | Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 28, 2012 | Sundaram Fixed Income Interval Fund | Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Jun 28, 2012 | IDFC Quarterly Interval Fund Series I,II and III, IDFC Monthly Interval Fund - Series I, II and III, IDFC Bi Monthly Interval Fund - Series I, II and III, IDFC Half Yearly Series Interval Fund Series I, II and III, IDFC Yearly Series Interval Fund Series I, II and III | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Jun 28, 2012 | IDFC Quarterly Interval Fund Series I,II and III, IDFC Monthly Interval Fund - Series I, II and III, IDFC Bi Monthly Interval Fund - Series I, II and III, IDFC Half Yearly Series Interval Fund Series I, II and III, IDFC Yearly Series Interval Fund Series I, II and III | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Jun 28, 2012 | IDFC Quarterly Interval Fund Series I,II and III, IDFC Monthly Interval Fund - Series I, II and III, IDFC Bi Monthly Interval Fund - Series I, II and III, IDFC Half Yearly Series Interval Fund Series I, II and III, IDFC Yearly Series Interval Fund Series I, II and III | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | BNP Paribas India Consupmption Fund | The AMC has estimated that up to 2.50% the daily average net assets of the schemescheme as expenses. As per the SEBI Regulations, the maximum recurring expenses including the investment management and advisory fee that can be charged to the Scheme shall be subject to a |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jun 29, 2012 | Reliance Retirement Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Franklin Templeton India Allocation Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jul 04, 2012 | Franklin Templeton India Allocation Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jul 04, 2012 | Franklin Templeton India Allocation Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jul 04, 2012 | Franklin Templeton India Allocation Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jul 04, 2012 | Franklin Templeton India Allocation Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jul 04, 2012 | Franklin Templeton India Allocation Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jul 04, 2012 | Franklin Templeton India Allocation Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jul 04, 2012 | Franklin Templeton India Allocation Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jul 04, 2012 | Franklin Templeton India Allocation Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jul 04, 2012 | Franklin Templeton India Allocation Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jul 04, 2012 | Franklin Templeton India Allocation Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jul 04, 2012 | Franklin Templeton India Allocation Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | SBI Infrastructure Debt Fund - Series 1 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 04, 2012 | Reliance Dual Advantage Fixed Tenure Fund III | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | Reliance Fixed Horizon Fund - XXII - Series 20 to 43 | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 05, 2012 | IDFC Fixed Maturity Plan Half Yearly Series 21, 22, 23, 24, 25 & 26 and IDFC Fixed Maturity Plan 90 Days Series 82, 83 and 84 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Jul 05, 2012 | IDFC Fixed Maturity Plan Half Yearly Series 21, 22, 23, 24, 25 & 26 and IDFC Fixed Maturity Plan 90 Days Series 82, 83 and 84 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Jul 12, 2012 | Union KBC Asset Allocation Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Jul 12, 2012 | Union KBC Asset Allocation Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Jul 12, 2012 | Union KBC Asset Allocation Fund | Trustee reserves the right to list the Units as and when this Scheme is permitted to be listed under the Regulations and the Trustee considers it necessary in the interest of Unit holders of the Fund. |
| Jul 13, 2012 | Religare Bank Debt Fund | Subject to necessary approvals, the Scheme may also invest in overseas financial assets as permitted under the applicable regulations. The value of an investment in a foreign securities may depend on general global economic factors or specific economic and political factors relating to |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 13, 2012 | Reliance Infrastructure Debt Fund | FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: (1) TYPE OF SCHEME: |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 16, 2012 | Reliance Fixed Horizon Fund - XXIII | Since the schemescheme shall not be lower than 95% of the NAV. |
| Jul 17, 2012 | ICICI Prudential Cash Management Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jul 17, 2012 | Principal Pnb Fixed Maturity Plan Series B5 to B8 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 17, 2012 | Principal Pnb Fixed Maturity Plan Series B5 to B8 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 17, 2012 | Principal Pnb Fixed Maturity Plan Series B5 to B8 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 17, 2012 | Sangam Advisors Limited | which has its principal business the receiving of deposits under any scheme or arrangement or in any manner, or lending in any manner. Amendments to NBFC Regulations vide the Circular No. DNBS (PD) C.C. No. 81/03.05.002/2006-07 dated 19-10-2006, it is further clarified that the company will be treated as an Non-Banking Financial Company (NBFC), |
| Jul 17, 2012 | Sangam Advisors Limited | which has its principal business the receiving of deposits under any scheme or arrangement or in any manner, or lending in any manner. Amendments to NBFC Regulations vide the Circular No. DNBS (PD) C.C. No. 81/03.05.002/2006-07 dated 19-10-2006, it is further clarified that the company will be treated as an Non-Banking Financial Company (NBFC), |
| Jul 17, 2012 | Principal Pnb Fixed Maturity Plan Series B5 to B8 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 17, 2012 | Principal Pnb Fixed Maturity Plan Series B5 to B8 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jul 17, 2012 | Sangam Advisors Limited | which has its principal business the receiving of deposits under any scheme or arrangement or in any manner, or lending in any manner. Amendments to NBFC Regulations vide the Circular No. DNBS (PD) C.C. No. 81/03.05.002/2006-07 dated 19-10-2006, it is further clarified that the company will be treated as an Non-Banking Financial Company (NBFC), |
| Jul 18, 2012 | Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism | b. make necessaramendments to the relevant bye-laws, rules and regulations for the |
| Jul 18, 2012 | Comprehensive guidelines on Offer For Sale (OFS) of Shares by Promoters through the Stock Exchange Mechanism | b. make necessaramendments to the relevant bye-laws, rules and regulations for the |
| Jul 20, 2012 | HDFC Fixed Maturity Plans - Series 23 (15 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Jul 20, 2012 | HDFC Fixed Maturity Plans - Series 23 (15 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Jul 20, 2012 | HDFC Fixed Maturity Plans - Series 23 (15 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Jul 20, 2012 | JP Morgan India Income Fund - Series 302 | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| Jul 20, 2012 | HDFC Fixed Maturity Plans - Series 23 (15 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Jul 20, 2012 | HDFC Fixed Maturity Plans - Series 23 (15 Plans) | 14. Other schemeSEBI (MF) Regulations; |
| Jul 23, 2012 | Bajaj Finserv Limited | OCBs which are incorporated and are not and were not at any time subject to any adverse notice from the RBI, are permitted to undertake fresh investments as incorporated non-resident entities in terms of Regulation 5(1) of RBI Notification No.20/2000-RB dated May 3, 2000, under the foreign direct investment scheme with the prior approval |
| Jul 23, 2012 | Bajaj Finserv Limited | OCBs which are incorporated and are not and were not at any time subject to any adverse notice from the RBI, are permitted to undertake fresh investments as incorporated non-resident entities in terms of Regulation 5(1) of RBI Notification No.20/2000-RB dated May 3, 2000, under the foreign direct investment scheme with the prior approval |
| Jul 23, 2012 | Shriram Transport Finance Company Limited Prospectus | Modernization of trucking industry. A replacement boom is likely to be triggered by stricter enforcement of regulations banning trucks beyond 15 years and overloading, as well as the introduction by transport associations of a voluntary retirement scheme for old trucks with better financing options. An anticipated replacement demand for |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | Reliance Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Jul 24, 2012 | DSP BlackRock FMP - Series 81 to 100 | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Jul 24, 2012 | DSP BlackRock FMP - Series 81 to 100 | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Jul 24, 2012 | DSP BlackRock FMP - Series 81 to 100 | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Jul 24, 2012 | DSP BlackRock FMP - Series 81 to 100 | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Jul 24, 2012 | DSP BlackRock FMP - Series 81 to 100 | Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Jul 25, 2012 | HDFC Fixed Maturity Plan - Series 24 (6 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Jul 25, 2012 | HDFC Fixed Maturity Plan - Series 24 (6 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Jul 25, 2012 | HDFC Fixed Maturity Plan - Series 24 (6 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Jul 25, 2012 | HDFC Fixed Maturity Plan - Series 24 (6 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Jul 25, 2012 | UTI Regular Income Scheme | schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines thereunder shall be applicable. |
| Jul 25, 2012 | UTI Regular Income Scheme | schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines thereunder shall be applicable. |
| Jul 25, 2012 | UTI Regular Income Scheme | schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines thereunder shall be applicable. |
| Jul 25, 2012 | UTI Regular Income Scheme | schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines thereunder shall be applicable. |
| Jul 25, 2012 | UTI Regular Income Scheme | schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines thereunder shall be applicable. |
| Jul 25, 2012 | UTI Regular Income Scheme | schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines thereunder shall be applicable. |
| Jul 25, 2012 | UTI Regular Income Scheme | schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines thereunder shall be applicable. |
| Jul 25, 2012 | HDFC Fixed Maturity Plan - Series 24 (6 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Jul 25, 2012 | HDFC Fixed Maturity Plan - Series 24 (6 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Jul 25, 2012 | UTI Regular Income Scheme | schemeSEBI (Mutual Funds) Regulations, 1996 and the Guidelines thereunder shall be applicable. |
| Jul 27, 2012 | DSP BlackRock Dual Advantage Fund Series -II | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jul 27, 2012 | DSP BlackRock Dual Advantage Fund Series -II | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jul 27, 2012 | DSP BlackRock Dual Advantage Fund Series -II | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jul 27, 2012 | DSP BlackRock Dual Advantage Fund Series -II | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jul 30, 2012 | Akzo Nobel India Limited - Post offer PA | provisions, if any, of the Companies Act, 1956 (“the Act”) and the provisions contained in the Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998 as amended from time to time (“the Buyback Regulations”) subject to approval/s as may be necessary, from statutory authorities including but not limited to Securities and Exchange |
| Aug 01, 2012 | Taurus FMP Series X to Z | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Aug 01, 2012 | Taurus FMP Series X to Z | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Aug 01, 2012 | Taurus FMP Series X to Z | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Aug 01, 2012 | Taurus FMP Series X to Z | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Aug 01, 2012 | Taurus FMP Series X to Z | The scheme(s) shall bear the dividend distribution tax as per section 115R of Income Tax Act 1961. As per extant Income Tax regulations, dividends distributed by mutual funds are tax free in the hands of the investor. |
| Aug 02, 2012 | Direct Market Access - Clarification | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Aug 02, 2012 | Direct Market Access - Clarification | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Aug 06, 2012 | J.P. Morgan India Income Fund - Series 502 | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 5 years (Series 5 and 6) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 3 Years (Series 9 and 10) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 16, 2012 | Sundaram Capital Protection 2 years (Series 6 and 7) | Sundaram Asset Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, investors should visit |
| Aug 17, 2012 | ICICI Prudential Interval Fund - Series VI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 17, 2012 | ICICI Prudential Interval Fund - Series VI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 17, 2012 | ICICI Prudential Interval Fund - Series VI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 17, 2012 | ICICI Prudential Interval Fund - Series VI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 17, 2012 | ICICI Prudential Interval Fund - Series VI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 17, 2012 | ICICI Prudential Capital Protection Oriented Fund III | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Aug 17, 2012 | ICICI Prudential Capital Protection Oriented Fund III | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Aug 17, 2012 | ICICI Prudential Capital Protection Oriented Fund III | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Aug 17, 2012 | ICICI Prudential Interval Fund - Series VI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 30, 2012 | Sundaram Dynamic Bond Fund | Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Aug 30, 2012 | Sundaram Dynamic Bond Fund | Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Aug 30, 2012 | Sundaram Dynamic Bond Fund | Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Aug 30, 2012 | Sundaram Dynamic Bond Fund | Management reserves the right to change the estimates, both inter se or in total, subject to prevailing Regulation. For the actual current expenses being charged to the scheme, |
| Sep 03, 2012 | ICICI Prudential FMP - Series 66 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Sep 03, 2012 | ICICI Prudential FMP - Series 66 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Sep 03, 2012 | ICICI Prudential FMP - Series 66 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | ICICI Prudential FMP - Series 66 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 03, 2012 | LIC Nomura FMP Series (58-59-60-61-62-63-64-65-66-67) | schemeschemeSEBI (MF) Regulations, or such norms as may be specified by SEBI from time to time. |
| Sep 04, 2012 | JP Morgan India Medium Term Bond Fund | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| Sep 04, 2012 | ICICI Prudential Multiple Yield Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Sep 04, 2012 | ICICI Prudential Multiple Yield Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Sep 04, 2012 | ICICI Prudential Multiple Yield Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Sep 04, 2012 | ICICI Prudential Multiple Yield Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Sep 04, 2012 | JP Morgan India Low Duration Fund | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| Sep 05, 2012 | IDBI CD Liquid Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI CD Liquid Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI CD Liquid Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI CD Liquid Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI CD Liquid Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI Debt Opportunities Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI Debt Opportunities Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI Debt Opportunities Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI Debt Opportunities Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI Debt Opportunities Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI Debt Opportunities Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | Reliance Interval Fund I - Half Yearly Interval Fund | repurchase price will be Rs. 9.80. As per the Regulations, the repurchase price of units of a interval scheme shall not be lower than 95% of the NAV. |
| Sep 05, 2012 | IDBI CD Liquid Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI CD Liquid Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI CD Liquid Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI Debt Opportunities Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI Debt Opportunities Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 05, 2012 | IDBI Debt Opportunities Fund | entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its |
| Sep 07, 2012 | Birla Sun Life FTP - Series GB to GI | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Sep 07, 2012 | Birla Sun Life FTP - Series GB to GI | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Sep 07, 2012 | Birla Sun Life FTP - Series GB to GI | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Sep 07, 2012 | Birla Sun Life FTP - Series GB to GI | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Sep 07, 2012 | Birla Sun Life FTP - Series GB to GI | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Sep 07, 2012 | Birla Sun Life FTP - Series GB to GI | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Sep 07, 2012 | Birla Sun Life FTP - Series GB to GI | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Sep 07, 2012 | Birla Sun Life FTP - Series GB to GI | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Sep 07, 2012 | Birla Sun Life FTP - Series GB to GI | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Sep 07, 2012 | Birla Sun Life FTP - Series GB to GI | Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme |
| Sep 13, 2012 | Steps to re-energise Mutual Fund Industry | 3. Necessary amendments to the Regulations to give effect to the contents in the |
| Sep 13, 2012 | Steps to re-energise Mutual Fund Industry | 3. Necessary amendments to the Regulations to give effect to the contents in the |
| Sep 13, 2012 | Steps to re-energise Mutual Fund Industry | 3. Necessary amendments to the Regulations to give effect to the contents in the |
| Sep 13, 2012 | Steps to re-energise Mutual Fund Industry | 3. Necessary amendments to the Regulations to give effect to the contents in the |
| Sep 17, 2012 | R*Shares Consumption Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Consumption Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Consumption Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Consumption Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Consumption Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Consumption Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Dividend Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Dividend Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Dividend Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Dividend Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Dividend Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Dividend Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Consumption Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 17, 2012 | R*Shares Dividend Opportunities Fund | The investment policy of the schemeSEBI (Mutual Funds) Regulations, 1996. As per the Regulations, specifically the Seventh Schedule, the following investment limitations are currently applicable: |
| Sep 21, 2012 | India Bulls Balanced Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 21, 2012 | India Bulls Balanced Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 21, 2012 | India Bulls Balanced Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 21, 2012 | India Bulls Balanced Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 21, 2012 | Union KBC Capital Protection Oriented Fund Series 2 and 3 | The scheme intends to use derivatives as may be permitted under the Regulations from time to time. The same shall be within the permissible limit prescribed by SEBI (Mutual Fund) Regulations from time to time. |
| Sep 21, 2012 | Union KBC Capital Protection Oriented Fund Series 2 and 3 | The scheme intends to use derivatives as may be permitted under the Regulations from time to time. The same shall be within the permissible limit prescribed by SEBI (Mutual Fund) Regulations from time to time. |
| Sep 21, 2012 | India Bulls Balanced Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 26, 2012 | Review of Margining with respect to Exchange Traded Funds (ETFs) | b. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Sep 26, 2012 | Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2012 | 51A. The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme.” |
| Sep 26, 2012 | Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2012 | 51A. The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme.” |
| Sep 26, 2012 | Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2012 | 51A. The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme.” |
| Sep 26, 2012 | Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2012 | 51A. The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme.” |
| Sep 26, 2012 | Review of Margining with respect to Exchange Traded Funds (ETFs) | b. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Sep 26, 2012 | Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2012 | 51A. The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme.” |
| Oct 01, 2012 | Dynacons Systems and Solutions Limited | a) That he / she is an ASBA Investor as per the SEBI ICDR Regulations and b) That he / she has authorized the SCSBs to do all acts as are necessary to make an application |
| Oct 05, 2012 | Rain Commodities Limited - Public Announcement | of Association of the Company, Section 77A, 77AA, 77B and other applicable provisions of the Companies Act, 1956 (“the Act”) and the provisions contained in the Buyback Regulations subject to other applicable laws, approval/s as may be necessary, from statutory authorities including |
| Oct 11, 2012 | Adjudication Order in respect of Bharat Chandmal Jain in the matter of Asian Star Company Limited | necessarily influence the price of the scrip. Moreover, there is no bar to put a price higher than the last traded price. There is no rule, regulation, byelaws which prohibits or limits placing orders at prices higher than the last traded price in any |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | DWS Hybrid Fixed Term Fund - Series 11-15 | Further, as per regulation 52 (6A) of SEBI (Mutual Funds) Regulationsscheme, if the new inflows from beyond top 15 |
| Oct 12, 2012 | Union KBC Trigger 50 Fund - Series 1 and 2 | The scheme intends to use derivatives as may be permitted under the Regulations from time to time. The same shall be within the permissible limit prescribed by SEBI (Mutual Fund) Regulations from time to time. |
| Oct 12, 2012 | Union KBC Trigger 50 Fund - Series 1 and 2 | The scheme intends to use derivatives as may be permitted under the Regulations from time to time. The same shall be within the permissible limit prescribed by SEBI (Mutual Fund) Regulations from time to time. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | Tata FMP Series 42 (Scheme A to Scheme I) | amount, as they deem appropriate. The AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996. |
| Oct 12, 2012 | DWS Hybrid Fixed Term Fund - Series 11-15 | Further, as per regulation 52 (6A) of SEBI (Mutual Funds) Regulationsscheme, if the new inflows from beyond top 15 |
| Oct 23, 2012 | IIFL FMP - Series 6 and Series 7 | IIFL has received Adjudication proceedings notice dated January 03, 2011 from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Oct 23, 2012 | IIFL FMP - Series 6 and Series 7 | IIFL has received Adjudication proceedings notice dated January 03, 2011 from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Oct 23, 2012 | IIFL FMP - Series 6 and Series 7 | IIFL has received Adjudication proceedings notice dated January 03, 2011 from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Oct 23, 2012 | IIFL FMP - Series 6 and Series 7 | IIFL has received Adjudication proceedings notice dated January 03, 2011 from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Oct 23, 2012 | IIFL FMP - Series 6 and Series 7 | IIFL has received Adjudication proceedings notice dated January 03, 2011 from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | DSP BlackRock Constant Maturity 10Y Bond Fund | expenses other investment and advisory fees of the scheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). |
| Oct 25, 2012 | DSP BlackRock Constant Maturity 10Y Bond Fund | expenses other investment and advisory fees of the scheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). |
| Oct 25, 2012 | DSP BlackRock Constant Maturity 10Y Bond Fund | expenses other investment and advisory fees of the scheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). |
| Oct 25, 2012 | DSP BlackRock Constant Maturity 10Y Bond Fund | expenses other investment and advisory fees of the scheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 25, 2012 | SBI Debt Fund Series 36 Month fund 2 and 3 and 60 Month Fund 2 and 3 | The maximum annual recurring expenses that can be charged to a schemeSEBI (Mutual Funds) Regulations, 1996. |
| Oct 29, 2012 | DSP BlackRock Constant Maturity 10Y G-Sec Fund | other investment and advisory fees of the scheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). c. Service Tax on brokerage and transaction cost: The service tax on brokerage and transaction costs which are incurred for the purpose of execution of trade, will be within the limit of TER as per the Regulation 52(6) and (6A). |
| Oct 29, 2012 | DSP BlackRock Constant Maturity 10Y G-Sec Fund | other investment and advisory fees of the scheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). c. Service Tax on brokerage and transaction cost: The service tax on brokerage and transaction costs which are incurred for the purpose of execution of trade, will be within the limit of TER as per the Regulation 52(6) and (6A). |
| Oct 29, 2012 | DSP BlackRock Constant Maturity 10Y G-Sec Fund | other investment and advisory fees of the scheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). c. Service Tax on brokerage and transaction cost: The service tax on brokerage and transaction costs which are incurred for the purpose of execution of trade, will be within the limit of TER as per the Regulation 52(6) and (6A). |
| Oct 29, 2012 | DSP BlackRock Constant Maturity 10Y G-Sec Fund | other investment and advisory fees of the scheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). c. Service Tax on brokerage and transaction cost: The service tax on brokerage and transaction costs which are incurred for the purpose of execution of trade, will be within the limit of TER as per the Regulation 52(6) and (6A). |
| Oct 30, 2012 | IDFC League 1 Fund | increase/decrease as per actual and/or any change in the Regulations. The schemes can charge upto |
| Oct 30, 2012 | IDFC League 1 Fund | increase/decrease as per actual and/or any change in the Regulations. The schemes can charge upto |
| Oct 30, 2012 | IDFC League 1 Fund | increase/decrease as per actual and/or any change in the Regulations. The schemes can charge upto |
| Oct 30, 2012 | IDFC League 1 Fund | increase/decrease as per actual and/or any change in the Regulations. The schemes can charge upto |
| Oct 30, 2012 | IIFL Dynamic Bond Fund | As per SEBI Regulations, the maximum annual scheme recurring expenses including the investment management fees that can be charged to the Scheme is as follows: |
| Oct 30, 2012 | IIFL Dynamic Bond Fund | As per SEBI Regulations, the maximum annual scheme recurring expenses including the investment management fees that can be charged to the Scheme is as follows: |
| Oct 30, 2012 | IIFL Dynamic Bond Fund | As per SEBI Regulations, the maximum annual scheme recurring expenses including the investment management fees that can be charged to the Scheme is as follows: |
| Oct 30, 2012 | IIFL Dynamic Bond Fund | As per SEBI Regulations, the maximum annual scheme recurring expenses including the investment management fees that can be charged to the Scheme is as follows: |
| Nov 01, 2012 | Motilal Oswal MOSt Prime Equity Fund | the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Nov 01, 2012 | Motilal Oswal MOSt Prime Equity Fund | the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Nov 02, 2012 | ICICI Prudential Dividend Yield Equity Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Nov 02, 2012 | ICICI Prudential Dividend Yield Equity Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Nov 02, 2012 | ICICI Prudential Infrastructure Debt Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Nov 02, 2012 | ICICI Prudential Infrastructure Debt Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Nov 02, 2012 | ICICI Prudential Infrastructure Debt Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Nov 02, 2012 | ICICI Prudential Infrastructure Debt Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Nov 02, 2012 | ICICI Prudential Infrastructure Debt Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Nov 05, 2012 | JP Morgan India Income Opportunities Fund | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| Nov 05, 2012 | DSP BlackRock Cash Manager Fund | Units of money market/liquid schemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Nov 05, 2012 | DSP BlackRock Cash Manager Fund | Units of money market/liquid schemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Nov 05, 2012 | DSP BlackRock Cash Manager Fund | Units of money market/liquid schemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Nov 05, 2012 | DSP BlackRock Cash Manager Fund | Units of money market/liquid schemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Nov 05, 2012 | DSP BlackRock Cash Manager Fund | Units of money market/liquid schemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Nov 05, 2012 | DSP BlackRock Cash Manager Fund | Units of money market/liquid schemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Nov 05, 2012 | DSP BlackRock Cash Manager Fund | Units of money market/liquid schemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 07, 2012 | Birla Sun Life Infrastructure Debt Fund Series A & B | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 08, 2012 | DSP Blackrock Ultra Short Term Fund | expenses other investment and advisory fees of the scheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). |
| Nov 08, 2012 | DSP Blackrock Ultra Short Term Fund | expenses other investment and advisory fees of the scheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). |
| Nov 08, 2012 | DSP Blackrock Ultra Short Term Fund | expenses other investment and advisory fees of the scheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). |
| Nov 08, 2012 | DSP Blackrock Ultra Short Term Fund | expenses other investment and advisory fees of the scheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). |
| Nov 12, 2012 | Mastek Limited - Buyback Offer | provisions contained in Article 8A of the Articles of Association of the Company, Section 77A, 77AA, 77B and other applicable provisions of the Companies Act, 1956 (“the Act”) and the provisions contained in the Buyback Regulations subject to other applicable laws, approval/s as may be necessary, from statutory authorities including Securities and |
| Nov 19, 2012 | Amendments to SEBI (Mutual Funds) Regulations, 1996 | 51A. The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme.” |
| Nov 19, 2012 | Amendments to SEBI (Mutual Funds) Regulations, 1996 | 51A. The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme.” |
| Nov 19, 2012 | Amendments to SEBI (Mutual Funds) Regulations, 1996 | 51A. The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme.” |
| Nov 19, 2012 | Amendments to SEBI (Mutual Funds) Regulations, 1996 | 51A. The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme.” |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Morgan Stanley Gilt Fund | F: FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the scheme, in terms of Regulation 18[15A] of the SEBI [MF] Regulations: |
| Nov 19, 2012 | Morgan Stanley Gilt Fund | F: FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the scheme, in terms of Regulation 18[15A] of the SEBI [MF] Regulations: |
| Nov 19, 2012 | Morgan Stanley Gilt Fund | F: FUNDAMENTAL ATTRIBUTES Following are the Fundamental Attributes of the scheme, in terms of Regulation 18[15A] of the SEBI [MF] Regulations: |
| Nov 19, 2012 | Morgan Stanley Ultra short Term Bond Fund | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 [15A] of the SEBI [MF] Regulations: |
| Nov 19, 2012 | Morgan Stanley Ultra short Term Bond Fund | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 [15A] of the SEBI [MF] Regulations: |
| Nov 19, 2012 | Morgan Stanley Ultra short Term Bond Fund | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 [15A] of the SEBI [MF] Regulations: |
| Nov 19, 2012 | ICICI Prudential Constant Maturity Bond Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Nov 19, 2012 | ICICI Prudential Constant Maturity Bond Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Nov 19, 2012 | ICICI Prudential Constant Maturity Bond Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 16 to Series 18 | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Nov 19, 2012 | Amendments to SEBI (Mutual Funds) Regulations, 1996 | 51A. The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme.” |
| Nov 21, 2012 | R*Shares CNX 100 Fund | subject to change inter-se as per actual but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will bear directly or indirectly. |
| Nov 21, 2012 | R*Shares CNX 100 Fund | subject to change inter-se as per actual but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will bear directly or indirectly. |
| Nov 21, 2012 | R*Shares CNX 100 Fund | subject to change inter-se as per actual but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will bear directly or indirectly. |
| Nov 21, 2012 | R*Shares CNX 100 Fund | subject to change inter-se as per actual but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will bear directly or indirectly. |
| Nov 21, 2012 | R*Shares CNX 100 Fund | subject to change inter-se as per actual but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will bear directly or indirectly. |
| Nov 21, 2012 | R*Shares CNX 100 Fund | subject to change inter-se as per actual but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will bear directly or indirectly. |
| Nov 21, 2012 | R*Shares CNX 100 Fund | subject to change inter-se as per actual but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will bear directly or indirectly. |
| Nov 21, 2012 | R*Shares CNX 100 Fund | subject to change inter-se as per actual but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will bear directly or indirectly. |
| Nov 21, 2012 | R*Shares CNX 100 Fund | subject to change inter-se as per actual but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will bear directly or indirectly. |
| Nov 21, 2012 | R*Shares CNX 100 Fund | subject to change inter-se as per actual but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will bear directly or indirectly. |
| Nov 23, 2012 | Bajaj Finance Limited - Draft Letter of Offer | OCBs which are incorporated and are not and were not at any time subject to any adverse notice from the RBI, are permitted to undertake fresh investments as incorporated non-resident entities in terms of Regulation 5(1) of RBI Notification No.20/2000-RB dated May 3, 2000, under the foreign direct investment scheme with the prior approval |
| Nov 26, 2012 | Axis Hybrid Yearly Interval Fund - Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Yearly Interval Fund - Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Yearly Interval Fund - Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Yearly Interval Fund - Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Yearly Interval Fund - Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Yearly Interval Fund - Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Fund - Series 5 to 7 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Fund - Series 5 to 7 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Fund - Series 5 to 7 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Fund - Series 5 to 7 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Fund - Series 5 to 7 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Fund - Series 5 to 7 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Fund - Series 5 to 7 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Kotak FMP Series 94-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Nov 26, 2012 | Kotak FMP Series 94-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Nov 26, 2012 | Kotak FMP Series 94-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Nov 26, 2012 | Kotak FMP Series 94-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Nov 26, 2012 | Kotak FMP Series 94-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Nov 26, 2012 | Kotak FMP Series 94-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Nov 26, 2012 | Kotak FMP Series 94-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Nov 26, 2012 | Kotak FMP Series 94-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Nov 26, 2012 | Axis Hybrid Yearly Interval Fund - Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Yearly Interval Fund - Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Fund - Series 5 to 7 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Axis Hybrid Fund - Series 5 to 7 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Nov 26, 2012 | Kotak FMP Series 94-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Nov 26, 2012 | Kotak FMP Series 94-97 | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsscheme: As mentioned under the heading “Type of Scheme” |
| Nov 30, 2012 | PC Jeweller Limited | Schedule 4 of FEMA 20 and Foreign Institutional Investors (“FIIs”) applying under the ‘portfolio investment scheme’ set out in Schedule 2 of FEMA 20, provided they are eligible under applicable laws and regulations to purchase the Equity Shares. This Red Herring Prospectus does not, however, constitute an invitation to |
| Nov 30, 2012 | PC Jeweller Limited | Schedule 4 of FEMA 20 and Foreign Institutional Investors (“FIIs”) applying under the ‘portfolio investment scheme’ set out in Schedule 2 of FEMA 20, provided they are eligible under applicable laws and regulations to purchase the Equity Shares. This Red Herring Prospectus does not, however, constitute an invitation to |
| Nov 30, 2012 | PC Jeweller Limited | Schedule 4 of FEMA 20 and Foreign Institutional Investors (“FIIs”) applying under the ‘portfolio investment scheme’ set out in Schedule 2 of FEMA 20, provided they are eligible under applicable laws and regulations to purchase the Equity Shares. This Red Herring Prospectus does not, however, constitute an invitation to |
| Nov 30, 2012 | PC Jeweller Limited | Schedule 4 of FEMA 20 and Foreign Institutional Investors (“FIIs”) applying under the ‘portfolio investment scheme’ set out in Schedule 2 of FEMA 20, provided they are eligible under applicable laws and regulations to purchase the Equity Shares. This Red Herring Prospectus does not, however, constitute an invitation to |
| Nov 30, 2012 | PC Jeweller Limited | Schedule 4 of FEMA 20 and Foreign Institutional Investors (“FIIs”) applying under the ‘portfolio investment scheme’ set out in Schedule 2 of FEMA 20, provided they are eligible under applicable laws and regulations to purchase the Equity Shares. This Red Herring Prospectus does not, however, constitute an invitation to |
| Nov 30, 2012 | PC Jeweller Limited | Schedule 4 of FEMA 20 and Foreign Institutional Investors (“FIIs”) applying under the ‘portfolio investment scheme’ set out in Schedule 2 of FEMA 20, provided they are eligible under applicable laws and regulations to purchase the Equity Shares. This Red Herring Prospectus does not, however, constitute an invitation to |
| Nov 30, 2012 | PC Jeweller Limited | Schedule 4 of FEMA 20 and Foreign Institutional Investors (“FIIs”) applying under the ‘portfolio investment scheme’ set out in Schedule 2 of FEMA 20, provided they are eligible under applicable laws and regulations to purchase the Equity Shares. This Red Herring Prospectus does not, however, constitute an invitation to |
| Dec 03, 2012 | Credit Analysis and Research Limited | the Securities and Exchange Board of India (Venture Capital Funds) Regulations, 1996 till the existing fund or schemeschemescheme. Such VCF may seek re-registration under the SEBI AIF Regulations. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Religare FMP Series XVII - Plan A to A | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 03, 2012 | Religare FMP Series XVII - Plan A to A | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 03, 2012 | Religare FMP Series XVII - Plan A to A | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | HDFC FMP Series 25 (15 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Dec 03, 2012 | HDFC FMP Series 25 (15 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Dec 03, 2012 | HDFC FMP Series 25 (15 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Dec 03, 2012 | HDFC FMP Series 25 (15 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Dec 03, 2012 | BOI AXA Gold Income Stabiliser Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Dec 03, 2012 | BOI AXA Gold Income Stabiliser Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Dec 03, 2012 | BOI AXA Gold Income Stabiliser Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Dec 03, 2012 | BOI AXA Gold Income Stabiliser Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Birla Sun Life FTP - Series GJ to GS | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Dec 03, 2012 | Religare FMP Series XVII - Plan A to A | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 03, 2012 | Religare FMP Series XVII - Plan A to A | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | Sundaram Select Micro Cap- Series I | shall be charged to the schemeSEBI (Mutual Funds) Regulations. |
| Dec 03, 2012 | HDFC FMP Series 25 (15 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Dec 03, 2012 | HDFC FMP Series 25 (15 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Dec 03, 2012 | HDFC FMP Series 25 (15 Plan) | 14. Other schemeSEBI (MF) Regulations; |
| Dec 03, 2012 | Religare FMP Series XVII - Plan A to A | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Dec 04, 2012 | Indiabulls FMP Series III (4 Plan) | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Dec 04, 2012 | Indiabulls FMP Series III (4 Plan) | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Dec 04, 2012 | Indiabulls FMP Series III (4 Plan) | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Dec 04, 2012 | Indiabulls FMP Series III (4 Plan) | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Dec 04, 2012 | Indiabulls FMP Series III (4 Plan) | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Dec 04, 2012 | Indiabulls FMP Series III (4 Plan) | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Dec 04, 2012 | Indiabulls FMP Series III (4 Plan) | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Dec 04, 2012 | J.P Morgan India Fixed Term Income Fund - Series 503 | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| Dec 04, 2012 | J.P. Morgan FMP Series 12, 13 and 14 | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| Dec 04, 2012 | DSP BlackRock FTP - Series 21 to 30 | The non-convertible part of convertible securities. Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Dec 04, 2012 | DSP BlackRock FTP - Series 21 to 30 | The non-convertible part of convertible securities. Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Dec 04, 2012 | DSP BlackRock FTP - Series 21 to 30 | The non-convertible part of convertible securities. Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Dec 04, 2012 | DSP BlackRock FTP - Series 21 to 30 | The non-convertible part of convertible securities. Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Dec 04, 2012 | DSP BlackRock FTP - Series 21 to 30 | The non-convertible part of convertible securities. Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Dec 04, 2012 | DSP BlackRock FTP - Series 21 to 30 | The non-convertible part of convertible securities. Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Dec 04, 2012 | DSP BlackRock FTP - Series 21 to 30 | The non-convertible part of convertible securities. Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Dec 04, 2012 | Edelweiss Gold Exchange Traded Fund | format. Such half-yearly unaudited financial results shall contain details as specified in Twelfth Schedule of SEBI Regulations and such other details as are necessary for the purpose of providing a true and |
| Dec 04, 2012 | Edelweiss Gold Exchange Traded Fund | format. Such half-yearly unaudited financial results shall contain details as specified in Twelfth Schedule of SEBI Regulations and such other details as are necessary for the purpose of providing a true and |
| Dec 04, 2012 | J.P. Morgan India Fixed Term Income Fund - Series 303 | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| Dec 04, 2012 | IDFC FTP Series 7 to 18 | increase/decrease as per actual and/or any change in the Regulations. The schemes can charge upto |
| Dec 04, 2012 | IDFC FTP Series 7 to 18 | increase/decrease as per actual and/or any change in the Regulations. The schemes can charge upto |
| Dec 04, 2012 | IDFC FTP Series 7 to 18 | increase/decrease as per actual and/or any change in the Regulations. The schemes can charge upto |
| Dec 04, 2012 | Indiabulls FMP Series III (4 Plan) | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Dec 04, 2012 | Indiabulls FMP Series III (4 Plan) | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Dec 04, 2012 | DSP BlackRock FTP - Series 21 to 30 | The non-convertible part of convertible securities. Units of Mutual funds as may be permitted by the SEBI (MF) RegulationsschemeSEBI (MF) Regulations. AMC shall not charge any investment management fees with respect to such investment. |
| Dec 06, 2012 | Rajiv Gandhi Equity Savings Scheme, 2012 | and regulations for the implementation of the scheme. |
| Dec 13, 2012 | Procedural norms on Recognitions, Ownership and Governance for Stock Exchanges and Clearing Corporations | i. make necessaramendments to the relevant rules/ bye-laws/ regulations |
| Dec 13, 2012 | Pre-Trade Risk Controls | the circular, including necessaramendments to the relevant bye- laws, rules and regulations, within one month from the issuance of the circular and with atleast one week advance notice to the market; |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Templeton India High Credit Quality Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Dec 13, 2012 | Motilal Oswal MOSt Gold Fund of Fund (MOSt Gold FOF) | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Dec 13, 2012 | Motilal Oswal MOSt Gold Fund of Fund (MOSt Gold FOF) | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Dec 13, 2012 | Motilal Oswal MOSt Gold Fund of Fund (MOSt Gold FOF) | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Dec 13, 2012 | Motilal Oswal MOSt Gold Fund of Fund (MOSt Gold FOF) | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Dec 13, 2012 | Motilal Oswal MOSt Gold Fund of Fund (MOSt Gold FOF) | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Dec 13, 2012 | Motilal Oswal MOSt Gold Fund of Fund (MOSt Gold FOF) | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Dec 13, 2012 | Motilal Oswal MOSt Gold Fund of Fund (MOSt Gold FOF) | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Dec 13, 2012 | Motilal Oswal MOSt Gold Fund of Fund (MOSt Gold FOF) | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Dec 13, 2012 | Motilal Oswal MOSt Gold Fund of Fund (MOSt Gold FOF) | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Dec 13, 2012 | Motilal Oswal MOSt Gold Fund of Fund (MOSt Gold FOF) | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Dec 13, 2012 | Procedural norms on Recognitions, Ownership and Governance for Stock Exchanges and Clearing Corporations | i. make necessaramendments to the relevant rules/ bye-laws/ regulations |
| Dec 14, 2012 | Hitachi Home and Life Solutions (India) Limited | Failure to obtain and maintain necessary licenses, approvals and permits in a timely manner or at all and the introduction of new laws or regulations pertaining to licensing requirements, renewal requirements, certification requirements and consumer protection may further restrict our ability to operate and adversely |
| Dec 14, 2012 | India Infrastructure Finance Company Limited - Shelf Prospectus | Securities and Exchange Board of India (Mutual Fund) Regulations, 1996 Though a notification (No. LAD-NRO/GN/2011-12/27668), dated August 30, 2011, SEBI amended the SEBI Mutual Fund Regulations, to insert Chapter VI-A with respect to IDF-MF. As a mutual fund it is essential that the IDF-MF invests a minimum 90% of the IDF scheme assets in the debt securities or securitized debt instruments of infrastructure companies or special purpose vehicles across all infrastructure sectors, and other permissible assets in accordance with these regulations or bank loans in respect of completed and revenue generating projects of infrastructure companies or projects or special |
| Dec 14, 2012 | DSP BlackRock RGESS* Fund Series 1 to 5 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 14, 2012 | DSP BlackRock RGESS* Fund Series 1 to 5 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 14, 2012 | DSP BlackRock RGESS* Fund Series 1 to 5 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 14, 2012 | DSP BlackRock RGESS* Fund Series 1 to 5 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 14, 2012 | DSP BlackRock RGESS* Fund Series 1 to 5 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 14, 2012 | DSP BlackRock RGESS* Fund Series 1 to 5 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 14, 2012 | DSP BlackRock RGESS* Fund Series 1 to 5 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 14, 2012 | DSP BlackRock RGESS* Fund Series 1 to 5 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Dec 18, 2012 | ICICI Prudential FMP - Series 67 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Dec 18, 2012 | ICICI Prudential FMP - Series 67 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Dec 18, 2012 | ICICI Prudential FMP - Series 67 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Dec 18, 2012 | ICICI Prudential FMP - Series 67 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Dec 18, 2012 | ICICI Prudential FMP - Series 67 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Dec 18, 2012 | ICICI Prudential FMP - Series 67 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | DWS FMP Series 23-27 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Dec 18, 2012 | DWS FMP Series 23-27 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Dec 18, 2012 | DWS FMP Series 23-27 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Dec 18, 2012 | DWS FMP Series 23-27 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Dec 18, 2012 | DWS FMP Series 23-27 | the Head Office of the Fund is situated. As per the Regulations, the repurchase price of units of a close-ended scheme shall not be lower than 95% of the NAV. |
| Dec 18, 2012 | ICICI Prudential FMP - Series 67 | Following are the Fundamental Attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 18, 2012 | Birla Sun Life Capital Protection Oriented Fund Series 19-20 | management and advisory fees to the schemeSEBI (MF) Regulations. |
| Dec 19, 2012 | HSBC Asia Pacific (ex Japan) Dividend Yield Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Asia Pacific (ex Japan) Dividend Yield Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Asia Pacific (ex Japan) Dividend Yield Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Asia Pacific (ex Japan) Dividend Yield Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Asia Pacific (ex Japan) Dividend Yield Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Asia Pacific (ex Japan) Dividend Yield Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Managed Solution | In addition to the above, the underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Managed Solution | In addition to the above, the underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Managed Solution | In addition to the above, the underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Managed Solution | In addition to the above, the underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Managed Solution | In addition to the above, the underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Managed Solution | In addition to the above, the underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Managed Solution | In addition to the above, the underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Managed Solution | In addition to the above, the underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | PPFAS Long Term Value Fund | Fund introduces additional schemeSEBI (Mutual Funds) Regulations; |
| Dec 19, 2012 | PPFAS Long Term Value Fund | Fund introduces additional schemeSEBI (Mutual Funds) Regulations; |
| Dec 19, 2012 | PPFAS Long Term Value Fund | Fund introduces additional schemeSEBI (Mutual Funds) Regulations; |
| Dec 19, 2012 | PPFAS Long Term Value Fund | Fund introduces additional schemeSEBI (Mutual Funds) Regulations; |
| Dec 19, 2012 | HSBC Asia Pacific (ex Japan) Dividend Yield Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | HSBC Managed Solution | In addition to the above, the underlying schemeSEBI (Mutual Funds) Regulations. |
| Dec 19, 2012 | PPFAS Long Term Value Fund | Fund introduces additional schemeSEBI (Mutual Funds) Regulations; |
| Dec 19, 2012 | PPFAS Long Term Value Fund | Fund introduces additional schemeSEBI (Mutual Funds) Regulations; |
| Dec 19, 2012 | PPFAS Long Term Value Fund | Fund introduces additional schemeSEBI (Mutual Funds) Regulations; |
| Jan 02, 2013 | Valiant Communications Limited | (“the Act”), pursuant to Article 11 of the Articles of Association of the Company, the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 (“the Buy-Back Regulations”) and subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to SEBI, Reserve |
| Jan 02, 2013 | Baroda Pioneer FMP A to C | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 02, 2013 | Baroda Pioneer FMP A to C | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 03, 2013 | Axis Asian Asset Income Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Jan 03, 2013 | Axis Asian Asset Income Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Jan 03, 2013 | Axis Asian Asset Income Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Jan 03, 2013 | DWS Dynamic Bond Fund | charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or |
| Jan 03, 2013 | DWS Dynamic Bond Fund | charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or |
| Jan 03, 2013 | DWS Dynamic Bond Fund | charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or |
| Jan 03, 2013 | Franklin Templeton India Feeder - Asian LatAM Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jan 03, 2013 | Franklin Templeton India Feeder - Asian LatAM Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jan 03, 2013 | Franklin Templeton India Feeder - Asian LatAM Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jan 03, 2013 | Franklin Templeton India Feeder - Asian LatAM Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jan 03, 2013 | Franklin Templeton India Feeder - Asian LatAM Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jan 03, 2013 | Franklin Templeton India Feeder - Asian LatAM Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jan 03, 2013 | Franklin Templeton India Feeder - Asian LatAM Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jan 03, 2013 | Franklin Templeton India Feeder - Asian LatAM Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jan 03, 2013 | Franklin Templeton India Feeder - Asian LatAM Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jan 03, 2013 | Franklin Templeton India Feeder - Asian LatAM Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jan 03, 2013 | Franklin Templeton India Feeder - Asian LatAM Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Jan 03, 2013 | IIFL Sensex Fund | IIFL has received Adjudication proceedings notice dated January 03, 2011from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Jan 03, 2013 | IIFL Sensex Fund | IIFL has received Adjudication proceedings notice dated January 03, 2011from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Jan 03, 2013 | IIFL Sensex Fund | IIFL has received Adjudication proceedings notice dated January 03, 2011from SEBI in the matter of Asian Star Co. Ltd., alleging violation of Regulation 7 Clause A(1) & A(2) of Code of Conduct for Stock Brokers. IIFL has frozen the account of the client and initiated verification of Client Master Details of all clients along with necessary proofs and also initiated steps for |
| Jan 03, 2013 | Union KBC Short Term Debt Fund | 11) Save as otherwise expressly provided under the Regulations, the scheme shall not advance any loans |
| Jan 03, 2013 | Union KBC Short Term Debt Fund | 11) Save as otherwise expressly provided under the Regulations, the scheme shall not advance any loans |
| Jan 03, 2013 | Union KBC Short Term Debt Fund | 11) Save as otherwise expressly provided under the Regulations, the scheme shall not advance any loans |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | UTI Fixed Term Income Fund Series XIV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 03, 2013 | UTI Fixed Term Income Fund Series XIV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 03, 2013 | UTI Fixed Term Income Fund Series XIV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 03, 2013 | UTI Fixed Term Income Fund Series XIV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 03, 2013 | UTI Fixed Term Income Fund Series XIV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 03, 2013 | UTI Fixed Term Income Fund Series XIV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 03, 2013 | UTI Fixed Term Income Fund Series XIV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 03, 2013 | UTI Fixed Term Income Fund Series XIV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | SBI RGESS Tax Saving Fund | respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit |
| Jan 03, 2013 | UTI Fixed Term Income Fund Series XIV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 04, 2013 | Consultative paper on review of Corporate Governance norms in India | (SCODA). Subsequently, these suggestions are taken to SEBI Board and necessaramendments are carried out to extant regulations/Listing Agreement. |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance US Equity Opportunity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | Reliance Closed Ended Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 04, 2013 | Consultative paper on review of Corporate Governance norms in India | (SCODA). Subsequently, these suggestions are taken to SEBI Board and necessaramendments are carried out to extant regulations/Listing Agreement. |
| Jan 04, 2013 | IDBI Rajiv Gandhi Equity Saving Scheme - Series I | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| Jan 07, 2013 | HSBC Russia Equity Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Jan 07, 2013 | HSBC Russia Equity Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Jan 07, 2013 | HSBC Russia Equity Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Jan 07, 2013 | HSBC Russia Equity Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Jan 07, 2013 | HSBC Russia Equity Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Jan 07, 2013 | HSBC Russia Equity Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Jan 07, 2013 | HSBC Russia Equity Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Jan 07, 2013 | HSBC Russia Equity Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Jan 07, 2013 | HSBC Russia Equity Fund | In addition to the above, the Underlying schemeSEBI (Mutual Funds) Regulations. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | IDFC FTP Series 19,20,21,22 & 23 | increase/decrease as per actual and/or any change in the Regulations. The schemes can charge upto |
| Jan 10, 2013 | IDFC FTP Series 19,20,21,22 & 23 | increase/decrease as per actual and/or any change in the Regulations. The schemes can charge upto |
| Jan 10, 2013 | IDFC FTP Series 19,20,21,22 & 23 | increase/decrease as per actual and/or any change in the Regulations. The schemes can charge upto |
| Jan 10, 2013 | Pramerica Midcap Opportunities Fund | scheme or its future prospects and returns; Save as otherwise provided in the Regulations, the Sponsor is not responsible or liable for any loss resulting from the operation of the Scheme beyond the initial contribution |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 10, 2013 | Birla Sun Life FTP - Series GT to HC | annually set apart at least 2 basis points (i.e. 0.02%) on daily net assets of the schemeSEBI (MF) Regulations for investor education and awareness initiatives. |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 14, 2013 | BNP Paribas Government Securities Fund | The AMC may invest in the scheme in the NFO Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 14, 2013 | BNP Paribas Government Securities Fund | The AMC may invest in the scheme in the NFO Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 14, 2013 | BNP Paribas Government Securities Fund | The AMC may invest in the scheme in the NFO Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 14, 2013 | BNP Paribas Government Securities Fund | The AMC may invest in the scheme in the NFO Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 14, 2013 | BNP Paribas Government Securities Fund | The AMC may invest in the scheme in the NFO Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 14, 2013 | BNP Paribas Government Securities Fund | The AMC may invest in the scheme in the NFO Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 14, 2013 | BNP Paribas Government Securities Fund | The AMC may invest in the scheme in the NFO Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 14, 2013 | BNP Paribas Government Securities Fund | The AMC may invest in the scheme in the NFO Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 14, 2013 | BNP Paribas Government Securities Fund | The AMC may invest in the scheme in the NFO Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 14, 2013 | BNP Paribas Government Securities Fund | The AMC may invest in the scheme in the NFO Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 14, 2013 | BNP Paribas Government Securities Fund | The AMC may invest in the scheme in the NFO Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 14, 2013 | BNP Paribas Government Securities Fund | The AMC may invest in the scheme in the NFO Period or thereafter at any time during the continuous offer period subject to the SEBI Regulations & circulars issued by SEBI and to the extent permitted by its Board of Directors from time to time. As per the existing SEBI Regulations, the AMC will not charge investment management and advisory fee on the investment made by it in the Scheme. |
| Jan 14, 2013 | J.P. Morgan FMP Series -17 to 20 | Any other Securities, asset class, instruments and units of mutual fund schemes as permitted under the SEBI Regulations. |
| Jan 14, 2013 | BNP Paribas Capital Protection Oriented Fund - Series I,II, III | Following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jan 16, 2013 | IIFL Short Term Income Fund | available to the Investment Manager and are subject to change inter-se, which may be more or less than estimated above. As per SEBI Regulations, the maximum annual scheme recurring expenses including the investment management fees that can be charged to the Scheme is as follows: |
| Jan 16, 2013 | IIFL Short Term Income Fund | available to the Investment Manager and are subject to change inter-se, which may be more or less than estimated above. As per SEBI Regulations, the maximum annual scheme recurring expenses including the investment management fees that can be charged to the Scheme is as follows: |
| Jan 16, 2013 | IIFL Short Term Income Fund | available to the Investment Manager and are subject to change inter-se, which may be more or less than estimated above. As per SEBI Regulations, the maximum annual scheme recurring expenses including the investment management fees that can be charged to the Scheme is as follows: |
| Jan 16, 2013 | IIFL Short Term Income Fund | available to the Investment Manager and are subject to change inter-se, which may be more or less than estimated above. As per SEBI Regulations, the maximum annual scheme recurring expenses including the investment management fees that can be charged to the Scheme is as follows: |
| Jan 16, 2013 | Pramerica Income Fund | scheme or its future prospects and returns; Save as otherwise provided in the Regulations, the Sponsor is not responsible or liable for any loss resulting from the operation of the Scheme beyond the initial contribution |
| Jan 16, 2013 | Pramerica Fixed Duration Fund - Series 5 and 6 | liquid schemes of any other mutual fund, provided it is in conformity with the investment objective of the Scheme and in terms of prevailing Regulations. As per the Regulations, the AMC will not charge investment management fees for such investments. |
| Jan 16, 2013 | Pramerica Fixed Duration Fund - Series 5 and 6 | liquid schemes of any other mutual fund, provided it is in conformity with the investment objective of the Scheme and in terms of prevailing Regulations. As per the Regulations, the AMC will not charge investment management fees for such investments. |
| Jan 16, 2013 | Esteem Bio Organic Food Processing Limited | implement schemes and perform functions in relation to matters listed in the Twelfth Schedule to the Constitution of India which includes regulation of public health. The respective States of India have enacted laws empowering the Municipalities to regulate public health including the issuance of a health trade license for operating eating outlets and implementation of regulations relating to such license along with prescribing penalties for non compliance. |
| Jan 16, 2013 | Esteem Bio Organic Food Processing Limited | implement schemes and perform functions in relation to matters listed in the Twelfth Schedule to the Constitution of India which includes regulation of public health. The respective States of India have enacted laws empowering the Municipalities to regulate public health including the issuance of a health trade license for operating eating outlets and implementation of regulations relating to such license along with prescribing penalties for non compliance. |
| Jan 17, 2013 | LIC Nomura RGESS Fund | ** Mutual funds /AMCs may charge service tax on investment and advisory fees to the scheme in addition to the maximum limit of TER as prescribed in regulation 52 of the Regulations. $ The nature of expenses can be any permissible expenses including management fees. The overll fees upto 2.5% for Regular Plan and 2% for direct pan would be Fungible as per current SEBI regulation |
| Jan 17, 2013 | LIC Nomura RGESS Fund | ** Mutual funds /AMCs may charge service tax on investment and advisory fees to the scheme in addition to the maximum limit of TER as prescribed in regulation 52 of the Regulations. $ The nature of expenses can be any permissible expenses including management fees. The overll fees upto 2.5% for Regular Plan and 2% for direct pan would be Fungible as per current SEBI regulation |
| Jan 17, 2013 | LIC Nomura RGESS Fund | ** Mutual funds /AMCs may charge service tax on investment and advisory fees to the scheme in addition to the maximum limit of TER as prescribed in regulation 52 of the Regulations. $ The nature of expenses can be any permissible expenses including management fees. The overll fees upto 2.5% for Regular Plan and 2% for direct pan would be Fungible as per current SEBI regulation |
| Jan 17, 2013 | LIC Nomura RGESS Fund | ** Mutual funds /AMCs may charge service tax on investment and advisory fees to the scheme in addition to the maximum limit of TER as prescribed in regulation 52 of the Regulations. $ The nature of expenses can be any permissible expenses including management fees. The overll fees upto 2.5% for Regular Plan and 2% for direct pan would be Fungible as per current SEBI regulation |
| Jan 17, 2013 | LIC Nomura RGESS Fund | ** Mutual funds /AMCs may charge service tax on investment and advisory fees to the scheme in addition to the maximum limit of TER as prescribed in regulation 52 of the Regulations. $ The nature of expenses can be any permissible expenses including management fees. The overll fees upto 2.5% for Regular Plan and 2% for direct pan would be Fungible as per current SEBI regulation |
| Jan 17, 2013 | LIC Nomura RGESS Fund | ** Mutual funds /AMCs may charge service tax on investment and advisory fees to the scheme in addition to the maximum limit of TER as prescribed in regulation 52 of the Regulations. $ The nature of expenses can be any permissible expenses including management fees. The overll fees upto 2.5% for Regular Plan and 2% for direct pan would be Fungible as per current SEBI regulation |
| Jan 17, 2013 | LIC Nomura RGESS Fund | ** Mutual funds /AMCs may charge service tax on investment and advisory fees to the scheme in addition to the maximum limit of TER as prescribed in regulation 52 of the Regulations. $ The nature of expenses can be any permissible expenses including management fees. The overll fees upto 2.5% for Regular Plan and 2% for direct pan would be Fungible as per current SEBI regulation |
| Jan 17, 2013 | LIC Nomura RGESS Fund | ** Mutual funds /AMCs may charge service tax on investment and advisory fees to the scheme in addition to the maximum limit of TER as prescribed in regulation 52 of the Regulations. $ The nature of expenses can be any permissible expenses including management fees. The overll fees upto 2.5% for Regular Plan and 2% for direct pan would be Fungible as per current SEBI regulation |
| Jan 18, 2013 | Prestige Estates Projects Limited | The portfolio investment scheme of RBI specified in Schedule 2 of the Foreign Exchange Management (Transfer or Issue of Security by a Person Resident Outside India) Regulations, 2000 Reserve Bank of India Regulation S under the U.S. Securities Act Rule 144A under the U.S. Securities Act |
| Jan 18, 2013 | Shivalik Bimetal Controls Limited | Except as stated below, our Company is in compliance with all applicable regulations governing our business activities and has received the necessary consents, licenses, permissions and approvals from government and |
| Jan 18, 2013 | Motilal Oswal MOSt 20 Plus Gilt Fund | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulations, 1996 (hereinafter referred to as Regulations), if the new inflows from beyond top 15 cities are at least (a) 30% of gross new |
| Jan 18, 2013 | Motilal Oswal MOSt 20 Plus Gilt Fund | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulations, 1996 (hereinafter referred to as Regulations), if the new inflows from beyond top 15 cities are at least (a) 30% of gross new |
| Jan 18, 2013 | Motilal Oswal MOSt 20 Plus Gilt Fund | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulations, 1996 (hereinafter referred to as Regulations), if the new inflows from beyond top 15 cities are at least (a) 30% of gross new |
| Jan 18, 2013 | Motilal Oswal MOSt 20 Plus Gilt Fund | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulations, 1996 (hereinafter referred to as Regulations), if the new inflows from beyond top 15 cities are at least (a) 30% of gross new |
| Jan 18, 2013 | Motilal Oswal MOSt 20 Plus Gilt Fund | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulations, 1996 (hereinafter referred to as Regulations), if the new inflows from beyond top 15 cities are at least (a) 30% of gross new |
| Jan 18, 2013 | Motilal Oswal MOSt 20 Plus Gilt Fund | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulations, 1996 (hereinafter referred to as Regulations), if the new inflows from beyond top 15 cities are at least (a) 30% of gross new |
| Jan 18, 2013 | Motilal Oswal MOSt 20 Plus Gilt Fund | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulations, 1996 (hereinafter referred to as Regulations), if the new inflows from beyond top 15 cities are at least (a) 30% of gross new |
| Jan 18, 2013 | DSP Blackrock FMP - Series 101 to 120 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 18, 2013 | DSP Blackrock FMP - Series 101 to 120 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 18, 2013 | DSP Blackrock FMP - Series 101 to 120 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 18, 2013 | DSP Blackrock FMP - Series 101 to 120 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 18, 2013 | DSP Blackrock FMP - Series 101 to 120 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 18, 2013 | DSP Blackrock FMP - Series 101 to 120 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 18, 2013 | DSP Blackrock FMP - Series 101 to 120 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 18, 2013 | DSP Blackrock FMP - Series 101 to 120 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 18, 2013 | DSP Blackrock FMP - Series 101 to 120 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 18, 2013 | DSP Blackrock FMP - Series 101 to 120 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 18, 2013 | Motilal Oswal MOSt 20 Plus Gilt Fund | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulations, 1996 (hereinafter referred to as Regulations), if the new inflows from beyond top 15 cities are at least (a) 30% of gross new |
| Jan 18, 2013 | DSP Blackrock FMP - Series 101 to 120 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 18, 2013 | DSP Blackrock FMP - Series 101 to 120 | • The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 22, 2013 | UTI-Rajiv Gandhi Equity Saving Scheme | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 22, 2013 | UTI-Rajiv Gandhi Equity Saving Scheme | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 22, 2013 | UTI-Rajiv Gandhi Equity Saving Scheme | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 22, 2013 | UTI-Rajiv Gandhi Equity Saving Scheme | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 22, 2013 | UTI-Rajiv Gandhi Equity Saving Scheme | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 22, 2013 | UTI-Rajiv Gandhi Equity Saving Scheme | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 22, 2013 | UTI-Rajiv Gandhi Equity Saving Scheme | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 22, 2013 | UTI-Rajiv Gandhi Equity Saving Scheme | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 22, 2013 | UTI-Rajiv Gandhi Equity Saving Scheme | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 22, 2013 | UTI-Rajiv Gandhi Equity Saving Scheme | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 23, 2013 | HDFC Rajiv Gandhi Equity Savings Scheme | The AMC may invest in the Scheme in the New Fund Offer Period subject to the SEBI (MF) Regulationsschemes of the Mutual Fund. As per the |
| Jan 23, 2013 | Baroda Pioneer Diversified Equity Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Jan 23, 2013 | Baroda Pioneer Diversified Equity Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Jan 23, 2013 | JPMorgan Emerging Markets Opportunities Equity Offshore Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 23, 2013 | JPMorgan Emerging Markets Opportunities Equity Offshore Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 23, 2013 | JPMorgan Emerging Markets Opportunities Equity Offshore Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 23, 2013 | JPMorgan Emerging Markets Opportunities Equity Offshore Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 23, 2013 | JPMorgan Emerging Markets Opportunities Equity Offshore Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 23, 2013 | HDFC Rajiv Gandhi Equity Savings Scheme | The AMC may invest in the Scheme in the New Fund Offer Period subject to the SEBI (MF) Regulationsschemes of the Mutual Fund. As per the |
| Jan 23, 2013 | JPMorgan Emerging Markets Opportunities Equity Offshore Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 24, 2013 | Guidelines for providing dedicated Debt Segment on Stock Exchanges | (ii) Make necessaramendment to their existing byelaws, rules and/or regulations , |
| Jan 24, 2013 | Guidelines for providing dedicated Debt Segment on Stock Exchanges | (ii) Make necessaramendment to their existing byelaws, rules and/or regulations , |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | UTI RGESS | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 29, 2013 | UTI RGESS | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 29, 2013 | UTI RGESS | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 29, 2013 | UTI RGESS | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 29, 2013 | UTI RGESS | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 29, 2013 | UTI RGESS | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 29, 2013 | UTI RGESS | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 29, 2013 | UTI RGESS | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 29, 2013 | UTI RGESS | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 29, 2013 | Baroda Pioneer Diversified Equity Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Jan 29, 2013 | Baroda Pioneer Diversified Equity Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | Birla Sun Life RGESS | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jan 29, 2013 | UTI RGESS | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 29, 2013 | UTI RGESS | (n) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other Mutual Fund without charging any |
| Jan 30, 2013 | Prestige Estates Projects Limited | The portfolio investment scheme of RBI specified in Schedule 2 of the Foreign Exchange Management (Transfer or Issue of Security by a Person Resident Outside India) Regulations, 2000 Reserve Bank of India Regulation S under the U.S. Securities Act Rule 144A under the U.S. Securities Act |
| Jan 31, 2013 | ICICI Prudential FMP - Series 68 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2013 | ICICI Prudential FMP - Series 68 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2013 | ICICI Prudential FMP - Series 68 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2013 | ICICI Prudential FMP - Series 68 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2013 | ICICI Prudential FMP - Series 68 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2013 | ICICI Prudential FMP - Series 68 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2013 | ING Forward P/E Ratio Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 31, 2013 | ING Forward P/E Ratio Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 31, 2013 | ING Forward P/E Ratio Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 31, 2013 | ING Forward P/E Ratio Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 31, 2013 | ING Forward P/E Ratio Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 31, 2013 | ING Forward P/E Ratio Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 31, 2013 | ING Forward P/E Ratio Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 31, 2013 | ING Forward P/E Ratio Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 31, 2013 | ING Forward P/E Ratio Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 31, 2013 | ICICI Prudential FMP - Series 68 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2013 | ING Forward P/E Ratio Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 31, 2013 | ICICI Prudential FMP - Series 68 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Feb 04, 2013 | Talbros Engineering Limited | There are some laws and regulations, such as Emission Norms, applicable to the industry in which the Company operates, which it has to comply/ follow. In case of a failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals, its business may be affected. |
| Feb 04, 2013 | Talbros Engineering Limited | There are some laws and regulations, such as Emission Norms, applicable to the industry in which the Company operates, which it has to comply/ follow. In case of a failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals, its business may be affected. |
| Feb 06, 2013 | BOI AXA Fixed Maturity Plan - Series 1 to 6 | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Feb 06, 2013 | BOI AXA Fixed Maturity Plan - Series 1 to 6 | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Feb 06, 2013 | BOI AXA Fixed Maturity Plan - Series 1 to 6 | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Feb 06, 2013 | BOI AXA Fixed Maturity Plan - Series 1 to 6 | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Feb 06, 2013 | Pramerica Fixed Duration Fund Series 12 to 16 | liquid schemes of any other mutual fund, provided it is in conformity with the investment objective of the Scheme and in terms of prevailing Regulations. As per the Regulations, the AMC will not charge investment management fees for such investments. |
| Feb 06, 2013 | Pramerica Fixed Duration Fund Series 12 to 16 | liquid schemes of any other mutual fund, provided it is in conformity with the investment objective of the Scheme and in terms of prevailing Regulations. As per the Regulations, the AMC will not charge investment management fees for such investments. |
| Feb 06, 2013 | Pramerica Fixed Duration Fund Series 7 to 11 | liquid schemes of any other mutual fund, provided it is in conformity with the investment objective of the Scheme and in terms of prevailing Regulations. As per the Regulations, the AMC will not charge investment management fees for such investments. |
| Feb 06, 2013 | Pramerica Fixed Duration Fund Series 7 to 11 | liquid schemes of any other mutual fund, provided it is in conformity with the investment objective of the Scheme and in terms of prevailing Regulations. As per the Regulations, the AMC will not charge investment management fees for such investments. |
| Feb 06, 2013 | Religare Fixed Maturity Plan - Series XVIII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 06, 2013 | Religare Fixed Maturity Plan - Series XVIII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 06, 2013 | Religare Fixed Maturity Plan - Series XVIII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 06, 2013 | Religare Fixed Maturity Plan - Series XVIII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 06, 2013 | Religare Fixed Maturity Plan - Series XVIII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 06, 2013 | Religare Fixed Maturity Plan - Series XVIII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 06, 2013 | Religare Fixed Maturity Plan - Series XVIII - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 07, 2013 | DWS Fixed Maturity Plan - Series 28 to 33 (DFMP - 28 to 33) | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 07, 2013 | DWS Fixed Maturity Plan - Series 28 to 33 (DFMP - 28 to 33) | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 07, 2013 | DWS Fixed Maturity Plan - Series 28 to 33 (DFMP - 28 to 33) | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 07, 2013 | DWS Fixed Maturity Plan - Series 28 to 33 (DFMP - 28 to 33) | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 08, 2013 | Liquidity Enhancement Schemes for Illiquid Securities in Equity Cash market | circular, including necessaramendments to the relevant byelaws, rules and regulations; |
| Feb 11, 2013 | HDFC FMP Series 26 | 14. Other schemeSEBI (MF) Regulations; |
| Feb 11, 2013 | HDFC FMP Series 26 | 14. Other schemeSEBI (MF) Regulations; |
| Feb 11, 2013 | HDFC FMP Series 26 | 14. Other schemeSEBI (MF) Regulations; |
| Feb 11, 2013 | Peerless FMP Series 1 to 2 | schemeSEBI (MF) Regulations. |
| Feb 11, 2013 | Peerless FMP Series 1 to 2 | schemeSEBI (MF) Regulations. |
| Feb 11, 2013 | Peerless FMP Series 1 to 2 | schemeSEBI (MF) Regulations. |
| Feb 11, 2013 | Peerless FMP Series 1 to 2 | schemeSEBI (MF) Regulations. |
| Feb 11, 2013 | Peerless FMP Series 1 to 2 | schemeSEBI (MF) Regulations. |
| Feb 11, 2013 | Peerless FMP Series 1 to 2 | schemeSEBI (MF) Regulations. |
| Feb 11, 2013 | Peerless FMP Series 1 to 2 | schemeSEBI (MF) Regulations. |
| Feb 11, 2013 | Peerless FMP Series 1 to 2 | schemeSEBI (MF) Regulations. |
| Feb 11, 2013 | Peerless FMP Series 1 to 2 | schemeSEBI (MF) Regulations. |
| Feb 11, 2013 | HDFC FMP Series 26 | 14. Other schemeSEBI (MF) Regulations; |
| Feb 11, 2013 | HDFC FMP Series 26 | 14. Other schemeSEBI (MF) Regulations; |
| Feb 11, 2013 | Peerless FMP Series 1 to 2 | schemeSEBI (MF) Regulations. |
| Feb 11, 2013 | Peerless FMP Series 1 to 2 | schemeSEBI (MF) Regulations. |
| Feb 14, 2013 | Adjudication Order in respect of 118 entities in the matter of Bank of Rajasthan Ltd. | of fraud on investors dealing in the shares of BoR. Hence it is not necessary for one to have dealt in securities to attract the PFUTP Regulations; it would be enough if one has committed the fraud which has the potential to induce others to deal in securities. In the |
| Feb 14, 2013 | Adjudication Order in respect of 118 entities in the matter of Bank of Rajasthan Ltd. | of fraud on investors dealing in the shares of BoR. Hence it is not necessary for one to have dealt in securities to attract the PFUTP Regulations; it would be enough if one has committed the fraud which has the potential to induce others to deal in securities. In the |
| Feb 14, 2013 | Introduction of Periodic Call Auction for Illiquid Scrips and Extension of Pre-Open Session to all Scrips | 5.2. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Feb 14, 2013 | Axis Dynamic Balanced Fund | # Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Feb 14, 2013 | Axis Dynamic Balanced Fund | # Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Feb 14, 2013 | Axis Dynamic Balanced Fund | # Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Kotak FMP Series 100 to 107 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Feb 14, 2013 | Kotak FMP Series 100 to 107 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Feb 14, 2013 | Kotak FMP Series 100 to 107 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Feb 14, 2013 | Kotak FMP Series 100 to 107 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Feb 14, 2013 | Kotak FMP Series 100 to 107 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Feb 14, 2013 | Kotak FMP Series 100 to 107 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Feb 14, 2013 | Kotak FMP Series 100 to 107 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Feb 14, 2013 | Kotak FMP Series 100 to 107 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Feb 14, 2013 | Sundaram FTP Series DO-EC | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life Yearly Interval Income Plan (VI to X) | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Birla Sund Life FTP - Series HD to HH | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Feb 14, 2013 | Kotak FMP Series 100 to 107 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Feb 14, 2013 | Introduction of Periodic Call Auction for Illiquid Scrips and Extension of Pre-Open Session to all Scrips | 5.2. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Feb 20, 2013 | Morgan Stanley Fixed Maturity Plan Series I [Plan 1 to 3] | d) Intended allocation against each sub asset class/credit ratings will be as per below matrix: As per the regulations, the scheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. |
| Feb 20, 2013 | Morgan Stanley Fixed Maturity Plan Series I [Plan 1 to 3] | d) Intended allocation against each sub asset class/credit ratings will be as per below matrix: As per the regulations, the scheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. |
| Feb 20, 2013 | Morgan Stanley Fixed Maturity Plan Series I [Plan 1 to 3] | d) Intended allocation against each sub asset class/credit ratings will be as per below matrix: As per the regulations, the scheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. |
| Feb 20, 2013 | HDFC Ultra Short Term Opportunities Fund | AMC or in the schemeSEBI (MF) Regulations. |
| Feb 20, 2013 | JP Morgan India Hybrid Fund Series - 3 | cost, over and above the said 12 bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 20, 2013 | Graviss Hospitality Limited - Draft Letter of Offer | Act, 1956 (‘Act’) and in compliance of the Securities and Exchange Board of India (Buy back of Securities) Regulations, 1998, including any statutory modifications or re-enactments thereof (‘Regulations’) and subject to such other approvals, permissions and sanctions as may be necessary, the consent of the Board |
| Feb 20, 2013 | HDFC Ultra Short Term Opportunities Fund | AMC or in the schemeSEBI (MF) Regulations. |
| Feb 22, 2013 | Union KBC FMP - Series 5 and 6 | other mutual funds in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulations. Provided the aggregate inter-schemeschemeschemes under management of any other asset |
| Feb 22, 2013 | UTI-Fixed Term Income Fund-Series XV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 22, 2013 | UTI-Fixed Term Income Fund-Series XV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 22, 2013 | UTI-Fixed Term Income Fund-Series XV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 22, 2013 | UTI-Fixed Term Income Fund-Series XV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 22, 2013 | UTI-Fixed Term Income Fund-Series XV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 22, 2013 | UTI-Fixed Term Income Fund-Series XV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 22, 2013 | UTI-Fixed Term Income Fund-Series XV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 22, 2013 | UTI-Fixed Term Income Fund-Series XV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 22, 2013 | UTI-Fixed Term Income Fund-Series XV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 22, 2013 | UTI-Fixed Term Income Fund-Series XV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 22, 2013 | UTI-Fixed Term Income Fund-Series XV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 22, 2013 | HSBC Fixed Term Series 89 | other schemeSEBI (MF) Regulations. |
| Feb 22, 2013 | HSBC Fixed Term Series 89 | other schemeSEBI (MF) Regulations. |
| Feb 22, 2013 | HSBC Fixed Term Series 89 | other schemeSEBI (MF) Regulations. |
| Feb 22, 2013 | HSBC Fixed Term Series 89 | other schemeSEBI (MF) Regulations. |
| Feb 22, 2013 | UTI-Fixed Term Income Fund-Series XV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 22, 2013 | HSBC Fixed Term Series 89 | other schemeSEBI (MF) Regulations. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Religare FMP Series - XIX - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 26, 2013 | Religare FMP Series - XIX - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 26, 2013 | Religare FMP Series - XIX - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 26, 2013 | Religare FMP Series - XIX - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata Dual Advantage Fund (Scheme A to D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Tata FMP Series - 43 (Scheme A to E) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Feb 26, 2013 | Religare FMP Series - XIX - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 26, 2013 | Religare FMP Series - XIX - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 26, 2013 | Religare FMP Series - XIX - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Feb 27, 2013 | HSBC Fixed Term Series 90-93 | any other schemeSEBI (MF) Regulations. |
| Feb 27, 2013 | HSBC Fixed Term Series 90-93 | any other schemeSEBI (MF) Regulations. |
| Feb 27, 2013 | HSBC Fixed Term Series 90-93 | any other schemeSEBI (MF) Regulations. |
| Feb 27, 2013 | HSBC Fixed Term Series 90-93 | any other schemeSEBI (MF) Regulations. |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | HSBC Fixed Term Series 90-93 | any other schemeSEBI (MF) Regulations. |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 27, 2013 | Reliance RGESS Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Feb 28, 2013 | Adjudication order against Shri Sunil Purohit in the matter of Era Constructions (India) Ltd | recognized stock exchange, any manipulative or deceptive device or contrivance in contravention of the provisions of the Act or the rules or the regulations made thereunder; employ any device, scheme or artifice to defraud in connection with dealing in or issue of securities which |
| Mar 01, 2013 | Axis FTP Series 37-41 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Mar 01, 2013 | Axis FTP Series 37-41 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Mar 01, 2013 | Axis FTP Series 37-41 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Mar 01, 2013 | Axis FTP Series 37-41 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Mar 01, 2013 | Axis FTP Series 37-41 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Mar 01, 2013 | Axis FTP Series 37-41 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Mar 01, 2013 | Axis FTP Series 37-41 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Mar 01, 2013 | Axis FTP Series 37-41 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Mar 01, 2013 | Axis Money Market Fund | schemeSEBI (MF) Regulations. |
| Mar 01, 2013 | Axis Money Market Fund | schemeSEBI (MF) Regulations. |
| Mar 01, 2013 | Axis Money Market Fund | schemeSEBI (MF) Regulations. |
| Mar 01, 2013 | Axis Money Market Fund | schemeSEBI (MF) Regulations. |
| Mar 01, 2013 | Axis Money Market Fund | schemeSEBI (MF) Regulations. |
| Mar 01, 2013 | Axis Money Market Fund | schemeSEBI (MF) Regulations. |
| Mar 01, 2013 | Axis FTP Series 37-41 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Mar 01, 2013 | Axis FTP Series 37-41 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Mar 01, 2013 | Axis FTP Series 37-41 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Mar 01, 2013 | Axis Money Market Fund | schemeSEBI (MF) Regulations. |
| Mar 07, 2013 | Panama Petrochem Limited - Buy Back Offer PA | 10.8 The Company shall not withdraw the offer of the Buyback after the Public Announcement is made. 10.9 In terms of Regulation 19(2) of the Buyback Regulations, no scheme of amalgamation or compromise or arrangement |
| Mar 07, 2013 | Panama Petrochem Limited - Buy Back Offer PA | 10.8 The Company shall not withdraw the offer of the Buyback after the Public Announcement is made. 10.9 In terms of Regulation 19(2) of the Buyback Regulations, no scheme of amalgamation or compromise or arrangement |
| Mar 07, 2013 | Graviss Hospitality Limited - Letter of Offer | Act, 1956 (‘Act’) and in compliance of the Securities and Exchange Board of India (Buy back of Securities) Regulations, 1998, including any statutory modifications or re-enactments thereof (‘Regulations’) and subject to such other approvals, permissions and sanctions as may be necessary, the consent of the Board |
| Mar 08, 2013 | National Housing Bank | As per National Housing Bank (Employees‘) Pension Regulations, 2003, the Bank provides for pension, a defined benefit retirement plan covering all employees who have opted for pension plan. The scheme is managed by a separate |
| Mar 08, 2013 | National Housing Bank | As per National Housing Bank (Employees‘) Pension Regulations, 2003, the Bank provides for pension, a defined benefit retirement plan covering all employees who have opted for pension plan. The scheme is managed by a separate |
| Mar 08, 2013 | National Housing Bank | As per National Housing Bank (Employees‘) Pension Regulations, 2003, the Bank provides for pension, a defined benefit retirement plan covering all employees who have opted for pension plan. The scheme is managed by a separate |
| Mar 08, 2013 | National Housing Bank | As per National Housing Bank (Employees‘) Pension Regulations, 2003, the Bank provides for pension, a defined benefit retirement plan covering all employees who have opted for pension plan. The scheme is managed by a separate |
| Mar 08, 2013 | National Housing Bank | As per National Housing Bank (Employees‘) Pension Regulations, 2003, the Bank provides for pension, a defined benefit retirement plan covering all employees who have opted for pension plan. The scheme is managed by a separate |
| Mar 08, 2013 | National Housing Bank | As per National Housing Bank (Employees‘) Pension Regulations, 2003, the Bank provides for pension, a defined benefit retirement plan covering all employees who have opted for pension plan. The scheme is managed by a separate |
| Mar 08, 2013 | National Housing Bank | As per National Housing Bank (Employees‘) Pension Regulations, 2003, the Bank provides for pension, a defined benefit retirement plan covering all employees who have opted for pension plan. The scheme is managed by a separate |
| Mar 08, 2013 | National Housing Bank | As per National Housing Bank (Employees‘) Pension Regulations, 2003, the Bank provides for pension, a defined benefit retirement plan covering all employees who have opted for pension plan. The scheme is managed by a separate |
| Mar 08, 2013 | National Housing Bank | As per National Housing Bank (Employees‘) Pension Regulations, 2003, the Bank provides for pension, a defined benefit retirement plan covering all employees who have opted for pension plan. The scheme is managed by a separate |
| Mar 08, 2013 | National Housing Bank | As per National Housing Bank (Employees‘) Pension Regulations, 2003, the Bank provides for pension, a defined benefit retirement plan covering all employees who have opted for pension plan. The scheme is managed by a separate |
| Mar 12, 2013 | Peerless Rajiv Gandhi Equity Saving Scheme | In accordance with the SEBI (MF) Regulationsscheme, the Mutual |
| Mar 12, 2013 | Peerless Rajiv Gandhi Equity Saving Scheme | In accordance with the SEBI (MF) Regulationsscheme, the Mutual |
| Mar 12, 2013 | Peerless Rajiv Gandhi Equity Saving Scheme | In accordance with the SEBI (MF) Regulationsscheme, the Mutual |
| Mar 12, 2013 | Peerless Rajiv Gandhi Equity Saving Scheme | In accordance with the SEBI (MF) Regulationsscheme, the Mutual |
| Mar 12, 2013 | Peerless Rajiv Gandhi Equity Saving Scheme | In accordance with the SEBI (MF) Regulationsscheme, the Mutual |
| Mar 12, 2013 | Peerless Rajiv Gandhi Equity Saving Scheme | In accordance with the SEBI (MF) Regulationsscheme, the Mutual |
| Mar 12, 2013 | Peerless Rajiv Gandhi Equity Saving Scheme | In accordance with the SEBI (MF) Regulationsscheme, the Mutual |
| Mar 12, 2013 | Peerless Rajiv Gandhi Equity Saving Scheme | In accordance with the SEBI (MF) Regulationsscheme, the Mutual |
| Mar 12, 2013 | Peerless Rajiv Gandhi Equity Saving Scheme | In accordance with the SEBI (MF) Regulationsscheme, the Mutual |
| Mar 12, 2013 | L & T FMP Series VIII | Fundamental attributes The following are the fundamental attributes of the Scheme/Plan, in terms of Regulation 18 (15A) of the SEBI Regulations: i. Type of the scheme i.e. a closed - ended debt Scheme with ten plans - Plans A to J |
| Mar 12, 2013 | L & T FMP Series VIII | Fundamental attributes The following are the fundamental attributes of the Scheme/Plan, in terms of Regulation 18 (15A) of the SEBI Regulations: i. Type of the scheme i.e. a closed - ended debt Scheme with ten plans - Plans A to J |
| Mar 12, 2013 | DSP BlackRock Dual Advantage Fund Series 16 to 20 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Mar 12, 2013 | DSP BlackRock Dual Advantage Fund Series 16 to 20 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Mar 12, 2013 | DSP BlackRock Dual Advantage Fund Series 16 to 20 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Mar 12, 2013 | DSP BlackRock Dual Advantage Fund Series 16 to 20 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Mar 12, 2013 | DSP BlackRock Dual Advantage Fund Series 16 to 20 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Mar 12, 2013 | DSP BlackRock Dual Advantage Fund Series 16 to 20 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Mar 12, 2013 | DSP BlackRock Dual Advantage Fund Series 16 to 20 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Mar 12, 2013 | IDFC FTP Series 24 to 28 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Mar 12, 2013 | IDFC FTP Series 24 to 28 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Mar 12, 2013 | Peerless Rajiv Gandhi Equity Saving Scheme | In accordance with the SEBI (MF) Regulationsscheme, the Mutual |
| Mar 12, 2013 | Peerless Rajiv Gandhi Equity Saving Scheme | In accordance with the SEBI (MF) Regulationsscheme, the Mutual |
| Mar 12, 2013 | DSP BlackRock Dual Advantage Fund Series 16 to 20 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | ICICI Prudential RGESS - Series 1 to 5 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 15, 2013 | ICICI Prudential RGESS - Series 1 to 5 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 15, 2013 | ICICI Prudential RGESS - Series 1 to 5 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 15, 2013 | ICICI Prudential RGESS - Series 1 to 5 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 15, 2013 | ICICI Prudential RGESS - Series 1 to 5 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | Reliance R* Shares Nifty ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed |
| Mar 15, 2013 | ICICI Prudential RGESS - Series 1 to 5 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 15, 2013 | ICICI Prudential RGESS - Series 1 to 5 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 19, 2013 | Tata Fixed Maturity Plan Series 44 Scheme A TO E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Mar 20, 2013 | Corporate bonds and Government securities as collateral | a. make necessaramendments to the relevant bye-laws, rules and regulations |
| Mar 20, 2013 | Corporate bonds and Government securities as collateral | a. make necessaramendments to the relevant bye-laws, rules and regulations |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Pramerica Diversified Equity Fund | scheme or its future prospects and returns; Save as otherwise provided in the Regulations, the Sponsor is not responsible or liable for any loss resulting from the operation of the Scheme beyond the initial contribution |
| Mar 26, 2013 | Kotak FMP Series 108-112 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Mar 26, 2013 | Kotak FMP Series 108-112 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Mar 26, 2013 | Kotak FMP Series 108-112 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Mar 26, 2013 | Kotak FMP Series 108-112 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Mar 26, 2013 | Kotak FMP Series 108-112 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Mar 26, 2013 | Kotak FMP Series 108-112 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Mar 26, 2013 | Kotak FMP Series 108-112 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Mar 26, 2013 | Kotak FMP Series 108-112 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Canara Robeco Agribusiness Fund | schemeSEBI (MF) Regulations, 1996 which states that: |
| Mar 26, 2013 | Kotak FMP Series 108-112 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Apr 01, 2013 | Master Circular on Matters relating to Exchange Traded Derivatives | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Apr 01, 2013 | Religare Corporate Bond Opportunities Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under regulation 52 of the Regulations. |
| Apr 01, 2013 | Religare Corporate Bond Opportunities Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under regulation 52 of the Regulations. |
| Apr 01, 2013 | Religare Corporate Bond Opportunities Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under regulation 52 of the Regulations. |
| Apr 01, 2013 | Motilal Oswal MOSt Shares CNX 100 Equal Weight ETF (MOSt Shares C100) | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulationsscheme or |
| Apr 01, 2013 | Motilal Oswal MOSt Shares CNX 100 Equal Weight ETF (MOSt Shares C100) | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulationsscheme or |
| Apr 01, 2013 | Motilal Oswal MOSt Shares CNX 100 Equal Weight ETF (MOSt Shares C100) | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulationsscheme or |
| Apr 01, 2013 | Motilal Oswal MOSt Shares CNX 100 Equal Weight ETF (MOSt Shares C100) | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulationsscheme or |
| Apr 01, 2013 | HDFC Corporate Debt Opportunities Fund | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Apr 01, 2013 | Union KBC Fixed Maturity Plan Series 7 & 8 | other mutual funds, without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under management |
| Apr 01, 2013 | Union KBC Fixed Maturity Plan Series 7 & 8 | other mutual funds, without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under management |
| Apr 01, 2013 | BNP Paribas Russia Fund | the scheme will not be listed on any stock exchange which is in compliance with the SEBI Regulations. Switching options |
| Apr 01, 2013 | BNP Paribas Russia Fund | the scheme will not be listed on any stock exchange which is in compliance with the SEBI Regulations. Switching options |
| Apr 01, 2013 | BNP Paribas Russia Fund | the scheme will not be listed on any stock exchange which is in compliance with the SEBI Regulations. Switching options |
| Apr 01, 2013 | BNP Paribas Russia Fund | the scheme will not be listed on any stock exchange which is in compliance with the SEBI Regulations. Switching options |
| Apr 01, 2013 | BNP Paribas Russia Fund | the scheme will not be listed on any stock exchange which is in compliance with the SEBI Regulations. Switching options |
| Apr 01, 2013 | BNP Paribas Russia Fund | the scheme will not be listed on any stock exchange which is in compliance with the SEBI Regulations. Switching options |
| Apr 01, 2013 | BNP Paribas Russia Fund | the scheme will not be listed on any stock exchange which is in compliance with the SEBI Regulations. Switching options |
| Apr 01, 2013 | BNP Paribas Russia Fund | the scheme will not be listed on any stock exchange which is in compliance with the SEBI Regulations. Switching options |
| Apr 01, 2013 | Motilal Oswal MOSt Shares CNX 100 Equal Weight ETF (MOSt Shares C100) | Additional TER can be charged up to 30 basis points on daily net assets of the schemeSEBI (Mutual Funds) Regulationsscheme or |
| Apr 01, 2013 | HDFC Corporate Debt Opportunities Fund | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Apr 01, 2013 | Union KBC Fixed Maturity Plan Series 7 & 8 | other mutual funds, without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under management |
| Apr 01, 2013 | Master Circular on Matters relating to Exchange Traded Derivatives | b. make necessaramendments to the relevant bye-laws, rules and regulations |
| Apr 02, 2013 | Kokuyo Camlin Limited | convertible debentures of an Indian company under the portfolio investment scheme through registered brokers on recognized stock exchanges in India. Regulation 1 (4) of Schedule II of the FEMA Regulations provides that the total holding by each FII or SEBI approved sub-account of an FII shall not exceed 10% of the total paid-up |
| Apr 08, 2013 | Opal Luxury Time Products Limited | 10. Changes in laws and regulations that apply to our industry: There are some laws and regulations applicable to the industry in which we operate, which we have to comply/follow. In case of a failure to comply with these laws and regulations or to obtain or renew the necessary permits and approvals, our business may be adversely affected. |
| Apr 09, 2013 | DWS Hybrid Fixed Term Fund - Series 16-20 | charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or |
| Apr 09, 2013 | DWS Hybrid Fixed Term Fund - Series 16-20 | charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or |
| Apr 09, 2013 | Quantum Dynamic Bond Fund | Following are the Fundamental Attributes of the schemescheme |
| Apr 09, 2013 | Quantum Dynamic Bond Fund | Following are the Fundamental Attributes of the schemescheme |
| Apr 09, 2013 | Axis Small Cap Fund | # Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Apr 09, 2013 | Axis Small Cap Fund | # Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Apr 09, 2013 | Axis Small Cap Fund | # Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | HDFC Capital Protection Oriented Fund Series - 1 (plan 3) | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Apr 09, 2013 | HDFC Capital Protection Oriented Fund Series - 1 (plan 3) | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 09, 2013 | HDFC Capital Protection Oriented Fund Series - 1 (plan 3) | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Apr 09, 2013 | HDFC Capital Protection Oriented Fund Series - 1 (plan 3) | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Apr 09, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Apr 16, 2013 | Format for providing inputs / suggestions on the SEBI (Prohibition of Insider Trading) Regulations, 1992 | Committee to review the SEBI (Prohibition of Insider Trading) Regulationssary. |
| Apr 16, 2013 | Securities and Exchange Board of India Mutual Funds (Amendment) Regulations, 2013 | respect to the underlying assets of the scheme, shall be invested as specified in this sub-regulation: Provided further that if the investments specified in this sub- regulation are not available, such funds may be invested in bonds of Public Financial Institutions and Infrastructure Finance |
| Apr 16, 2013 | Format for providing inputs / suggestions on the SEBI (Prohibition of Insider Trading) Regulations, 1992 | Committee to review the SEBI (Prohibition of Insider Trading) Regulationssary. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund - 5 Years (Series 5-6) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | BNP Paribas Fixed Term Fund Series - 26 A, B & C | non-fulfillment with the condition of minimum 20 investors, the Plan(s) under the scheme shall be wound up in accordance with Regulation 39(2) (c) of SEBI (MF) regulations automatically without any reference from SEBI. In case of non-fulfillment with the condition of 25% holding by a single |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 18, 2013 | Sundaram Capital Protection Oriented Fund 3 Years (Series 10) | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| Apr 23, 2013 | Order in the matter of Saradha Realty India Ltd. | regulations shall carry on or sponsor or launch a 'collective investment scheme'. Therefore, a |
| Apr 23, 2013 | Circular on Infrastructure Debt Fund | Describe briefly the policies of the Mutual Fund with regard to computation of NAV of the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Apr 23, 2013 | Circular on Infrastructure Debt Fund | Describe briefly the policies of the Mutual Fund with regard to computation of NAV of the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Apr 23, 2013 | Circular on Infrastructure Debt Fund | Describe briefly the policies of the Mutual Fund with regard to computation of NAV of the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Apr 23, 2013 | Circular on Infrastructure Debt Fund | Describe briefly the policies of the Mutual Fund with regard to computation of NAV of the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Apr 23, 2013 | Circular on Infrastructure Debt Fund | Describe briefly the policies of the Mutual Fund with regard to computation of NAV of the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Apr 23, 2013 | Circular on Infrastructure Debt Fund | Describe briefly the policies of the Mutual Fund with regard to computation of NAV of the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Apr 23, 2013 | IDFC Equity Opportunity Series 2 & 3 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Apr 23, 2013 | IDFC Equity Opportunity Series 2 & 3 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Apr 23, 2013 | IDFC Equity Opportunity Series 2 & 3 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Apr 23, 2013 | Circular on Infrastructure Debt Fund | Describe briefly the policies of the Mutual Fund with regard to computation of NAV of the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Apr 25, 2013 | J.P. Morgan India FMP - Series 21 and 22 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Apr 25, 2013 | J.P. Morgan India FMP - Series 21 and 22 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Apr 25, 2013 | J.P. Morgan India Hybrid Fund Series - 4 | cost, over and above the said 12 bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI |
| Apr 25, 2013 | Union KBC Small and Midcap Fund | the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC |
| Apr 25, 2013 | Union KBC Small and Midcap Fund | the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC |
| Apr 25, 2013 | Union KBC Small and Midcap Fund | the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC |
| Apr 25, 2013 | Union KBC Small and Midcap Fund | the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC |
| Apr 30, 2013 | Thomas Cook (India) Limited | intermediaries, promote and monitor self-regulatory organisations and prohibit fraudulent and unfair trade practices. Regulations concerning minimum disclosure requirements by public companies, investor protection, insider trading, substantial acquisitions of shares and takeovers of companies, buybacks of securities, employees stock option schemes, |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | IDFC Infrastructure Debt Fund Series I | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 02, 2013 | Reliance Corporate Bond Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 03, 2013 | BOI AXA Triple Asset Allocator Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| May 03, 2013 | BOI AXA Triple Asset Allocator Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| May 03, 2013 | BOI AXA Triple Asset Allocator Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| May 03, 2013 | BOI AXA Triple Asset Allocator Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| May 03, 2013 | BOI AXA Triple Asset Allocator Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| May 03, 2013 | BOI AXA Equity Debt Rebalancer Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| May 03, 2013 | BOI AXA Equity Debt Rebalancer Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| May 03, 2013 | BOI AXA Equity Debt Rebalancer Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| May 03, 2013 | BOI AXA Equity Debt Rebalancer Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| May 03, 2013 | BOI AXA Equity Debt Rebalancer Fund | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| May 07, 2013 | J.P. Morgan US Value Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| May 07, 2013 | J.P. Morgan US Value Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| May 07, 2013 | J.P. Morgan US Value Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| May 07, 2013 | J.P. Morgan US Value Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Reliance Fixed Horizon Fund - XXIV (Series 1 to 25) | Since the schemescheme shall not be lower than 95% of the NAV. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | SEBI(Substantial Acquisition of Shares and Takeovers)(Amendment)Regulations, 2013 (as amended upto March 26, 2013) | source wherever necessary, and are in compliance with the requirements under these regulations. |
| May 07, 2013 | SEBI(Substantial Acquisition of Shares and Takeovers)(Amendment)Regulations, 2013 (as amended upto March 26, 2013) | source wherever necessary, and are in compliance with the requirements under these regulations. |
| May 07, 2013 | SEBI(Substantial Acquisition of Shares and Takeovers)(Amendment)Regulations, 2013 (as amended upto March 26, 2013) | source wherever necessary, and are in compliance with the requirements under these regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 07, 2013 | Sundaram Capital Protection Oriented Fund - 3 Years - Series 11 & 12 | on brokerage and transaction cost paid for execution of trade, if any, shall be within the expenses limit prescribed under Regulation 52 of SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations. |
| May 08, 2013 | SMS Pharmaceutical Limited | Section 77A, 77AA, 77B and other applicable provisions of the Companies Act, 1956 (“the Act”) and the provisions contained in the Buyback Regulations subject to other applicable laws, approvals as may be necessary, from statutory authorities including Securities and Exchange Board of India, Stock Exchanges, |
| May 08, 2013 | J.P. Morgan India Government Securities Fund | and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee |
| May 08, 2013 | J.P. Morgan India Government Securities Fund | and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee |
| May 08, 2013 | Thomas Cook (India) Limited | intermediaries, promote and monitor self-regulatory organisations and prohibit fraudulent and unfair trade practices. Regulations concerning minimum disclosure requirements by public companies, investor protection, insider trading, substantial acquisitions of shares and takeovers of companies, buybacks of securities, employees stock option schemes, |
| May 09, 2013 | Taurus FMP Series AA to AC | In accordance with SEBI circular No CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) (Second Amendments) Regulations, 2012 with effect from October 01,2012 the exit load charged, if any, shall be credited to the scheme. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load net of service tax, if any, |
| May 09, 2013 | Taurus FMP Series AA to AC | In accordance with SEBI circular No CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) (Second Amendments) Regulations, 2012 with effect from October 01,2012 the exit load charged, if any, shall be credited to the scheme. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load net of service tax, if any, |
| May 09, 2013 | Taurus FMP Series AA to AC | In accordance with SEBI circular No CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) (Second Amendments) Regulations, 2012 with effect from October 01,2012 the exit load charged, if any, shall be credited to the scheme. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load net of service tax, if any, |
| May 09, 2013 | Taurus FMP Series AA to AC | In accordance with SEBI circular No CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) (Second Amendments) Regulations, 2012 with effect from October 01,2012 the exit load charged, if any, shall be credited to the scheme. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load net of service tax, if any, |
| May 09, 2013 | Taurus FMP Series AA to AC | In accordance with SEBI circular No CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) (Second Amendments) Regulations, 2012 with effect from October 01,2012 the exit load charged, if any, shall be credited to the scheme. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load net of service tax, if any, |
| May 09, 2013 | Taurus FMP Series AA to AC | In accordance with SEBI circular No CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) (Second Amendments) Regulations, 2012 with effect from October 01,2012 the exit load charged, if any, shall be credited to the scheme. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load net of service tax, if any, |
| May 09, 2013 | Taurus FMP Series AA to AC | In accordance with SEBI circular No CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) (Second Amendments) Regulations, 2012 with effect from October 01,2012 the exit load charged, if any, shall be credited to the scheme. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load net of service tax, if any, |
| May 09, 2013 | Taurus FMP Series AA to AC | In accordance with SEBI circular No CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) (Second Amendments) Regulations, 2012 with effect from October 01,2012 the exit load charged, if any, shall be credited to the scheme. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load net of service tax, if any, |
| May 09, 2013 | PineBridge India - US Equity Fund | The Mutual Fund / AMC will charge service tax on investment and advisory fees to the schemescheme within the maximum limit of TER as per Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. |
| May 09, 2013 | PineBridge India - US Equity Fund | The Mutual Fund / AMC will charge service tax on investment and advisory fees to the schemescheme within the maximum limit of TER as per Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. |
| May 09, 2013 | PineBridge India - US Equity Fund | The Mutual Fund / AMC will charge service tax on investment and advisory fees to the schemescheme within the maximum limit of TER as per Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. |
| May 09, 2013 | PineBridge India - US Equity Fund | The Mutual Fund / AMC will charge service tax on investment and advisory fees to the schemescheme within the maximum limit of TER as per Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. |
| May 09, 2013 | PineBridge India - US Equity Fund | The Mutual Fund / AMC will charge service tax on investment and advisory fees to the schemescheme within the maximum limit of TER as per Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. |
| May 09, 2013 | PineBridge India - US Equity Fund | The Mutual Fund / AMC will charge service tax on investment and advisory fees to the schemescheme within the maximum limit of TER as per Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. |
| May 09, 2013 | PineBridge India - US Equity Fund | The Mutual Fund / AMC will charge service tax on investment and advisory fees to the schemescheme within the maximum limit of TER as per Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. |
| May 09, 2013 | PineBridge India - US Equity Fund | The Mutual Fund / AMC will charge service tax on investment and advisory fees to the schemescheme within the maximum limit of TER as per Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. |
| May 09, 2013 | Taurus FMP Series AA to AC | In accordance with SEBI circular No CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) (Second Amendments) Regulations, 2012 with effect from October 01,2012 the exit load charged, if any, shall be credited to the scheme. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load net of service tax, if any, |
| May 09, 2013 | Taurus FMP Series AA to AC | In accordance with SEBI circular No CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) (Second Amendments) Regulations, 2012 with effect from October 01,2012 the exit load charged, if any, shall be credited to the scheme. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load net of service tax, if any, |
| May 13, 2013 | Just Dial Limited | exports and employment generation. The socio-economic policies adopted by India since the Industries (Development and Regulation) Act 1951 have focus on promotion and development of SMEs. The Ministry of MSME is the governing body at the national level and designs policies, programmes, projects and schemes and |
| May 13, 2013 | Clarification on SEBI Circular No. CIR/CFD/DIL/3/2013 dated January 17, 2013 - Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 and Equity Listing Agreement | compliance with SEBI (ESOS and ESPS) Guidelines, 1999 and any other guidelines, regulations etc. framed by SEBI in this regard. The said clause also required that all the employee benefit schemes already framed and |
| May 13, 2013 | J.P. Morgan India Balanced Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | HSBC Fixed Term Series 94-97 | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| May 13, 2013 | HSBC Fixed Term Series 94-97 | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| May 13, 2013 | HSBC Fixed Term Series 94-97 | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| May 13, 2013 | DSP BlackRock FTP Series 31 to 35 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be |
| May 13, 2013 | DSP BlackRock FTP Series 31 to 35 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be |
| May 13, 2013 | DSP BlackRock FTP Series 31 to 35 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be |
| May 13, 2013 | DSP BlackRock FTP Series 31 to 35 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be |
| May 13, 2013 | DSP BlackRock FTP Series 31 to 35 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be |
| May 13, 2013 | DSP BlackRock FTP Series 31 to 35 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be |
| May 13, 2013 | DSP BlackRock FTP Series 31 to 35 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | J.P. Morgan India Balanced Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | DSP BlackRock FMP Series 121 to 140 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under Regulation |
| May 13, 2013 | DSP BlackRock FTP Series 31 to 35 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be |
| May 13, 2013 | DSP BlackRock FTP Series 31 to 35 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be |
| May 13, 2013 | DSP BlackRock FTP Series 31 to 35 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be |
| May 13, 2013 | DSP BlackRock FTP Series 31 to 35 | The Schemes may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 13, 2013 | UTI Banking & PSU Debt Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| May 14, 2013 | Onesource Techmedia Limited | Indian company under the portfolio investment scheme through registered brokers on recognized stock exchanges in India. Regulation 1 (4) of Schedule II of the FEMA Regulations provides that the total holding by each FII or SEBI approved sub-account of an FII shall not exceed 10% of the total paid-up equity capital of an Indian company or |
| May 16, 2013 | Union KBC Capital Protection Oriented Fund Series 3 | other mutual funds without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under the |
| May 16, 2013 | Union KBC Capital Protection Oriented Fund Series 3 | other mutual funds without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under the |
| May 16, 2013 | Union KBC Capital Protection Oriented Fund Series 3 | other mutual funds without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under the |
| May 16, 2013 | Union KBC Capital Protection Oriented Fund Series 3 | other mutual funds without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under the |
| May 16, 2013 | Union KBC Capital Protection Oriented Fund Series 3 | other mutual funds without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under the |
| May 16, 2013 | J.P. Morgan India Monthly Income Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 16, 2013 | Union KBC Capital Protection Oriented Fund Series 3 | other mutual funds without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under the |
| May 16, 2013 | J.P. Morgan India Monthly Income Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 17, 2013 | Puravankara Projects Limited | The Finance Act, 2012 has made the detailed Transfer Pricing regulations applicable to 'specific domestic transactions'. Accordingly, the income and / or expenditure arising from such 'specific domestic transactions' have to be computed having regard to the arm's length price. These regulations, inter alia, also require the maintenance of prescribed documents and information including furnishing a report f rom an Accountant within the due date of filing the return of income. The Company has undertaken necessary steps to comply with the Transfer Pricing regulations and the prescribed report from the Accountant will be obtained for the year ended 31 March 2013. The Management is of the opinion that the above referred transactions are at arm's length, |
| May 17, 2013 | Puravankara Projects Limited | The Finance Act, 2012 has made the detailed Transfer Pricing regulations applicable to 'specific domestic transactions'. Accordingly, the income and / or expenditure arising from such 'specific domestic transactions' have to be computed having regard to the arm's length price. These regulations, inter alia, also require the maintenance of prescribed documents and information including furnishing a report f rom an Accountant within the due date of filing the return of income. The Company has undertaken necessary steps to comply with the Transfer Pricing regulations and the prescribed report from the Accountant will be obtained for the year ended 31 March 2013. The Management is of the opinion that the above referred transactions are at arm's length, |
| May 17, 2013 | Puravankara Projects Limited | The Finance Act, 2012 has made the detailed Transfer Pricing regulations applicable to 'specific domestic transactions'. Accordingly, the income and / or expenditure arising from such 'specific domestic transactions' have to be computed having regard to the arm's length price. These regulations, inter alia, also require the maintenance of prescribed documents and information including furnishing a report f rom an Accountant within the due date of filing the return of income. The Company has undertaken necessary steps to comply with the Transfer Pricing regulations and the prescribed report from the Accountant will be obtained for the year ended 31 March 2013. The Management is of the opinion that the above referred transactions are at arm's length, |
| May 17, 2013 | Puravankara Projects Limited | The Finance Act, 2012 has made the detailed Transfer Pricing regulations applicable to 'specific domestic transactions'. Accordingly, the income and / or expenditure arising from such 'specific domestic transactions' have to be computed having regard to the arm's length price. These regulations, inter alia, also require the maintenance of prescribed documents and information including furnishing a report f rom an Accountant within the due date of filing the return of income. The Company has undertaken necessary steps to comply with the Transfer Pricing regulations and the prescribed report from the Accountant will be obtained for the year ended 31 March 2013. The Management is of the opinion that the above referred transactions are at arm's length, |
| May 17, 2013 | HT Media Limited - Public Announcement | The Board has approved the Buy-back at its meeting held on May 14, 2013 as statutorily required by the Companies Act and the Buy-back Regulations and subject to such other approval(s), permissions and sanctions as may be necessary from statutory authorities |
| May 17, 2013 | DLF Limited | In addition, the central and state tax scheme in India is extensive and subject to change from time to time. Any adverse changes in these laws, regulations or policies, particularly statutes related to property tax, service tax or stamp duty, or an adverse change in their interpretation and application, may result in an increase in our |
| May 20, 2013 | IDBI Tax Saving Fund | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| May 20, 2013 | IDBI Tax Saving Fund | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| May 20, 2013 | IDBI Tax Saving Fund | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| May 20, 2013 | IDBI Tax Saving Fund | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| May 20, 2013 | IDBI Tax Saving Fund | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| May 20, 2013 | IDBI Tax Saving Fund | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| May 20, 2013 | IDBI Tax Saving Fund | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| May 20, 2013 | Pramerica Alpha Equity Fund | scheme or its future prospects and returns; Save as otherwise provided in the Regulations, the Sponsor is not responsible or liable for any loss resulting from the operation of the Scheme beyond the initial contribution |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | Reliance Interval Fund - II | for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under Regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| May 20, 2013 | IDBI Tax Saving Fund | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| May 20, 2013 | IDBI Tax Saving Fund | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| May 20, 2013 | IDBI Tax Saving Fund | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| May 20, 2013 | IDBI Tax Saving Fund | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| May 20, 2013 | IDBI Tax Saving Fund | f) additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulationsscheme.” |
| May 21, 2013 | Broad guidelines on Algorithmic Trading | 7.2. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | Union KBC Focussed Equity Fund | charging any fees) in conformity with the investment objective of the Scheme and in the terms of the prevailing SEBI (Mutual Funds) Regulationsschemeschemeschemes under management of any other asset |
| May 27, 2013 | Union KBC Focussed Equity Fund | charging any fees) in conformity with the investment objective of the Scheme and in the terms of the prevailing SEBI (Mutual Funds) Regulationsschemeschemeschemes under management of any other asset |
| May 27, 2013 | Union KBC Focussed Equity Fund | charging any fees) in conformity with the investment objective of the Scheme and in the terms of the prevailing SEBI (Mutual Funds) Regulationsschemeschemeschemes under management of any other asset |
| May 27, 2013 | Union KBC Focussed Equity Fund | charging any fees) in conformity with the investment objective of the Scheme and in the terms of the prevailing SEBI (Mutual Funds) Regulationsschemeschemeschemes under management of any other asset |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | Reliance Dual Advantage Fixed Tenure Fund IV | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| May 27, 2013 | LIC Nomura Capital Protection Oriented Fund Series 1 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| May 27, 2013 | Union KBC Focussed Equity Fund | charging any fees) in conformity with the investment objective of the Scheme and in the terms of the prevailing SEBI (Mutual Funds) Regulationsschemeschemeschemes under management of any other asset |
| May 30, 2013 | Review of the Securities Lending and Borrowing (SLB) framework | 4.2. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series D1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series D1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series D1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series D1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series D1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series D1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | HDFC Fixed Maturity Plans - Series 27 | 15. Other schemeSEBI (MF) Regulations; |
| May 30, 2013 | HDFC Fixed Maturity Plans - Series 27 | 15. Other schemeSEBI (MF) Regulations; |
| May 30, 2013 | HDFC Fixed Maturity Plans - Series 27 | 15. Other schemeSEBI (MF) Regulations; |
| May 30, 2013 | HDFC Fixed Maturity Plans - Series 27 | 15. Other schemeSEBI (MF) Regulations; |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | Pramerica Retirement & Pension Fund | scheme or its future prospects and returns; Save as otherwise provided in the Regulations, the Sponsor is not responsible or liable for any loss resulting from the operation of the Scheme beyond the initial contribution |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series E1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series E1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series E1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series E1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series E1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series E1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series D1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | HDFC Fixed Maturity Plans - Series 27 | 15. Other schemeSEBI (MF) Regulations; |
| May 30, 2013 | HDFC Fixed Maturity Plans - Series 27 | 15. Other schemeSEBI (MF) Regulations; |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | SBI Debt Fund Series 366 Days 30 to 39 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series E1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series D1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 30, 2013 | Principal Pnb Dual Advantage Fund Series E1 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| May 31, 2013 | Just Dial Limited | exports and employment generation. The socio-economic policies adopted by India since the Industries (Development and Regulation) Act 1951 have focus on promotion and development of SMEs. The Ministry of MSME is the governing body at the national level and designs policies, programmes, projects and schemes and |
| May 31, 2013 | Just Dial Limited | exports and employment generation. The socio-economic policies adopted by India since the Industries (Development and Regulation) Act 1951 have focus on promotion and development of SMEs. The Ministry of MSME is the governing body at the national level and designs policies, programmes, projects and schemes and |
| Jun 04, 2013 | DSP BlackRock Banking and PSU Debt Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Jun 04, 2013 | DSP BlackRock Banking and PSU Debt Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Jun 04, 2013 | DSP BlackRock Banking and PSU Debt Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Jun 04, 2013 | DSP BlackRock Banking and PSU Debt Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Jun 04, 2013 | DSP BlackRock Banking and PSU Debt Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Jun 04, 2013 | DSP BlackRock Banking and PSU Debt Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Jun 04, 2013 | DSP BlackRock Banking and PSU Debt Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Jun 04, 2013 | DSP BlackRock Banking and PSU Debt Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Jun 04, 2013 | Sundaram Fixed Term Plan-ED-EM | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Jun 04, 2013 | Sundaram Fixed Term Plan-ED-EM | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Jun 04, 2013 | Sundaram Fixed Term Plan-ED-EM | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Jun 04, 2013 | Sundaram Fixed Term Plan-ED-EM | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Jun 04, 2013 | Sundaram Fixed Term Plan-ED-EM | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Jun 04, 2013 | Sundaram Fixed Term Plan-ED-EM | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Jun 04, 2013 | Sundaram Fixed Term Plan-ED-EM | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Jun 04, 2013 | Sundaram Fixed Term Plan-ED-EM | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Jun 04, 2013 | Sundaram Fixed Term Plan-ED-EM | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Jun 04, 2013 | Sundaram Fixed Term Plan-ED-EM | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Jun 04, 2013 | Sundaram Fixed Term Plan-ED-EM | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Jun 04, 2013 | DSP BlackRock Banking and PSU Debt Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Jun 04, 2013 | DSP BlackRock Banking and PSU Debt Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Jun 04, 2013 | DSP BlackRock Banking and PSU Debt Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Jun 04, 2013 | Sundaram Fixed Term Plan-ED-EM | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Jun 05, 2013 | SUNDARAM-CLAYTON LIMITED | The portfolio investment scheme of RBI specified in Schedule 2 of the Foreign Exchange Management (Transfer or Issue of Security by a Person Resident Outside India) Regulations, 2000, as amended Reserve Bank of India Regulation S under the U.S. Securities Act Research and Development |
| Jun 05, 2013 | Axis Infrastructure Debt Fund - Series I | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jun 05, 2013 | Axis Infrastructure Debt Fund - Series I | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jun 05, 2013 | Axis Infrastructure Debt Fund - Series I | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jun 05, 2013 | Axis Infrastructure Debt Fund - Series I | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jun 05, 2013 | Axis Infrastructure Debt Fund - Series I | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jun 05, 2013 | Axis Infrastructure Debt Fund - Series I | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jun 05, 2013 | Axis Infrastructure Debt Fund - Series I | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jun 05, 2013 | Axis Infrastructure Debt Fund - Series I | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jun 05, 2013 | Axis Infrastructure Debt Fund - Series I | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jun 10, 2013 | Infinite Computer Solutions (India) Limited | provisions of sections 77A, 77AA, 77B and all other applicable provisions of the Companies Act, 1956 (“the Act”) and the SEBI Buyback Regulations and Article 35 of the Articles of Association of the Company and subject to such other approvals, permissions and sanctions as may be necessary from statutory authorities |
| Jun 10, 2013 | J.P. Morgan India Banking Income Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 10, 2013 | J.P. Morgan India Banking Income Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 13, 2013 | Pennar Industries Limited | Company, Section 77A, 77AA, 77B and other applicable provisions of the Companies Act, 1956 (“the Act”) and the provisions contained in the Buyback Regulations subject to other applicable laws, approval/s as may be necessary, from statutory authorities including Securities and Exchange Board of India, Stock Exchanges, |
| Jun 13, 2013 | ICICI Prudential Value Fund - Series 1 and 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 13, 2013 | ICICI Prudential Value Fund - Series 1 and 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 13, 2013 | ICICI Prudential Value Fund - Series 1 and 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 13, 2013 | ICICI Prudential Value Fund - Series 1 and 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 13, 2013 | ICICI Prudential Value Fund - Series 1 and 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 13, 2013 | ICICI Prudential Value Fund - Series 1 and 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | L&T Emerging Businesses Fund | Sponsor(s) and/ or the AMC and/ or the Board of Trustees /Trustee Company and/ or any of the directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through |
| Jun 13, 2013 | L&T Emerging Businesses Fund | Sponsor(s) and/ or the AMC and/ or the Board of Trustees /Trustee Company and/ or any of the directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through |
| Jun 13, 2013 | ICICI Prudential Value Fund - Series 1 and 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | Reliance US Equity Opportunities Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jun 13, 2013 | ICICI Prudential Value Fund - Series 1 and 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 19, 2013 | Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2013 | “Provided that in case of mutual fund schemes eligible under Rajiv Gandhi Equity Savings Scheme, the period specified in this sub-regulation shall be fifteen days from the closure of the initial subscription list. ” |
| Jun 19, 2013 | Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2013 | “Provided that in case of mutual fund schemes eligible under Rajiv Gandhi Equity Savings Scheme, the period specified in this sub-regulation shall be fifteen days from the closure of the initial subscription list. ” |
| Jun 19, 2013 | Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2013 | “Provided that in case of mutual fund schemes eligible under Rajiv Gandhi Equity Savings Scheme, the period specified in this sub-regulation shall be fifteen days from the closure of the initial subscription list. ” |
| Jun 19, 2013 | Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2013 | “Provided that in case of mutual fund schemes eligible under Rajiv Gandhi Equity Savings Scheme, the period specified in this sub-regulation shall be fifteen days from the closure of the initial subscription list. ” |
| Jun 19, 2013 | Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2013 | “Provided that in case of mutual fund schemes eligible under Rajiv Gandhi Equity Savings Scheme, the period specified in this sub-regulation shall be fifteen days from the closure of the initial subscription list. ” |
| Jun 24, 2013 | UTI-Fixed Term Income Fund Series XVI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 24, 2013 | UTI-Fixed Term Income Fund Series XVI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 24, 2013 | UTI-Fixed Term Income Fund Series XVI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 24, 2013 | UTI-Fixed Term Income Fund Series XVI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 24, 2013 | UTI-Fixed Term Income Fund Series XVI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 24, 2013 | UTI-Fixed Term Income Fund Series XVI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 24, 2013 | UTI-Fixed Term Income Fund Series XVI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 24, 2013 | UTI-Fixed Term Income Fund Series XVI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 24, 2013 | UTI-Fixed Term Income Fund Series XVI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 24, 2013 | UTI-Fixed Term Income Fund Series XVI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 24, 2013 | Edynamics Solutions Limited | Indian company under the portfolio investment scheme through registered brokers on recognized stock exchanges in India. Regulation 1 (4) of Schedule II of the FEMA Regulations provides that the total holding by each FII or SEBI approved sub-account of an FII shall not exceed 10% of the total paid-up equity capital of an Indian company or |
| Jun 24, 2013 | UTI-Fixed Term Income Fund Series XVI | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jun 26, 2013 | Motilal Oswal Financial Services Limited - Public Announcement | Articles of Association of the Company, Section 77A, 77AA, 77B and other applicable provisions of the Companies Act, 1956 (the “Act”) and the provisions contained in the Buyback Regulations subject to other applicable laws, approval/s as may be necessary, from statutory authorities including Securities and Exchange Board of India, |
| Jun 26, 2013 | DWS Inflation Indexed Bond Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 26, 2013 | DWS Inflation Indexed Bond Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 26, 2013 | DWS Inflation Indexed Bond Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 26, 2013 | DWS Inflation Indexed Bond Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jul 03, 2013 | Report of the Committee on Rationalisation of Investment Routes and Monitoring of Foreign Portfolio Investments | ix. Necessaramendment to the following regulations are needed to replaces |
| Jul 03, 2013 | Report of the Committee on Rationalisation of Investment Routes and Monitoring of Foreign Portfolio Investments | ix. Necessaramendment to the following regulations are needed to replaces |
| Jul 03, 2013 | Report of the Committee on Rationalisation of Investment Routes and Monitoring of Foreign Portfolio Investments | ix. Necessaramendment to the following regulations are needed to replaces |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Morgan Stanley MID Cap Fund | Following are the Fundamental Attributes of the schemescheme |
| Jul 03, 2013 | Morgan Stanley MID Cap Fund | Following are the Fundamental Attributes of the schemescheme |
| Jul 03, 2013 | Morgan Stanley MID Cap Fund | Following are the Fundamental Attributes of the schemescheme |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Birla Sun Life FTP - Series HI to HM | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Jul 03, 2013 | Report of the Committee on Rationalisation of Investment Routes and Monitoring of Foreign Portfolio Investments | ix. Necessaramendment to the following regulations are needed to replaces |
| Jul 03, 2013 | Report of the Committee on Rationalisation of Investment Routes and Monitoring of Foreign Portfolio Investments | ix. Necessaramendment to the following regulations are needed to replaces |
| Jul 05, 2013 | Arbitration Mechanism in Stock Exchanges - Investor Service Centres | a. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision immediately; |
| Jul 08, 2013 | Modification of Position lImits and increasing margins in the Currency Derivative Segment | take necessarsaramendments to the relevant byelaws, rules and regulations; |
| Jul 08, 2013 | Modification of Position lImits and increasing margins in the Currency Derivative Segment | take necessarsaramendments to the relevant byelaws, rules and regulations; |
| Jul 09, 2013 | Peerless Fixed Maturity Plan Series 3-5 | schemeSEBI (MF) Regulations. |
| Jul 09, 2013 | Peerless Fixed Maturity Plan Series 3-5 | schemeSEBI (MF) Regulations. |
| Jul 09, 2013 | Peerless Fixed Maturity Plan Series 3-5 | schemeSEBI (MF) Regulations. |
| Jul 09, 2013 | Peerless Fixed Maturity Plan Series 3-5 | schemeSEBI (MF) Regulations. |
| Jul 09, 2013 | Peerless Fixed Maturity Plan Series 3-5 | schemeSEBI (MF) Regulations. |
| Jul 09, 2013 | Peerless Fixed Maturity Plan Series 3-5 | schemeSEBI (MF) Regulations. |
| Jul 09, 2013 | Peerless Fixed Maturity Plan Series 3-5 | schemeSEBI (MF) Regulations. |
| Jul 09, 2013 | Peerless Fixed Maturity Plan Series 3-5 | schemeSEBI (MF) Regulations. |
| Jul 09, 2013 | Peerless Fixed Maturity Plan Series 3-5 | schemeSEBI (MF) Regulations. |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 09, 2013 | Pramerica Absolute Return Fund | scheme or its future prospects and returns; Save as otherwise provided in the Regulations, the Sponsor is not responsible or liable for any loss resulting from the operation of the Scheme beyond the initial contribution |
| Jul 09, 2013 | Peerless Fixed Maturity Plan Series 3-5 | schemeSEBI (MF) Regulations. |
| Jul 09, 2013 | Peerless Fixed Maturity Plan Series 3-5 | schemeSEBI (MF) Regulations. |
| Jul 09, 2013 | LIC Nomura FMP Series 68 and 69 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 11, 2013 | Shriram Transport Finance Company Limited - Prospectus | Modernization of trucking industry. A replacement boom is likely to be triggered by stricter enforcement of regulations banning trucks beyond 15 years and overloading, as well as the introduction by transport associations of a voluntary retirement scheme for old trucks with better financing options. An anticipated replacement demand for |
| Jul 12, 2013 | Engineers India Limited | A category III AIF cannot invest more than 10% of its corpus in one investee company. Additionally, the VCFs which have not re-registered as an AIF under the SEBI (Alternate Investment Funds) Regulations, 2012 shall continue to be regulated by the VCF Regulations till such VCFs, or schemeschemeSEBI (Alternate Investment Funds) Regulations, 2012. |
| Jul 12, 2013 | Engineers India Limited | A category III AIF cannot invest more than 10% of its corpus in one investee company. Additionally, the VCFs which have not re-registered as an AIF under the SEBI (Alternate Investment Funds) Regulations, 2012 shall continue to be regulated by the VCF Regulations till such VCFs, or schemeschemeSEBI (Alternate Investment Funds) Regulations, 2012. |
| Jul 12, 2013 | LIC Nomura MF Debt Exchange Traded Fund | Manager based on past experience but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will |
| Jul 12, 2013 | LIC Nomura MF Debt Exchange Traded Fund | Manager based on past experience but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will |
| Jul 12, 2013 | LIC Nomura MF Debt Exchange Traded Fund | Manager based on past experience but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will |
| Jul 12, 2013 | LIC Nomura MF Debt Exchange Traded Fund | Manager based on past experience but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will |
| Jul 12, 2013 | LIC Nomura MF Debt Exchange Traded Fund | Manager based on past experience but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will |
| Jul 12, 2013 | LIC Nomura MF Debt Exchange Traded Fund | Manager based on past experience but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will |
| Jul 12, 2013 | LIC Nomura MF Debt Exchange Traded Fund | Manager based on past experience but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will |
| Jul 12, 2013 | LIC Nomura MF Debt Exchange Traded Fund | Manager based on past experience but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will |
| Jul 12, 2013 | LIC Nomura MF Debt Exchange Traded Fund | Manager based on past experience but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will |
| Jul 12, 2013 | LIC Nomura MF Debt Exchange Traded Fund | Manager based on past experience but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will |
| Jul 12, 2013 | LIC Nomura MF Debt Exchange Traded Fund | Manager based on past experience but the total expenses shall not exceed the limits permitted by SEBI. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme will |
| Jul 15, 2013 | Canara Robeco Capital Oriented Fund Series - 2 Plan A & B | But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 15, 2013 | Canara Robeco Capital Oriented Fund Series - 2 Plan A & B | But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 15, 2013 | Canara Robeco Capital Oriented Fund Series - 2 Plan A & B | But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 15, 2013 | Canara Robeco Capital Oriented Fund Series - 2 Plan A & B | But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 15, 2013 | Canara Robeco Capital Oriented Fund Series - 2 Plan A & B | But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 15, 2013 | Canara Robeco Capital Oriented Fund Series - 2 Plan A & B | But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 15, 2013 | Canara Robeco Capital Oriented Fund Series - 2 Plan A & B | But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 15, 2013 | Canara Robeco Capital Oriented Fund Series - 2 Plan A & B | But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 15, 2013 | Canara Robeco Capital Oriented Fund Series - 2 Plan A & B | But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 15, 2013 | Canara Robeco Capital Oriented Fund Series - 2 Plan A & B | But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | IDFC FTP Series 29 to 34 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Jul 15, 2013 | IDFC FTP Series 29 to 34 | Following are the Fundamental Attributes of the scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulations: |
| Jul 15, 2013 | Canara Robeco Capital Oriented Fund Series - 2 Plan A & B | But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 15, 2013 | Canara Robeco Capital Oriented Fund Series - 2 Plan A & B | But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 15, 2013 | BNP Paribas Dual Advantage Series 1, II and III | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 16, 2013 | LIC Nomura FMP Series 70 & 71 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Jul 16, 2013 | Shriram Balanced Fund | As per the provisions of the Regulations, read with the amendments thereto, the following fee and expenses will be charged to the plans under the scheme. |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 17, 2013 | SBi Debt Fund Series 366 Days - 40 to 44 16 Months-1 and 36 months -4 to 8 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Jul 22, 2013 | Kotak Medium Term Fund | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 22, 2013 | Kotak Medium Term Fund | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 22, 2013 | Kotak Medium Term Fund | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 22, 2013 | Kotak Medium Term Fund | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 22, 2013 | Kotak Medium Term Fund | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 22, 2013 | Kotak Medium Term Fund | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 22, 2013 | Kotak Medium Term Fund | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 22, 2013 | Kotak Medium Term Fund | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 22, 2013 | Kotak Medium Term Fund | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 22, 2013 | Kotak Medium Term Fund | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 22, 2013 | Kotak Medium Term Fund | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 24, 2013 | Motilal Oswal MOSt Midcap Focused 30 Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The changed load structure shall be applicable on prospective basis. The load may also be changed from time to time and in |
| Jul 24, 2013 | Motilal Oswal MOSt Midcap Focused 30 Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The changed load structure shall be applicable on prospective basis. The load may also be changed from time to time and in |
| Jul 24, 2013 | Motilal Oswal MOSt Midcap Focused 30 Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The changed load structure shall be applicable on prospective basis. The load may also be changed from time to time and in |
| Jul 24, 2013 | Motilal Oswal MOSt Midcap Focused 30 Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The changed load structure shall be applicable on prospective basis. The load may also be changed from time to time and in |
| Jul 24, 2013 | Motilal Oswal MOSt Midcap Focused 30 Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The changed load structure shall be applicable on prospective basis. The load may also be changed from time to time and in |
| Jul 24, 2013 | Motilal Oswal MOSt Midcap Focused 30 Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The changed load structure shall be applicable on prospective basis. The load may also be changed from time to time and in |
| Jul 24, 2013 | Motilal Oswal MOSt Midcap Focused 30 Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The changed load structure shall be applicable on prospective basis. The load may also be changed from time to time and in |
| Jul 24, 2013 | Motilal Oswal MOSt Midcap Focused 30 Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The changed load structure shall be applicable on prospective basis. The load may also be changed from time to time and in |
| Jul 24, 2013 | J.P. Morgan India FMP Series 23 to 25 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Jul 24, 2013 | J.P. Morgan India FMP Series 23 to 25 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Jul 24, 2013 | J.P. Morgan India FMP Series 23 to 25 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Jul 24, 2013 | Motilal Oswal MOSt Ultra Short Term Bond Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Jul 24, 2013 | Motilal Oswal MOSt Ultra Short Term Bond Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Jul 24, 2013 | Motilal Oswal MOSt Ultra Short Term Bond Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Jul 24, 2013 | Motilal Oswal MOSt Ultra Short Term Bond Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Jul 24, 2013 | Motilal Oswal MOSt Ultra Short Term Bond Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Jul 24, 2013 | Motilal Oswal MOSt Ultra Short Term Bond Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Jul 24, 2013 | Motilal Oswal MOSt Ultra Short Term Bond Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Jul 24, 2013 | Motilal Oswal MOSt Ultra Short Term Bond Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Jul 24, 2013 | Motilal Oswal MOSt Ultra Short Term Bond Fund | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Jul 24, 2013 | Axis Hybrid Fund Series 8 to 10 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jul 24, 2013 | Axis Hybrid Fund Series 8 to 10 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jul 24, 2013 | Axis Hybrid Fund Series 8 to 10 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jul 24, 2013 | Axis Hybrid Fund Series 8 to 10 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jul 24, 2013 | Axis Hybrid Fund Series 8 to 10 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jul 24, 2013 | Axis Hybrid Fund Series 8 to 10 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jul 24, 2013 | Axis Hybrid Fund Series 8 to 10 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jul 24, 2013 | Axis Hybrid Fund Series 8 to 10 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jul 24, 2013 | Axis Hybrid Fund Series 8 to 10 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 26, 2013 | Birla Sun Life FTP Series HN to HW | 52(4) of SEBI (MF) Regulationsscheme. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | Tata FMP Series 45 Scheme A to E | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 29, 2013 | IDBI FMP Series III | f) additional expenses, incurred towards different heads mentioned under sub- regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20 per cent of daily net assets of the scheme.” |
| Jul 30, 2013 | Peerless Value Fund | schemeSEBI (MF) Regulations. |
| Jul 30, 2013 | Peerless Value Fund | schemeSEBI (MF) Regulations. |
| Jul 30, 2013 | Peerless Value Fund | schemeSEBI (MF) Regulations. |
| Jul 30, 2013 | Peerless Value Fund | schemeSEBI (MF) Regulations. |
| Jul 30, 2013 | Peerless Value Fund | schemeSEBI (MF) Regulations. |
| Jul 30, 2013 | Peerless Value Fund | schemeSEBI (MF) Regulations. |
| Jul 30, 2013 | Peerless Value Fund | schemeSEBI (MF) Regulations. |
| Jul 30, 2013 | Kotak FMP Series 113 -117 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Jul 30, 2013 | Kotak FMP Series 113 -117 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Jul 30, 2013 | Kotak FMP Series 113 -117 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Jul 30, 2013 | Kotak FMP Series 113 -117 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Jul 30, 2013 | Kotak FMP Series 113 -117 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Jul 30, 2013 | Kotak FMP Series 113 -117 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Jul 30, 2013 | Kotak FMP Series 113 -117 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Jul 30, 2013 | Kotak FMP Series 113 -117 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Jul 30, 2013 | Kotak FMP Series 113 -117 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Jul 30, 2013 | Kotak FMP Series 113 -117 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Jul 30, 2013 | Kotak FMP Series 113 -117 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Jul 30, 2013 | Peerless Value Fund | schemeSEBI (MF) Regulations. |
| Jul 30, 2013 | Kotak FMP Series 113 -117 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 01, 2013 | J.P. Morgan FMP Series 26 -27 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Aug 01, 2013 | J.P. Morgan FMP Series 26 -27 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Aug 01, 2013 | J.P. Morgan FMP Series 26 -27 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Aug 01, 2013 | ICICI Prudential FMP - Series 70 Plans A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 01, 2013 | ICICI Prudential FMP - Series 70 Plans A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 01, 2013 | ICICI Prudential FMP - Series 70 Plans A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 01, 2013 | ICICI Prudential FMP - Series 70 Plans A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 01, 2013 | ICICI Prudential FMP - Series 70 Plans A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 01, 2013 | ICICI Prudential FMP - Series 70 Plans A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 01, 2013 | ICICI Prudential FMP - Series 70 Plans A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 01, 2013 | ICICI Prudential FMP - Series 70 Plans A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 01, 2013 | ICICI Prudential FMP - Series 70 Plans A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 01, 2013 | ICICI Prudential FMP - Series 70 Plans A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 06, 2013 | Axis Asian Opportunites Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Aug 06, 2013 | Axis Asian Opportunites Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Aug 06, 2013 | Axis Asian Opportunites Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Aug 06, 2013 | Axis Asian Opportunites Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Aug 06, 2013 | Axis Asian Opportunites Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Aug 06, 2013 | Axis Fixed Income Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 06, 2013 | Axis Fixed Income Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 06, 2013 | Axis Fixed Income Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 06, 2013 | Axis Fixed Income Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | Baroda Pioneer FMP Series D to G | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Aug 06, 2013 | Baroda Pioneer FMP Series D to G | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Aug 06, 2013 | Axis Global Equity Alpha Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Aug 06, 2013 | Axis Global Equity Alpha Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Aug 06, 2013 | Axis Global Equity Alpha Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Aug 06, 2013 | Axis Global Equity Alpha Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Aug 06, 2013 | Axis Global Equity Alpha Fund | (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Aug 06, 2013 | Axis Fixed Income Opportunities Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 06, 2013 | BNP Paribas Fixed Term Plan Series 27 A to E | The following are the fundamental attributes of the schemeSEBI (Mutual Funds) Regulations, 1996: |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 08, 2013 | Birla Sun Life FTP - Series HX to IG | 52(4) of SEBI (MF) Regulationsscheme. |
| Aug 14, 2013 | JPMorgan India Fixed Maturity Plan-Series 26 - 31 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Aug 14, 2013 | JPMorgan India Fixed Maturity Plan-Series 26 - 31 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Aug 14, 2013 | JPMorgan India Fixed Maturity Plan-Series 26 - 31 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Aug 14, 2013 | HDFC Fixed Maturity Plans - Series 28 | 14. Other schemeSEBI (MF) Regulations; |
| Aug 14, 2013 | HDFC Fixed Maturity Plans - Series 28 | 14. Other schemeSEBI (MF) Regulations; |
| Aug 14, 2013 | HDFC Fixed Maturity Plans - Series 28 | 14. Other schemeSEBI (MF) Regulations; |
| Aug 14, 2013 | HDFC Fixed Maturity Plans - Series 28 | 14. Other schemeSEBI (MF) Regulations; |
| Aug 14, 2013 | HDFC Fixed Maturity Plans - Series 28 | 14. Other schemeSEBI (MF) Regulations; |
| Aug 14, 2013 | HDFC Fixed Maturity Plans - Series 28 | 14. Other schemeSEBI (MF) Regulations; |
| Aug 14, 2013 | HDFC Fixed Maturity Plans - Series 28 | 14. Other schemeSEBI (MF) Regulations; |
| Aug 19, 2013 | Testing of software used in or related to Trading and Risk Management | 11.2. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. |
| Aug 19, 2013 | Union KBC FMP Series 9 | other mutual funds, without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under management |
| Aug 19, 2013 | Union KBC FMP Series 9 | other mutual funds, without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under management |
| Aug 19, 2013 | Peerless Gilt Fund | schemeSEBI (MF) Regulations. |
| Aug 19, 2013 | Peerless Gilt Fund | schemeSEBI (MF) Regulations. |
| Aug 19, 2013 | Peerless Gilt Fund | schemeSEBI (MF) Regulations. |
| Aug 19, 2013 | Peerless Gilt Fund | schemeSEBI (MF) Regulations. |
| Aug 19, 2013 | Peerless Gilt Fund | schemeSEBI (MF) Regulations. |
| Aug 19, 2013 | Peerless Gilt Fund | schemeSEBI (MF) Regulations. |
| Aug 19, 2013 | Principal Pnb Fixed Maturity Plan-Series B9 to B10 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Aug 19, 2013 | Principal Pnb Fixed Maturity Plan-Series B9 to B10 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Aug 19, 2013 | Principal Pnb Fixed Maturity Plan-Series B9 to B10 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Aug 19, 2013 | Principal Pnb Fixed Maturity Plan-Series B9 to B10 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Aug 19, 2013 | Principal Pnb Fixed Maturity Plan-Series B9 to B10 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Aug 19, 2013 | Principal Pnb Fixed Maturity Plan-Series B9 to B10 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Aug 19, 2013 | Union KBC FMP Series 9 | other mutual funds, without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under management |
| Aug 19, 2013 | Peerless Gilt Fund | schemeSEBI (MF) Regulations. |
| Aug 19, 2013 | Principal Pnb Fixed Maturity Plan-Series B9 to B10 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Aug 20, 2013 | Baroda Pioneer FMP Series H,I,J,K, L,M | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Aug 20, 2013 | Baroda Pioneer FMP Series H,I,J,K, L,M | If any difficulties arise in giving effect to the provisions of the Schemes, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Aug 20, 2013 | Kotak FMP Series 118-132 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 20, 2013 | Kotak FMP Series 118-132 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 20, 2013 | Kotak FMP Series 118-132 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 20, 2013 | Kotak FMP Series 118-132 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 20, 2013 | Kotak FMP Series 118-132 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 20, 2013 | Kotak FMP Series 118-132 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 20, 2013 | Kotak FMP Series 118-132 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 20, 2013 | Kotak FMP Series 118-132 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 20, 2013 | Kotak FMP Series 118-132 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 20, 2013 | Kotak FMP Series 118-132 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 20, 2013 | Kotak FMP Series 118-132 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 20, 2013 | Kotak FMP Series 118-132 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Aug 21, 2013 | Pramerica Fixed Duration Fund Series 17 to 21 | liquid schemes of any other mutual fund, provided it is in conformity with the investment objective of the Scheme and in terms of prevailing Regulations. As per the Regulations, the AMC will not charge investment management fees for such investments. |
| Aug 21, 2013 | Pramerica Fixed Duration Fund Series 17 to 21 | liquid schemes of any other mutual fund, provided it is in conformity with the investment objective of the Scheme and in terms of prevailing Regulations. As per the Regulations, the AMC will not charge investment management fees for such investments. |
| Aug 21, 2013 | Religare Invesco FMP Series XXI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Aug 21, 2013 | Religare Invesco FMP Series XXI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Aug 21, 2013 | Religare Invesco FMP Series XXI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Aug 21, 2013 | Religare Invesco FMP Series XXI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Aug 21, 2013 | Religare Invesco FMP Series XXI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Aug 21, 2013 | Religare Invesco FMP Series XXI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Aug 21, 2013 | Religare Invesco FMP Series XXI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Aug 21, 2013 | Religare Invesco FMP Series XXI - Plan A to F | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Aug 22, 2013 | FDC Limited - Post Offer Public Announcement | applicable provisions, if any, of the Companies Act, 1956 (“the Act”), pursuant to Article 48(d) of the Articles of Association of the Company, the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 (“the Buy-Back Regulations”) and subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to SEBI, |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | L & T FMP Sr. IX (Plans A to J) | Fundamental attributes The following are the fundamental attributes of the Scheme/Plan, in terms of Regulation 18 (15A) of the SEBI Regulations: i. Type of the scheme i.e. a closed - ended debt Scheme with ten plans - Plans A to J |
| Aug 22, 2013 | L & T FMP Sr. IX (Plans A to J) | Fundamental attributes The following are the fundamental attributes of the Scheme/Plan, in terms of Regulation 18 (15A) of the SEBI Regulations: i. Type of the scheme i.e. a closed - ended debt Scheme with ten plans - Plans A to J |
| Aug 22, 2013 | BOI AXA Capital Protection Oriented Fund - Series 1 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Aug 22, 2013 | BOI AXA Capital Protection Oriented Fund - Series 1 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Aug 22, 2013 | BOI AXA Capital Protection Oriented Fund - Series 1 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Aug 22, 2013 | BOI AXA Capital Protection Oriented Fund - Series 1 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Aug 22, 2013 | BOI AXA Capital Protection Oriented Fund - Series 1 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Aug 22, 2013 | BOI AXA Capital Protection Oriented Fund - Series 1 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Aug 22, 2013 | BOI AXA Capital Protection Oriented Fund - Series 1 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Aug 22, 2013 | BOI AXA Capital Protection Oriented Fund - Series 1 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 22, 2013 | LIC Nomura FMP SR. 72-77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | DSP Blackrock FTP Series 36 -40 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock FTP Series 36 -40 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock FTP Series 36 -40 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock FTP Series 36 -40 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock FTP Series 36 -40 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock FTP Series 36 -40 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock FTP Series 36 -40 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | DSP Blackrock FMP Series 141 to 160 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Aug 26, 2013 | DSP Blackrock FMP Series 141 to 160 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Aug 26, 2013 | DSP Blackrock FMP Series 141 to 160 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Aug 26, 2013 | DSP Blackrock FMP Series 141 to 160 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Aug 26, 2013 | DSP Blackrock FMP Series 141 to 160 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Aug 26, 2013 | DSP Blackrock FMP Series 141 to 160 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Aug 26, 2013 | DSP Blackrock FMP Series 141 to 160 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Aug 26, 2013 | DSP Blackrock FMP Series 141 to 160 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | ICICI Prudentail FMP Series 71 Plan A to O | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 26, 2013 | ICICI Prudentail FMP Series 71 Plan A to O | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 26, 2013 | ICICI Prudentail FMP Series 71 Plan A to O | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 26, 2013 | ICICI Prudentail FMP Series 71 Plan A to O | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 26, 2013 | ICICI Prudentail FMP Series 71 Plan A to O | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 26, 2013 | ICICI Prudentail FMP Series 71 Plan A to O | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 26, 2013 | ICICI Prudentail FMP Series 71 Plan A to O | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 26, 2013 | ICICI Prudentail FMP Series 71 Plan A to O | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 26, 2013 | HSBC Fixed Term Series 98-100 | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| Aug 26, 2013 | HSBC Fixed Term Series 98-100 | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| Aug 26, 2013 | AXIS Yearly Interval Fund Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Aug 26, 2013 | AXIS Yearly Interval Fund Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Aug 26, 2013 | AXIS Yearly Interval Fund Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Aug 26, 2013 | AXIS Yearly Interval Fund Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Aug 26, 2013 | AXIS Yearly Interval Fund Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Aug 26, 2013 | AXIS Yearly Interval Fund Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Aug 26, 2013 | AXIS Yearly Interval Fund Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Aug 26, 2013 | AXIS Yearly Interval Fund Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Aug 26, 2013 | DSP Blackrock Dual Advantage Fund Series 21-25 | be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock Dual Advantage Fund Series 21-25 | be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock Dual Advantage Fund Series 21-25 | be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock Dual Advantage Fund Series 21-25 | be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock Dual Advantage Fund Series 21-25 | be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock Dual Advantage Fund Series 21-25 | be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock Dual Advantage Fund Series 21-25 | be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | BOI AXA FMP Series 7 to 8 | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Aug 26, 2013 | BOI AXA FMP Series 7 to 8 | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Aug 26, 2013 | BOI AXA FMP Series 7 to 8 | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Aug 26, 2013 | BOI AXA FMP Series 7 to 8 | this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Aug 26, 2013 | Sundaram Hybrid Fund Series F -J | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | DSP Blackrock FTP Series 36 -40 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | DSP Blackrock FTP Series 36 -40 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 26, 2013 | Sundaram Fixed Term Plan EN-FE | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Aug 26, 2013 | DSP Blackrock FMP Series 141 to 160 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Aug 26, 2013 | DSP Blackrock FMP Series 141 to 160 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | Birla Sund Life Capital Protection Oriented Fund Series -16 to Series 18 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 26, 2013 | ICICI Prudentail FMP Series 71 Plan A to O | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 26, 2013 | AXIS Yearly Interval Fund Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Aug 26, 2013 | AXIS Yearly Interval Fund Series 1 to 3 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Aug 26, 2013 | ICICI Prudentail FMP Series 71 Plan A to O | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 27, 2013 | Sundaram Select Micro Cap Series II - IV | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 27, 2013 | Sundaram Select Micro Cap Series II - IV | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 27, 2013 | Sundaram Select Micro Cap Series II - IV | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 27, 2013 | Sundaram Select Micro Cap Series II - IV | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 27, 2013 | Sundaram Select Micro Cap Series II - IV | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 27, 2013 | Sundaram Select Micro Cap Series II - IV | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 27, 2013 | Sundaram Select Micro Cap Series II - IV | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 27, 2013 | Sundaram Select Micro Cap Series II - IV | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 27, 2013 | Sundaram Select Micro Cap Series II - IV | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 27, 2013 | Sundaram Select Micro Cap Series II - IV | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 27, 2013 | Annual Report 2012-13 | investment policy. Mutual funds under the SEBI (Mutual Funds) Regulation, 1996 and collective investment schemes under SEBI (Collective Investment Schemes) Regulations, 1999, family trust, ESOP trusts, employee |
| Aug 27, 2013 | Annual Report 2012-13 | investment policy. Mutual funds under the SEBI (Mutual Funds) Regulation, 1996 and collective investment schemes under SEBI (Collective Investment Schemes) Regulations, 1999, family trust, ESOP trusts, employee |
| Aug 27, 2013 | Annual Report 2012-13 | investment policy. Mutual funds under the SEBI (Mutual Funds) Regulation, 1996 and collective investment schemes under SEBI (Collective Investment Schemes) Regulations, 1999, family trust, ESOP trusts, employee |
| Aug 27, 2013 | Annual Report 2012-13 | investment policy. Mutual funds under the SEBI (Mutual Funds) Regulation, 1996 and collective investment schemes under SEBI (Collective Investment Schemes) Regulations, 1999, family trust, ESOP trusts, employee |
| Aug 27, 2013 | Annual Report 2012-13 | investment policy. Mutual funds under the SEBI (Mutual Funds) Regulation, 1996 and collective investment schemes under SEBI (Collective Investment Schemes) Regulations, 1999, family trust, ESOP trusts, employee |
| Aug 27, 2013 | Annual Report 2012-13 | investment policy. Mutual funds under the SEBI (Mutual Funds) Regulation, 1996 and collective investment schemes under SEBI (Collective Investment Schemes) Regulations, 1999, family trust, ESOP trusts, employee |
| Aug 27, 2013 | Annual Report 2012-13 | investment policy. Mutual funds under the SEBI (Mutual Funds) Regulation, 1996 and collective investment schemes under SEBI (Collective Investment Schemes) Regulations, 1999, family trust, ESOP trusts, employee |
| Aug 27, 2013 | Sundaram Select Micro Cap Series II - IV | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 28, 2013 | Nitin Fire Protection Industries Limited | 10.7 The Company shall not withdraw the offer of Buyback after the Public Announcement is made. 10.8 It is confirmed that in terms of Regulation 19(2) of the Buyback Regulations, there is no pendency of any scheme of amalgamation or compromise or arrangement pursuant to the provisions of the Act outstanding as on date of |
| Aug 28, 2013 | Nitin Fire Protection Industries Limited | 10.7 The Company shall not withdraw the offer of Buyback after the Public Announcement is made. 10.8 It is confirmed that in terms of Regulation 19(2) of the Buyback Regulations, there is no pendency of any scheme of amalgamation or compromise or arrangement pursuant to the provisions of the Act outstanding as on date of |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | IDFC Fixed Term Plan Series 35 To 58 | scheme within the maximum limit of TER as per regulation 52 of the Regulations. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load |
| Aug 30, 2013 | IDFC Fixed Term Plan Series 35 To 58 | scheme within the maximum limit of TER as per regulation 52 of the Regulations. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load |
| Aug 30, 2013 | IDFC Fixed Term Plan Series 35 To 58 | scheme within the maximum limit of TER as per regulation 52 of the Regulations. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load |
| Aug 30, 2013 | IDFC Fixed Term Plan Series 35 To 58 | scheme within the maximum limit of TER as per regulation 52 of the Regulations. Service tax on exit load, if any, shall be paid out of the exit load proceeds and exit load |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | UTI-Fixed Term Income Fund Series XVII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 30, 2013 | UTI-Fixed Term Income Fund Series XVII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 30, 2013 | UTI-Fixed Term Income Fund Series XVII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 30, 2013 | UTI-Fixed Term Income Fund Series XVII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 30, 2013 | UTI-Fixed Term Income Fund Series XVII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 30, 2013 | UTI-Fixed Term Income Fund Series XVII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 30, 2013 | UTI-Fixed Term Income Fund Series XVII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 30, 2013 | UTI-Fixed Term Income Fund Series XVII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 30, 2013 | UTI-Fixed Term Income Fund Series XVII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 30, 2013 | UTI-Fixed Term Income Fund Series XVII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 30, 2013 | UTI-Fixed Term Income Fund Series XVII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | Birla Sun Life Fixed Term Plan Series IH to Series JA | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | BNP Paribas Fixed Term Fund Series 28 A, B, C, D and E | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Aug 30, 2013 | Canara Robeco Medium Term Opportunities Fund. | charge any management fees on this investment in the schemeSEBI (MF) Regulationsschemes unless full disclosure of its intention to |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | SBI Debt Fund Series 90 Days 78 to 87, 180 Days 27 to 31, 366 Days 45 to 54 &24 Months 3 to 5 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Aug 30, 2013 | UTI-Fixed Term Income Fund Series XVII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 02, 2013 | Union KBC Fixed Maturity Plan - Series 9 & 10 | other mutual funds, without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under management |
| Sep 02, 2013 | Union KBC Fixed Maturity Plan - Series 9 & 10 | other mutual funds, without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under management |
| Sep 02, 2013 | Principal Pnb Fixed Maturity Plan Series B9 to B12 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 02, 2013 | Principal Pnb Fixed Maturity Plan Series B9 to B12 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 02, 2013 | Principal Pnb Fixed Maturity Plan Series B9 to B12 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 02, 2013 | Principal Pnb Fixed Maturity Plan Series B9 to B12 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 02, 2013 | Principal Pnb Fixed Maturity Plan Series B9 to B12 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 02, 2013 | Principal Pnb Fixed Maturity Plan Series B9 to B12 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 02, 2013 | Union KBC Fixed Maturity Plan - Series 9 & 10 | other mutual funds, without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under management |
| Sep 02, 2013 | Principal Pnb Fixed Maturity Plan Series B9 to B12 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Sep 04, 2013 | DWS Fixed Maturity Plan - Series 40 to 45 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Sep 04, 2013 | DWS Fixed Maturity Plan - Series 40 to 45 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Sep 04, 2013 | DWS Fixed Maturity Plan - Series 40 to 45 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Sep 04, 2013 | DWS Fixed Maturity Plan - Series 40 to 45 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Sep 04, 2013 | DWS Fixed Maturity Plan - Series 40 to 45 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Sep 06, 2013 | AXIS Fixed Term Plan Series 42-51 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Sep 06, 2013 | AXIS Fixed Term Plan Series 42-51 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Sep 06, 2013 | AXIS Fixed Term Plan Series 42-51 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Sep 06, 2013 | AXIS Fixed Term Plan Series 42-51 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Sep 06, 2013 | AXIS Fixed Term Plan Series 42-51 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Sep 06, 2013 | AXIS Fixed Term Plan Series 42-51 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Sep 06, 2013 | AXIS Fixed Term Plan Series 42-51 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Sep 06, 2013 | AXIS Fixed Term Plan Series 42-51 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Sep 06, 2013 | AXIS Fixed Term Plan Series 42-51 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Sep 06, 2013 | AXIS Fixed Term Plan Series 42-51 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Sep 10, 2013 | Religare Invesco FMP Series 22 Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 10, 2013 | Religare Invesco FMP Series 22 Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 10, 2013 | Religare Invesco FMP Series 22 Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 10, 2013 | Religare Invesco FMP Series 22 Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 10, 2013 | Religare Invesco FMP Series 22 Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 10, 2013 | Religare Invesco FMP Series 22 Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 10, 2013 | Religare Invesco FMP Series 22 Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 10, 2013 | Religare Invesco FMP Series 22 Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 11, 2013 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Sep 11, 2013 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Sep 11, 2013 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Sep 11, 2013 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Sep 11, 2013 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Sep 11, 2013 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Sep 11, 2013 | HDFC Money Market Fund | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Sep 11, 2013 | HDFC Money Market Fund | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Sep 11, 2013 | HDFC Money Market Fund | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | HDFC Banking & PSU Debt Fund | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Sep 11, 2013 | HDFC Banking & PSU Debt Fund | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Sep 11, 2013 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Sep 11, 2013 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Sep 11, 2013 | HDFC Money Market Fund | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Sep 11, 2013 | HDFC Money Market Fund | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Fixed Interval Debt Series 30 Days 1, 90 Days 1 to 3, 180 Days 1 to 2 & 367 Days 1 to 4 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | SBI Debt Fund Series 30 Days 5 to 9, 16 Months 2, 17 Months 1 & 18 Months 12 to 13 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Sep 11, 2013 | HDFC Banking & PSU Debt Fund | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Sep 11, 2013 | Master Circular for Mutual Funds | 3 The filing fees was revised via gazette notification No. LAD-NRO/GN/2009-10/11/167759 on SEBI (Payment of Fees) (Amendment) Regulationsschemescheme information document(s) had been |
| Sep 12, 2013 | Risk Management Framework for Dedicated Debt Segment on Stock Exchanges | (ii) make necessaramendments to the relevant bye-laws, rules and regulations for |
| Sep 12, 2013 | Risk Management Framework for Dedicated Debt Segment on Stock Exchanges | (ii) make necessaramendments to the relevant bye-laws, rules and regulations for |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 13, 2013 | Tata FMP Series 46 (Scheme A to Scheme T) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Sep 16, 2013 | The Securities Laws (Amendment) Second Ordinance, 2013 | “(2A) Any scheme or arrangement made or offered by any person satisfying the conditions as may be specified in accordance with the regulations made under this Act.”; |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 16, 2013 | IDBI Fixed Maturity Plan - Series IV (Plan A to H) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Sep 18, 2013 | Edelweiss Debt and Corporate Opportunities Fund | transactions and 0.05% in case of derivatives transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Sep 18, 2013 | Edelweiss Debt and Corporate Opportunities Fund | transactions and 0.05% in case of derivatives transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Sep 18, 2013 | Edelweiss Debt and Corporate Opportunities Fund | transactions and 0.05% in case of derivatives transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Sep 18, 2013 | Edelweiss Debt and Corporate Opportunities Fund | transactions and 0.05% in case of derivatives transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Sep 18, 2013 | Edelweiss Debt and Corporate Opportunities Fund | transactions and 0.05% in case of derivatives transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Sep 18, 2013 | Edelweiss Debt and Corporate Opportunities Fund | transactions and 0.05% in case of derivatives transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Sep 18, 2013 | Edelweiss Debt and Corporate Opportunities Fund | transactions and 0.05% in case of derivatives transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Sep 18, 2013 | Edelweiss Debt and Corporate Opportunities Fund | transactions and 0.05% in case of derivatives transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Sep 18, 2013 | Edelweiss Debt and Corporate Opportunities Fund | transactions and 0.05% in case of derivatives transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Sep 18, 2013 | Edelweiss Debt and Corporate Opportunities Fund | transactions and 0.05% in case of derivatives transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Sep 23, 2013 | Mukand Limited | by our Company. We cannot assure you that we will be able to successfully renew the licences, approvals or permits necessary for our operations upon expiration. Additionally, if the relevant authorities enact new regulations, we cannot assure you that we will be able to successfully meet with such requirements or that the relevant authorities will issue or renew the licences or |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Reliance Fixed Horizon Fund XXV Scheme (Series 1- Series 35) | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | SBI Dual Advantage Fund Series 1, II & III | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 23, 2013 | Sundaram Capital Protection Oriented Fund 2 (Series A-B), 3 Years (Series A-B) and 5 Years (Series 5-6) | the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and |
| Sep 24, 2013 | SRG Securities Finance Ltd | time being, remain Unpaid thereon in such amounts, at such times or times, in accordance with the Company 's regulations require or fix for the payment there of. 13 The certificate of title to shares and duplicate there of when necessary shall be |
| Sep 25, 2013 | Easun Reyrolle Limited | Except as stated below, our Company is in compliance with all applicable regulations governing our business activities and has received the necessary consents, licenses, permissions and approvals from government and |
| Sep 26, 2013 | Investor Grievance Redressal Mechanism | a) make necessaramendments to the relevant bye-laws, rules and regulations |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Pure CBLO Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Birla Sun Life Banking and Financial Service Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 26, 2013 | Investor Grievance Redressal Mechanism | a) make necessaramendments to the relevant bye-laws, rules and regulations |
| Sep 27, 2013 | Bayer CropScience Limited - Draft Letter of Offer | desirable or appropriate for and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such or any of the purposes of these |
| Sep 27, 2013 | Bayer CropScience Limited - Draft Letter of Offer | desirable or appropriate for and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such or any of the purposes of these |
| Sep 27, 2013 | Bayer CropScience Limited - Draft Letter of Offer | desirable or appropriate for and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such or any of the purposes of these |
| Sep 27, 2013 | Bayer CropScience Limited - Draft Letter of Offer | desirable or appropriate for and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such or any of the purposes of these |
| Sep 27, 2013 | Bayer CropScience Limited - Draft Letter of Offer | desirable or appropriate for and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such or any of the purposes of these |
| Sep 27, 2013 | Bayer CropScience Limited - Draft Letter of Offer | desirable or appropriate for and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such or any of the purposes of these |
| Sep 27, 2013 | Bayer CropScience Limited - Draft Letter of Offer | desirable or appropriate for and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such or any of the purposes of these |
| Sep 30, 2013 | Simplification of registration requirements for Stock Brokers | b. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Sep 30, 2013 | Amendment to bye-laws of recognised stock exchanges with respect to non-compliance of certain listing conditions and adopting Standard Operating Procedure for suspension and revocation of trading of shares of listed entities for such non compliances | (a) make necessaramendments to the their bye-laws, rules or regulations, for |
| Sep 30, 2013 | Kotak US Equity Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsschemescheme |
| Sep 30, 2013 | Kotak US Equity Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsschemescheme |
| Sep 30, 2013 | Kotak US Equity Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsschemescheme |
| Sep 30, 2013 | Kotak US Equity Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsschemescheme |
| Sep 30, 2013 | Kotak US Equity Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsschemescheme |
| Sep 30, 2013 | Kotak US Equity Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsschemescheme |
| Sep 30, 2013 | Kotak US Equity Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsschemescheme |
| Sep 30, 2013 | Kotak US Equity Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsschemescheme |
| Sep 30, 2013 | Kotak US Equity Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsschemescheme |
| Sep 30, 2013 | Kotak US Equity Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsschemescheme |
| Sep 30, 2013 | Kotak US Equity Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsschemescheme |
| Sep 30, 2013 | Kotak US Equity Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulationsschemescheme |
| Sep 30, 2013 | Simplification of registration requirements for Stock Brokers | b. make necessaramendments to the relevant bye-laws, rules and regulations for |
| Sep 30, 2013 | Amendment to bye-laws of recognised stock exchanges with respect to non-compliance of certain listing conditions and adopting Standard Operating Procedure for suspension and revocation of trading of shares of listed entities for such non compliances | (a) make necessaramendments to the their bye-laws, rules or regulations, for |
| Oct 01, 2013 | Polson Limited | such separate account shall be used as the ASBA Account for the application, in accordance with the applicable regulations. In case of non – receipt of CAF, application can be made on plain paper mentioning all necessary |
| Oct 01, 2013 | Mirae Asset Fixed Maturity Plan - Series (I - II) | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Oct 01, 2013 | Mirae Asset Fixed Maturity Plan - Series (I - II) | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Oct 01, 2013 | Mirae Asset Fixed Maturity Plan - Series (I - II) | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Oct 01, 2013 | Mirae Asset Fixed Maturity Plan - Series (I - II) | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Oct 01, 2013 | Mirae Asset Fixed Maturity Plan - Series (I - II) | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Oct 01, 2013 | Mirae Asset Fixed Maturity Plan - Series (I - II) | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Oct 01, 2013 | Mirae Asset Fixed Maturity Plan - Series (I - II) | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Oct 01, 2013 | Mirae Asset Fixed Maturity Plan - Series (I - II) | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Oct 01, 2013 | Mirae Asset Fixed Maturity Plan - Series (I - II) | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Oct 01, 2013 | Mirae Asset Fixed Maturity Plan - Series (I - II) | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Oct 03, 2013 | Coromandel Engineering Limited | the RBI, are permitted to undertake fresh investments as incorporated non-resident entities in terms of Regulation 5(1) of RBI Notification No.20/2000-RB dated May 3, 2000, under the foreign direct investment scheme with the prior approval of Government of India if the investment is through the |
| Oct 03, 2013 | Garware Wall Ropes Limited - Public Announcement | 69 and Section 70(1) and all other applicable provisions of the Companies Act, 2013 (both collectively referred to as “the Act”) and the Securities and Exchange Board of India (Buyback of Securities) Regulations, 1998 (hereinafter referred to as “Buy back Regulations”) and Article 24 of the Articles of Association of the Company and subject to such other approvals, permissions and sanctions as may be necessary from statutory authorities including but not |
| Oct 04, 2013 | Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure | 7. The recognised stock exchanges and recognised clearing corporations may make necessaramendment to their existing byelaws, rules and/or regulations, wherever required. |
| Oct 04, 2013 | Religare Invesco US Value Equity Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 04, 2013 | Religare Invesco US Value Equity Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 04, 2013 | Religare Invesco US Value Equity Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 04, 2013 | Religare Invesco US Value Equity Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 04, 2013 | Religare Invesco US Value Equity Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 04, 2013 | Religare Invesco US Value Equity Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 04, 2013 | Facilitating transaction in Mutual Fund schemes through the Stock Exchange Infrastructure | 7. The recognised stock exchanges and recognised clearing corporations may make necessaramendment to their existing byelaws, rules and/or regulations, wherever required. |
| Oct 10, 2013 | Mitcon Consultancy and Engineering Services Limited | necessarSEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Oct 10, 2013 | Mitcon Consultancy and Engineering Services Limited | necessarSEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Oct 10, 2013 | Mitcon Consultancy and Engineering Services Limited | necessarSEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Oct 10, 2013 | Mitcon Consultancy and Engineering Services Limited | necessarSEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Oct 10, 2013 | Mitcon Consultancy and Engineering Services Limited | necessarSEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Oct 10, 2013 | Mitcon Consultancy and Engineering Services Limited | necessarSEBI (Buy back of Shares) Regulations as may be permitted by law. |
| Oct 11, 2013 | Religare Invesco Global Equity Income Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 11, 2013 | Religare Invesco Global Equity Income Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 11, 2013 | Religare Invesco Global Equity Income Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 11, 2013 | Religare Invesco Global Equity Income Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 11, 2013 | Religare Invesco Global Equity Income Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 11, 2013 | Religare Invesco Global Equity Income Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 11, 2013 | Amrapali Capital and Finance Services Limited | the scheme of cornering retail allotment and forking out big gain on sale immediately after listing. He had violated section 12A of the SEBI Act, 1992, Regulation 3 of the SEBI (Fraudulent and Unfair Trade practices relating to Securities Market) Regulations, 2003 and the provisions of the SEBI (Disclosure and Investor Protection ) Guidelines, 2000. The SEBI Board in terms of Section 19 of the Securities and Exchange Board of |
| Oct 11, 2013 | Amrapali Capital and Finance Services Limited | the scheme of cornering retail allotment and forking out big gain on sale immediately after listing. He had violated section 12A of the SEBI Act, 1992, Regulation 3 of the SEBI (Fraudulent and Unfair Trade practices relating to Securities Market) Regulations, 2003 and the provisions of the SEBI (Disclosure and Investor Protection ) Guidelines, 2000. The SEBI Board in terms of Section 19 of the Securities and Exchange Board of |
| Oct 14, 2013 | ICICI Prudential Fixed Maturity Plan-Series 72 Plan A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 14, 2013 | ICICI Prudential Fixed Maturity Plan-Series 72 Plan A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 14, 2013 | ICICI Prudential Fixed Maturity Plan-Series 72 Plan A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 14, 2013 | ICICI Prudential Fixed Maturity Plan-Series 72 Plan A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 14, 2013 | ICICI Prudential Fixed Maturity Plan-Series 72 Plan A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 14, 2013 | ICICI Prudential Fixed Maturity Plan-Series 72 Plan A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 14, 2013 | ICICI Prudential Fixed Maturity Plan-Series 72 Plan A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 14, 2013 | ICICI Prudential Fixed Maturity Plan-Series 72 Plan A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | Stellar Capital Services Limited | Application by Mutual Funds As per the current regulations, the follo No mutual fund scheme shall invest m |
| Oct 14, 2013 | ICICI Prudential Fixed Maturity Plan-Series 72 Plan A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 14, 2013 | Sundaram Fixed Term Plan-FF-GD | fee that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Oct 14, 2013 | ICICI Prudential Fixed Maturity Plan-Series 72 Plan A to T | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 15, 2013 | HDFC Fixed Maturity Plans - Series 29 | 14. Other schemeSEBI (MF) Regulations; |
| Oct 15, 2013 | HDFC Fixed Maturity Plans - Series 29 | 14. Other schemeSEBI (MF) Regulations; |
| Oct 15, 2013 | HDFC Fixed Maturity Plans - Series 29 | 14. Other schemeSEBI (MF) Regulations; |
| Oct 15, 2013 | HDFC Fixed Maturity Plans - Series 29 | 14. Other schemeSEBI (MF) Regulations; |
| Oct 15, 2013 | HDFC Fixed Maturity Plans - Series 29 | 14. Other schemeSEBI (MF) Regulations; |
| Oct 15, 2013 | HDFC Fixed Maturity Plans - Series 29 | 14. Other schemeSEBI (MF) Regulations; |
| Oct 15, 2013 | HDFC Fixed Maturity Plans - Series 29 | 14. Other schemeSEBI (MF) Regulations; |
| Oct 17, 2013 | ICICI Prudential MIP 35 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 17, 2013 | ICICI Prudential MIP 35 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 17, 2013 | ICICI Prudential MIP 35 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 17, 2013 | ICICI Prudential MIP 35 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 17, 2013 | ICICI Prudential MIP 35 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 17, 2013 | ICICI Prudential MIP 35 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 17, 2013 | ICICI Prudential MIP 35 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 17, 2013 | ICICI Prudential MIP 35 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 17, 2013 | ICICI Prudential MIP 35 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 17, 2013 | Religare Invesco Asia Consumer Demand Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 17, 2013 | Religare Invesco Asia Consumer Demand Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 17, 2013 | Religare Invesco Asia Consumer Demand Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 17, 2013 | Religare Invesco Asia Consumer Demand Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 17, 2013 | Religare Invesco Asia Consumer Demand Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 17, 2013 | Religare Invesco Asia Consumer Demand Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 17, 2013 | Religare Invesco Asia Consumer Demand Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 17, 2013 | ICICI Prudential MIP 35 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 17, 2013 | ICICI Prudential MIP 35 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Oct 23, 2013 | DWS Medium Term Income Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 23, 2013 | DWS Medium Term Income Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 23, 2013 | DWS Medium Term Income Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Union KBC Capital Protection Oriented Fund - Series 4 & 5 | other mutual funds without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under the |
| Oct 23, 2013 | Union KBC Capital Protection Oriented Fund - Series 4 & 5 | other mutual funds without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under the |
| Oct 23, 2013 | Union KBC Capital Protection Oriented Fund - Series 4 & 5 | other mutual funds without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under the |
| Oct 23, 2013 | Union KBC Capital Protection Oriented Fund - Series 4 & 5 | other mutual funds without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under the |
| Oct 23, 2013 | Union KBC Capital Protection Oriented Fund - Series 4 & 5 | other mutual funds without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under the |
| Oct 23, 2013 | DWS Medium Term Income Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Birla Sun Life Fixed Term Plan - Series JB to Series KE | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Oct 23, 2013 | Union KBC Capital Protection Oriented Fund - Series 4 & 5 | other mutual funds without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under the |
| Oct 24, 2013 | Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer. | LAD-NRO/GN/2013-14/27/6720 dated October 08, 2013. In this regard, through said ITP Regulations, necessarSEBI (Issue of Capital and Disclosure Requirements) Regulations 2009 (ICDR Regulations) by |
| Oct 24, 2013 | Listing of specified securities of small and medium enterprises on the Institutional Trading Platform in a SME Exchange without making an initial public offer. | LAD-NRO/GN/2013-14/27/6720 dated October 08, 2013. In this regard, through said ITP Regulations, necessarSEBI (Issue of Capital and Disclosure Requirements) Regulations 2009 (ICDR Regulations) by |
| Oct 25, 2013 | BOI AXA FMP Series 9 to 14 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Oct 25, 2013 | BOI AXA FMP Series 9 to 14 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Oct 25, 2013 | BOI AXA FMP Series 9 to 14 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Oct 25, 2013 | BOI AXA FMP Series 9 to 14 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Oct 25, 2013 | Sundaram RGESS Fund Series I-V | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Oct 25, 2013 | Sundaram RGESS Fund Series I-V | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Oct 25, 2013 | Sundaram RGESS Fund Series I-V | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Oct 25, 2013 | Sundaram RGESS Fund Series I-V | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Oct 25, 2013 | Sundaram RGESS Fund Series I-V | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Oct 25, 2013 | Sundaram RGESS Fund Series I-V | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Oct 25, 2013 | Sundaram RGESS Fund Series I-V | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Oct 25, 2013 | Sundaram RGESS Fund Series I-V | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Oct 25, 2013 | Sundaram RGESS Fund Series I-V | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Oct 29, 2013 | HSBC Fixed Term Series 101-104 | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| Oct 29, 2013 | HSBC Fixed Term Series 101-104 | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| Oct 29, 2013 | HSBC Fixed Term Series 101-104 | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| Oct 29, 2013 | JPMorgan Europe Dynamic Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| Oct 29, 2013 | JPMorgan Europe Dynamic Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| Oct 29, 2013 | JPMorgan Europe Dynamic Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| Oct 29, 2013 | JPMorgan Europe Dynamic Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| Oct 29, 2013 | JPMorgan Europe Dynamic Equity Offshore Fund | expenses of other underlying schemes in which the Scheme is invested from time to time. Any excess over the limits prescribed in the SEBI Regulations will be borne by the AMC. |
| Oct 29, 2013 | Religare Invesco Pan European Equity Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 29, 2013 | Religare Invesco Pan European Equity Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 29, 2013 | Religare Invesco Pan European Equity Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 29, 2013 | Religare Invesco Pan European Equity Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 29, 2013 | Religare Invesco Pan European Equity Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 29, 2013 | Religare Invesco Pan European Equity Fund | of 0.12% for cash market transactions and 0.05% for derivatives transactions may be charged to the schemeSEBI (MF) Regulations. |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Sinclairs Hotels Limited - Draft Letter of Offer | Association of the Company, Sections 77A, 77AA, 77B of the Companies Act, 1956 as amended, Regulation 4(1)(a) and other applicable provisions contained in the Buyback Regulations and subject to such other approvals, permissions and sanctions as may be necessary, from time to time from |
| Oct 29, 2013 | Sinclairs Hotels Limited - Draft Letter of Offer | Association of the Company, Sections 77A, 77AA, 77B of the Companies Act, 1956 as amended, Regulation 4(1)(a) and other applicable provisions contained in the Buyback Regulations and subject to such other approvals, permissions and sanctions as may be necessary, from time to time from |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Oct 29, 2013 | Reliance Japan Equity Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Nov 05, 2013 | Circuit Systems (India) Limited - Draft Letter of Offer | the extent necessary or required from the concerned authorities including approvals from the Reserve Bank of India under the Foreign Exchange Management Act, 1999 and rules and regulations framed thereunder, if any. |
| Nov 05, 2013 | Circuit Systems (India) Limited - Draft Letter of Offer | the extent necessary or required from the concerned authorities including approvals from the Reserve Bank of India under the Foreign Exchange Management Act, 1999 and rules and regulations framed thereunder, if any. |
| Nov 06, 2013 | System Audit of Stock Brokers / Trading Members | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision, wherever applicable. |
| Nov 13, 2013 | DWS Fixed Maturity Plan - Series 46 to 55 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Nov 13, 2013 | DWS Fixed Maturity Plan - Series 46 to 55 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Nov 13, 2013 | DWS Fixed Maturity Plan - Series 46 to 55 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Nov 13, 2013 | DWS Fixed Maturity Plan - Series 46 to 55 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Nov 13, 2013 | DWS Fixed Maturity Plan - Series 46 to 55 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Nov 13, 2013 | DWS Fixed Maturity Plan - Series 46 to 55 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 14, 2013 | Reliance Dual Advantage Fixed Tenure Fund V (Plan A - Plan I) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Nov 18, 2013 | IDFC Fixed Term Plan - Series 59 to 82 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 18, 2013 | IDFC Fixed Term Plan - Series 59 to 82 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 18, 2013 | IDFC Fixed Term Plan - Series 59 to 82 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | ICICI Prudential Capital Protection Oritented Fund V - Plan A to A | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Nov 18, 2013 | ICICI Prudential Capital Protection Oritented Fund V - Plan A to A | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Nov 18, 2013 | ICICI Prudential Capital Protection Oritented Fund V - Plan A to A | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Nov 18, 2013 | ICICI Prudential Capital Protection Oritented Fund V - Plan A to A | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Nov 18, 2013 | ICICI Prudential Capital Protection Oritented Fund V - Plan A to A | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Nov 18, 2013 | ICICI Prudential Capital Protection Oritented Fund V - Plan A to A | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Nov 18, 2013 | ICICI Prudential Capital Protection Oritented Fund V - Plan A to A | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Nov 18, 2013 | ICICI Prudential Capital Protection Oritented Fund V - Plan A to A | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Nov 18, 2013 | ICICI Prudential Capital Protection Oritented Fund V - Plan A to A | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Nov 18, 2013 | ICICI Prudential Capital Protection Oritented Fund V - Plan A to A | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Nov 18, 2013 | IDFC Fixed Term Plan - Series 59 to 82 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | Birla Sun Life Rajiv Gandhi Equity Savings Scheme - Series 2 and 3 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Nov 18, 2013 | ICICI Prudential Capital Protection Oritented Fund V - Plan A to A | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Nov 20, 2013 | Review of guidelines governing stock related employee benefit schemes | necessary regulations governing them should |
| Nov 20, 2013 | Review of guidelines governing stock related employee benefit schemes | necessary regulations governing them should |
| Nov 20, 2013 | Sundaram Fixed Income Interval Fund Plan 1-5 | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Nov 20, 2013 | Sundaram Fixed Income Interval Fund Plan 1-5 | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Nov 20, 2013 | Sundaram Fixed Income Interval Fund Plan 1-5 | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Nov 20, 2013 | Sundaram Fixed Income Interval Fund Plan 1-5 | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Nov 20, 2013 | Sundaram Fixed Income Interval Fund Plan 1-5 | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Nov 20, 2013 | Sundaram Fixed Income Interval Fund Plan 1-5 | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Nov 20, 2013 | Sundaram Fixed Income Interval Fund Plan 1-5 | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Nov 20, 2013 | Sundaram Fixed Income Interval Fund Plan 1-5 | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Nov 25, 2013 | NTPC Limited Prospectus | consider appropriate subject to such approvals and sanctions as may be necessary and subject to such limits, restrictions, terms and conditions, etc. as may be required under the provisions of the Act/ Regulations/ Rules applicable from time to time including the amendment(s), if any, thereto. |
| Nov 25, 2013 | L and T FMP-Series X | The AMC shall charge the schemescheme within the maximum limit of total recurring expenses as per Regulation 52 for investor education and awareness initiatives. In accordance with Regulation 52 (6A), the following expenses can be charged in addition to the existing total recurring expenses charged under Regulation 52 (6): |
| Nov 25, 2013 | L and T FMP-Series X | The AMC shall charge the schemescheme within the maximum limit of total recurring expenses as per Regulation 52 for investor education and awareness initiatives. In accordance with Regulation 52 (6A), the following expenses can be charged in addition to the existing total recurring expenses charged under Regulation 52 (6): |
| Nov 25, 2013 | L and T FMP-Series X | The AMC shall charge the schemescheme within the maximum limit of total recurring expenses as per Regulation 52 for investor education and awareness initiatives. In accordance with Regulation 52 (6A), the following expenses can be charged in addition to the existing total recurring expenses charged under Regulation 52 (6): |
| Nov 26, 2013 | Adjudication Order in respect of M/s. Krishna Enterprises (Shri K. Rajendran- Sole Proprietor) and M/s. Rajesh Services Centre (Smt. R. Dhanalakshmi - Sole Proprietor) - (In the matter of Edserve Softsystems Limited) | device or contrivance in contravention of the provisions of the Act or the rules or the regulations made thereunder; (c) employ any device, scheme or artifice to defraud in connection with dealing in or |
| Nov 26, 2013 | Adjudication Order in respect of M/s. Krishna Enterprises (Shri K. Rajendran- Sole Proprietor) and M/s. Rajesh Services Centre (Smt. R. Dhanalakshmi - Sole Proprietor) - (In the matter of Edserve Softsystems Limited) | device or contrivance in contravention of the provisions of the Act or the rules or the regulations made thereunder; (c) employ any device, scheme or artifice to defraud in connection with dealing in or |
| Nov 26, 2013 | IIFL Fixed Maturity Plan - Series 9 & 10 | securities maturing on or before the maturity of the schemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time The AMC will follow a structured investment process in order to identify the best securities for investment and has developed an internal research |
| Nov 26, 2013 | IIFL Fixed Maturity Plan - Series 9 & 10 | securities maturing on or before the maturity of the schemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time The AMC will follow a structured investment process in order to identify the best securities for investment and has developed an internal research |
| Nov 26, 2013 | IIFL Fixed Maturity Plan - Series 9 & 10 | securities maturing on or before the maturity of the schemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time The AMC will follow a structured investment process in order to identify the best securities for investment and has developed an internal research |
| Nov 26, 2013 | IIFL Fixed Maturity Plan - Series 9 & 10 | securities maturing on or before the maturity of the schemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time The AMC will follow a structured investment process in order to identify the best securities for investment and has developed an internal research |
| Nov 26, 2013 | IIFL Fixed Maturity Plan - Series 9 & 10 | securities maturing on or before the maturity of the schemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time The AMC will follow a structured investment process in order to identify the best securities for investment and has developed an internal research |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | IIFL Fixed Maturity Plan - Series 9 & 10 | securities maturing on or before the maturity of the schemeSEBI (Mutual Fund) Regulations, 1996, as amended from time to time The AMC will follow a structured investment process in order to identify the best securities for investment and has developed an internal research |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 26, 2013 | SBI Tax Advantage Fund - Series - III | cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the |
| Nov 27, 2013 | IDFC Interval Fund - Series 4 to 9 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 27, 2013 | IDFC Interval Fund - Series 4 to 9 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 27, 2013 | IDFC Interval Fund - Series 4 to 9 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Nov 28, 2013 | Principal Index Fund - Midcap | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | LIC Nomura Capital Protection Oriented Fund - Seried 2 | The schemeSEBI (MF) Regulationsscheme is allowed to invest within a range of 5% of the intended allocation (floor and cap) against each sub asset class/credit rating. The intended allocation percentage to net assets, based on |
| Nov 28, 2013 | Principal Index Fund - Midcap | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Nov 29, 2013 | Consultation Paper and Draft SEBI (Research Analyst) Regulations | developments globally, we are prima facie of the view that clearer and more specific regulations for research analysts are necessary to address the potential and actual conflicts that may exist in the Indian Securities market. |
| Dec 02, 2013 | JP Morgan FMP Series 32-34 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Dec 02, 2013 | JP Morgan FMP Series 32-34 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Dec 02, 2013 | JP Morgan FMP Series 32-34 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Dec 02, 2013 | Kotak Hybrid Fixed Term Plan Series 2 and Series 3 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Dec 02, 2013 | Kotak Hybrid Fixed Term Plan Series 2 and Series 3 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Dec 02, 2013 | Kotak Hybrid Fixed Term Plan Series 2 and Series 3 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Dec 02, 2013 | Kotak Hybrid Fixed Term Plan Series 2 and Series 3 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Dec 02, 2013 | Kotak Hybrid Fixed Term Plan Series 2 and Series 3 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Dec 02, 2013 | Kotak Hybrid Fixed Term Plan Series 2 and Series 3 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Dec 02, 2013 | Kotak Hybrid Fixed Term Plan Series 2 and Series 3 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Dec 02, 2013 | Kotak Hybrid Fixed Term Plan Series 2 and Series 3 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Dec 02, 2013 | Kotak Hybrid Fixed Term Plan Series 2 and Series 3 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Dec 02, 2013 | Kotak Hybrid Fixed Term Plan Series 2 and Series 3 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Dec 02, 2013 | Kotak Hybrid Fixed Term Plan Series 2 and Series 3 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | ICICI Prudential Value Fund Series 3 and 4 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 02, 2013 | ICICI Prudential Value Fund Series 3 and 4 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 02, 2013 | ICICI Prudential Value Fund Series 3 and 4 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 02, 2013 | ICICI Prudential Value Fund Series 3 and 4 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 02, 2013 | ICICI Prudential Value Fund Series 3 and 4 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 02, 2013 | ICICI Prudential Value Fund Series 3 and 4 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 02, 2013 | ICICI Prudential Value Fund Series 3 and 4 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 02, 2013 | ICICI Prudential Value Fund Series 3 and 4 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 02, 2013 | Baroda Pioneer Money Market Opportunities Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Dec 02, 2013 | HDFC Capital Protection Oriented Fund - Series II | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Dec 02, 2013 | HDFC Capital Protection Oriented Fund - Series II | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Dec 02, 2013 | HDFC Capital Protection Oriented Fund - Series II | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | UTI Medium Term Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Dec 02, 2013 | ICICI Prudential Value Fund Series 3 and 4 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 02, 2013 | HDFC Capital Protection Oriented Fund - Series II | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Dec 02, 2013 | HDFC Capital Protection Oriented Fund - Series II | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Dec 02, 2013 | ICICI Prudential Value Fund Series 3 and 4 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 03, 2013 | Illustrative format of Statement of Assets & Liabilities in SEBI (ICDR) Regulations, 2009 | 4. It may be noted that necessary amendments to SEBI (ICDR) Regulations, 2009 are |
| Dec 03, 2013 | Kotak FMP Series 133-153 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Dec 03, 2013 | Kotak FMP Series 133-153 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Dec 03, 2013 | Kotak FMP Series 133-153 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Dec 03, 2013 | Kotak FMP Series 133-153 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Dec 03, 2013 | Kotak FMP Series 133-153 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Dec 03, 2013 | Kotak FMP Series 133-153 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Dec 03, 2013 | Kotak FMP Series 133-153 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Dec 03, 2013 | Kotak FMP Series 133-153 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Dec 03, 2013 | Kotak FMP Series 133-153 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Dec 03, 2013 | Kotak FMP Series 133-153 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Dec 03, 2013 | Kotak FMP Series 133-153 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Dec 03, 2013 | Kotak FMP Series 133-153 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve the investment objective by way of a judicious portfolio mix comprising of debt, money market |
| Dec 03, 2013 | Illustrative format of Statement of Assets & Liabilities in SEBI (ICDR) Regulations, 2009 | 4. It may be noted that necessary amendments to SEBI (ICDR) Regulations, 2009 are |
| Dec 04, 2013 | Simplification of demat account opening process [Annexure - Rights and Obligations of Beneficial Owners and Depository Participants Document] | iii. Make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision in co- ordination with each another to achieve uniformity in approach. |
| Dec 04, 2013 | Circuit Systems (India) Limited Letter of Offer | the extent necessary or required from the concerned authorities including approvals from the Reserve Bank of India under the Foreign Exchange Management Act, 1999 and rules and regulations framed there under, if any. |
| Dec 04, 2013 | Circuit Systems (India) Limited Letter of Offer | the extent necessary or required from the concerned authorities including approvals from the Reserve Bank of India under the Foreign Exchange Management Act, 1999 and rules and regulations framed there under, if any. |
| Dec 04, 2013 | Sinclairs Hotels Limited - Letter of Offer | the Company, Sections 77A, 77AA, 77B of the Companies Act, 1956 as amended, Regulation 4(1)(a) and other applicable provisions contained in the Buyback Regulations and subject to such other approvals, permissions and sanctions as may be necessary, from time to time from statutory authorities |
| Dec 04, 2013 | Sinclairs Hotels Limited - Letter of Offer | the Company, Sections 77A, 77AA, 77B of the Companies Act, 1956 as amended, Regulation 4(1)(a) and other applicable provisions contained in the Buyback Regulations and subject to such other approvals, permissions and sanctions as may be necessary, from time to time from statutory authorities |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Principal Asset Allocation Fund Of Funds | Permissible Investments or Investments: Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | BOI AXA Capital Protection Oriented Fund - Series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Dec 05, 2013 | BOI AXA Capital Protection Oriented Fund - Series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Dec 05, 2013 | BOI AXA Capital Protection Oriented Fund - Series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Dec 05, 2013 | BOI AXA Capital Protection Oriented Fund - Series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Dec 05, 2013 | BOI AXA Capital Protection Oriented Fund - Series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Dec 05, 2013 | BOI AXA Capital Protection Oriented Fund - Series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Dec 05, 2013 | BOI AXA Capital Protection Oriented Fund - Series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Dec 05, 2013 | BOI AXA Capital Protection Oriented Fund - Series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Frontline Securities Limited - Draft Letter of Offer | to as the “Companies Act”), the provisions of Regulation 4(1)(a) and other applicable provisions of the Buy Back Regulations, and all other applicable acts, rules, regulations and statutory provisions including any amendmentsary and subject to such conditions, modifications and observations, if any, as |
| Dec 05, 2013 | Frontline Securities Limited - Draft Letter of Offer | to as the “Companies Act”), the provisions of Regulation 4(1)(a) and other applicable provisions of the Buy Back Regulations, and all other applicable acts, rules, regulations and statutory provisions including any amendmentsary and subject to such conditions, modifications and observations, if any, as |
| Dec 05, 2013 | Frontline Securities Limited - Draft Letter of Offer | to as the “Companies Act”), the provisions of Regulation 4(1)(a) and other applicable provisions of the Buy Back Regulations, and all other applicable acts, rules, regulations and statutory provisions including any amendmentsary and subject to such conditions, modifications and observations, if any, as |
| Dec 05, 2013 | Frontline Securities Limited - Draft Letter of Offer | to as the “Companies Act”), the provisions of Regulation 4(1)(a) and other applicable provisions of the Buy Back Regulations, and all other applicable acts, rules, regulations and statutory provisions including any amendmentsary and subject to such conditions, modifications and observations, if any, as |
| Dec 05, 2013 | Frontline Securities Limited - Draft Letter of Offer | to as the “Companies Act”), the provisions of Regulation 4(1)(a) and other applicable provisions of the Buy Back Regulations, and all other applicable acts, rules, regulations and statutory provisions including any amendmentsary and subject to such conditions, modifications and observations, if any, as |
| Dec 05, 2013 | Frontline Securities Limited - Draft Letter of Offer | to as the “Companies Act”), the provisions of Regulation 4(1)(a) and other applicable provisions of the Buy Back Regulations, and all other applicable acts, rules, regulations and statutory provisions including any amendmentsary and subject to such conditions, modifications and observations, if any, as |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Tata Dual Advantage Fund (Scheme B to Scheme D) | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Birla Sun Life Fixed Term Plan - Corporate Bond Series A to Series E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Peerless FMP Series 6 to 10 | schemeSEBI (MF) Regulations. |
| Dec 05, 2013 | Principal Asset Allocation Fund Of Funds | Permissible Investments or Investments: Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Dec 05, 2013 | Frontline Securities Limited - Draft Letter of Offer | to as the “Companies Act”), the provisions of Regulation 4(1)(a) and other applicable provisions of the Buy Back Regulations, and all other applicable acts, rules, regulations and statutory provisions including any amendmentsary and subject to such conditions, modifications and observations, if any, as |
| Dec 06, 2013 | HDFC Debt Fund for Caner Cure 2014 | funds, provided it is in conformity with the investment objectives of the Scheme and in terms of the prevailing SEBI (MF) RegulationsSEBI (MF) Regulationsscheme investment made by all the |
| Dec 06, 2013 | HDFC Debt Fund for Caner Cure 2014 | funds, provided it is in conformity with the investment objectives of the Scheme and in terms of the prevailing SEBI (MF) RegulationsSEBI (MF) Regulationsscheme investment made by all the |
| Dec 06, 2013 | HDFC Debt Fund for Caner Cure 2014 | funds, provided it is in conformity with the investment objectives of the Scheme and in terms of the prevailing SEBI (MF) RegulationsSEBI (MF) Regulationsscheme investment made by all the |
| Dec 06, 2013 | HDFC Debt Fund for Caner Cure 2014 | funds, provided it is in conformity with the investment objectives of the Scheme and in terms of the prevailing SEBI (MF) RegulationsSEBI (MF) Regulationsscheme investment made by all the |
| Dec 07, 2013 | Report of the High Level Committee to review the Insider Trading Regulations | necessary to monitor compliance with these regulations. |
| Dec 07, 2013 | Report of the High Level Committee to review the Insider Trading Regulations | necessary to monitor compliance with these regulations. |
| Dec 07, 2013 | Report of the High Level Committee to review the Insider Trading Regulations | necessary to monitor compliance with these regulations. |
| Dec 09, 2013 | ICICI Prudential Multiple Yield Fund - Series 6 - Plan A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 09, 2013 | ICICI Prudential Multiple Yield Fund - Series 6 - Plan A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 09, 2013 | ICICI Prudential Multiple Yield Fund - Series 6 - Plan A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 09, 2013 | ICICI Prudential Multiple Yield Fund - Series 6 - Plan A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 09, 2013 | ICICI Prudential Multiple Yield Fund - Series 6 - Plan A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 09, 2013 | ICICI Prudential Multiple Yield Fund - Series 6 - Plan A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 09, 2013 | ICICI Prudential Multiple Yield Fund - Series 6 - Plan A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 09, 2013 | ICICI Prudential Multiple Yield Fund - Series 6 - Plan A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 09, 2013 | ICICI Prudential Multiple Yield Fund - Series 6 - Plan A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 09, 2013 | ICICI Prudential Multiple Yield Fund - Series 6 - Plan A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 10, 2013 | ICICI Prudential Credit Opportunities Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 10, 2013 | ICICI Prudential Credit Opportunities Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 10, 2013 | ICICI Prudential Credit Opportunities Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 10, 2013 | ICICI Prudential Credit Opportunities Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 10, 2013 | ICICI Prudential Credit Opportunities Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 10, 2013 | ICICI Prudential Credit Opportunities Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 10, 2013 | ICICI Prudential Credit Opportunities Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 10, 2013 | ICICI Prudential Credit Opportunities Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 10, 2013 | ICICI Prudential Credit Opportunities Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 10, 2013 | ICICI Prudential Credit Opportunities Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 10, 2013 | Motilal Oswal MOSt Asset Allocation Fund - Series 1 | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Dec 10, 2013 | Motilal Oswal MOSt Asset Allocation Fund - Series 1 | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Dec 10, 2013 | Motilal Oswal MOSt Asset Allocation Fund - Series 1 | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Dec 10, 2013 | ICICI Prudential Credit Opportunities Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 10, 2013 | ICICI Prudential Credit Opportunities Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 12, 2013 | HDFC Rajiv Gandhi Equity Savings Scheme-Series 2 | or key personnel are a party. As per the SEBI MF Regulations, mutual fund schemeschemes of HDFC Mutual Fund (“the Fund”) had made investment in certain Pass |
| Dec 12, 2013 | HDFC Rajiv Gandhi Equity Savings Scheme-Series 2 | or key personnel are a party. As per the SEBI MF Regulations, mutual fund schemeschemes of HDFC Mutual Fund (“the Fund”) had made investment in certain Pass |
| Dec 12, 2013 | HDFC Rajiv Gandhi Equity Savings Scheme-Series 2 | or key personnel are a party. As per the SEBI MF Regulations, mutual fund schemeschemes of HDFC Mutual Fund (“the Fund”) had made investment in certain Pass |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 12, 2013 | LIC Nomura FMP Series 78, 79, 80, 81, 82 & 83 | The schemeSEBI (MF) Regulations. |
| Dec 16, 2013 | Axis Hybrid Fund Series 11-13 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 16, 2013 | Axis Hybrid Fund Series 11-13 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 16, 2013 | Axis Hybrid Fund Series 11-13 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 16, 2013 | Axis Hybrid Fund Series 11-13 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 16, 2013 | Axis Hybrid Fund Series 11-13 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 16, 2013 | Axis Hybrid Fund Series 11-13 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 16, 2013 | Axis Hybrid Fund Series 11-13 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 16, 2013 | UTI - Multi Cap Fund | transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit shall be borne by the AMC or by the trustee or sponsors. |
| Dec 16, 2013 | UTI - Multi Cap Fund | transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit shall be borne by the AMC or by the trustee or sponsors. |
| Dec 16, 2013 | UTI - Multi Cap Fund | transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit shall be borne by the AMC or by the trustee or sponsors. |
| Dec 16, 2013 | UTI - Multi Cap Fund | transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit shall be borne by the AMC or by the trustee or sponsors. |
| Dec 16, 2013 | UTI - Multi Cap Fund | transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit shall be borne by the AMC or by the trustee or sponsors. |
| Dec 16, 2013 | UTI - Multi Cap Fund | transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit shall be borne by the AMC or by the trustee or sponsors. |
| Dec 16, 2013 | UTI - Multi Cap Fund | transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit shall be borne by the AMC or by the trustee or sponsors. |
| Dec 16, 2013 | UTI - Multi Cap Fund | transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit shall be borne by the AMC or by the trustee or sponsors. |
| Dec 16, 2013 | Axis Fixed Term Plan - Series 52 -61 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Dec 16, 2013 | Axis Fixed Term Plan - Series 52 -61 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Dec 16, 2013 | Axis Fixed Term Plan - Series 52 -61 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Dec 16, 2013 | Axis Fixed Term Plan - Series 52 -61 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Dec 16, 2013 | Axis Fixed Term Plan - Series 52 -61 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Dec 16, 2013 | Axis Fixed Term Plan - Series 52 -61 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Dec 16, 2013 | Axis Fixed Term Plan - Series 52 -61 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Dec 16, 2013 | VLS Finance Limited - Public Announcement | provisions, if any, of the Companies Act, 2013 (both hereinafter referred to as the “Acts”) and the provisions contained in the Buyback Regulations subject to other applicable laws /approvals as may be necessary from statutory authorities including Securities and Exchange Board of India |
| Dec 16, 2013 | Axis Hybrid Fund Series 11-13 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 16, 2013 | Axis Hybrid Fund Series 11-13 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Dec 16, 2013 | Axis Fixed Term Plan - Series 52 -61 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Dec 16, 2013 | Axis Fixed Term Plan - Series 52 -61 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Dec 16, 2013 | Axis Fixed Term Plan - Series 52 -61 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Dec 18, 2013 | Suyog Telematics Limited - Prospectus | Estate, 1st Floor, LBS Marg, Vikhroli (West), Mumbai – 400083 and has a marketing office at 1st Floor, 60, Ansari Road, Near Natraj, Cinema, Dehradun – 248001. These regulations regulate the conditions of work and employment in shops and commercial establishments and generally prescribe obligations |
| Dec 19, 2013 | Deposit Requirements for members of the Debt Segment | circular, including necessaramendments to the relevant bye-laws, rules and regulations, within one month from the issuance of the circular; |
| Dec 20, 2013 | Consultative Paper on Infrastructure Investment Trusts for Public Comments | scheme has been launched till now. Subsequently, SEBI had placed a consultative paper along with draft REIT Regulations on SEBI website for public comments on October 10, 2013. Several comments were received on the consultative paper that |
| Dec 20, 2013 | HSBC Fixed Term Series 105-112 (HFTS 105-112) | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| Dec 20, 2013 | HSBC Fixed Term Series 105-112 (HFTS 105-112) | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| Dec 20, 2013 | Baroda Pioneer Credit Opportunities Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Dec 20, 2013 | JM Fixed Maturity Fund - Series -XXV | Any payment towards brokerage and transaction cost, over and above the said 12 bps for cash market transactions may be charged to the schemeschemeschemescheme. The AMC shall annually set apart 2 basis points on daily net assets within the maximum limit of TER as per Regulation 52 of the Regulations, for investor education and awareness initiatives. Expenses over and above the prescribed ceiling will be borne by the AMC. |
| Dec 20, 2013 | JM Fixed Maturity Fund - Series -XXV | Any payment towards brokerage and transaction cost, over and above the said 12 bps for cash market transactions may be charged to the schemeschemeschemescheme. The AMC shall annually set apart 2 basis points on daily net assets within the maximum limit of TER as per Regulation 52 of the Regulations, for investor education and awareness initiatives. Expenses over and above the prescribed ceiling will be borne by the AMC. |
| Dec 20, 2013 | JM Fixed Maturity Fund - Series -XXV | Any payment towards brokerage and transaction cost, over and above the said 12 bps for cash market transactions may be charged to the schemeschemeschemescheme. The AMC shall annually set apart 2 basis points on daily net assets within the maximum limit of TER as per Regulation 52 of the Regulations, for investor education and awareness initiatives. Expenses over and above the prescribed ceiling will be borne by the AMC. |
| Dec 20, 2013 | JM Fixed Maturity Fund - Series -XXV | Any payment towards brokerage and transaction cost, over and above the said 12 bps for cash market transactions may be charged to the schemeschemeschemescheme. The AMC shall annually set apart 2 basis points on daily net assets within the maximum limit of TER as per Regulation 52 of the Regulations, for investor education and awareness initiatives. Expenses over and above the prescribed ceiling will be borne by the AMC. |
| Dec 20, 2013 | JM Fixed Maturity Fund - Series -XXV | Any payment towards brokerage and transaction cost, over and above the said 12 bps for cash market transactions may be charged to the schemeschemeschemescheme. The AMC shall annually set apart 2 basis points on daily net assets within the maximum limit of TER as per Regulation 52 of the Regulations, for investor education and awareness initiatives. Expenses over and above the prescribed ceiling will be borne by the AMC. |
| Dec 20, 2013 | JM Fixed Maturity Fund - Series -XXV | Any payment towards brokerage and transaction cost, over and above the said 12 bps for cash market transactions may be charged to the schemeschemeschemescheme. The AMC shall annually set apart 2 basis points on daily net assets within the maximum limit of TER as per Regulation 52 of the Regulations, for investor education and awareness initiatives. Expenses over and above the prescribed ceiling will be borne by the AMC. |
| Dec 20, 2013 | JM Fixed Maturity Fund - Series -XXV | Any payment towards brokerage and transaction cost, over and above the said 12 bps for cash market transactions may be charged to the schemeschemeschemescheme. The AMC shall annually set apart 2 basis points on daily net assets within the maximum limit of TER as per Regulation 52 of the Regulations, for investor education and awareness initiatives. Expenses over and above the prescribed ceiling will be borne by the AMC. |
| Dec 20, 2013 | JM Fixed Maturity Fund - Series -XXV | Any payment towards brokerage and transaction cost, over and above the said 12 bps for cash market transactions may be charged to the schemeschemeschemescheme. The AMC shall annually set apart 2 basis points on daily net assets within the maximum limit of TER as per Regulation 52 of the Regulations, for investor education and awareness initiatives. Expenses over and above the prescribed ceiling will be borne by the AMC. |
| Dec 20, 2013 | JM Fixed Maturity Fund - Series -XXV | Any payment towards brokerage and transaction cost, over and above the said 12 bps for cash market transactions may be charged to the schemeschemeschemescheme. The AMC shall annually set apart 2 basis points on daily net assets within the maximum limit of TER as per Regulation 52 of the Regulations, for investor education and awareness initiatives. Expenses over and above the prescribed ceiling will be borne by the AMC. |
| Dec 20, 2013 | JM Fixed Maturity Fund - Series -XXV | Any payment towards brokerage and transaction cost, over and above the said 12 bps for cash market transactions may be charged to the schemeschemeschemescheme. The AMC shall annually set apart 2 basis points on daily net assets within the maximum limit of TER as per Regulation 52 of the Regulations, for investor education and awareness initiatives. Expenses over and above the prescribed ceiling will be borne by the AMC. |
| Dec 20, 2013 | JM Fixed Maturity Fund - Series -XXV | Any payment towards brokerage and transaction cost, over and above the said 12 bps for cash market transactions may be charged to the schemeschemeschemescheme. The AMC shall annually set apart 2 basis points on daily net assets within the maximum limit of TER as per Regulation 52 of the Regulations, for investor education and awareness initiatives. Expenses over and above the prescribed ceiling will be borne by the AMC. |
| Dec 20, 2013 | JM Fixed Maturity Fund - Series -XXV | Any payment towards brokerage and transaction cost, over and above the said 12 bps for cash market transactions may be charged to the schemeschemeschemescheme. The AMC shall annually set apart 2 basis points on daily net assets within the maximum limit of TER as per Regulation 52 of the Regulations, for investor education and awareness initiatives. Expenses over and above the prescribed ceiling will be borne by the AMC. |
| Dec 20, 2013 | DWS Hybrid Fixed Term Fund Series 21-25 | charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or |
| Dec 20, 2013 | DWS Hybrid Fixed Term Fund Series 21-25 | charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or |
| Dec 23, 2013 | Igarashi Motors India Limited - Corrigendum dated December 20, 2013 | this Offer shall be subject to all such statutory approvals and the Acquirer and/or PACs shall make the necessarSEBI (SAST) Regulations, the Acquirer and the PACs will have the right not to proceed with the Offer in the event that the statutory approvals indicated above are not granted. Non-Resident Indians (“NRI”) and Overseas Corporate Bodies (“OCB”) holding the Equity Shares, if any, must obtain all requisite approvals required |
| Dec 23, 2013 | Igarashi Motors India Limited - Corrigendum dated December 20, 2013 | this Offer shall be subject to all such statutory approvals and the Acquirer and/or PACs shall make the necessarSEBI (SAST) Regulations, the Acquirer and the PACs will have the right not to proceed with the Offer in the event that the statutory approvals indicated above are not granted. Non-Resident Indians (“NRI”) and Overseas Corporate Bodies (“OCB”) holding the Equity Shares, if any, must obtain all requisite approvals required |
| Dec 27, 2013 | ICICI Prudential Retirement Income Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 27, 2013 | ICICI Prudential Retirement Income Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 27, 2013 | ICICI Prudential Retirement Income Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 27, 2013 | ICICI Prudential Retirement Income Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 27, 2013 | ICICI Prudential Retirement Income Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 27, 2013 | ICICI Prudential Retirement Income Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 27, 2013 | ICICI Prudential Retirement Income Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 27, 2013 | ICICI Prudential Retirement Income Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 27, 2013 | ICICI Prudential Retirement Income Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Dec 27, 2013 | ICICI Prudential Retirement Income Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 02, 2014 | Wheels India Limited | the RBI, are permitted to undertake fresh investments as incorporated non-resident entities in terms of Regulation 5(1) of RBI Notification No.20/2000-RB dated May 3, 2000, under the foreign direct investment scheme with the prior approval of Government of India if the investment is through the |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Peerless Overnight Fund | the schemeSEBI (MF) Regulations. |
| Jan 07, 2014 | Peerless Overnight Fund | the schemeSEBI (MF) Regulations. |
| Jan 07, 2014 | Peerless Overnight Fund | the schemeSEBI (MF) Regulations. |
| Jan 07, 2014 | Peerless Overnight Fund | the schemeSEBI (MF) Regulations. |
| Jan 07, 2014 | Peerless Overnight Fund | the schemeSEBI (MF) Regulations. |
| Jan 07, 2014 | Peerless Overnight Fund | the schemeSEBI (MF) Regulations. |
| Jan 07, 2014 | Peerless Overnight Fund | the schemeSEBI (MF) Regulations. |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Birla Sun Life Fixed Term Plan - Series KF to Series KT | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Jan 07, 2014 | Peerless Overnight Fund | the schemeSEBI (MF) Regulations. |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 07, 2014 | Reliance Close Ended Equity Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jan 08, 2014 | Chemtech Industrial Valves Limited | months as contract labour. In the event that any aspect of the activity is outsourced and is carried out by labourers hired on a contractual basis, then compliance with the Contract Labour (Regulation and Abolition) Act, 1970 will also be necessary. Child Labour (Prohibition and Regulation) Act, 1986 This statute prohibits employment of children below 14 years of age in certain occupations and processes and provides for regulation of employment of children in all other occupations and processes. The Act applies to all establishments and workshops wherein any industrial process is carried on, but does not apply to any factory to |
| Jan 08, 2014 | Jagran Prakashan Limited - Post Buyback Public Announcement | Equity Shares which shall be accepted from NRI and FII shareholders of Equity Shares, being Eligible Persons, will be completed subsequent to the receipt of necessary RBI approval in accordance with the SEBI Buyback Regulations and the Act. |
| Jan 09, 2014 | HDFC Fixed Maturity Plans - Series 30 | 14. Other schemeSEBI (MF) Regulations; |
| Jan 09, 2014 | HDFC Fixed Maturity Plans - Series 30 | 14. Other schemeSEBI (MF) Regulations; |
| Jan 09, 2014 | HDFC Fixed Maturity Plans - Series 30 | 14. Other schemeSEBI (MF) Regulations; |
| Jan 09, 2014 | HDFC Fixed Maturity Plans - Series 30 | 14. Other schemeSEBI (MF) Regulations; |
| Jan 09, 2014 | HDFC Fixed Maturity Plans - Series 30 | 14. Other schemeSEBI (MF) Regulations; |
| Jan 09, 2014 | SEBI (Collective Investment Schemes) (Amendment) Regulations, 2014 | 11AA of the Act at the time of commencement of the Securities and Exchange Board of India (Collective Investment Schemes) (Amendment) Regulations, 2014, shall be deemed to be an existing collective investment scheme and shall also |
| Jan 09, 2014 | SEBI (Collective Investment Schemes) (Amendment) Regulations, 2014 | 11AA of the Act at the time of commencement of the Securities and Exchange Board of India (Collective Investment Schemes) (Amendment) Regulations, 2014, shall be deemed to be an existing collective investment scheme and shall also |
| Jan 09, 2014 | SEBI (Collective Investment Schemes) (Amendment) Regulations, 2014 | 11AA of the Act at the time of commencement of the Securities and Exchange Board of India (Collective Investment Schemes) (Amendment) Regulations, 2014, shall be deemed to be an existing collective investment scheme and shall also |
| Jan 09, 2014 | HDFC Fixed Maturity Plans - Series 30 | 14. Other schemeSEBI (MF) Regulations; |
| Jan 09, 2014 | HDFC Fixed Maturity Plans - Series 30 | 14. Other schemeSEBI (MF) Regulations; |
| Jan 09, 2014 | SEBI (Collective Investment Schemes) (Amendment) Regulations, 2014 | 11AA of the Act at the time of commencement of the Securities and Exchange Board of India (Collective Investment Schemes) (Amendment) Regulations, 2014, shall be deemed to be an existing collective investment scheme and shall also |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 10, 2014 | Birla Sun Life Capital Protection Oriented Fund-Series 19 and Series 20 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Jan 13, 2014 | India Bulls FMP Series IV | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Jan 13, 2014 | India Bulls FMP Series IV | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Jan 13, 2014 | India Bulls FMP Series IV | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Jan 13, 2014 | India Bulls FMP Series IV | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Jan 13, 2014 | India Bulls FMP Series IV | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Jan 13, 2014 | ICICI Prudential Growth Fund - Series 1 & 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 13, 2014 | ICICI Prudential Growth Fund - Series 1 & 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 13, 2014 | ICICI Prudential Growth Fund - Series 1 & 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 13, 2014 | ICICI Prudential Growth Fund - Series 1 & 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 13, 2014 | ICICI Prudential Growth Fund - Series 1 & 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 13, 2014 | ICICI Prudential Growth Fund - Series 1 & 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 13, 2014 | ICICI Prudential Growth Fund - Series 1 & 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 13, 2014 | ICICI Prudential Growth Fund - Series 1 & 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 13, 2014 | India Bulls FMP Series IV | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Jan 13, 2014 | India Bulls FMP Series IV | The Scheme may invest in other schemeschemeSEBI (MF) Regulations. |
| Jan 13, 2014 | ICICI Prudential Growth Fund - Series 1 & 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 13, 2014 | ICICI Prudential Growth Fund - Series 1 & 2 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 16, 2014 | Cairn India Limited | 2.13.1 Pursuant to Sections 77A, 77B(2) and other applicable provisions of the Companies Act, 1956 and the rules and regulations issued there under and under Sections 68, 69, 70 and other applicable provisions of the Companies Act, 2013 and the rules and the regulations, if any, notified there under from time to time and the Buy-Back Regulations, the Company has obtained the Board Approval and the Shareholders Approval as mentioned above. Vedanta Resources Plc has also obtained necessary approvals from its shareholders as per laws and regulations applicable to it. 2.13.2 The Buy-Back Offer to each Shareholder is subject to all statutory consents and approvals as may be required by such Shareholder under applicable laws and regulations. The Shareholders shall be solely responsible for obtaining all such statutory consents and approvals (including, without limitation the |
| Jan 16, 2014 | Principal Pnb Fixed Maturity Plan-Series B13 to B17 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jan 16, 2014 | Principal Pnb Fixed Maturity Plan-Series B13 to B17 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jan 16, 2014 | Principal Pnb Fixed Maturity Plan-Series B13 to B17 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jan 16, 2014 | Principal Pnb Fixed Maturity Plan-Series B13 to B17 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jan 16, 2014 | Principal Pnb Fixed Maturity Plan-Series B13 to B17 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jan 16, 2014 | Principal Pnb Fixed Maturity Plan-Series B13 to B17 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jan 16, 2014 | Principal Pnb Fixed Maturity Plan-Series B13 to B17 | Permissible Investments or Investments : Collective or group investments made on account of the unitholders of the scheme(s) in Securities and other assets in accordance with the SEBI/RBI Regulations and amendments thereto. |
| Jan 17, 2014 | Religare Invesco FMP- Series 23 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jan 17, 2014 | Religare Invesco FMP- Series 23 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jan 17, 2014 | Religare Invesco FMP- Series 23 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jan 17, 2014 | Religare Invesco FMP- Series 23 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jan 17, 2014 | Religare Invesco FMP- Series 23 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jan 17, 2014 | Religare Invesco FMP- Series 23 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jan 17, 2014 | Religare Invesco FMP- Series 23 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jan 17, 2014 | Religare Invesco FMP- Series 23 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Jan 21, 2014 | IT Governance For Depositories | b. Make necessaramendments to the relevant bye-laws, rules and regulations for the implementations of the above decisions, wherever applicable. |
| Jan 21, 2014 | Pramerica Fixed Duration Fund-Series 22 to 26 | liquid schemes of any other mutual fund, provided it is in conformity with the investment objective of the Scheme and in terms of prevailing Regulations. As per the Regulations, the AMC will not charge investment management fees for such investments. |
| Jan 21, 2014 | Pramerica Fixed Duration Fund-Series 22 to 26 | liquid schemes of any other mutual fund, provided it is in conformity with the investment objective of the Scheme and in terms of prevailing Regulations. As per the Regulations, the AMC will not charge investment management fees for such investments. |
| Jan 21, 2014 | UTI-Fixed Term Income Fund-Series XVIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 21, 2014 | UTI-Fixed Term Income Fund-Series XVIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 21, 2014 | UTI-Fixed Term Income Fund-Series XVIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 21, 2014 | UTI-Fixed Term Income Fund-Series XVIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 21, 2014 | UTI-Fixed Term Income Fund-Series XVIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 21, 2014 | UTI-Fixed Term Income Fund-Series XVIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 21, 2014 | UTI-Fixed Term Income Fund-Series XVIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 21, 2014 | UTI-Fixed Term Income Fund-Series XVIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 21, 2014 | UTI-Fixed Term Income Fund-Series XVIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 21, 2014 | UTI-Fixed Term Income Fund-Series XVIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 21, 2014 | UTI-Fixed Term Income Fund-Series XVIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 21, 2014 | Union KBC Fixed Maturity Plan-Series 11 & 12 | other mutual funds, without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under management |
| Jan 21, 2014 | Union KBC Fixed Maturity Plan-Series 11 & 12 | other mutual funds, without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under management |
| Jan 21, 2014 | UTI-Fixed Term Income Fund-Series XVIII | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Jan 21, 2014 | Union KBC Fixed Maturity Plan-Series 11 & 12 | other mutual funds, without charging any fees, in conformity with the investment objective of the Scheme and in terms of the prevailing SEBI (MF) Regulationsschemeschemeschemes under management |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 22, 2014 | Reliance Multi Asset Advantage Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors; |
| Jan 23, 2014 | ICICI Prudential FMP Series 73 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 23, 2014 | ICICI Prudential FMP Series 73 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 23, 2014 | ICICI Prudential FMP Series 73 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 23, 2014 | ICICI Prudential FMP Series 73 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 23, 2014 | ICICI Prudential FMP Series 73 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 23, 2014 | ICICI Prudential FMP Series 73 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 23, 2014 | ICICI Prudential FMP Series 73 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 23, 2014 | ICICI Prudential FMP Series 73 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 23, 2014 | ICICI Prudential FMP Series 73 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 23, 2014 | ICICI Prudential FMP Series 73 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 24, 2014 | DSP BlackRock FMP Series 161 to 175 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 24, 2014 | DSP BlackRock FMP Series 161 to 175 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 24, 2014 | DSP BlackRock FMP Series 161 to 175 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 24, 2014 | DSP BlackRock FMP Series 161 to 175 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 24, 2014 | DSP BlackRock FMP Series 161 to 175 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 24, 2014 | DSP BlackRock FMP Series 161 to 175 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 24, 2014 | DSP BlackRock FMP Series 161 to 175 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 24, 2014 | DSP BlackRock FMP Series 161 to 175 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 24, 2014 | DSP BlackRock FTP Series 41 to 43 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 24, 2014 | DSP BlackRock FTP Series 41 to 43 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 24, 2014 | DSP BlackRock FTP Series 41 to 43 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 24, 2014 | DSP BlackRock FTP Series 41 to 43 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 24, 2014 | DSP BlackRock FTP Series 41 to 43 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 24, 2014 | DSP BlackRock FTP Series 41 to 43 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 24, 2014 | DSP BlackRock FTP Series 41 to 43 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 24, 2014 | DSP BlackRock FMP Series 161 to 175 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 24, 2014 | DSP BlackRock FMP Series 161 to 175 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 24, 2014 | DSP BlackRock FMP Series 161 to 175 | The schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on such investments). |
| Jan 24, 2014 | DSP BlackRock FTP Series 41 to 43 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 24, 2014 | DSP BlackRock FTP Series 41 to 43 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 24, 2014 | DSP BlackRock FTP Series 41 to 43 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 27, 2014 | DSP BlackRock Dual Advantage Fund Series 26 to 28 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 27, 2014 | DSP BlackRock Dual Advantage Fund Series 26 to 28 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 27, 2014 | DSP BlackRock Dual Advantage Fund Series 26 to 28 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 27, 2014 | DSP BlackRock Dual Advantage Fund Series 26 to 28 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 27, 2014 | DSP BlackRock Dual Advantage Fund Series 26 to 28 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 27, 2014 | DSP BlackRock Dual Advantage Fund Series 26 to 28 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 27, 2014 | DSP BlackRock Dual Advantage Fund Series 26 to 28 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 29, 2014 | Tata FMP Series 47 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jan 30, 2014 | Baroda Pioneer FMP Series N to Q | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jan 31, 2014 | Gujarat Apollo Industries Limited - Public Announcement | 10.7 The Company shall not withdraw the offer of Buyback after this Public Announcement is made. 10.8 It is confirmed that in terms of Regulation 19(2) of the Buyback Regulations, there is no pendency of any scheme of amalgamation or compromise or arrangement pursuant to the provisions of the Act outstanding as |
| Jan 31, 2014 | Gujarat Apollo Industries Limited - Public Announcement | 10.7 The Company shall not withdraw the offer of Buyback after this Public Announcement is made. 10.8 It is confirmed that in terms of Regulation 19(2) of the Buyback Regulations, there is no pendency of any scheme of amalgamation or compromise or arrangement pursuant to the provisions of the Act outstanding as |
| Jan 31, 2014 | Motilal Oswal MOSt Focused Multiple Fund | The schemeSEBI (MF) Regulations. |
| Jan 31, 2014 | Motilal Oswal MOSt Focused Multiple Fund | The schemeSEBI (MF) Regulations. |
| Jan 31, 2014 | Motilal Oswal MOSt Focused Multiple Fund | The schemeSEBI (MF) Regulations. |
| Jan 31, 2014 | Motilal Oswal MOSt Focused Multiple Fund | The schemeSEBI (MF) Regulations. |
| Jan 31, 2014 | ICICI Prudential FMP - Corporate Bond Series A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2014 | ICICI Prudential FMP - Corporate Bond Series A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2014 | ICICI Prudential FMP - Corporate Bond Series A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2014 | ICICI Prudential FMP - Corporate Bond Series A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2014 | ICICI Prudential FMP - Corporate Bond Series A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2014 | ICICI Prudential FMP - Corporate Bond Series A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2014 | ICICI Prudential FMP - Corporate Bond Series A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jan 31, 2014 | Motilal Oswal MOSt Focused Multiple Fund | The schemeSEBI (MF) Regulations. |
| Jan 31, 2014 | ICICI Prudential FMP - Corporate Bond Series A to F | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Feb 03, 2014 | DWS Fixed Maturity Plan - Series 56 to 60 | 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 03, 2014 | DWS Fixed Maturity Plan - Series 56 to 60 | 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 03, 2014 | DWS Fixed Maturity Plan - Series 56 to 60 | 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 03, 2014 | DWS Fixed Maturity Plan - Series 56 to 60 | 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 03, 2014 | DWS Fixed Maturity Plan - Series 56 to 60 | 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 04, 2014 | Engineers India Limited | A category III AIF cannot invest more than 10% of its corpus in one investee company. Additionally, the VCFs which have not re-registered as an AIF under the SEBI (Alternate Investment Funds) Regulations, 2012 shall continue to be regulated by the VCF Regulations till such VCFs, or schemeschemeSEBI (Alternate Investment Funds) Regulations, 2012. |
| Feb 04, 2014 | Engineers India Limited | A category III AIF cannot invest more than 10% of its corpus in one investee company. Additionally, the VCFs which have not re-registered as an AIF under the SEBI (Alternate Investment Funds) Regulations, 2012 shall continue to be regulated by the VCF Regulations till such VCFs, or schemeschemeSEBI (Alternate Investment Funds) Regulations, 2012. |
| Feb 05, 2014 | LIC Nomura MF Capital Protection Oriented Fund Series 3 to 5 | The particulars of the scheme have been prepared in accordance with the Securiti es and Exchange Board of India (Mutual Funds) Regulations 1996, [herein after referred to as SEBI (MF) Regulations] as amended till date, and filled with SEBI, along with Due Diligence Certificate from AMC. The units being offered for public subscription h ave not been approved or recommended by |
| Feb 05, 2014 | Franklin India Feeder Franklin European Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Feb 05, 2014 | Franklin India Feeder Franklin European Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Feb 05, 2014 | Franklin India Feeder Franklin European Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Feb 05, 2014 | Franklin India Feeder Franklin European Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Feb 05, 2014 | Franklin India Feeder Franklin European Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Feb 05, 2014 | Franklin India Feeder Franklin European Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Feb 05, 2014 | Franklin India Feeder Franklin European Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Feb 05, 2014 | Franklin India Feeder Franklin European Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Feb 05, 2014 | Franklin India Feeder Franklin European Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Feb 05, 2014 | Franklin India Feeder Franklin European Growth Fund | plans and terms of this Scheme after obtaining the prior approval of SEBI and the Government of India where necessary and the Unitholders in accordance with the SEBI Regulations, and the same shall be binding on each Unitholder and any person or persons claiming through or under him as if each |
| Feb 06, 2014 | Individual scrip wise price bands on non-F&O eligible scrip's in Index Derivatives | take necessarsaramendments to the relevant byelaws, rules and regulations. |
| Feb 06, 2014 | JPMorgan India Blue Chip Fund | market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 06, 2014 | JPMorgan India Blue Chip Fund | market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Reliance Fixed Horizon Fund - XXVI | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Feb 06, 2014 | Axis Fixed Term Plan Series 62 - 67 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Feb 06, 2014 | Axis Fixed Term Plan Series 62 - 67 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Feb 06, 2014 | Axis Fixed Term Plan Series 62 - 67 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Feb 06, 2014 | Axis Fixed Term Plan Series 62 - 67 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Feb 06, 2014 | Axis Fixed Term Plan Series 62 - 67 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Feb 06, 2014 | Axis Fixed Term Plan Series 62 - 67 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Feb 06, 2014 | Axis Fixed Term Plan Series 62 - 67 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Feb 06, 2014 | IDFC Fixed Term Plan - Series 83 To 92 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 06, 2014 | IDFC Fixed Term Plan - Series 83 To 92 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 06, 2014 | IDFC Fixed Term Plan - Series 83 To 92 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 06, 2014 | Axis Fixed Term Plan Series 62 - 67 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Feb 06, 2014 | Axis Fixed Term Plan Series 62 - 67 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Feb 06, 2014 | Axis Fixed Term Plan Series 62 - 67 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Feb 06, 2014 | IDFC Fixed Term Plan - Series 83 To 92 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Feb 06, 2014 | Individual scrip wise price bands on non-F&O eligible scrip's in Index Derivatives | take necessarsaramendments to the relevant byelaws, rules and regulations. |
| Feb 07, 2014 | Guidelines for inspection of Depository Participants (DPs) by Depositories | b. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision, wherever applicable. |
| Feb 07, 2014 | Testing of software used in or related to Trading and Risk Management | 3.2. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. |
| Feb 10, 2014 | LIC Nomura Rajiv Gandhi Equity Savings Scheme - Series 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 10, 2014 | LIC Nomura Rajiv Gandhi Equity Savings Scheme - Series 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 10, 2014 | LIC Nomura Rajiv Gandhi Equity Savings Scheme - Series 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 10, 2014 | LIC Nomura Rajiv Gandhi Equity Savings Scheme - Series 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 10, 2014 | LIC Nomura Rajiv Gandhi Equity Savings Scheme - Series 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 10, 2014 | LIC Nomura Rajiv Gandhi Equity Savings Scheme - Series 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 10, 2014 | LIC Nomura Rajiv Gandhi Equity Savings Scheme - Series 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 10, 2014 | LIC Nomura Rajiv Gandhi Equity Savings Scheme - Series 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 10, 2014 | LIC Nomura Rajiv Gandhi Equity Savings Scheme - Series 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 10, 2014 | LIC Nomura Rajiv Gandhi Equity Savings Scheme - Series 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 10, 2014 | Mirae Asset Global Great Consumer Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Feb 10, 2014 | Mirae Asset Global Great Consumer Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Feb 10, 2014 | Mirae Asset Global Great Consumer Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Feb 10, 2014 | Mirae Asset Global Great Consumer Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Feb 10, 2014 | Pramerica Tax Savings Fund | scheme or its future prospects and returns; Save as otherwise provided in the Regulations, the Sponsor is not responsible or liable for any loss resulting from the operation of the Scheme beyond the initial contribution |
| Feb 10, 2014 | JP Morgan India FMP Series 35 to Series 39 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Feb 10, 2014 | JP Morgan India FMP Series 35 to Series 39 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Feb 10, 2014 | JP Morgan India FMP Series 35 to Series 39 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| Feb 10, 2014 | LIC Nomura Rajiv Gandhi Equity Savings Scheme - Series 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 10, 2014 | LIC Nomura Rajiv Gandhi Equity Savings Scheme - Series 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Feb 10, 2014 | Mirae Asset Global Great Consumer Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Feb 11, 2014 | Safeguards to avoid trading disruption in case of failure of software vendor | 4.2. make necessaramendments to the relevant bye-laws, rules and regulations for the implementation of the above decision. |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 13, 2014 | IDBI FMP Series IV (Plan I to P) | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Feb 14, 2014 | Kotak FMP Series 154 -168 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Feb 14, 2014 | Kotak FMP Series 154 -168 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Feb 14, 2014 | Kotak FMP Series 154 -168 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Feb 14, 2014 | Kotak FMP Series 154 -168 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Feb 14, 2014 | Kotak FMP Series 154 -168 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Feb 14, 2014 | Kotak FMP Series 154 -168 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Feb 14, 2014 | Kotak FMP Series 154 -168 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Feb 14, 2014 | Kotak FMP Series 154 -168 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Feb 14, 2014 | Kotak FMP Series 154 -168 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Feb 14, 2014 | Kotak FMP Series 154 -168 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Feb 14, 2014 | Kotak FMP Series 154 -168 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Feb 14, 2014 | Sanco Industries Ltd | (2) Subject to the provisions of Section 170(2) (a) and d(b) of the Act, to every such separate meeting, the provisions of these regulations relating to meetings that mutatis mutandis apply, but so that necessary quorum shall be five persons at least holding or representing by proxy or one-third of the issued shares of the class in |
| Feb 14, 2014 | Sanco Industries Ltd | (2) Subject to the provisions of Section 170(2) (a) and d(b) of the Act, to every such separate meeting, the provisions of these regulations relating to meetings that mutatis mutandis apply, but so that necessary quorum shall be five persons at least holding or representing by proxy or one-third of the issued shares of the class in |
| Feb 14, 2014 | Sanco Industries Ltd | (2) Subject to the provisions of Section 170(2) (a) and d(b) of the Act, to every such separate meeting, the provisions of these regulations relating to meetings that mutatis mutandis apply, but so that necessary quorum shall be five persons at least holding or representing by proxy or one-third of the issued shares of the class in |
| Feb 14, 2014 | Kotak FMP Series 154 -168 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | HDFC FMP Series 31 | 14. Other schemeSEBI (MF) Regulations; |
| Feb 17, 2014 | HDFC FMP Series 31 | 14. Other schemeSEBI (MF) Regulations; |
| Feb 17, 2014 | HDFC FMP Series 31 | 14. Other schemeSEBI (MF) Regulations; |
| Feb 17, 2014 | HDFC FMP Series 31 | 14. Other schemeSEBI (MF) Regulations; |
| Feb 17, 2014 | HDFC FMP Series 31 | 14. Other schemeSEBI (MF) Regulations; |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | SBI Dynamic Asset Allocation Fund | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Feb 17, 2014 | HDFC FMP Series 31 | 14. Other schemeSEBI (MF) Regulations; |
| Feb 17, 2014 | HDFC FMP Series 31 | 14. Other schemeSEBI (MF) Regulations; |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 17, 2014 | BNP Paribas Fixed Term Fund - Series 29 A, B, C | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. |
| Feb 21, 2014 | Engineers India Limited | A category III AIF cannot invest more than 10% of its corpus in one investee company. Additionally, the VCFs which have not re-registered as an AIF under the SEBI (Alternate Investment Funds) Regulations, 2012 shall continue to be regulated by the VCF Regulations till such VCFs, or schemeschemeSEBI (Alternate Investment Funds) Regulations, 2012. |
| Feb 21, 2014 | Engineers India Limited | A category III AIF cannot invest more than 10% of its corpus in one investee company. Additionally, the VCFs which have not re-registered as an AIF under the SEBI (Alternate Investment Funds) Regulations, 2012 shall continue to be regulated by the VCF Regulations till such VCFs, or schemeschemeSEBI (Alternate Investment Funds) Regulations, 2012. |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 24, 2014 | Birla Sun Life Fixed Term Plan Series KU to Series LS | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Feb 25, 2014 | Goldman Sachs CPSE Exchange Traded Scheme (GS CPSE BeES) | deem necessary or desirable from time to time, in accordance with the SEBI Regulations. As announced in the Union Budget 2012-13, the Finance Act 2012 has |
| Feb 25, 2014 | Goldman Sachs CPSE Exchange Traded Scheme (GS CPSE BeES) | deem necessary or desirable from time to time, in accordance with the SEBI Regulations. As announced in the Union Budget 2012-13, the Finance Act 2012 has |
| Feb 25, 2014 | Goldman Sachs CPSE Exchange Traded Scheme (GS CPSE BeES) | deem necessary or desirable from time to time, in accordance with the SEBI Regulations. As announced in the Union Budget 2012-13, the Finance Act 2012 has |
| Feb 25, 2014 | Goldman Sachs CPSE Exchange Traded Scheme (GS CPSE BeES) | deem necessary or desirable from time to time, in accordance with the SEBI Regulations. As announced in the Union Budget 2012-13, the Finance Act 2012 has |
| Feb 25, 2014 | Goldman Sachs CPSE Exchange Traded Scheme (GS CPSE BeES) | deem necessary or desirable from time to time, in accordance with the SEBI Regulations. As announced in the Union Budget 2012-13, the Finance Act 2012 has |
| Feb 25, 2014 | Goldman Sachs CPSE Exchange Traded Scheme (GS CPSE BeES) | deem necessary or desirable from time to time, in accordance with the SEBI Regulations. As announced in the Union Budget 2012-13, the Finance Act 2012 has |
| Feb 26, 2014 | Edelweiss Arbitrage Fund | cash market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Feb 26, 2014 | Edelweiss Arbitrage Fund | cash market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Feb 26, 2014 | Edelweiss Arbitrage Fund | cash market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Feb 26, 2014 | Edelweiss Arbitrage Fund | cash market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Feb 26, 2014 | Edelweiss Arbitrage Fund | cash market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Feb 26, 2014 | Edelweiss Arbitrage Fund | cash market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Feb 26, 2014 | Edelweiss Arbitrage Fund | cash market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Feb 26, 2014 | Edelweiss Arbitrage Fund | cash market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Feb 28, 2014 | Karnimata Cold Storage Limited | The following summary financial statements have been prepared in accordance with Indian GAAP, the Companies Act and the SEBI (ICDR) Regulationssaria & Associates Chartered Accountants dated November 25, 2013 in the chapter titled “Financial Statements” beginning |
| Feb 28, 2014 | Karnimata Cold Storage Limited | The following summary financial statements have been prepared in accordance with Indian GAAP, the Companies Act and the SEBI (ICDR) Regulationssaria & Associates Chartered Accountants dated November 25, 2013 in the chapter titled “Financial Statements” beginning |
| Feb 28, 2014 | Karnimata Cold Storage Limited | The following summary financial statements have been prepared in accordance with Indian GAAP, the Companies Act and the SEBI (ICDR) Regulationssaria & Associates Chartered Accountants dated November 25, 2013 in the chapter titled “Financial Statements” beginning |
| Feb 28, 2014 | Karnimata Cold Storage Limited | The following summary financial statements have been prepared in accordance with Indian GAAP, the Companies Act and the SEBI (ICDR) Regulationssaria & Associates Chartered Accountants dated November 25, 2013 in the chapter titled “Financial Statements” beginning |
| Mar 03, 2014 | Mastek Limited - Public Announcement | applicable provisions, if any, of the Companies Act, 1956 and Companies Act 2013 (to the extent notified) and the provisions contained in the Buyback Regulations subject to other applicable laws, approval/s as may be necessary, from statutory authorities including Securities and Exchange Board of India, Stock Exchanges, Reserve Bank of India, |
| Mar 03, 2014 | Axis Inflation Indexed Bond Fund | Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Mar 03, 2014 | Axis Inflation Indexed Bond Fund | Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Mar 03, 2014 | Axis Inflation Indexed Bond Fund | Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Mar 03, 2014 | Axis Inflation Indexed Bond Fund | Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | Axis Opportunities Fund Series 1 & 2 | # Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Mar 03, 2014 | Axis Opportunities Fund Series 1 & 2 | # Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Mar 03, 2014 | Axis Opportunities Fund Series 1 & 2 | # Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Mar 03, 2014 | Axis Opportunities Fund Series 1 & 2 | # Additional expenses under regulation 52 (6A) (c) (b) additional expenses, incurred towards different heads mentioned under Regulations 52(2) and 52(4), not exceeding 0.20 per cent of daily net assets of the scheme; |
| Mar 03, 2014 | DWS Fixed Maturity Plan Series 61-70 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Mar 03, 2014 | DWS Fixed Maturity Plan Series 61-70 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Mar 03, 2014 | DWS Fixed Maturity Plan Series 61-70 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Mar 03, 2014 | DWS Fixed Maturity Plan Series 61-70 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 03, 2014 | DWS Fixed Maturity Plan Series 61-70 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Mar 03, 2014 | SBI Inflation Indexed Bond Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on |
| Mar 04, 2014 | Loha Ispaat Ltd | Subject to the applicable rules, regulations and guidelines the Board of Directors of the Company shall have power to formulate a scheme detailing |
| Mar 04, 2014 | Loha Ispaat Ltd | Subject to the applicable rules, regulations and guidelines the Board of Directors of the Company shall have power to formulate a scheme detailing |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 05, 2014 | SBI Debt Fund Series A - 26 to 50 | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| Mar 06, 2014 | Indo Borax & Chemicals Limited - Public Announcement | 2.21.6. The Company shall not withdraw the offer of Buy-back after this Public Announcement is made. 2.21.7. It is confirmed that in terms of Regulation 19(2) of the SEBI Buy-back Regulations, there is no pendency of any scheme of amalgamation or compromise or arrangement pursuant to the provisions of the Companies Act as on date |
| Mar 06, 2014 | Indo Borax & Chemicals Limited - Public Announcement | 2.21.6. The Company shall not withdraw the offer of Buy-back after this Public Announcement is made. 2.21.7. It is confirmed that in terms of Regulation 19(2) of the SEBI Buy-back Regulations, there is no pendency of any scheme of amalgamation or compromise or arrangement pursuant to the provisions of the Companies Act as on date |
| Mar 06, 2014 | Kotak India Growth Fund Series I & II | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Mar 06, 2014 | Kotak India Growth Fund Series I & II | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Mar 06, 2014 | Kotak India Growth Fund Series I & II | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Mar 06, 2014 | Kotak India Growth Fund Series I & II | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Mar 06, 2014 | Kotak India Growth Fund Series I & II | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Mar 06, 2014 | Kotak India Growth Fund Series I & II | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Mar 06, 2014 | Kotak India Growth Fund Series I & II | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Mar 06, 2014 | Kotak India Growth Fund Series I & II | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Mar 06, 2014 | Kotak India Growth Fund Series I & II | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Mar 06, 2014 | Kotak India Growth Fund Series I & II | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Mar 10, 2014 | ICICI Prudential Capital Protection Oriented Fund Series VI | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 10, 2014 | ICICI Prudential Capital Protection Oriented Fund Series VI | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 10, 2014 | ICICI Prudential Capital Protection Oriented Fund Series VI | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 10, 2014 | ICICI Prudential Capital Protection Oriented Fund Series VI | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 10, 2014 | ICICI Prudential Capital Protection Oriented Fund Series VI | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 10, 2014 | ICICI Prudential Capital Protection Oriented Fund Series VI | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 10, 2014 | ICICI Prudential Capital Protection Oriented Fund Series VI | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 10, 2014 | ICICI Prudential Capital Protection Oriented Fund Series VI | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 10, 2014 | ICICI Prudential Capital Protection Oriented Fund Series VI | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Edelweiss FMP Series 10 to 12 | market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Mar 10, 2014 | Edelweiss FMP Series 10 to 12 | market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Mar 10, 2014 | Edelweiss FMP Series 10 to 12 | market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Mar 10, 2014 | Edelweiss FMP Series 10 to 12 | market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Mar 10, 2014 | Edelweiss FMP Series 10 to 12 | market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Mar 10, 2014 | Edelweiss FMP Series 10 to 12 | market transactions and 0.05% in case of derivatives transactions may be charged to the scheme within the maximum limit of TER as prescribed under Regulation 52 (6) of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit shall be borne by the AMC/Trustees. |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | Birla Sun Life Capital Protection Oriented Fund Series 21 to 24 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Mar 10, 2014 | ICICI Prudential Capital Protection Oriented Fund Series VI | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Mar 11, 2014 | L & T FMP Series XI | The AMC shall charge the schemescheme within the maximum limit of total recurring expenses as per Regulation 52 for investor education and awareness initiatives. In accordance with Regulation 52 (6A), the following expenses can be charged in addition to the existing total recurring expenses charged under Regulation 52 (6): |
| Mar 11, 2014 | L & T FMP Series XI | The AMC shall charge the schemescheme within the maximum limit of total recurring expenses as per Regulation 52 for investor education and awareness initiatives. In accordance with Regulation 52 (6A), the following expenses can be charged in addition to the existing total recurring expenses charged under Regulation 52 (6): |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 11, 2014 | Sundaram Fixed Term Plan GE -GS | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 18, 2014 | Birla Sun Life Emerging Leaders Fund-Dividend Trigger Plan-Series 1 and Series 2 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Mar 19, 2014 | Sundaram World Brand Fund-Series I-III | scheme within the maximum limit of total expense ratio as prescribed in Regulation 52 of SEBI (Mutual Funds) Regulations. |
| Mar 19, 2014 | Sundaram World Brand Fund-Series I-III | scheme within the maximum limit of total expense ratio as prescribed in Regulation 52 of SEBI (Mutual Funds) Regulations. |
| Mar 19, 2014 | Sundaram World Brand Fund-Series I-III | scheme within the maximum limit of total expense ratio as prescribed in Regulation 52 of SEBI (Mutual Funds) Regulations. |
| Mar 19, 2014 | Sundaram World Brand Fund-Series I-III | scheme within the maximum limit of total expense ratio as prescribed in Regulation 52 of SEBI (Mutual Funds) Regulations. |
| Mar 19, 2014 | Sundaram World Brand Fund-Series I-III | scheme within the maximum limit of total expense ratio as prescribed in Regulation 52 of SEBI (Mutual Funds) Regulations. |
| Mar 19, 2014 | Sundaram World Brand Fund-Series I-III | scheme within the maximum limit of total expense ratio as prescribed in Regulation 52 of SEBI (Mutual Funds) Regulations. |
| Mar 19, 2014 | Sundaram World Brand Fund-Series I-III | scheme within the maximum limit of total expense ratio as prescribed in Regulation 52 of SEBI (Mutual Funds) Regulations. |
| Mar 19, 2014 | Sundaram World Brand Fund-Series I-III | scheme within the maximum limit of total expense ratio as prescribed in Regulation 52 of SEBI (Mutual Funds) Regulations. |
| Mar 19, 2014 | Sundaram World Brand Fund-Series I-III | scheme within the maximum limit of total expense ratio as prescribed in Regulation 52 of SEBI (Mutual Funds) Regulations. |
| Mar 19, 2014 | Sundaram World Brand Fund-Series I-III | scheme within the maximum limit of total expense ratio as prescribed in Regulation 52 of SEBI (Mutual Funds) Regulations. |
| Mar 19, 2014 | Sundaram World Brand Fund-Series I-III | scheme within the maximum limit of total expense ratio as prescribed in Regulation 52 of SEBI (Mutual Funds) Regulations. |
| Mar 19, 2014 | BOI AXA FMP- Series 15 to 17 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Mar 19, 2014 | BOI AXA FMP- Series 15 to 17 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Mar 19, 2014 | BOI AXA FMP- Series 15 to 17 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Mar 19, 2014 | BOI AXA FMP- Series 15 to 17 | transactions; any payment over and above this limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Mar 21, 2014 | Canara Robeco Global Consumer Trends | The Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 21, 2014 | Canara Robeco Global Consumer Trends | The Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 21, 2014 | Canara Robeco Global Consumer Trends | The Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 21, 2014 | Canara Robeco Global Consumer Trends | The Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 21, 2014 | Canara Robeco Global Consumer Trends | The Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 21, 2014 | Canara Robeco Global Consumer Trends | The Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 21, 2014 | Canara Robeco Global Consumer Trends | The Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 21, 2014 | Canara Robeco Global Consumer Trends | The Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Canara Robeco Global Consumer Trends | The Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 21, 2014 | Reliance Capital Protection Oriented Fund (Plan A Plan F) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Mar 28, 2014 | IL & FS Engineering and Construction Company Limited | purchase shares and convertible debentures of an Indian company under the portfolio investment scheme through registered brokers on recognized stock exchanges in India. Regulation 1 (4) of Schedule II of the FEMA Regulations provides that the total holding by each FII or SEBI approved sub-account of an FII shall not exceed 10% of the total paid-up equity capital of an Indian company or 10% of the paid-up value of each series of |
| Mar 28, 2014 | Adjudication Order in respect of Shri Polsani Ravinder Rao, Shri A R S Rajan, Ms. Lakshmi Rajan, Ms. Ramana Bharati, Shri Ramana Boina Shankar, Shri Sreeram V Mangalapalli, Shri PV Ravi Kumar, Ms. P Leela Madhuri Devi, Shri P Suresh Gandhi and Shri Venkat Naresh in the matter of M/s. Arunjyoti Enterprises Limited | may be. Besides, the Noticee Shri Polsani Ravinder Rao cannot absolve himself by making disclosures under Listing Agreement/ SAST Regulations in lieu of making necessary disclosures under the PIT Regulations, as the purpose and intent of both the laws are different. The non‐disclosure by the Noticee under the PIT Regulations undermines the investor interest relating to the effectiveness of purpose of |
| Mar 28, 2014 | Adjudication Order in respect of Shri Polsani Ravinder Rao, Shri A R S Rajan, Ms. Lakshmi Rajan, Ms. Ramana Bharati, Shri Ramana Boina Shankar, Shri Sreeram V Mangalapalli, Shri PV Ravi Kumar, Ms. P Leela Madhuri Devi, Shri P Suresh Gandhi and Shri Venkat Naresh in the matter of M/s. Arunjyoti Enterprises Limited | may be. Besides, the Noticee Shri Polsani Ravinder Rao cannot absolve himself by making disclosures under Listing Agreement/ SAST Regulations in lieu of making necessary disclosures under the PIT Regulations, as the purpose and intent of both the laws are different. The non‐disclosure by the Noticee under the PIT Regulations undermines the investor interest relating to the effectiveness of purpose of |
| Mar 28, 2014 | Adjudication Order in respect of Shri Polsani Ravinder Rao, Shri A R S Rajan, Ms. Lakshmi Rajan, Ms. Ramana Bharati, Shri Ramana Boina Shankar, Shri Sreeram V Mangalapalli, Shri PV Ravi Kumar, Ms. P Leela Madhuri Devi, Shri P Suresh Gandhi and Shri Venkat Naresh in the matter of M/s. Arunjyoti Enterprises Limited | may be. Besides, the Noticee Shri Polsani Ravinder Rao cannot absolve himself by making disclosures under Listing Agreement/ SAST Regulations in lieu of making necessary disclosures under the PIT Regulations, as the purpose and intent of both the laws are different. The non‐disclosure by the Noticee under the PIT Regulations undermines the investor interest relating to the effectiveness of purpose of |
| Apr 01, 2014 | Axis Child Plan | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 01, 2014 | Axis Child Plan | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 01, 2014 | Axis Child Plan | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 01, 2014 | Axis Child Plan | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 01, 2014 | IDFC Fixed Term Plan- Series 93 to 102 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 01, 2014 | IDFC Fixed Term Plan- Series 93 to 102 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 01, 2014 | IDFC Fixed Term Plan- Series 93 to 102 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 01, 2014 | JP Morgan India Monthly Income Fund | market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management and |
| Apr 01, 2014 | Axis Child Plan | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 01, 2014 | IDFC Fixed Term Plan- Series 93 to 102 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 03, 2014 | MIRC Electronics Limited | maintain necessary licenses, approvals and permits in a timely manner or at all and the introduction of new laws or regulations pertaining to licensing requirements, renewal requirements, certification requirements and consumer protection may further restrict our ability to operate and adversely affect our business operations and results of |
| Apr 03, 2014 | DWS Arbitrage Fund | 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 03, 2014 | DWS Arbitrage Fund | 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 03, 2014 | DWS Arbitrage Fund | 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 03, 2014 | DWS Arbitrage Fund | 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 04, 2014 | IDBI Banking and PSU Debt Fund | c) Additional expenses, incurred towards different heads mentioned under sub-regulations (2) and (4) of regulation 52 of SEBI (Mutual Fund) (Second Amendment) Regulations, 2012, not exceeding 0.20% of daily net assets of the scheme.” |
| Apr 09, 2014 | Wonderla Holidays Limited | scheme in India is subject to change from time to time. Any adverse change in Indian tax rules and regulations or policy may have an adverse effect on our business, financial condition and results of operations. As such, we cannot assure you that such changes or other regulatory changes in the future will |
| Apr 09, 2014 | ICICI Prudential Multiple Yield Fund - Series 7 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 09, 2014 | ICICI Prudential Multiple Yield Fund - Series 7 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 09, 2014 | ICICI Prudential Multiple Yield Fund - Series 7 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 09, 2014 | ICICI Prudential Multiple Yield Fund - Series 7 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 09, 2014 | ICICI Prudential Multiple Yield Fund - Series 7 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 09, 2014 | ICICI Prudential Multiple Yield Fund - Series 7 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 09, 2014 | ICICI Prudential Multiple Yield Fund - Series 7 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 09, 2014 | ICICI Prudential Multiple Yield Fund - Series 7 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 09, 2014 | ICICI Prudential Multiple Yield Fund - Series 7 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | LIC Nomura FMP Series 84-89 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Tata FMP Series 48 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Apr 09, 2014 | Sundaram Hybrid Fund - Series K -O | schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring |
| Apr 09, 2014 | ICICI Prudential Multiple Yield Fund - Series 7 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 15, 2014 | Sundaram Select Micro Cap Series V-VII | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 15, 2014 | Sundaram Select Micro Cap Series V-VII | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 15, 2014 | Sundaram Select Micro Cap Series V-VII | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 15, 2014 | Sundaram Select Micro Cap Series V-VII | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 15, 2014 | Sundaram Select Micro Cap Series V-VII | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 15, 2014 | Sundaram Select Micro Cap Series V-VII | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 15, 2014 | Sundaram Select Micro Cap Series V-VII | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 15, 2014 | Sundaram Select Micro Cap Series V-VII | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 15, 2014 | Sundaram Select Micro Cap Series V-VII | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 15, 2014 | Sundaram Select Micro Cap Series V-VII | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 15, 2014 | Religare Invesco FMP - Series 24 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Apr 15, 2014 | Religare Invesco FMP - Series 24 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Apr 15, 2014 | Religare Invesco FMP - Series 24 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Apr 15, 2014 | Religare Invesco FMP - Series 24 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Apr 15, 2014 | Religare Invesco FMP - Series 24 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Apr 15, 2014 | Sundaram Select Micro Cap Series V-VII | that can be charged to the schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 15, 2014 | Religare Invesco FMP - Series 24 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Apr 15, 2014 | Religare Invesco FMP - Series 24 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Apr 15, 2014 | Religare Invesco FMP - Series 24 - Plan A to O | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Apr 16, 2014 | DWS Fixed Maturity Plan Series 71 to 80 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 16, 2014 | DWS Fixed Maturity Plan Series 71 to 80 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 16, 2014 | DWS Fixed Maturity Plan Series 71 to 80 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 16, 2014 | DWS Fixed Maturity Plan Series 71 to 80 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 16, 2014 | DWS Mid Cap Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 16, 2014 | DWS Mid Cap Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 16, 2014 | DWS Mid Cap Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 16, 2014 | DWS Mid Cap Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 16, 2014 | DWS Mid Cap Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 16, 2014 | DWS Mid Cap Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 16, 2014 | DWS Fixed Maturity Plan Series 71 to 80 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 16, 2014 | DWS Mid Cap Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Apr 17, 2014 | Garware - Wall Ropes Limited - Post Offer Public Announcement | the Companies Act, 2013 (both collectively referred to as “the Act”), pursuant to Article 24 of the Articles of Association of the Company, the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 (“the Buy-Back Regulations”) and subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to SEBI, |
| Apr 23, 2014 | Muthoot Finance Limited | information as it deems necessary to make an informed investment decision and that (terms used herein that are defined in Rule 144A or Regulation S are used herein as defined therein): |
| Apr 23, 2014 | The Indian Hotels Compnay Limited | necessary permits and licenses, changes in location advantages of our existing and proposed properties, possibility of unanticipated future regulatory restrictions such as stricter environmental regulations and the diversion of management resources. |
| Apr 23, 2014 | ECO Friendly Food Processing Park Limited | the Company will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchange. |
| Apr 23, 2014 | ECO Friendly Food Processing Park Limited | the Company will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchange. |
| Apr 23, 2014 | ECO Friendly Food Processing Park Limited | the Company will take such steps as may be necessary to restore the minimum public shareholding in accordance with the SEBI regulations and undertakes to comply with such directions as may be issued by the Stock Exchange. |
| Apr 23, 2014 | Revised guidelines for Liquidity Enhancement Scheme in the Equity Cash and Equity Derivatives Segments | circular, including necessaramendments to the relevant byelaws, rules and regulations; |
| Apr 23, 2014 | Axis Hybrid Fund - Series 14 -17 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 23, 2014 | Axis Hybrid Fund - Series 14 -17 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 23, 2014 | Axis Hybrid Fund - Series 14 -17 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 23, 2014 | Axis Hybrid Fund - Series 14 -17 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 23, 2014 | Axis Hybrid Fund - Series 14 -17 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 23, 2014 | Axis Hybrid Fund - Series 14 -17 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 23, 2014 | Axis Hybrid Fund - Series 14 -17 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 23, 2014 | Axis Fixed Term Plan - Series 68-72 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Apr 23, 2014 | Axis Fixed Term Plan - Series 68-72 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Apr 23, 2014 | Axis Fixed Term Plan - Series 68-72 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Apr 23, 2014 | Axis Fixed Term Plan - Series 68-72 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Apr 23, 2014 | Axis Fixed Term Plan - Series 68-72 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Apr 23, 2014 | Axis Fixed Term Plan - Series 68-72 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Apr 23, 2014 | Axis Fixed Term Plan - Series 68-72 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Apr 23, 2014 | ICICI Prudential Value Fund Series - 5 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 23, 2014 | ICICI Prudential Value Fund Series - 5 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 23, 2014 | ICICI Prudential Value Fund Series - 5 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 23, 2014 | ICICI Prudential Value Fund Series - 5 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 23, 2014 | ICICI Prudential Value Fund Series - 5 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 23, 2014 | ICICI Prudential Value Fund Series - 5 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 23, 2014 | ICICI Prudential Value Fund Series - 5 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 23, 2014 | ICICI Prudential Value Fund Series - 5 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 23, 2014 | Axis Hybrid Fund - Series 14 -17 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 23, 2014 | Axis Hybrid Fund - Series 14 -17 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Apr 23, 2014 | Axis Fixed Term Plan - Series 68-72 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Apr 23, 2014 | Axis Fixed Term Plan - Series 68-72 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Apr 23, 2014 | Axis Fixed Term Plan - Series 68-72 | the schemeSEBI (Mutual Funds) Regulations, 1996 and |
| Apr 23, 2014 | ICICI Prudential Value Fund Series - 5 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 23, 2014 | ICICI Prudential Value Fund Series - 5 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 25, 2014 | Easun Reyrolle Limited | Except as stated below, our Company is in compliance with all applicable regulations governing our business activities and has received the necessary consents, licenses, permissions and approvals from government and |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | UTI-Capital Protection Oriented Scheme - Series IV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 28, 2014 | UTI-Capital Protection Oriented Scheme - Series IV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 28, 2014 | UTI-Capital Protection Oriented Scheme - Series IV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 28, 2014 | UTI-Capital Protection Oriented Scheme - Series IV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 28, 2014 | UTI-Capital Protection Oriented Scheme - Series IV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 28, 2014 | ICICI Prudential Small Cap Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 28, 2014 | ICICI Prudential Small Cap Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 28, 2014 | ICICI Prudential Small Cap Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 28, 2014 | ICICI Prudential Small Cap Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 28, 2014 | ICICI Prudential Small Cap Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 28, 2014 | ICICI Prudential Small Cap Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 28, 2014 | ICICI Prudential Small Cap Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 28, 2014 | ICICI Prudential Small Cap Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 28, 2014 | ICICI Prudential Small Cap Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 28, 2014 | Sundaram Select Small Cap - Series II- IV | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 28, 2014 | Sundaram Select Small Cap - Series II- IV | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 28, 2014 | Sundaram Select Small Cap - Series II- IV | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 28, 2014 | Sundaram Select Small Cap - Series II- IV | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 28, 2014 | Sundaram Select Small Cap - Series II- IV | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 28, 2014 | Sundaram Select Small Cap - Series II- IV | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 28, 2014 | Sundaram Select Small Cap - Series II- IV | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 28, 2014 | Sundaram Select Small Cap - Series II- IV | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 28, 2014 | Sundaram Select Small Cap - Series II- IV | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 28, 2014 | Sundaram Select Small Cap - Series II- IV | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | Birla Sun Life Fixed Term Plan - Series LT to Series MC | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Apr 28, 2014 | UTI-Capital Protection Oriented Scheme - Series IV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 28, 2014 | UTI-Capital Protection Oriented Scheme - Series IV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 28, 2014 | UTI-Capital Protection Oriented Scheme - Series IV | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Apr 28, 2014 | ICICI Prudential Small Cap Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 28, 2014 | Sundaram Select Small Cap - Series II- IV | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | Reliance Debt Opportunities Fund (Plan A to E) | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Apr 28, 2014 | ICICI Prudential Small Cap Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 29, 2014 | Reliance Dual Advanrage Fixed Tenure Fund - VI | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Apr 30, 2014 | Kotak FMP Series 169-188 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Apr 30, 2014 | Kotak FMP Series 169-188 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Apr 30, 2014 | Kotak FMP Series 169-188 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Apr 30, 2014 | Kotak FMP Series 169-188 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Apr 30, 2014 | Kotak FMP Series 169-188 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Apr 30, 2014 | Kotak FMP Series 169-188 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Apr 30, 2014 | Kotak FMP Series 169-188 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Apr 30, 2014 | Kotak FMP Series 169-188 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Apr 30, 2014 | Kotak FMP Series 169-188 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Apr 30, 2014 | Kotak FMP Series 169-188 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Apr 30, 2014 | Kotak FMP Series 169-188 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| Apr 30, 2014 | Kotak FMP Series 169-188 | Investments made from the schemeSEBI (MF) Regulations / circulars. The AMC will strive to achieve |
| May 02, 2014 | Report of the Working Group on Resolution Regime for Financial Institutions | clearing and settlement obligations to the clearing corporation arising out of clearing and settlement operations of such deals as provided in the Rules, Bye Laws and Regulations, the relevant authority may utilise the Fund and other monies to the extent necessary to meet the obligations. |
| May 02, 2014 | Supreme Petrochem Limited - Buyback Offer | the extent notified) and Companies Act, 1956 (to the extent not repealed) and the provisions contained in the Buyback Regulations subject to other applicable laws, approval/s as may be necessary, from statutory authorities including Securities and Exchange Board of India, Stock Exchanges, Reserve Bank of India, etc., and |
| May 02, 2014 | Kotak Equity Monthly Income Plan | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| May 02, 2014 | Kotak Equity Monthly Income Plan | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| May 02, 2014 | Kotak Equity Monthly Income Plan | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| May 02, 2014 | Kotak Equity Monthly Income Plan | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| May 02, 2014 | Kotak Equity Monthly Income Plan | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| May 02, 2014 | Kotak Equity Monthly Income Plan | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| May 02, 2014 | Kotak Equity Monthly Income Plan | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| May 02, 2014 | Kotak Equity Monthly Income Plan | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| May 02, 2014 | Kotak Equity Monthly Income Plan | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| May 05, 2014 | DSP BlackRock European Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | DSP BlackRock European Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | DSP BlackRock European Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | DSP BlackRock European Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | DSP BlackRock European Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | DSP BlackRock European Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | IDFC Fixed Term Plan - Series 103 - 117 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2014 | IDFC Fixed Term Plan - Series 103 - 117 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2014 | IDFC Fixed Term Plan - Series 103 - 117 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2014 | Axis Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2014 | Axis Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2014 | Axis Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2014 | Axis Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2014 | Axis Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2014 | Axis Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2014 | Axis Ultra Short Term Fund | schemeschemeSEBI (MF) Regulations. Provided that such investment will be within the limits specified under SEBI (MF) |
| May 05, 2014 | Axis Ultra Short Term Fund | schemeschemeSEBI (MF) Regulations. Provided that such investment will be within the limits specified under SEBI (MF) |
| May 05, 2014 | Axis Ultra Short Term Fund | schemeschemeSEBI (MF) Regulations. Provided that such investment will be within the limits specified under SEBI (MF) |
| May 05, 2014 | Axis Ultra Short Term Fund | schemeschemeSEBI (MF) Regulations. Provided that such investment will be within the limits specified under SEBI (MF) |
| May 05, 2014 | Axis Ultra Short Term Fund | schemeschemeSEBI (MF) Regulations. Provided that such investment will be within the limits specified under SEBI (MF) |
| May 05, 2014 | Axis Ultra Short Term Fund | schemeschemeSEBI (MF) Regulations. Provided that such investment will be within the limits specified under SEBI (MF) |
| May 05, 2014 | DSP BlackRock World Healthscience Fund | transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| May 05, 2014 | DSP BlackRock World Healthscience Fund | transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| May 05, 2014 | DSP BlackRock World Healthscience Fund | transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| May 05, 2014 | DSP BlackRock World Healthscience Fund | transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| May 05, 2014 | DSP BlackRock World Healthscience Fund | transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| May 05, 2014 | DSP BlackRock World Healthscience Fund | transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| May 05, 2014 | DSP BlackRock Japan Nikkei 225 Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | DSP BlackRock Japan Nikkei 225 Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | DSP BlackRock Japan Nikkei 225 Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | DSP BlackRock Japan Nikkei 225 Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | DSP BlackRock Japan Nikkei 225 Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | DSP BlackRock Japan Nikkei 225 Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | Muthoot Finance Limited | necessary to make an informed investment decision and that (terms used herein that are defined in Rule 144A or Regulation S are used herein as defined therein): |
| May 05, 2014 | DSP BlackRock European Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 05, 2014 | IDFC Fixed Term Plan - Series 103 - 117 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2014 | Axis Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2014 | Axis Medium Term Fund | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 05, 2014 | Axis Ultra Short Term Fund | schemeschemeSEBI (MF) Regulations. Provided that such investment will be within the limits specified under SEBI (MF) |
| May 05, 2014 | DSP BlackRock Japan Nikkei 225 Fund | A schemeSEBI (MF) Regulations and/or by the Trustee, AMC or Sponsors (The AMC shall not charge any fees on |
| May 06, 2014 | Securities and Exchange Board of India (Mutual Funds) (Amendment Regulations 2014 | (5) The sponsor or asset management company of schemes existing as on date of notification of the SEBI(Mutual Funds)(Amendment) Regulations, 2014 shall invest not less than one percent of the assets under management of |
| May 06, 2014 | Securities and Exchange Board of India (Mutual Funds) (Amendment Regulations 2014 | (5) The sponsor or asset management company of schemes existing as on date of notification of the SEBI(Mutual Funds)(Amendment) Regulations, 2014 shall invest not less than one percent of the assets under management of |
| May 06, 2014 | Securities and Exchange Board of India (Mutual Funds) (Amendment Regulations 2014 | (5) The sponsor or asset management company of schemes existing as on date of notification of the SEBI(Mutual Funds)(Amendment) Regulations, 2014 shall invest not less than one percent of the assets under management of |
| May 06, 2014 | Claris Lifesciences Limited - Letter of Offer | desirable or appropriate for and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such |
| May 06, 2014 | Claris Lifesciences Limited - Letter of Offer | desirable or appropriate for and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such |
| May 06, 2014 | Claris Lifesciences Limited - Letter of Offer | desirable or appropriate for and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such |
| May 06, 2014 | Claris Lifesciences Limited - Letter of Offer | desirable or appropriate for and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such |
| May 06, 2014 | Securities and Exchange Board of India (Mutual Funds) (Amendment Regulations 2014 | (5) The sponsor or asset management company of schemes existing as on date of notification of the SEBI(Mutual Funds)(Amendment) Regulations, 2014 shall invest not less than one percent of the assets under management of |
| May 07, 2014 | UTI Fixed Term Income Fund - Series XIX | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 07, 2014 | UTI Fixed Term Income Fund - Series XIX | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 07, 2014 | UTI Fixed Term Income Fund - Series XIX | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 07, 2014 | UTI Fixed Term Income Fund - Series XIX | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 07, 2014 | UTI Fixed Term Income Fund - Series XIX | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 07, 2014 | UTI Fixed Term Income Fund - Series XIX | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 07, 2014 | UTI Fixed Term Income Fund - Series XIX | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 07, 2014 | UTI Fixed Term Income Fund - Series XIX | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 07, 2014 | UTI Fixed Term Income Fund - Series XIX | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 07, 2014 | UTI Fixed Term Income Fund - Series XIX | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 07, 2014 | UTI Fixed Term Income Fund - Series XIX | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| May 08, 2014 | SPS Finquest Limited | debentures of an Indian company under the portfolio investment scheme through registered brokers on recognized stock exchanges in India. Regulation 1 (4) of Schedule II of the FEMA Regulations provides that the total holding by each FII or SEBI approved sub-account of an FII shall not exceed 10% of the total paid-up equity capital of an |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | DWS Corporate Debt Opportunities Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | DWS Corporate Debt Opportunities Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | DWS Corporate Debt Opportunities Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | SBI Dual Advantage Fund - Series IV -VI | These estimates have been made in good faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) RegulationsSEBI (MF) Regulationsscheme: |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | Birla Sun Life Emerging Leaders Fund - Series 3 & 4 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | LIC Nomura Diversified Equity Fund - Series 1 & 2 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 12, 2014 | DWS Corporate Debt Opportunities Fund | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 15, 2014 | Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014 | circular, including necessaramendments to the relevant bye-laws, rules and regulations. |
| May 20, 2014 | JP Morgan India FMP Series 40 & Series 41 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| May 20, 2014 | JP Morgan India FMP Series 40 & Series 41 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| May 20, 2014 | JP Morgan India FMP Series 40 & Series 41 | said 12 bps for cash market transactions may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors.In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | Reliance Fixed Horizon Fund - XXVII | In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| May 20, 2014 | L&T Arbitrage Opportunities Fund | of the directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| May 20, 2014 | L&T Arbitrage Opportunities Fund | of the directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| May 20, 2014 | L&T Arbitrage Opportunities Fund | of the directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 20, 2014 | LIC Nomura MF Infrastructure Oriented Debt Fund | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| May 23, 2014 | L & T Business Cycle Fund | of the directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| May 23, 2014 | L & T Business Cycle Fund | of the directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| May 23, 2014 | L & T Business Cycle Fund | of the directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| May 23, 2014 | Prime Property Development Corporation Limited - Draft Letter of Offer | and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such or any of the |
| May 23, 2014 | Prime Property Development Corporation Limited - Draft Letter of Offer | and in relation to the sale and transfer of the Equity Shares tendered and accepted under the Buyback Offer, fully and effectively in favour of the Company, in terms of the Buyback Regulations, including the power to make, sign, execute, deliver, acknowledge and perform all applications to file, Regulatory Reportings and any such information demanded from time to time by any regulatory or statutory authorities in India including FEMA Regulations of Reserve Bank of India, that may be necessary or proper to be made, signed, sealed, executed, delivered, acknowledged and performed on my/our behalf and for such or any of the |
| May 26, 2014 | Sundaram - Developed Markets Fund | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| May 26, 2014 | Sundaram - Developed Markets Fund | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| May 26, 2014 | Sundaram - Developed Markets Fund | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| May 26, 2014 | Sundaram - Developed Markets Fund | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| May 26, 2014 | Sundaram - Developed Markets Fund | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| May 26, 2014 | Sundaram - Developed Markets Fund | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| May 26, 2014 | Sundaram - Developed Markets Fund | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| May 26, 2014 | Sundaram - Developed Markets Fund | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| May 26, 2014 | Sundaram - Developed Markets Fund | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| May 26, 2014 | Sundaram - Developed Markets Fund | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | Sundaram - Developed Markets Fund | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| May 26, 2014 | Sundaram - Developed Markets Fund | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | Birla Sun Life Corporate Bond Fund -Plan A to Plan E | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 26, 2014 | SBI Shariah Equity Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| May 27, 2014 | Indo Borax & Chemicals Limited - Post offer PA | applicable laws, approval/s as may be necessary, from time to time from statutory authorities including but not limited to the SEBI Buy-back Regulations, the Listing Agreements entered with the BSE Limited (BSE) (“Stock Exchange”) and The Calcutta Stock Exchange Limited (CSE), Reserve Bank of India (“RBI”) and Securities and Exchange Board of India |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 27, 2014 | Tata Dual Advantage Fund Series 2 | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| May 29, 2014 | HDFC Fixed Maturity Plans - Series 32 | 15. Other schemeSEBI (MF) Regulations; 16. Trustee, AMC, Sponsor and their associates may subscribe |
| May 29, 2014 | HDFC Fixed Maturity Plans - Series 32 | 15. Other schemeSEBI (MF) Regulations; 16. Trustee, AMC, Sponsor and their associates may subscribe |
| May 29, 2014 | HDFC Fixed Maturity Plans - Series 32 | 15. Other schemeSEBI (MF) Regulations; 16. Trustee, AMC, Sponsor and their associates may subscribe |
| May 29, 2014 | HDFC Fixed Maturity Plans - Series 32 | 15. Other schemeSEBI (MF) Regulations; 16. Trustee, AMC, Sponsor and their associates may subscribe |
| May 29, 2014 | HDFC Fixed Maturity Plans - Series 32 | 15. Other schemeSEBI (MF) Regulations; 16. Trustee, AMC, Sponsor and their associates may subscribe |
| May 29, 2014 | HDFC Fixed Maturity Plans - Series 32 | 15. Other schemeSEBI (MF) Regulations; 16. Trustee, AMC, Sponsor and their associates may subscribe |
| May 29, 2014 | HDFC Fixed Maturity Plans - Series 32 | 15. Other schemeSEBI (MF) Regulations; 16. Trustee, AMC, Sponsor and their associates may subscribe |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 02, 2014 | Reliance Capital Builder Fund | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Jun 04, 2014 | UTI Fixed Term Income Fund - Series XX | faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme if the new inflows |
| Jun 04, 2014 | UTI Fixed Term Income Fund - Series XX | faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme if the new inflows |
| Jun 04, 2014 | UTI Fixed Term Income Fund - Series XX | faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme if the new inflows |
| Jun 04, 2014 | UTI Fixed Term Income Fund - Series XX | faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme if the new inflows |
| Jun 04, 2014 | UTI Fixed Term Income Fund - Series XX | faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme if the new inflows |
| Jun 04, 2014 | UTI Fixed Term Income Fund - Series XX | faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme if the new inflows |
| Jun 04, 2014 | UTI Fixed Term Income Fund - Series XX | faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme if the new inflows |
| Jun 04, 2014 | UTI Fixed Term Income Fund - Series XX | faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme if the new inflows |
| Jun 04, 2014 | UTI Fixed Term Income Fund - Series XX | faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme if the new inflows |
| Jun 04, 2014 | UTI Fixed Term Income Fund - Series XX | faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme if the new inflows |
| Jun 04, 2014 | UTI Fixed Term Income Fund - Series XX | faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme if the new inflows |
| Jun 04, 2014 | UTI Fixed Term Income Fund - Series XX | faith as per the information available to the Investment Manager based on past experience and are subject to change inter-se. Types of expenses charged shall be as per the SEBI (MF) Regulationsscheme if the new inflows |
| Jun 06, 2014 | DSP BlackRock FMP - Series 176 -185 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Jun 06, 2014 | DSP BlackRock FMP - Series 176 -185 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Jun 06, 2014 | DSP BlackRock FMP - Series 176 -185 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Jun 06, 2014 | DSP BlackRock FMP - Series 176 -185 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Jun 06, 2014 | DSP BlackRock FMP - Series 176 -185 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Jun 06, 2014 | DSP BlackRock FMP - Series 176 -185 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Jun 06, 2014 | DSP BlackRock FMP - Series 176 -185 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Jun 06, 2014 | DSP BlackRock FMP - Series 176 -185 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Jun 06, 2014 | DSP BlackRock Fixed Term Plan - Series 44 and 45 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 06, 2014 | DSP BlackRock Fixed Term Plan - Series 44 and 45 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 06, 2014 | DSP BlackRock Fixed Term Plan - Series 44 and 45 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 06, 2014 | DSP BlackRock Fixed Term Plan - Series 44 and 45 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 06, 2014 | DSP BlackRock Fixed Term Plan - Series 44 and 45 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 06, 2014 | DSP BlackRock Fixed Term Plan - Series 44 and 45 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 06, 2014 | DSP BlackRock Fixed Term Plan - Series 44 and 45 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 06, 2014 | ICICI Prudential Growth Fund - Series 3 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 06, 2014 | ICICI Prudential Growth Fund - Series 3 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 06, 2014 | ICICI Prudential Growth Fund - Series 3 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 06, 2014 | ICICI Prudential Growth Fund - Series 3 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 06, 2014 | ICICI Prudential Growth Fund - Series 3 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 06, 2014 | ICICI Prudential Growth Fund - Series 3 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 06, 2014 | ICICI Prudential Growth Fund - Series 3 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 06, 2014 | ICICI Prudential Growth Fund - Series 3 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 06, 2014 | ICICI Prudential Growth Fund - Series 3 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 06, 2014 | DSP BlackRock FMP - Series 176 -185 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Jun 06, 2014 | DSP BlackRock FMP - Series 176 -185 | 14. The Scheme shall not invest in a fund of funds schemeSEBI (MF) Regulations, the Mutual Fund shall not advance any loans for any purpose and the Mutual Fund shall not borrow except to meet temporary liquidity needs of the |
| Jun 06, 2014 | DSP BlackRock Fixed Term Plan - Series 44 and 45 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 06, 2014 | DSP BlackRock Fixed Term Plan - Series 44 and 45 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 06, 2014 | DSP BlackRock Fixed Term Plan - Series 44 and 45 | charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 06, 2014 | ICICI Prudential Growth Fund - Series 3 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 06, 2014 | ICICI Prudential Growth Fund - Series 3 to 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Jun 11, 2014 | Infinite Computer Solutions (India) Limited - Post offer Public Announcement | Companies Act, 1956 (referred to as “the Act”), pursuant to Article 35 of the Articles of Association of the Company, the Securities and Exchange Board of India (Buy-Back of Securities) Regulations, 1998 (“the Buy-Back Regulations”) and subject to approval/s as may be necessary, from time to time from statutory authorities including but not limited to SEBI, Reserve Bank of India, Stock Exchanges as may be required, at a price being less than or equal to Rs. 120/- per |
| Jun 13, 2014 | DSP BlackRock Dual Advantage Fund - Series 29-33 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 13, 2014 | DSP BlackRock Dual Advantage Fund - Series 29-33 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 13, 2014 | DSP BlackRock Dual Advantage Fund - Series 29-33 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 13, 2014 | DSP BlackRock Dual Advantage Fund - Series 29-33 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 13, 2014 | DSP BlackRock Dual Advantage Fund - Series 29-33 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 13, 2014 | DSP BlackRock Dual Advantage Fund - Series 29-33 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 13, 2014 | DSP BlackRock Dual Advantage Fund - Series 29-33 | bps and 5bps for cash market transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Jun 17, 2014 | Consultation Paper on Crowdfunding in India | not necessarily imply that all or any of the comments will be invariably accepted for formulation of regulation. Interested persons may send their comments by e-mail to Mr. Aditya Sarda (adityas@sebi.gov.in) or Mr. Ankit Goel (ankitg@sebi.gov.in) on or before |
| Jun 17, 2014 | Consultation Paper on Crowdfunding in India | not necessarily imply that all or any of the comments will be invariably accepted for formulation of regulation. Interested persons may send their comments by e-mail to Mr. Aditya Sarda (adityas@sebi.gov.in) or Mr. Ankit Goel (ankitg@sebi.gov.in) on or before |
| Jun 18, 2014 | DWS Hybrid Fixed Term Fund - Series 26 -30 | charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit |
| Jun 18, 2014 | DWS Hybrid Fixed Term Fund - Series 26 -30 | charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit |
| Jun 19, 2014 | Guidelines on disclosures, reporting and clarifications under AIF Regulations | returned to all the investors) on the date of commencement of the AIF Regulations need not submit the aforesaid information. Funds which have not been wound up and which have launched multiple schemeschemes which have not been closed/ wound up as on the date of commencement of the AIF Regulations. |
| Jun 20, 2014 | Participation of FPIs in the Currency Derivatives segment and Position limits for currency derivatives contracts | of the circular by June 27, 2014, including necessaramendments to the relevant bye-laws, rules and regulations. (b) |
| Jun 21, 2014 | Address by Shri U K Sinha, Chairman, SEBI at Skoch Conference on June 21, 2014 at New Delhi. | SEBI vide notification dated August 30, 2011 amended SEBI (MF) Regulations and introduced the regulations for IDF schemes which would essentially act as vehicles for refinancing existing debt of infrastructure companies, thereby creating fresh headroom for |
| Jun 25, 2014 | Order in the matter of M/s Beetal Livestocks & Farm Pvt Ltd | regulations shall carry on or sponsor or launch a collective investment scheme. Therefore, a |
| Jun 27, 2014 | Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999 | 29, 2013 to extend the time line for aligning existing employee benefit schemeschemes are aligned with the new regulations to be notified. |
| Jun 27, 2014 | Circular on extension of timeline for alignment of employee benefit schemes with the SEBI (ESOS and ESPS) Guidelines, 1999 | 29, 2013 to extend the time line for aligning existing employee benefit schemeschemes are aligned with the new regulations to be notified. |
| Jul 01, 2014 | NCC Limited | the RBI, are permitted to undertake fresh investments as incorporated non-resident entities in terms of Regulation 5(1) of RBI Notification No.20/2000-RB dated May 3, 2000, under the foreign direct investment scheme with the prior approval of Government of India if the investment is through the |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 01, 2014 | SBI Equity Opportunities Fund - Series I to III | management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 02, 2014 | Kotak Banking ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Banking ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Banking ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Banking ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Banking ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Banking ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Banking ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Banking ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Banking ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Banking ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Hybrid Fixed Term Plan Series 3 and Kotak Hybrid Fixed Term Plan Series 4 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Hybrid Fixed Term Plan Series 3 and Kotak Hybrid Fixed Term Plan Series 4 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Hybrid Fixed Term Plan Series 3 and Kotak Hybrid Fixed Term Plan Series 4 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Hybrid Fixed Term Plan Series 3 and Kotak Hybrid Fixed Term Plan Series 4 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Hybrid Fixed Term Plan Series 3 and Kotak Hybrid Fixed Term Plan Series 4 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Hybrid Fixed Term Plan Series 3 and Kotak Hybrid Fixed Term Plan Series 4 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Hybrid Fixed Term Plan Series 3 and Kotak Hybrid Fixed Term Plan Series 4 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Hybrid Fixed Term Plan Series 3 and Kotak Hybrid Fixed Term Plan Series 4 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Hybrid Fixed Term Plan Series 3 and Kotak Hybrid Fixed Term Plan Series 4 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Hybrid Fixed Term Plan Series 3 and Kotak Hybrid Fixed Term Plan Series 4 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 02, 2014 | Kotak Hybrid Fixed Term Plan Series 3 and Kotak Hybrid Fixed Term Plan Series 4 | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | Sundaram Top 100 Series IV & V | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| Jul 04, 2014 | Sundaram Top 100 Series IV & V | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| Jul 04, 2014 | Sundaram Top 100 Series IV & V | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| Jul 04, 2014 | Sundaram Top 100 Series IV & V | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| Jul 04, 2014 | Sundaram Top 100 Series IV & V | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| Jul 04, 2014 | Sundaram Top 100 Series IV & V | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| Jul 04, 2014 | Sundaram Top 100 Series IV & V | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| Jul 04, 2014 | Sundaram Top 100 Series IV & V | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| Jul 04, 2014 | Sundaram Top 100 Series IV & V | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | LIC Nomura FMP - Series 90 to 95 | brokerage and transaction cost, over and above the said 12 bps may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Jul 04, 2014 | Sundaram Top 100 Series IV & V | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| Jul 04, 2014 | Sundaram Top 100 Series IV & V | charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure (including brokerage and transaction |
| Jul 07, 2014 | HSBC Fixed Term Series 113-116 | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| Jul 07, 2014 | HSBC Fixed Term Series 113-116 | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| Jul 07, 2014 | HSBC Fixed Term Series 113-116 | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| Jul 07, 2014 | HSBC Fixed Term Series 113-116 | September, host a soft copy of its unaudited financial results on their website, containing details as specified in Twelfth Schedule of the Regulations and such other details as are necessary for the purpose of providing a true and fair view of the operations of the Fund. The Fund shall publish an |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | UTI-Focussed Equity Fund-Series I to III | (p) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other mutual |
| Jul 07, 2014 | UTI-Focussed Equity Fund-Series I to III | (p) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other mutual |
| Jul 07, 2014 | UTI-Focussed Equity Fund-Series I to III | (p) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other mutual |
| Jul 07, 2014 | UTI-Focussed Equity Fund-Series I to III | (p) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other mutual |
| Jul 07, 2014 | UTI-Focussed Equity Fund-Series I to III | (p) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other mutual |
| Jul 07, 2014 | UTI-Focussed Equity Fund-Series I to III | (p) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other mutual |
| Jul 07, 2014 | UTI-Focussed Equity Fund-Series I to III | (p) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other mutual |
| Jul 07, 2014 | UTI-Focussed Equity Fund-Series I to III | (p) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other mutual |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF Banking | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | SBIETF BSE 100 | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 07, 2014 | UTI-Focussed Equity Fund-Series I to III | (p) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other mutual |
| Jul 07, 2014 | UTI-Focussed Equity Fund-Series I to III | (p) Investment by this schemeschemeSEBI (MFs) Regulationsschemescheme under the same Asset Management Company or any other mutual |
| Jul 10, 2014 | Baroda Pioneer Equity Trigger Fund Series I | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the purpose of removing such difficulty. |
| Jul 10, 2014 | DSP BlackRock 3 Years Close Ended Equity Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Jul 10, 2014 | DSP BlackRock 3 Years Close Ended Equity Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Jul 10, 2014 | DSP BlackRock 3 Years Close Ended Equity Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Jul 10, 2014 | DSP BlackRock 3 Years Close Ended Equity Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Jul 10, 2014 | DSP BlackRock 3 Years Close Ended Equity Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Jul 10, 2014 | DSP BlackRock 3 Years Close Ended Equity Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Jul 10, 2014 | D S Kulkarni Developers Ltd Draft Prospectus | construction industry by imposing mandatory requirements such as necessary approvals, building bye-laws and regulation of future constructions etc. Pursuant to the provisions contained in Chapter XV of the Act, the corporations have been given the powers to regulate buildings and other related activity. Under Chapter II of |
| Jul 10, 2014 | D S Kulkarni Developers Ltd Draft Prospectus | construction industry by imposing mandatory requirements such as necessary approvals, building bye-laws and regulation of future constructions etc. Pursuant to the provisions contained in Chapter XV of the Act, the corporations have been given the powers to regulate buildings and other related activity. Under Chapter II of |
| Jul 10, 2014 | D S Kulkarni Developers Ltd Draft Prospectus | construction industry by imposing mandatory requirements such as necessary approvals, building bye-laws and regulation of future constructions etc. Pursuant to the provisions contained in Chapter XV of the Act, the corporations have been given the powers to regulate buildings and other related activity. Under Chapter II of |
| Jul 10, 2014 | D S Kulkarni Developers Ltd Draft Prospectus | construction industry by imposing mandatory requirements such as necessary approvals, building bye-laws and regulation of future constructions etc. Pursuant to the provisions contained in Chapter XV of the Act, the corporations have been given the powers to regulate buildings and other related activity. Under Chapter II of |
| Jul 10, 2014 | DSP BlackRock 3 Years Close Ended Equity Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Jul 10, 2014 | DSP BlackRock 3 Years Close Ended Equity Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 14, 2014 | SBI Banking & Financial Services Fund | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of the Regulations. Any |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Canara Robeco India Opportunities | The Fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 18, 2014 | Canara Robeco India Opportunities | The Fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 18, 2014 | Canara Robeco India Opportunities | The Fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 18, 2014 | Canara Robeco India Opportunities | The Fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 18, 2014 | Canara Robeco India Opportunities | The Fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 18, 2014 | Canara Robeco India Opportunities | The Fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 18, 2014 | Canara Robeco India Opportunities | The Fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 18, 2014 | Canara Robeco India Opportunities | The Fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 18, 2014 | Canara Robeco India Opportunities | The Fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Reliance R* Shares Sensex ETF | above the said 0.12 per cent for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors. |
| Jul 18, 2014 | Canara Robeco India Opportunities | The Fundamental attributes of the schemeSEBI (MF) Regulations: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 21, 2014 | Canara Robeco Capital Protection Oriented Fund - Series 3 | appropriate. But the AMC shall not be entitled to charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Jul 23, 2014 | Sundaram Value Fund Series I-III | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Jul 23, 2014 | Sundaram Value Fund Series I-III | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Jul 23, 2014 | Sundaram Value Fund Series I-III | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Jul 23, 2014 | Sundaram Value Fund Series I-III | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Jul 23, 2014 | Sundaram Value Fund Series I-III | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Jul 23, 2014 | Sundaram Value Fund Series I-III | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Jul 23, 2014 | Sundaram Value Fund Series I-III | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Jul 23, 2014 | Sundaram Value Fund Series I-III | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Jul 23, 2014 | Sundaram Value Fund Series I-III | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Jul 23, 2014 | Sundaram Value Fund Series I-III | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Jul 23, 2014 | Sundaram Value Fund Series I-III | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Jul 24, 2014 | Clarification on position limits of domestic institutional investors for currency derivatives contracts | circular, including necessaramendments to the relevant bye-laws, rules and regulations. |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 25, 2014 | SBI-ETF Nifty Jr | transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Service tax on brokerage and transaction cost paid for execution of trade, if any, shall be within the limit prescribed under regulation 52 of |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Jul 28, 2014 | Tata Twenty Fund | of 12bps and 5bps for cash market transactions and derivatives transactions respectively. Service tax on brokerage and transaction cost paid for execution of trades shall be within the limit prescribed under regulation 52 of the SEBI (Mutual Funds) RegulationsschemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the asset management company or by the trustee or sponsors. |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 04, 2014 | Birla Sun Life Interval Income Fund-Annual Plan (XI-XX) | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 07, 2014 | Avantel Limited - Public Announcement | Companies Act, 1956 (to the extent not repealed) and the provisions contained in the Buyback Regulations subject to other applicable laws, approval/s as may be necessary, from statutory authorities including Securities and Exchange Board of India, Stock Exchange, |
| Aug 08, 2014 | Sundaram Long Term Tax Advantage Fund Series-I-II | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 08, 2014 | Sundaram Long Term Tax Advantage Fund Series-I-II | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 08, 2014 | Sundaram Long Term Tax Advantage Fund Series-I-II | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 08, 2014 | Sundaram Long Term Tax Advantage Fund Series-I-II | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 08, 2014 | Sundaram Long Term Tax Advantage Fund Series-I-II | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 08, 2014 | Sundaram Long Term Tax Advantage Fund Series-I-II | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 08, 2014 | Sundaram Long Term Tax Advantage Fund Series-I-II | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 08, 2014 | Sundaram Long Term Tax Advantage Fund Series-I-II | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 08, 2014 | Sundaram Long Term Tax Advantage Fund Series-I-II | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 08, 2014 | Sundaram Long Term Tax Advantage Fund Series-I-II | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information Document. The |
| Aug 12, 2014 | BOI AXA Credit Spectrum Fund | Further, in addition to the limits prescribed in the Regulation 52 (6) of the SEBI (Mutual Funds) Regulations, the following additional costs/expenses may also be charged to the scheme: |
| Aug 12, 2014 | BOI AXA Credit Spectrum Fund | Further, in addition to the limits prescribed in the Regulation 52 (6) of the SEBI (Mutual Funds) Regulations, the following additional costs/expenses may also be charged to the scheme: |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Annual Report 2013-14 | SEBI (Venture Capital Funds) Regulationsscheme managed by the |
| Aug 12, 2014 | Annual Report 2013-14 | SEBI (Venture Capital Funds) Regulationsscheme managed by the |
| Aug 12, 2014 | Annual Report 2013-14 | SEBI (Venture Capital Funds) Regulationsscheme managed by the |
| Aug 12, 2014 | Annual Report 2013-14 | SEBI (Venture Capital Funds) Regulationsscheme managed by the |
| Aug 12, 2014 | Annual Report 2013-14 | SEBI (Venture Capital Funds) Regulationsscheme managed by the |
| Aug 12, 2014 | Annual Report 2013-14 | SEBI (Venture Capital Funds) Regulationsscheme managed by the |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Focused Equity Fund - Series 3 to Series 5 | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Birla Sun Life Capital Protection Oriented fund - Series 25 to Series 28 | (f) Fungibility of Maximum Permissible expense: The maximum total expense ratio (TER) that can be charged to the schemeSEBI (MF) RegulationsSEBI (MF) Regulations |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 12, 2014 | Reliance Capital Builder Fund II | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | Reliance Interval Fund III (Series I -10) | separately. In terms of the SEBI [Mutual Fund] Regulations, 1996 (as amended from time to time), the mutual fund schemes are permitted to invest in securitized debt. Accordingly, investments in certain Pass Through Certificates (“PTC’s”) of a securitization trust (“the Trust) were made |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | Baroda Pioneer Equity Opportunities Fund | If any difficulties arise in giving effect to the provisions of the Scheme, the Trustee may, subject to the Regulations, do anything not inconsistent with such provisions, which appears to it to be necessary, desirable or expedient, for the |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 14, 2014 | SBI Retirement Benefit Fund | schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 19, 2014 | Indiabulls Arbitrage Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to units |
| Aug 19, 2014 | Indiabulls Arbitrage Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to units |
| Aug 19, 2014 | Indiabulls Arbitrage Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to units |
| Aug 19, 2014 | Indiabulls Arbitrage Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to units |
| Aug 19, 2014 | Indiabulls Arbitrage Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to units |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | HDFC Capital Protection Oriented Fund - Series III | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Aug 19, 2014 | HDFC Capital Protection Oriented Fund - Series III | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Aug 19, 2014 | HDFC Capital Protection Oriented Fund - Series III | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Aug 19, 2014 | HDFC Capital Protection Oriented Fund - Series III | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Aug 19, 2014 | Indiabulls Arbitrage Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to units |
| Aug 19, 2014 | Indiabulls Arbitrage Fund | 16. Other schemeSEBI (MF) Regulations; 17. Trustee, AMC or Sponsor or their associates may subscribe to units |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | Birla Sun Life Corporate Bond Fund | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Aug 19, 2014 | HDFC Capital Protection Oriented Fund - Series III | Following are the Fundamental Attributes of the Scheme, in terms of Regulation 18 (15A) of the SEBI (MF) Regulationsscheme |
| Aug 20, 2014 | JPMorgan India Economic Reforms and Infrastructure Fund | transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | ICICI Prudential Multiple Yield Fund Series 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 21, 2014 | ICICI Prudential Multiple Yield Fund Series 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 21, 2014 | ICICI Prudential Multiple Yield Fund Series 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 21, 2014 | ICICI Prudential Multiple Yield Fund Series 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 21, 2014 | ICICI Prudential Multiple Yield Fund Series 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 21, 2014 | ICICI Prudential Multiple Yield Fund Series 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 21, 2014 | ICICI Prudential Multiple Yield Fund Series 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 21, 2014 | ICICI Prudential Multiple Yield Fund Series 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 21, 2014 | ICICI Prudential Multiple Yield Fund Series 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 21, 2014 | ICICI Prudential Multiple Yield Fund Series 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | SBI Debt Fund Series B 1 to 15 | schemeSEBI (Mutual Funds) Regulations, 1996. NAV can also be viewed on www.sbimf.com and www.amfiindia.com. |
| Aug 21, 2014 | ICICI Prudential Multiple Yield Fund Series 8 | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Aug 22, 2014 | Securities Laws (Amendment) Act, 2014 | “(2A) Any scheme or arrangement made or offered by any person satisfying the conditions as may be specified in accordance with the regulations made under this Act.’’; |
| Aug 25, 2014 | DWS Hybrid Fixed Term Fund - Series 31 -38 | AMC may charge service tax on investment and advisory fees of the schemescheme, if any within the maximum limit of TER as per the Regulation under 52(6) and (6A). Service tax on brokerage and transaction cost paid for asset purchases, will be within the limit prescribed under regulation 52 of the Regulations. |
| Aug 25, 2014 | Motilal Oswal MOSt Shares S 100 ETF | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Aug 25, 2014 | Motilal Oswal MOSt Shares S 100 ETF | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Aug 25, 2014 | Motilal Oswal MOSt Shares S 100 ETF | deems fit in the interest of smooth and efficient functioning of the scheme, subject to maximum limits as prescribed under the SEBI Regulations. The load may also be changed from time to time and in case of exit/redemption, load may be linked to the period of holding. |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 25, 2014 | SBI Long Term Advantage Fund - Series 1 & II | charge any management fees on this investment in the schemeSEBI (MF) Regulations, 1996 which states that: |
| Aug 26, 2014 | Naysaa Securities Limited | necessary in accordance with paragraph B(1) of Part II of Schedule II of The Companies Act, 1956 and SEBI Regulations. The Financial Statements have been prepared under Historical Cost conventions and in accordance with the |
| Aug 26, 2014 | Naysaa Securities Limited | necessary in accordance with paragraph B(1) of Part II of Schedule II of The Companies Act, 1956 and SEBI Regulations. The Financial Statements have been prepared under Historical Cost conventions and in accordance with the |
| Aug 27, 2014 | Core Settlement Guarantee Fund, Default Waterfall and Stress Test | circular, including necessaramendments to the relevant bye-laws, rules and regulations; |
| Sep 01, 2014 | Sharda Cropchem Limited | assure you that RBI will not impose any penalty on us or will not take any penal action in relation to the delays in making the necessary filings under the FEMA Regulations. In the event that any adverse actions are taken against us, our results of operations and profitability could be adversely affected. |
| Sep 01, 2014 | Securities and Exchange Board of India (Research Analysts) Regulations, 2014 [Last amended on April 17, 2020] | applicant has/have necessary qualification as specified in regulation 7. (d) Number of research analysts employed by the applicant who shall engage in research analysis and/or research report preparation under these regulations on behalf of the applicant. (Provide details thereof, including self certified copies of supporting |
| Sep 02, 2014 | Religare Invesco Annual Interval Fund - Series 1 - Plan A to D | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 02, 2014 | Religare Invesco Annual Interval Fund - Series 1 - Plan A to D | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 02, 2014 | Religare Invesco Annual Interval Fund - Series 1 - Plan A to D | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 02, 2014 | Religare Invesco Annual Interval Fund - Series 1 - Plan A to D | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 02, 2014 | Religare Invesco Annual Interval Fund - Series 1 - Plan A to D | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 02, 2014 | BOI AXA Capital Protection Oriented Fund-series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Sep 02, 2014 | BOI AXA Capital Protection Oriented Fund-series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Sep 02, 2014 | BOI AXA Capital Protection Oriented Fund-series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Sep 02, 2014 | BOI AXA Capital Protection Oriented Fund-series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Sep 02, 2014 | BOI AXA Capital Protection Oriented Fund-series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Sep 02, 2014 | BOI AXA Capital Protection Oriented Fund-series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Sep 02, 2014 | BOI AXA Capital Protection Oriented Fund-series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Sep 02, 2014 | BOI AXA Capital Protection Oriented Fund-series 2 | limit shall be charged to the scheme within the maximum limit of total expense ratio (TER) as prescribed under Regulation 52. |
| Sep 02, 2014 | Religare Invesco Annual Interval Fund - Series 1 - Plan A to D | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 02, 2014 | Religare Invesco Annual Interval Fund - Series 1 - Plan A to D | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 02, 2014 | Religare Invesco Annual Interval Fund - Series 1 - Plan A to D | not to rely on any communication regarding indicative yield/ portfolio with regard to the schemeSEBI (MF) Regulations subsequent to the date of the Scheme Information Document shall prevail over those specified in this Scheme Information |
| Sep 03, 2014 | Snowman Logistics Limited | FPIs are permitted to participate in the Issue only through the foreign portfolio investment schemescheme in accordance with Schedule 2 of the FEMA Regulations. |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 03, 2014 | Birla Sun Life Fixed Term Plan-Series MD to Series MH | enumerated above, without any sub limit or allocated to any of the said expense head(s) at the discretion of AMC. Also, the types of expenses charged shall be as per the SEBI (MF) Regulationsscheme excluding issue or redemption |
| Sep 05, 2014 | JPMorgan India Multi Asset Fund | may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Sep 05, 2014 | DWS Fixed Maturity Plan - Series 81 to 90 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Sep 05, 2014 | DWS Fixed Maturity Plan - Series 81 to 90 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Sep 05, 2014 | DWS Fixed Maturity Plan - Series 81 to 90 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Sep 05, 2014 | DWS Fixed Maturity Plan - Series 81 to 90 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Sep 05, 2014 | JPMorgan India Multi Asset Fund | may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be |
| Sep 05, 2014 | DWS Fixed Maturity Plan - Series 81 to 90 | schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Sep 08, 2014 | Shemaroo Entertainment Limited | FPIs are permitted to participate in the Issue only through the foreign portfolio investment schemescheme in accordance with Schedule 2 of the FEMA Regulations. |
| Sep 08, 2014 | Sirohia and Sons Limited | necessary in accordance with paragraph B(1) of Part II of Schedule II of The Companies Act, 1956 and SEBI Regulations. |
| Sep 08, 2014 | Sirohia and Sons Limited | necessary in accordance with paragraph B(1) of Part II of Schedule II of The Companies Act, 1956 and SEBI Regulations. |
| Sep 10, 2014 | Axis Hybrid Fund - Series 18 -21 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Sep 10, 2014 | Axis Hybrid Fund - Series 18 -21 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Sep 10, 2014 | Axis Hybrid Fund - Series 18 -21 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Sep 10, 2014 | Axis Hybrid Fund - Series 18 -21 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Sep 10, 2014 | Axis Hybrid Fund - Series 18 -21 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Sep 10, 2014 | Axis Hybrid Fund - Series 18 -21 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Sep 10, 2014 | Axis Hybrid Fund - Series 18 -21 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Sep 10, 2014 | ICICI Prudential Hybrid Saving Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Sep 10, 2014 | ICICI Prudential Hybrid Saving Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Sep 10, 2014 | ICICI Prudential Hybrid Saving Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Sep 10, 2014 | ICICI Prudential Hybrid Saving Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Sep 10, 2014 | ICICI Prudential Hybrid Saving Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Sep 10, 2014 | ICICI Prudential Hybrid Saving Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Sep 10, 2014 | ICICI Prudential Hybrid Saving Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Sep 10, 2014 | ICICI Prudential Hybrid Saving Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Sep 10, 2014 | ICICI Prudential Hybrid Saving Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Sep 10, 2014 | ICICI Prudential Hybrid Saving Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Sep 10, 2014 | Axis Hybrid Fund - Series 18 -21 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Sep 10, 2014 | Axis Hybrid Fund - Series 18 -21 | procedure prescribed/applicable to the schemeSEBI (Mutual Funds) Regulations, 1996 and the Listing Agreement with stock exchange(s). |
| Sep 10, 2014 | ICICI Prudential Hybrid Saving Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Sep 10, 2014 | ICICI Prudential Hybrid Saving Fund | Pursuant to SEBI circular no. CIR/IMD/DF/21/2012 dated September 13, 2012 and SEBI (Mutual Funds) Second Amendment Regulations, 2012, following additional costs or expenses may be charged to the scheme, namely: |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 15, 2014 | Birla Sun Life Equity Savings Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | DSP BlackRock Adbitrage Opportunities Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Sep 16, 2014 | DSP BlackRock Adbitrage Opportunities Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Sep 16, 2014 | DSP BlackRock Adbitrage Opportunities Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Sep 16, 2014 | DSP BlackRock Adbitrage Opportunities Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Sep 16, 2014 | DSP BlackRock Adbitrage Opportunities Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Sep 16, 2014 | DSP BlackRock Adbitrage Opportunities Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Sep 16, 2014 | DSP BlackRock Adbitrage Opportunities Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | IDFC Interval Fund Series-10 to 13 | Transaction Period. In case of non-fulfilment with the condition of minimum 20 investors the schemeSEBI (Mutual Funds) Regulations automatically without any reference from SEBI. In case of non-fulfilment with the condition of 25% holding by a single investor on the date |
| Sep 16, 2014 | IDFC Interval Fund Series-10 to 13 | Transaction Period. In case of non-fulfilment with the condition of minimum 20 investors the schemeSEBI (Mutual Funds) Regulations automatically without any reference from SEBI. In case of non-fulfilment with the condition of 25% holding by a single investor on the date |
| Sep 16, 2014 | IDFC Interval Fund Series-10 to 13 | Transaction Period. In case of non-fulfilment with the condition of minimum 20 investors the schemeSEBI (Mutual Funds) Regulations automatically without any reference from SEBI. In case of non-fulfilment with the condition of 25% holding by a single investor on the date |
| Sep 16, 2014 | IDFC Interval Fund Series-10 to 13 | Transaction Period. In case of non-fulfilment with the condition of minimum 20 investors the schemeSEBI (Mutual Funds) Regulations automatically without any reference from SEBI. In case of non-fulfilment with the condition of 25% holding by a single investor on the date |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Manufacturing Equity Fund | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | DSP BlackRock Adbitrage Opportunities Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Sep 16, 2014 | DSP BlackRock Adbitrage Opportunities Fund | The Scheme may be charged with the approval of the Trustee within overall limits as specified in the SEBI (MF) Regulationsscheme shall be subject to the following limits, which under |
| Sep 16, 2014 | Sundaram Fixed Term Plan-GT-HH | that can be charged to the schemeSEBI (Mutual Funds) Regulations. The Investment Management Fees and other recurring expenses |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | Birla Sun Life Emerging Leaders Fund Series -5 & 6 | management and advisory fees to the schemeSEBI (MF) Regulations. Currently, service tax is levied @12.36% for AMC fees as per taxation laws in force. |
| Sep 16, 2014 | IDFC Interval Fund Series-10 to 13 | Transaction Period. In case of non-fulfilment with the condition of minimum 20 investors the schemeSEBI (Mutual Funds) Regulations automatically without any reference from SEBI. In case of non-fulfilment with the condition of 25% holding by a single investor on the date |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | Axis Equity Opportunities Fund | sponsor or asset management company of schemescheme as on date of notification of |
| Sep 19, 2014 | Axis Equity Opportunities Fund | sponsor or asset management company of schemescheme as on date of notification of |
| Sep 19, 2014 | Axis Equity Opportunities Fund | sponsor or asset management company of schemescheme as on date of notification of |
| Sep 19, 2014 | Axis Equity Opportunities Fund | sponsor or asset management company of schemescheme as on date of notification of |
| Sep 19, 2014 | Axis Equity Opportunities Fund | sponsor or asset management company of schemescheme as on date of notification of |
| Sep 19, 2014 | Axis Equity Opportunities Fund | sponsor or asset management company of schemescheme as on date of notification of |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | L&T Fixed Income Interval Fund - Series I (Plan A to C) | directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| Sep 19, 2014 | L&T Fixed Income Interval Fund - Series I (Plan A to C) | directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| Sep 19, 2014 | L&T Fixed Income Interval Fund - Series I (Plan A to C) | directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| Sep 19, 2014 | L&T Fixed Income Interval Fund - Series I (Plan A to C) | directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| Sep 19, 2014 | Sundaram Banking & PSU Debt Fund | schemeSEBI (Mutual Funds) Regulations. Details are available in Part IV of the Scheme Information |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | LIC Nomura MF Banking & Financial Services Fund | 17. Other schemeSEBI (MF) Regulations; 18. Trustee, AMC or Sponsor or their associates may subscribe to |
| Sep 19, 2014 | Axis Equity Opportunities Fund | sponsor or asset management company of schemescheme as on date of notification of |
| Sep 22, 2014 | Axis Fixed Term Plan Series 73 - 77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 22, 2014 | Axis Fixed Term Plan Series 73 - 77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 22, 2014 | Axis Fixed Term Plan Series 73 - 77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 22, 2014 | Axis Fixed Term Plan Series 73 - 77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 22, 2014 | Axis Fixed Term Plan Series 73 - 77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 22, 2014 | Axis Fixed Term Plan Series 73 - 77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 22, 2014 | Axis Fixed Term Plan Series 73 - 77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 22, 2014 | Snowman Logistics Limited | FPIs are permitted to participate in the Issue only through the foreign portfolio investment schemescheme in accordance with Schedule 2 of the FEMA Regulations. |
| Sep 22, 2014 | Axis Fixed Term Plan Series 73 - 77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 22, 2014 | Axis Fixed Term Plan Series 73 - 77 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Sep 23, 2014 | Atishay Infotech Limited | Tier II and III cities are increasingly gaining traction among IT companies aiming to establish business in India. Cheap labour, affordable real estate, favourable government regulations, tax breaks and special economic zone (SEZ) schemes are facilitating their emergence as new IT destinations. |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 24, 2014 | UTI-short term opportunities Fund | In accordance with Regulation 18(15A) of the SEBI (MF) Regulationsscheme(s) and the Plan(s) / Option(s) |
| Sep 25, 2014 | Mirae Asset Balanced Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Sep 25, 2014 | Mirae Asset Balanced Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Sep 25, 2014 | Mirae Asset Balanced Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Sep 25, 2014 | Mirae Asset Balanced Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Sep 25, 2014 | Mirae Asset Balanced Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Sep 25, 2014 | Mirae Asset Balanced Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Sep 25, 2014 | Mirae Asset Balanced Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Sep 25, 2014 | Mirae Asset Balanced Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Sep 25, 2014 | Mirae Asset Balanced Fund | Following are the fundamental attributes of the schemeSEBI (MF) Regulations: |
| Sep 29, 2014 | Shemaroo Entertainment Limited | FPIs are permitted to participate in the Issue only through the foreign portfolio investment schemescheme in accordance with Schedule 2 of the FEMA Regulations. |
| Sep 30, 2014 | UTI Dual Advantage Fixed Term Fund - Sr 1 | Subject to SEBI (MFs) Regulationsscheme: |
| Sep 30, 2014 | UTI Dual Advantage Fixed Term Fund - Sr 1 | Subject to SEBI (MFs) Regulationsscheme: |
| Sep 30, 2014 | UTI Dual Advantage Fixed Term Fund - Sr 1 | Subject to SEBI (MFs) Regulationsscheme: |
| Sep 30, 2014 | JP Morgan India Fixed Maturity Plan Sr.42 and Sr.43 | 12 bps for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Sep 30, 2014 | JP Morgan India Fixed Maturity Plan Sr.42 and Sr.43 | 12 bps for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Sep 30, 2014 | JP Morgan India Fixed Maturity Plan Sr.42 and Sr.43 | 12 bps for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Sep 30, 2014 | UTI Dual Advantage Fixed Term Fund - Sr 1 | Subject to SEBI (MFs) Regulationsscheme: |
| Sep 30, 2014 | JP Morgan India Fixed Maturity Plan Sr.42 and Sr.43 | 12 bps for cash market transactions may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the |
| Oct 01, 2014 | Polson Limited | from the RBI, are permitted to undertake fresh investments as incorporated non-resident entities in terms of Regulation 5(1) of RBI Notification No.20/2000-RB dated May 3, 2000, under the foreign direct investment scheme with the prior approval of Government of India if the investment is through the |
| Oct 01, 2014 | Polson Limited | from the RBI, are permitted to undertake fresh investments as incorporated non-resident entities in terms of Regulation 5(1) of RBI Notification No.20/2000-RB dated May 3, 2000, under the foreign direct investment scheme with the prior approval of Government of India if the investment is through the |
| Oct 01, 2014 | Master Circular for Mutual Funds | 11 SEBI Circular No. IIMARP/MF/CIR/07/844/97 dated May 5, 1997. 12Regulation 29(2) of the SEBI (Mutual Funds) Regulationsschemes shall adopt the SID and KIM format as soon as possible but not later |
| Oct 01, 2014 | Master Circular for Mutual Funds | 11 SEBI Circular No. IIMARP/MF/CIR/07/844/97 dated May 5, 1997. 12Regulation 29(2) of the SEBI (Mutual Funds) Regulationsschemes shall adopt the SID and KIM format as soon as possible but not later |
| Oct 01, 2014 | Master Circular for Mutual Funds | 11 SEBI Circular No. IIMARP/MF/CIR/07/844/97 dated May 5, 1997. 12Regulation 29(2) of the SEBI (Mutual Funds) Regulationsschemes shall adopt the SID and KIM format as soon as possible but not later |
| Oct 01, 2014 | Master Circular for Mutual Funds | 11 SEBI Circular No. IIMARP/MF/CIR/07/844/97 dated May 5, 1997. 12Regulation 29(2) of the SEBI (Mutual Funds) Regulationsschemes shall adopt the SID and KIM format as soon as possible but not later |
| Oct 01, 2014 | Master Circular for Mutual Funds | 11 SEBI Circular No. IIMARP/MF/CIR/07/844/97 dated May 5, 1997. 12Regulation 29(2) of the SEBI (Mutual Funds) Regulationsschemes shall adopt the SID and KIM format as soon as possible but not later |
| Oct 01, 2014 | Master Circular for Mutual Funds | 11 SEBI Circular No. IIMARP/MF/CIR/07/844/97 dated May 5, 1997. 12Regulation 29(2) of the SEBI (Mutual Funds) Regulationsschemes shall adopt the SID and KIM format as soon as possible but not later |
| Oct 07, 2014 | Can Fin Homes Limited | which are incorporated and are not under the adverse notice of the RBI are permitted to undertake fresh investments as incorporated nonresident entities in terms of Regulation 5(1) of RBI Notification No.20/2000-RB dated May 3, 2000, under the foreign direct investment scheme with the prior approval of Government of India if the investment |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Equity Saving Fund | for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or Sponsors.; |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 08, 2014 | Reliance Dual Advantage Fixed Tenure Fund VII (Plan A to Plan F) | cent for cash market transactions and derivatives transactions respectively may be charged to the schemeSEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction costs, if any) shall be borne by the AMC or by the Trustee or |
| Oct 10, 2014 | L&T Resurgent India Corporate Bond Fund | of the directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| Oct 10, 2014 | L&T Resurgent India Corporate Bond Fund | of the directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| Oct 10, 2014 | L&T Resurgent India Corporate Bond Fund | of the directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| Oct 10, 2014 | L&T Resurgent India Corporate Bond Fund | of the directors and/ or key personnel are a party should also be disclosed separately. – As per the Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly the Fund had made investment in certain Pass Through Certificates of a securitisation trust (“the Trust). |
| Oct 10, 2014 | IIFL Balanced Fund | The scheme shall predominantly invest into equities and equities related instruments as per limit specified in the asset allocations subject to permissible limits laid under SEBI (MF) regulations. |
| Oct 10, 2014 | IIFL Balanced Fund | The scheme shall predominantly invest into equities and equities related instruments as per limit specified in the asset allocations subject to permissible limits laid under SEBI (MF) regulations. |
| Oct 10, 2014 | IIFL Balanced Fund | The scheme shall predominantly invest into equities and equities related instruments as per limit specified in the asset allocations subject to permissible limits laid under SEBI (MF) regulations. |
| Oct 10, 2014 | IIFL Balanced Fund | The scheme shall predominantly invest into equities and equities related instruments as per limit specified in the asset allocations subject to permissible limits laid under SEBI (MF) regulations. |
| Oct 10, 2014 | IIFL Balanced Fund | The scheme shall predominantly invest into equities and equities related instruments as per limit specified in the asset allocations subject to permissible limits laid under SEBI (MF) regulations. |
| Oct 10, 2014 | IIFL Balanced Fund | The scheme shall predominantly invest into equities and equities related instruments as per limit specified in the asset allocations subject to permissible limits laid under SEBI (MF) regulations. |
| Oct 10, 2014 | IIFL Balanced Fund | The scheme shall predominantly invest into equities and equities related instruments as per limit specified in the asset allocations subject to permissible limits laid under SEBI (MF) regulations. |
| Oct 13, 2014 | Momai Apparels Limited | reimbursed form the Ministry of Textiles, duty entitlement pass book scheme and duty drawback These incentives could be modified or removed at anytime, or new regulations could be introduced applicable to our Company’s business, which could adversely affect our Company’s operations and |
| Oct 16, 2014 | LIC Nomura MF Rajiv Gandhi Equity Saving Scheme Fund Series -3 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 16, 2014 | LIC Nomura MF Rajiv Gandhi Equity Saving Scheme Fund Series -3 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 16, 2014 | LIC Nomura MF Rajiv Gandhi Equity Saving Scheme Fund Series -3 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 16, 2014 | LIC Nomura MF Rajiv Gandhi Equity Saving Scheme Fund Series -3 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 16, 2014 | LIC Nomura MF Rajiv Gandhi Equity Saving Scheme Fund Series -3 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 16, 2014 | LIC Nomura MF Rajiv Gandhi Equity Saving Scheme Fund Series -3 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 16, 2014 | LIC Nomura MF Rajiv Gandhi Equity Saving Scheme Fund Series -3 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 16, 2014 | LIC Nomura MF Rajiv Gandhi Equity Saving Scheme Fund Series -3 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | HDFC Annual Interval Fund - Series II (3 Plans) | As per the SEBI MF Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly, few |
| Oct 16, 2014 | HDFC Annual Interval Fund - Series II (3 Plans) | As per the SEBI MF Regulations, mutual fund schemes are permitted to invest in securitised debt. Accordingly, few |
| Oct 16, 2014 | LIC Nomura MF Rajiv Gandhi Equity Saving Scheme Fund Series -3 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 16, 2014 | LIC Nomura MF Rajiv Gandhi Equity Saving Scheme Fund Series -3 | over and above the said 12 bps cash market transactions may be charged to the schemeSEBI (MF) Regulations. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 16, 2014 | SBI Equity MIP Fund | The exit load charged, if any, after the commencement of the SEBI (Mutual Funds) (Second Amendment) Regulations, 2012, shall be credited to the scheme. Service tax on exit load shall be paid out of the exit load proceeds and exit load net of service tax shall be |
| Oct 17, 2014 | ICICI Prudential Fixed Maturity Plan - Series 76 Plans A to Z | As per the SEBI (MF) Regulations, mutual fund schemes are permitted to invest in |
| Oct 17, 2014 | ICICI Prudential Fixed Maturity Plan - Series 76 Plans A to Z | As per the SEBI (MF) Regulations, mutual fund schemes are permitted to invest in |
| Oct 21, 2014 | Modification of client codes of non-institutional trades executed on stock exchanges (All Segments) | circular, including necessaramendments to the relevant bye-laws, rules and regulations. |
| Oct 21, 2014 | JP Morgan India Balanced Advantage Fund | transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management and |
| Oct 21, 2014 | JP Morgan India Balanced Advantage Fund | transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management and |
| Oct 21, 2014 | JP Morgan India Balanced Advantage Fund | transactions and derivatives transactions respectively may be charged to the scheme within the maximum limit of Total Expense Ratio (TER) as prescribed under regulation 52 of the SEBI (Mutual Funds) Regulations, 1996. Any expenditure in excess of the said prescribed limit (including brokerage and transaction cost, if any) shall be borne by the AMC or by the trustee or sponsors. In addition to expenses under Regulation 52 (6) and (6A) of SEBI Regulations, AMC may charge service tax on Investment Management and Advisory Fees, expenses other than Investment Management and |
| Oct 22, 2014 | Revision of proprietary position limits of non-bank stock brokers for currency derivatives contracts | circular, including necessaramendments to the relevant bye-laws, rules and regulations; |
| Oct 27, 2014 | IDFC Fixed Term Plan - Series 108 To 117 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 27, 2014 | IDFC Fixed Term Plan - Series 108 To 117 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 27, 2014 | IDFC Fixed Term Plan - Series 108 To 117 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 27, 2014 | IDFC Fixed Term Plan - Series 108 To 117 | Following are the Fundamental Attributes of the schemeSEBI (MF) Regulations: |
| Oct 28, 2014 | Kotak NV 20 ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Oct 28, 2014 | Kotak NV 20 ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Oct 28, 2014 | Kotak NV 20 ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Oct 28, 2014 | Kotak NV 20 ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Oct 28, 2014 | Kotak NV 20 ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Oct 28, 2014 | Kotak NV 20 ETF | Service Tax on investment and advisory fees may be charged to the schemescheme within the maximum limit of TER as per Regulation 52. |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | Securities and Exchange Board of India (Share Based Employee Benefits) Regulations, 2014 | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |
| Oct 28, 2014 | SEBI (Share Based Employee Benefits) Regulations, 2013 (as amended upto September 18, 2015)". | schemes of the company, beyond the permissible limits as provided under these regulations, shall have a period of five years to bring down its holding in shares to such limits; |